POLY / Plantronics, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

POLY / Plantronics, Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 27)* Plantronics, Inc. (Name of Issuer) COM (Title of Class of Securities) 727493108 (CUSIP Number) August 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-12696 PLANTRONICS, INC. (Exact name of registrant as specified in its ch

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2022 PLANTRONICS, INC. (Exact name of registrant as specified in its charter) Delaware 1-12696 77-0207692 (State or other jurisdiction of incorporation) (Commission File Nu

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

S-8 POS 1 dp179005s8pos-162715.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-258324 333-248775 333-240154 333-234518 333-227306 333-221241 333-215831 333-207830 333-190404 333-188868 333-183268 333-177705 333-170325 333-162715 333-152814 333-146076 333-140623 333-131412 333-127672 333-120364 333-107218 333-97091 033-81980 333-67094 3

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

Amended and Restated Certificate of Incorporation of Plantronics, Inc.

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF PLANTRONICS, INC. ARTICLE I The name of the corporation (hereinafter called the ?Corporation?) is Plantronics, Inc. ARTICLE II The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, Wilmington, County of New Castle, Delaware 19801. The name of the registered agent of the Corporation at such address is The Corpo

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

S-8 POS 1 dp179018s8pos-14833.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-258324 333-248775 333-240154 333-234518 333-227306 333-221241 333-215831 333-207830 333-190404 333-188868 333-183268 333-177705 333-170325 333-162715 333-152814 333-146076 333-140623 333-131412 333-127672 333-120364 333-107218 333-97091 033-81980 333-67094 33

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 09, 2022, pursuant to the provisions of Rule 12d2-2 (a).

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

S-8 POS 1 dp178997s8pos-221241.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-258324 333-248775 333-240154 333-234518 333-227306 333-221241 333-215831 333-207830 333-190404 333-188868 333-183268 333-177705 333-170325 333-162715 333-152814 333-146076 333-140623 333-131412 333-127672 333-120364 333-107218 333-97091 033-81980 333-67094 3

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

As filed with the Securities and Exchange Commission on August 29, 2022

As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos.

Amended and Restated Bylaws of Plantronics, Inc.

Exhibit 3.2 BYLAWS OF PLANTRONICS, INC. (the “Corporation”) Section 1 LAW, CERTIFICATE OF INCORPORATION AND BYLAWS 1.1. These bylaws are subject to the certificate of incorporation of the Corporation (the “Certificate of Incorporation”). In these bylaws, references to law, the Certificate of Incorporation and bylaws mean the law, the provisions of the Certificate of Incorporation and these bylaws

As filed with the Securities and Exchange Commission on August 29, 2022

S-8 POS 1 dp179012s8pos-107218.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-258324 333-248775 333-240154 333-234518 333-227306 333-221241 333-215831 333-207830 333-190404 333-188868 333-183268 333-177705 333-170325 333-162715 333-152814 333-146076 333-140623 333-131412 333-127672 333-120364 333-107218 333-97091 033-81980 333-67094 3

As filed with the Securities and Exchange Commission on August 29, 2022

POS AM 1 dp179020posam-92040.htm FORM POS AM As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-92040 333-37876 333-77631 333-70333 333-67781 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-3 Registration Statement No. 333-92040 Form S-3 Registration Statement No. 333-37876 Form S-3 Registr

As filed with the Securities and Exchange Commission on August 29, 2022

POS AM 1 dp179023posam-70333.htm FORM POS AM As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-92040 333-37876 333-77631 333-70333 333-67781 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-3 Registration Statement No. 333-92040 Form S-3 Registration Statement No. 333-37876 Form S-3 Registr

As filed with the Securities and Exchange Commission on August 29, 2022

S-8 POS 1 dp179004s8pos-170325.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 29, 2022 Registration Nos. 333-258324 333-248775 333-240154 333-234518 333-227306 333-221241 333-215831 333-207830 333-190404 333-188868 333-183268 333-177705 333-170325 333-162715 333-152814 333-146076 333-140623 333-131412 333-127672 333-120364 333-107218 333-97091 033-81980 333-67094 3

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantronics

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file nu

Poly Announces First Quarter Fiscal 2023 Financial Results

Poly Announces First Quarter Fiscal 2023 Financial Results SANTA CRUZ, Calif., - August 11, 2022 - Poly (NYSE: POLY), a global outfitter of professional-grade audio and video technology, today announced first quarter results for the period ended July 2, 2022. Highlights for the first quarter include: ?GAAP revenues for fiscal Q1 were $416M, a 4% year-over-year decline driven primarily by supply ch

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

First Supplemental Indenture, dated as of July 25, 2022, to the Indenture, dated March 4, 2021, by and among Plantronics, Inc., the Subsidiary Guarantor party thereto and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee.

Execution Version FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE, dated as of July 25, 2022 (this ?First Supplemental Indenture?), to the Indenture (defined below) by and between Plantronics, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14

POLY ANNOUNCES STOCKHOLDER APPROVAL OF MERGER AGREEMENT WITH HP INC.

Exhibit 99.1 POLY ANNOUNCES STOCKHOLDER APPROVAL OF MERGER AGREEMENT WITH HP INC. SANTA CRUZ, Calif., - June 23, 2022 ? Poly (NYSE: POLY), a global outfitter of professional-grade audio and video technology, today announced that its stockholders voted to approve the merger agreement pursuant to which Poly will be acquired by HP Inc. Based on preliminary results, over 80% of Poly?s outstanding comm

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2022 PLANTRONICS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 (State or Other Jurisdiction of Incorporation) (Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 (State or Other Jurisdiction of Incorporation) (Commission file number) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal Executive Offices including Zip Code) (831) 420-3002 (Regi

Plantronics, Inc. Conflict Minerals Report For The Year Ended December 31, 2021

EX-1.01 2 cy21cmrex101.htm EX-1.01 PLANTRONICS, INC. (POLY) CONFLICT MINERALS REPORT FOR THE YEAR ENDED DECEMBER 31, 2021 Introduction This Conflict Minerals Report for the calendar year ended December 31, 2021 (“CY 2021”) is presented by Plantronics, Inc. (“Poly”, “Company”, “we” or “our”) (NYSE: POLY) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Exchange Act”). Compa

Plantronics, Inc. 2003 Stock Plan, as amended and restated, Notice of Grant of Restricted Stock Units (Performance-Based) (as approved in 2022)

PLANTRONICS, INC. AMENDED AND RESTATED 2003 STOCK PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (PERFORMANCE-BASED) Unless otherwise defined herein, the terms defined in the Amended and Restated 2003 Stock Plan (the ?Plan?) will have the same meanings in this Notice of Grant of Restricted Stock Units (Performance-Based) (the ?Notice of Grant?) and the Terms and Conditions of the Restricted Stock

Plantronics, Inc. 2003 Stock Plan, as amended and restated, Notice of Grant of Restricted Stock Units (as approved in 2022)

PLANTRONICS, INC. AMENDED AND RESTATED 2003 STOCK PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2003 Stock Plan (the ?Plan?) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the ?Notice of Grant?), the Terms and Conditions of the Restricted Stock Units attached hereto as Exhibit A,

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT State or Jurisdiction of Incorporation or Organization 1 Plantronics Canada, Inc. Canada 2 Polycom Australia Pty Ltd. Australia 3 Frederick Electronics Corp. United States 4 Plamex S.A. de C.V. Mexico 5 Polycom Japan Japan 6 Polycom, Inc. United States 7 Plantronics International Ltd. Cayman Islands 8 Poly Communications International Unlimited Company I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 27, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numbe

Description of Plantronics, Inc.'s Capital Stock

DESCRIPTION OF THE CAPITAL STOCK OF PLANTRONICS, INC. The following description of the material provisions of the capital stock and other material terms of the 2009 Restated Certificate of Incorporation dated January 20, 2009 (the ?Certificate of Incorporation?) of Plantronics, Inc. (the ?Company?), the Company?s Amended and Restated Bylaws, effective as of April 9, 2020 (the ?Bylaws?), and certai

Poly Announces Fourth Quarter and Full-Year Fiscal 2022 Financial Results

Poly Announces Fourth Quarter and Full-Year Fiscal 2022 Financial Results SANTA CRUZ, Calif.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-12696 Plantronics, Inc. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Plantronics, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees to be

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Plantronics, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees to be Paid $ 1,976,613,600.00 (1) .0000927 $ 183,232 (2) Fees Previously Paid $ 0 $ 0 Total Transaction Valuation $ 1,976,613,600.00 Total Fees Due for Fil

to Schedule 13G

Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

POLY / Plantronics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Plantronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 727493108 (CUSIP Number) March 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Sc

to Schedule 13G Joint Filing Agreement

Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated April 11, 2022 in connection with their beneficial ownership of Plantronics Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Sec.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

DEFA14A 1 ny20003617x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2022 PLANTRONICS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12696 77-0207692 (State or other jurisdiction of

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2022 PLANTRONICS, INC.

###

Exhibit 99.1 HP Inc. 1501 Page Mill Palo Alto, CA 94304 hp.com News Release HP Inc. to Acquire Poly Combination accelerates HP?s growth strategy and creates leading portfolio of hybrid work solutions PALO ALTO, Calif., and SANTA CRUZ, Calif., March 28, 2022 ? HP Inc. (NYSE: HPQ) today announced a definitive agreement to acquire Poly (NYSE: POLY), a leading global provider of workplace collaboratio

AGREEMENT AND PLAN OF MERGER Dated as of March 25, 2022, HP INC., PRISM SUBSIDIARY CORP. PLANTRONICS, INC.

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER Dated as of March 25, 2022, among HP INC., PRISM SUBSIDIARY CORP. and PLANTRONICS, INC. -1- TABLE OF CONTENTS Page ARTICLE I The Merger 1 Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Organizational Documents 2 Section 1.06 Directors and Officers 2 ARTICLE II Effect on th

###

Exhibit 99.1 HP Inc. 1501 Page Mill Palo Alto, CA 94304 hp.com News Release HP Inc. to Acquire Poly Combination accelerates HP?s growth strategy and creates leading portfolio of hybrid work solutions PALO ALTO, Calif., and SANTA CRUZ, Calif., March 28, 2022 ? HP Inc. (NYSE: HPQ) today announced a definitive agreement to acquire Poly (NYSE: POLY), a leading global provider of workplace collaboratio

HP Inc. and Plantronics, Inc. Joint Press Release dated March 28, 2022.

Exhibit 99.1 HP Inc. 1501 Page Mill Palo Alto, CA 94304 hp.com News Release HP Inc. to Acquire Poly Combination accelerates HP?s growth strategy and creates leading portfolio of hybrid work solutions PALO ALTO, Calif., and SANTA CRUZ, Calif., March 28, 2022 ? HP Inc. (NYSE: HPQ) today announced a definitive agreement to acquire Poly (NYSE: POLY), a leading global provider of workplace collaboratio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

AGREEMENT AND PLAN OF MERGER Dated as of March 25, 2022, HP INC., PRISM SUBSIDIARY CORP. PLANTRONICS, INC.

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER Dated as of March 25, 2022, among HP INC., PRISM SUBSIDIARY CORP. and PLANTRONICS, INC. -1- TABLE OF CONTENTS Page ARTICLE I The Merger 1 Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Organizational Documents 2 Section 1.06 Directors and Officers 2 ARTICLE II Effect on th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 28, 2022 Date of Report (Date of Earliest Event Reported) HP Inc. (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 28, 2022 Date of Report (Date of Earliest Event Reported) HP Inc. (Exact name of registrant as specified in its charter) Delaware 1-4423 94-1081436 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 14, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

to Schedule 13G Joint Filing Agreement

Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of Plantronics Inc.

POLY / Plantronics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Plantronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 727493108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

to Schedule 13G

Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

POLY / Plantronics, Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 26)* Plantronics, Inc. (Name of Issuer) COM (Title of Class of Securities) 727493108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

POLY / Plantronics, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Plantronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 727493108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 1

©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 22 l tr ics, I . ll i t . This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and

?2021 Plantronics Inc. All rights reserved. 1 ?2021 Plantronics Inc. All rights reserved. 22 l tr ics, I . ll i t . This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to our intentions, beliefs, projections, outlook, analy

Plantronics, Inc. 2002 Employee Stock Purchase Plan, as amended and restated

APPENDIX C PLANTRONICS, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN Amended and restated effective June 4, 2021, approved by stockholders on July 26, 20211 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions or a cash contribution, if applicable. This

Poly Announces Third Quarter Fiscal 2022 Financial Results

Poly Announces Third Quarter Fiscal 2022 Financial Results SANTA CRUZ, Calif., - February 8, 2022 - Poly (NYSE: POLY), a global outfitter of professional-grade audio and video technology, today announced third quarter results for the period ended January 1, 2022. Highlights for the third quarter include: ?The Company delivered GAAP revenues of $410M, while supply chain constraints drove increased

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantron

Amendment No. 3 to Credit Agreement, dated as of December 29, 2021, by and among Plantronics, Inc., the lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent

Execution Version AMENDMENT NO. 3 TO CREDIT AGREEMENT AMENDMENT NO. 3, dated as of December 29, 2021 (this ?Amendment No. 3?), by and among PLANTRONICS, INC., a Delaware corporation (the ?Borrower?) and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as administrative agent (in such capacity, the ?Administrative Agent?) and the Revolving Credit Lenders party hereto, to that

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantron

Poly Announces Second Quarter Fiscal 2022 Financial Results

Poly Announces Second Quarter Fiscal 2022 Financial Results SANTA CRUZ, Calif., - October 28, 2021 - Poly (NYSE: POLY), a global outfitter of professional-grade audio and video technology, today announced second quarter results for the period ended October 2, 2021. Highlights for the second quarter include: ?Demand environment remains intact as businesses worldwide prepare for a return to office b

©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Secu

?2021 Plantronics Inc. All rights reserved. 1 ?2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to our intentions, beliefs, projections, outlook, analyses or current expectati

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 Plantronics, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Press release issued by Plantronics, Inc. on September 29, 2021, entitled "Poly Welcomes Talvis Love to its Board of Directors"

Poly Welcomes Talvis Love to its Board of Directors Proven industry leader brings innovation and business transformation experience to support Poly?s growth SANTA CRUZ, Calif.

Offer letter dated as of June 14, 2021 between Registrant and Warren Schlichting

345 Encinal Street Santa Cruz, CA 95060 +1 (831) 426-5858 poly.com June 10, 2021 Warren Schlichting Dear Warren: On behalf of Plantronics, Inc., now branded as Poly (the “Company”), I am pleased to offer you the position of Executive Vice President, Chief Operating Officer, reporting to Dave Shull, President & Chief Executive Officer. Should you accept this offer of employment, your first day of e

Plantronics, Inc. 2003 Stock Plan, as amended and restated

EX-10.2 4 s-8fy22exhibit102.htm EX-10.2 APPENDIX D PLANTRONICS, INC. 2003 STOCK PLAN Amended and restated effective June 4, 2021, approved by stockholders on July 26, 2021 SECTION 1.PURPOSES AND DEFINITIONS 1.1Purposes of the Plan. The purposes of this 2003 Stock Plan are: (A)to attract and retain the best available personnel for positions of substantial responsibility, (B)to provide additional in

Plantronics, Inc. 2002 Employee Stock Purchase Plan, as amended and restated

APPENDIX C PLANTRONICS, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN Amended and restated effective June 4, 2021, approved by stockholders on July 26, 2021 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions or a cash contribution, if applicable. This P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Plantronics, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0207692 (State or other juri

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Plantronics, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0207692 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal

Executive Severance Agreement and Change of Control Severance Agreement dated as of June 14, 2021 between Registrant and Warren Schlichting

PLANTRONICS, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (this ?Agreement?) is made and entered into by and between Warren Schlichting (?Executive?) and Plantronics, Inc., a Delaware corporation (the ?Company?), effective as of June 14, 2021 (the ?Effective Date?). RECITALS 1.Executive is employed by the Company or one of its affiliates in a key employee capacity and the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantronics

©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Secu

EX-99.2 3 q122earningsmaster729219.htm EX-99.2 ©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to our intentions, beliefs, proj

Poly Announces First Quarter Fiscal 2022 Financial Results Revenue Performance Driven by Strong Y/Y growth in Video and Voice

Poly Announces First Quarter Fiscal 2022 Financial Results Revenue Performance Driven by Strong Y/Y growth in Video and Voice SANTA CRUZ, Calif.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

Plantronics, Inc. 2002 Employee Stock Purchase Plan, Amended and Restated Effective June 4, 2021, Approved by Stockholders on July 26, 2021

APPENDIX C PLANTRONICS, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN Amended and restated effective June 4, 2021, approved by stockholders on July 26, 2021 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions or a cash contribution, if applicable. This P

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

Plantronics, Inc. 2003 Stock Plan, Amended and Restated Effective June 4, 2021, Approved by Stockholders on July 26, 2021

EX-10.2 3 ex102stockplanfy21.htm EX-10.2 APPENDIX D PLANTRONICS, INC. 2003 STOCK PLAN Amended and restated effective June 4, 2021, approved by stockholders on July 26, 2021 SECTION 1.PURPOSES AND DEFINITIONS 1.1Purposes of the Plan. The purposes of this 2003 Stock Plan are: (A)to attract and retain the best available personnel for positions of substantial responsibility, (B)to provide additional i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Poly Appoints Warren Schlichting as Executive Vice President, Chief Operating Officer Seasoned Telecommunications Leader Brings More than Twenty Years of Growth-Oriented Experience and a Strong Track Record of Transformative, Operational Excellence

FOR IMMEDIATE RELEASE Poly Appoints Warren Schlichting as Executive Vice President, Chief Operating Officer Seasoned Telecommunications Leader Brings More than Twenty Years of Growth-Oriented Experience and a Strong Track Record of Transformative, Operational Excellence SANTA CRUZ, Calif.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

Plantronics, Inc. Conflict Minerals Report For The Year Ended December 31, 2020

EX-1.01 2 cy20cmrex101.htm EX-1.01 PLANTRONICS, INC. CONFLICT MINERALS REPORT FOR THE YEAR ENDED DECEMBER 31, 2020 Introduction This Conflict Minerals Report for the calendar year ended December 31, 2020 (“CY 2020”) is presented by Plantronics, Inc. (“Poly”, “Company”, “we” or “our”) (NYSE: PLT) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Exchange Act”). Poly is a glo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file number) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal Executive

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numbe

Description of Plantronics, Inc.'s Capital Stock

Plantronics, Inc. 2003 Stock Plan, as amended and restated, Notice of Grant of Restricted Stock Units

PLANTRONICS, INC. AMENDED AND RESTATED 2003 STOCK PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2003 Stock Plan (the ?Plan?) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the ?Notice of Grant?), the Terms and Conditions of the Restricted Stock Units attached hereto as Exhibit A,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-12696 Plantronics, Inc. (E

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT State or Jurisdiction of Incorporation or Organization 1 Plantronics Canada, Inc. Canada 2 Polycom Australia Pty Ltd. Australia 3 Frederick Electronics Corp. United States 4 Plamex S.A. de C.V. Mexico 5 Polycom Japan Japan 6 Polycom, Inc. United States 7 Vivu, Inc. United States 8 Plantronics International Ltd. Cayman Islands 9 Polyspan Cayman Ltd. Cayma

Plantronics, Inc. 2003 Stock Plan, as amended and restated, Notice of Grant of Restricted Stock Units (Performance-Based) (effective 2021)

PLANTRONICS, INC. AMENDED AND RESTATED 2003 STOCK PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (PERFORMANCE-BASED) Unless otherwise defined herein, the terms defined in the Amended and Restated 2003 Stock Plan (the ?Plan?) will have the same meanings in this Notice of Grant of Restricted Stock Units (Performance-Based) (the ?Notice of Grant?) and the Terms and Conditions of the Restricted Stock

Plantronics, Inc. 2003 Stock Plan, as amended and restated, Notice of Grant of Restricted Stock Units (Performance-Based)

EX-10.8 4 ex108formofpsuagmtxfy21.htm EX-10.8 PLANTRONICS, INC. AMENDED AND RESTATED 2003 STOCK PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (PERFORMANCE-BASED) Unless otherwise defined herein, the terms defined in the Amended and Restated 2003 Stock Plan (the “Plan”) will have the same meanings in this Notice of Grant of Restricted Stock Units (Performance-Based) (the “Notice of Grant”) and the

©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Secu

EX-99.2 3 q421earningsmasterfinal.htm EX-99.2 ©2021 Plantronics Inc. All rights reserved. 1 ©2021 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to our intentions, beliefs, proje

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numbe

Poly Announces Fourth Quarter and Full-Year Fiscal 2021 Financial Results Delivers Strong Revenue and Profitability Driven by Record Video Sales as Long-Term Trends Toward Hybrid Work and Video Collaboration Accelerate New Products, Partnerships, and

Poly Announces Fourth Quarter and Full-Year Fiscal 2021 Financial Results Delivers Strong Revenue and Profitability Driven by Record Video Sales as Long-Term Trends Toward Hybrid Work and Video Collaboration Accelerate New Products, Partnerships, and Distribution Strategies Target Post-Pandemic Environment and Evolving Purchasing Patterns Improved Operational Execution Drives Strong Operating Cash Flow SANTA CRUZ, Calif.

Poly Announces NYSE Ticker Symbol Change from “PLT” to “POLY”

EX-99.3 4 q421ex993tickersymbol.htm EX-99.3 Poly Announces NYSE Ticker Symbol Change from “PLT” to “POLY” SANTA CRUZ, Calif. – May 13, 2021 – Poly (NYSE: PLT), today announced that its ticker symbol on the New York Stock Exchange (NYSE) will change to "POLY" at the open of market trading on Monday, May 24, 2021. Poly, formerly Plantronics and Polycom, has traded under the ticker “PLT” since Plantr

Indenture, dated March 4, 2021, by and among Plantronics, Inc., the Subsidiary Guarantors party hereto from time to time and U.S. Bank National Association, as trustee

PLANTRONICS, INC., THE SUBSIDIARY GUARANTORS PARTY HERETO, AND U.S. BANK NATIONAL ASSOCIATION, As Trustee INDENTURE Dated as of March 4, 2021 $500,000,000 4.750% SENIOR NOTES DUE 2029 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 33 Section 1.03. Rules of Construction 34 Section 1.04. Limited Condition Tran

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Poly Announces Pricing of Its Senior Notes Offering

Poly Announces Pricing of Its Senior Notes Offering Santa Cruz, Calif., - February 25, 2021 - Poly (NYSE: PLT) (the ?Company?), a global outfitter of professional-grade audio and video technology, today announced the pricing of its private offering of $500,000,000 aggregate principal amount of new 4.750% senior notes due 2029 (the ?2029 Notes?). The offering is expected to close on or about March

Purchase Agreement, dated February 25, 2021

Execution Version $500,000,000 PLANTRONICS, INC. 4.750% Senior Notes due 2029 PURCHASE AGREEMENT February 25, 2021 February 25, 2021 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 As Representative of the Initial Purchasers Ladies and Gentlemen: Plantronics, Inc., a Delaware corporation (the ?Company?), proposes to issue and sell to the several purchasers named in Schedule I heret

Poly Announces Proposed Senior Notes Offering

EX-99.1 2 ex991srnoteofferannounceme.htm EX-99.1 Poly Announces Proposed Senior Notes Offering SANTA CRUZ, Calif. – February 22, 2021 – Poly (NYSE: PLT) (the “Company”), a global outfitter of professional-grade audio and video technology, today announced its intention to offer $500 million aggregate principal amount of new senior notes due 2029 (the “2029 Notes”). The Company intends to use the pr

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 22, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

to Schedule 13G

EX-99.I 2 d114440dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 25)* Plantronics, Inc. (Name of Issuer) (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement)

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Plantronics Inc. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Plantronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of E

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Plantronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 727493108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

©2021 Plantronics Inc. All rights reserved. 1 Q3 FY21 FINANCIAL RESULTS February 4, 2021 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities

q321earningsmaster-final ©2021 Plantronics Inc. All rights reserved. 1 Q3 FY21 FINANCIAL RESULTS February 4, 2021 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating t

Poly Announces Third Quarter Fiscal Year 2021 Financial Results Delivers Strong Revenue and Profitability Driven by Record Professional Headset and Video Revenues as Long-Term Trends Toward Remote Work and Video Collaboration Accelerate New Products,

Poly Announces Third Quarter Fiscal Year 2021 Financial Results Delivers Strong Revenue and Profitability Driven by Record Professional Headset and Video Revenues as Long-Term Trends Toward Remote Work and Video Collaboration Accelerate New Products, Partnerships, and Distribution Strategies Target Post-Pandemic Environment and Evolving Purchasing Patterns Improved Operational Execution Drives Solid Operating Cash Flow SANTA CRUZ, Calif.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantr

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Plantronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 727493108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R

PLT / Plantronics, Inc. / Siris Capital Group, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* PLANTRONICS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 727493108 (CUSIP Number) Steven Spencer Siris Capital Group, LLC 601 Lexington Avenue, 59th Floor New York, NY 10022 212-231-0095 (Name, Address and

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

ress release issued by Plantronics, Inc. on November 17, 2020, entitled

EX-10.1 2 ex101bod.htm EX-10.1 Yael Zheng Joins the Poly Board of Directors Zheng Brings More than 20 Years of Technology and Marketing Experience as CMO of Bill.com, and leadership roles at Medallia, VMWare SANTA CRUZ, Calif. – Nov. 17, 2020 – Poly (NYSE: PLT) announced today that Yael Zheng, chief marketing officer of Bill.com, Inc., has been appointed by Poly’s Board to serve as a member of the

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plant

Severance Agreement and Release dated as of August 14, 2020 between Registrant and Mary Huser

345 Encinal Street Santa Cruz, CA 95060 www.poly.com August 14, 2020 Mary Huser 511 West Santa Inez Avenue Hillsborough, CA 94010 Re: Mutual Separation Agreement and Release Dear Mary: Consistent with our recent discussions to mutually transition your role as the Executive Vice President, Chief Legal and Compliance Officer and Corporate Secretary and to transition your responsibilities to another

Change of Control Severance Agreement dated September 9, 2020 between Registrant and Dave Shull

PLANTRONICS, INC. CHANGE OF CONTROL SEVERANCE AGREEMENT This Change of Control Severance Agreement (the "Agreement") is made and entered into by and between David Shull ("Key Associate") and Plantronics, Inc., a Delaware corporation (the "Company"), effective as of September 9, 2020 (the "Effective Date"). RECITALS 1.It is expected that the Company from time to time will consider the possibility o

Offer letter dated as of August 15, 2020 between Registrant and Dave Shull

345 Encinal Street Santa Cruz, CA 95060 +1 (831) 426-5858 poly.com August15,2020 David Shull 900 S. Williams Street Denver, Colorado 80209 Dear David: On behalf of Plantronics, Inc., now branded as Poly, the "Company," I am pleased to offer you the position of President and Chief Executive Officer, reporting directly to the Poly Board of Directors (the "Board"). Should you accept this offer of emp

Poly Announces Second Quarter Fiscal Year 2021 Financial Results Hybrid Work Drives Record Enterprise Headset Revenue; Remote Education Contributes to Record Video Shipments

EX-99.1 2 q221ex991earningsrelea.htm EX-99.1 Poly Announces Second Quarter Fiscal Year 2021 Financial Results Hybrid Work Drives Record Enterprise Headset Revenue; Remote Education Contributes to Record Video Shipments SANTA CRUZ, Calif., - October 29, 2020 - Poly (NYSE: PLT) today announced second quarter results for the period ending September 26, 2020. Highlights for the second quarter include

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

POLY COMPANY OVERVIEW October 29, 2020 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amende

EX-99.2 3 q221earningspresentation.htm EX-99.2 POLY COMPANY OVERVIEW October 29, 2020 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to

Plantronics, Inc. 2020 Inducement Equity Incentive Plan and forms of agreement thereunder

Plantronics, Inc. 2020 Inducement Equity Incentive Plan PLANTRONICS, INC. 2020 INDUCEMENT EQUITY INCENTIVE PLAN SECTION 1.PURPOSES AND DEFINITIONS 1.1 Purposes of the Plan. The purpose of this Plan is to attract and retain the best available personnel for positions of substantial responsibility by providing a material inducement to individuals’ entering into employment with the Company or any Pare

- S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Plantronics, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0207692 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

PLT / Plantronics, Inc. / Siris Capital Group, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* PLANTRONICS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 727493108 (CUSIP Number) Steven Spencer Siris Capital Group, LLC 601 Lexington Avenue, 59th Floor New York, NY 10022 212-231-0095 (Name, Address and

WAIVER AND ACKNOWLEDGMENT Dated: August 27, 2020

Exhibit 99.6 EXECUTION VERSION WAIVER AND ACKNOWLEDGMENT Dated: August 27, 2020 Reference is hereby made to the Stockholder Agreement, dated as of July 2, 2018, by and among Plantronics, Inc. (the “Company”) and Triangle Private Holdings II, LLC (“Siris”), as amended on February 10, 2020 (the “Stockholder Agreement”), pursuant to which, among other things, Frank Baker (“Baker”) and Daniel Moloney

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file nu

Siris Capital Partially Exits its Investment in Poly Siris Sells approx. 4 Million Shares of PLT, representing ~10% of Outstanding Shares

FOR IMMEDIATE RELEASE Siris Capital Partially Exits its Investment in Poly Siris Sells approx.

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 28, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-12696

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file nu

Poly Appoints Dave Shull President and Chief Executive Officer Telecommunications and Technology Veteran Brings 15 Years of Senior Leadership Experience and a Strong Track Record of Value Creation

FOR IMMEDIATE RELEASE Poly Appoints Dave Shull President and Chief Executive Officer Telecommunications and Technology Veteran Brings 15 Years of Senior Leadership Experience and a Strong Track Record of Value Creation SANTA CRUZ, Calif.

Amended and Restated Bylaws of Plantronics, Inc. effective April 9, 2020 (incorporated by reference to Exhibit 3.2 to the Company's Form 10-K for the year ended March 28, 2020)

AMENDED AND RESTATED BYLAWS OF PLANTRONICS, INC. a Delaware corporation (Effective April 9, 2020) ARTICLE 1 OFFICES 1. Registered Office The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. The name of the corporation's registered agent at such address shall be The Corporation Trust Company. The

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated August 10, 2020 in connection with their beneficial ownership of Plantronics, Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to exe

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

PLT / Plantronics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Plantronics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 727493108 (CUSIP Number) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Schedul

Plantronics, Inc. 2002 Employee Stock Purchase Plan, as amended and restated

APPENDIX C PLANTRONICS, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN Amended and restated effective March 9, 2020 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions or a cash contribution, if applicable. This Plan includes two components: a Code Secti

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantronic

Plantronics, Inc. 2003 Stock Plan, as amended and restated

EX-10.2 4 s-8fy21exhibit102.htm EXHIBIT 10.2 APPENDIX D PLANTRONICS, INC. 2003 STOCK PLAN Amended and restated effective March 9, 2020 SECTION 1. PURPOSES AND DEFINITIONS 1.1 Purposes of the Plan. The purposes of this 2003 Stock Plan are: (A) to attract and retain the best available personnel for positions of substantial responsibility, (B) to provide additional incentive to Employees, Directors a

- S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Plantronics, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0207692 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal

Poly Announces First Quarter Fiscal Year 2021 Financial Results WFH Trends and Supply Constraints Drive Results

Poly Announces First Quarter Fiscal Year 2021 Financial Results WFH Trends and Supply Constraints Drive Results SANTA CRUZ, Calif.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

POLY COMPANY OVERVIEW July 28, 2020 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended,

EX-99.2 3 q121earningsmaster728201.htm EXHIBIT 99.2 POLY COMPANY OVERVIEW July 28, 2020 NYSE: PLT ©2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating

Plantronics, Inc. 2003 Stock Plan, as amended and restated

APPENDIX D PLANTRONICS, INC. 2003 STOCK PLAN Amended and restated effective March 9, 2020 SECTION 1. PURPOSES AND DEFINITIONS 1.1 Purposes of the Plan. The purposes of this 2003 Stock Plan are: (A) to attract and retain the best available personnel for positions of substantial responsibility, (B) to provide additional incentive to Employees, Directors and Consultants, and (C) to promote the succes

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): July 27, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

Plantronics, Inc. 2002 Employee Stock Purchase Plan, as amended and restated

EX-10.1 2 ex101espp.htm EXHIBIT 10.1 APPENDIX C PLANTRONICS, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN Amended and restated effective March 9, 2020 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions or a cash contribution, if applicable. This Plan

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State

Executive Severance Agreement and Change of Control Agreement dated as of May 14, 2019 between Registrant and Tom Puorro

PLANTRONICS, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (this “Agreement”) is made and entered into by and between Tom Puorro (“Executive”) and Plantronics, Inc., a Delaware corporation (the “Company”), effective as of May 14, 2019 (the “Effective Date”). RECITALS 1. Executive is employed by the Company or one of its affiliates in a key employee capacity and the Executiv

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT State or Jurisdiction of Incorporation or Organization 1 Plantronics Canada, Inc. Canada 2 Polycom Australia Pty Ltd. Australia 3 Frederick Electronics Corp. United States 4 Plamex S.A. de C.V. Mexico 5 Polycom Japan Japan 6 Polycom, Inc. United States 7 Vivu, Inc. United States 8 Plantronics International Ltd. Cayman Islands 9 Polyspan Cayman Ltd. Cayma

Description of Plantronics, Inc.'s Capital Stock

DESCRIPTION OF THE CAPITAL STOCK OF PLANTRONICS, INC. The following description of the material provisions of the capital stock and other material terms of the 2009 Restated Certificate of Incorporation dated January 20, 2009 (the “Certificate of Incorporation”) of Plantronics, Inc. (the “Company”), the Company’s Amended and Restated Bylaws, effective as of April 9 (the “Bylaws”), the Stockholder

Severance Agreement and Release dated as of March 9, 2020 between Registrant and Joseph B. Burton

345 Encinal Street Santa Cruz, CA 95060 March 9, 2020 Joe Burton josbburton@gmail.

At-Will Letter Agreement dated as of February 17, 2020 between Registrant and Robert Hagerty

EX-10.13 5 ex1013fy20.htm EXHIBIT 10.13 February 17, 2020 Robert Hagerty Dear Bob, This letter agreement (the "Agreement") is entered into between you and Plantronics, Inc., now branded as Poly (the "Company") effective as of February 10, 2020 (the "Effective Date"), to confirm the terms of your employment with the Company as of the Effective Date. This Agreement supersedes and replaces any an all

Amended and Restated Bylaws of Plantronics, Inc., effective as of April 9, 2020

AMENDED AND RESTATED BYLAWS OF PLANTRONICS, INC. a Delaware corporation (Effective April 9, 2020) ARTICLE 1 OFFICES 1. Registered Office The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. The name of the corporation's registered agent at such address shall be The Corporation Trust Company. The

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 28, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-12696 Plantronics, Inc. (

Offer Letter dated December 11, 2018 between Registrant and Tom Puorro

December 11, 2018 Tom Puorro 4746 Twin Post Road Dallas, TX 75244 Dear Tom, On behalf of Plantronics, Inc.

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file number) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal Executive

Plantronics, Inc. Conflict Minerals Report For The Year Ended December 31, 2019

PLANTRONICS, INC. (dba "POLY") CONFLICT MINERALS REPORT FOR THE YEAR ENDED DECEMBER 31, 2019 Introduction This Conflict Minerals Report for the calendar year ended December 31, 2019 (“CY 2019”) is presented by Plantronics, Inc. (dba “Poly” formerly Plantronics and Polycom) (NYSE: PLT) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Exchange Act”). Poly is a global company

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (C

Poly Announces Preliminary Fourth Quarter Fiscal Year 2020 Financial Results "Work from Home" Drives Demand for Enterprise Headsets

Poly Announces Preliminary Fourth Quarter Fiscal Year 2020 Financial Results "Work from Home" Drives Demand for Enterprise Headsets SANTA CRUZ, Calif.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numbe

Poly Announces Preliminary Fourth Quarter Fiscal Year 2020 Financial Results "Work from Home" Drives Demand for Enterprise Headsets

Poly Announces Preliminary Fourth Quarter Fiscal Year 2020 Financial Results "Work from Home" Drives Demand for Enterprise Headsets SANTA CRUZ, Calif.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numbe

POLY COMPANY OVERVIEW May 27, 2020 NYSE:PLT © 2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, a

q420earningspresentation POLY COMPANY OVERVIEW May 27, 2020 NYSE:PLT © 2020 Plantronics Inc.

-

April 15, 2020 BY EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Preliminary Proxy Statement of Plantronics, Inc.

Regulation FD Disclosure, Financial Statements and Exhibits, Material Impairments, Costs Associated with Exit or Disposal Activities, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file numb

PLT / Plantronics, Inc. PREC14A - - PREC14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Poly Provides Business Update Updates Fiscal Fourth Quarter 2020 Guidance Takes Actions to Further Enhance Financial Flexibility Continues to Take Steps to Protect Health and Safety of Employees

Poly Provides Business Update Updates Fiscal Fourth Quarter 2020 Guidance Takes Actions to Further Enhance Financial Flexibility Continues to Take Steps to Protect Health and Safety of Employees SANTA CRUZ, Calif.

-

April 10, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 10, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation

-

March 10, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

PLT / Plantronics, Inc. / Siris Capital Group, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PLANTRONICS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 727493108 (CUSIP Number) Steven Spencer Siris Capital Group, LLC 601 Lexington Avenue, 59th Floor New York, NY 10022 212-231-0095 (Name, Address and

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 20, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 17, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Amendment No. 2 to Credit Agreement, dated as of February 20, 2020, by and between Plantronics, Inc., the financial institutions party thereto as lenders and Wells Fargo Bank, National Association, as administrative agent.

EX-4.1 2 amendmentno2tocreditag.htm EXHIBIT 4.1 AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2, dated as of February 20, 2020 (this “Amendment No. 2”), by and among PLANTRONICS, INC., a Delaware corporation (the “Borrower”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as administrative agent (in such capacity, the “Administrative Agent”) and the Revolving Credit

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2020 in connection with their beneficial ownership of Plantronics, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and ma

to Schedule 13G

EX-99.I 2 d131058dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

PLT / Plantronics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Plantronics, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 727493108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Sche

PLT / Plantronics, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Plantronics Inc Title of Class of Securities: Common Stock CUSIP Number: 727493108 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul

PLT / Plantronics, Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

PLT / Plantronics, Inc. / VANGUARD CHESTER FUNDS - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0004-plantronicsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 29)* Name of issuer: Plantronics Inc Title of Class of Securities: Common Stock CUSIP Number: 727493108 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the

JOINT FILING AGREEMENT

Exhibit 99.4 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated February 11, 2020, with respect to the Common Stock, par value $0.01 per share, of Plantronics, Inc., a Delaware corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under th

PLT / Plantronics, Inc. / Siris Capital Group, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PLANTRONICS, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 727493108 (CUSIP Number) Steven Spencer Siris Capital Group, LLC 601 Lexington Avenue, 59th Floor New York, NY 10022 212-231-0095 (Name, Address and

Amendment dated as of February 10, 2020 to the Stockholder Agreement dated as of July 2, 2018 by and between Plantronics, Inc. and Triangle Private Holdings II, LLC

AMENDMENT TO STOCKHOLDER AGREEMENT This AMENDMENT (the “Amendment”) to the Stockholder Agreement dated as of July 2, 2018 (the “Agreement”) by and among Plantronics, Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 10, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Poly Announces Leadership Transition Robert Hagerty Appointed Interim CEO, Succeeding Joe Burton Board Commencing Search for Next CEO

Poly Announces Leadership Transition Robert Hagerty Appointed Interim CEO, Succeeding Joe Burton Board Commencing Search for Next CEO SANTA CRUZ, Calif.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 10, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

Offer Letter dated as of December 27, 2019 between Registrant and Carl Wiese

345 Encinal Street Santa Cruz, CA 95060 +1 (831) 426-5858 poly.com December 27, 2019 Carl Wiese Dear Carl, On behalf of Plantronics, Inc., now branded as Poly, the “Company,” I am pleased to offer you the position of Executive Vice President, Chief Revenue Officer, reporting to me. Should you accept this offer of employment, your first day of employment is anticipated to be on or about January 20,

Executive Severance Agreement and Change of Control Agreement dated as of January 24, 2020 between Registrant and Carl Wiese

PLANTRONICS, INC. EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (this “Agreement”) is made and entered into by and between Carl Wiese (“Executive”) and Plantronics, Inc., a Delaware corporation (the “Company”), effective as of January 24, 2020 (the “Effective Date”). RECITALS 1.Executive is employed by the Company or one of its affiliates in a key employee capacity and the Execu

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantr

Severance Agreement and Release dated December 2, 2019 between Registrant and Jeff Loebbaka

December 2, 2019 Jeff Loebbaka Re: Severance Agreement and Release Dear Jeff: Consistent with our recent discussions to mutually terminate your role as the Executive Vice President, Global Sales and to transition your responsibilities to another executive as the Chief Executive Officer shall designate, this letter agreement (“Letter Agreement”) confirms that your employment with Plantronics, Inc.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): February 4, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

Poly Announces Third Quarter Fiscal Year 2020 Financial Results Company Begins Shipping Next-Gen Portfolio

Poly Announces Third Quarter Fiscal Year 2020 Financial Results Company Begins Shipping Next-Gen Portfolio SANTA CRUZ, Calif.

POLY COMPANY OVERVIEW February 4, 2020 NYSE:PLT © 2020 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, an

q3fy20earningspresentati POLY COMPANY OVERVIEW February 4, 2020 NYSE:PLT © 2020 Plantronics Inc.

Poly Appoints Industry Veteran as New Chief Revenue Officer in Charge of Global Sales

Poly Appoints Industry Veteran as New Chief Revenue Officer in Charge of Global Sales SANTA CRUZ, Calif.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): January 21, 2020 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): December 9, 2019 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

Amended and Restated Bylaws of Plantronics, Inc. as amended through December 13, 2019

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF PLANTRONICS, INC. a Delaware corporation (Effective December 13, 2019) ARTICLE 1 OFFICES 1. Registered Office The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. The name of the corporation's registered agent at such address shall be The Corporation Tru

Amendments to the Amended and Restated Bylaws of Plantronics, Inc. effective December 13, 2019

Exhibit 3.1 AMENDMENT TO AMENDED AND RESTATED BYLAWS OF PLANTRONICS, INC. The Amended and Restated Bylaws of Plantronics, Inc. are hereby amended as follows: 1.ARTICLE 2, Section 12, Advance Notice of Stockholder Business, second paragraph, has been amended to revise the advance notice requirements by which a stockholder may propose business in connection with an annual meeting of stockholders as

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): November 20, 2019 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file

PLANTRONICS, INC. UNAUDITED RECONCILIATIONS OF GAAP NET REVENUE TO NON-GAAP NET REVENUE ($ in thousands) UNAUDITED CONSOLIDATED STATEMENTS OF OPERATIONS DATA Three Months Ended Twelve Months Ended December 31, March 31, June 30, September 30, Septemb

PLANTRONICS, INC. UNAUDITED RECONCILIATIONS OF GAAP NET REVENUE TO NON-GAAP NET REVENUE ($ in thousands) UNAUDITED CONSOLIDATED STATEMENTS OF OPERATIONS DATA Three Months Ended Twelve Months Ended December 31, March 31, June 30, September 30, September 30, 2018 2019 2019 2019 2019 GAAP Net revenues $ 501,669 $ 468,488 $ 447,767 $ 461,709 $ 1,879,633 Deferred revenue purchase accounting 28,923 19,3

TO THE FY20 POLY INVESTOR DAY © 2019 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E

EX-99.1 2 fy20investordaypresentat.htm EXHIBIT 99.1 TO THE FY20 POLY INVESTOR DAY © 2019 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relating to: (i) expecta

PLT / Plantronics, Inc. S-8 - - S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Plantronics, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0207692 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 345 Encinal Street Santa Cruz, California 95060 (Address of Principal

Poly Announces Second Quarter Fiscal Year 2020 Financial Results Launches largest product refresh in Company history and introduces all-new offerings for ecosystem partners

Poly Announces Second Quarter Fiscal Year 2020 Financial Results Launches largest product refresh in Company history and introduces all-new offerings for ecosystem partners SANTA CRUZ, Calif.

POLY COMPANY OVERVIEW November 5, 2019 NYSE:PLT © 2019 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amende

EX-99.2 3 q2fy20earningspresentati.htm EXHIBIT 99.2 POLY COMPANY OVERVIEW November 5, 2019 NYSE:PLT © 2019 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including statements relati

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file n

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plant

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

POLY COMPANY OVERVIEW August 6, 2019 NYSE:PLT © 2019 Plantronics Inc. All rights reserved. 1 FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended,

q1fy20earningspresentati POLY COMPANY OVERVIEW August 6, 2019 NYSE:PLT © 2019 Plantronics Inc.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange act of 1934 Date of Report (Date of earliest event reported): August 6, 2019 PLANTRONICS, INC. (Exact name of Registrant as Specified in its Charter) Delaware 1-12696 77-0207692 (State or Other Jurisdiction of Incorporation) (Commission file num

Poly Announces First Quarter Fiscal Year 2020 Financial Results Cost reductions and synergy realization offset top-line results

Poly Announces First Quarter Fiscal Year 2020 Financial Results Cost reductions and synergy realization offset top-line results SANTA CRUZ, Calif.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-12696 Plantronic