Statistik Asas
| LEI | 549300ICCDQMMPQZNY30 |
| CIK | 1574135 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pivotal Software, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| February 14, 2020 |
PVTL / Pivotal Software, Inc. / SQN Investors LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 24, 2020 |
PVTL / Pivotal Software, Inc. / Ford Motor Co - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 193 (Amendment No. 1 )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 30, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 9, 2020 |
PVTL / Pivotal Software, Inc. 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-38460 Pivotal Software, Inc. (Exact name of registrant as specified in it |
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| January 7, 2020 |
PVTL / Pivotal Software, Inc. S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on January 7, 2020 Form S-8 Registration No. |
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| January 7, 2020 |
PVTL / Pivotal Software, Inc. S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on January 7, 2020 Form S-8 Registration No. |
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| January 2, 2020 |
PVTL / Pivotal Software, Inc. / Dell Technologies Inc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) Robert L. Potts Senior Vice President – Corporate, Finance & Securities Counsel Dell Technologies Inc |
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| December 30, 2019 |
Second Amended and Restated Certificate of Incorporation of Pivotal Software, Inc. Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PIVOTAL SOFTWARE, INC. ARTICLE I The name of this corporation is Pivotal Software, Inc. (the “Company”). ARTICLE II The address of the registered office of the Company in the State of Delaware is 251 Little Falls Drive, City of Wilmington, County of New Castle, DE 19808. The name of its registered agent at that address is Cor |
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| December 30, 2019 |
PVTL / Pivotal Software, Inc. SC 13E3/A - - SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 PIVOTAL SOFTWARE, INC. (Name of the Issuer) Pivotal Software, Inc. VMware, Inc. Raven Transaction Sub, Inc. Dell Technologies Inc. Denali Intermediate Inc. EMC Corporation VMW Holdco LLC EMC Equity Asset |
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| December 30, 2019 |
Exhibit 99.1 VMware Completes Acquisition of Pivotal VMware, Combined with Pivotal, Committed to Connecting Infrastructure and Application Owners to Accelerate Software Delivery and Drive Business Outcomes PALO ALTO, Calif., December 30, 2019 – VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced it has completed the acquisition of Pivotal Software, Inc. (“Pivotal” |
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| December 30, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 10, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commissio |
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| December 30, 2019 |
PVTL / Pivotal Software, Inc. / Vmware, Inc. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) Craig Norris VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 (650) 427-5000 (Name, Address and |
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| December 30, 2019 |
Second Amended and Restated Bylaws of Pivotal Software, Inc. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF PIVOTAL SOFTWARE, INC. (A DELAWARE CORPORATION) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS’ MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meeting 1 Section 6. Special Meetings 1 Section 7. Notice o |
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| December 27, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commissio |
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| December 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commissio |
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| December 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commissio |
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| December 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| December 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 1, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38460 Pivotal Software, I |
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| December 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| November 27, 2019 |
PVTL / Pivotal Software, Inc. SC 13E3/A - - SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 PIVOTAL SOFTWARE, INC. (Name of the Issuer) Pivotal Software, Inc. VMware, Inc. Raven Transaction Sub, Inc. Dell Technologies Inc. Denali Intermediate Inc. EMC Corporation VMW Holdco LL |
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| November 27, 2019 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| November 18, 2019 |
PVTL / Pivotal Software, Inc. CORRESP - - New York Paris Northern California Madrid Washington DC Tokyo São Paulo Beijing London Hong Kong Sarah K. |
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| November 15, 2019 |
DEFA14A 1 a19-1757518defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only ( |
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| November 15, 2019 |
PVTL / Pivotal Software, Inc. CORRESP - - New York Paris Northern California Madrid Washington DC Tokyo São Paulo Beijing London Hong Kong Sarah K. |
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| November 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| November 4, 2019 |
PVTL / Pivotal Software, Inc. PRER14A - - PRER14A PRER14A 1 a2239975zprer14a.htm PRER14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ý Filed by a Party other than the |
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| November 4, 2019 |
Exhibit (c)(9) CERTAIN PORTIONS OF THESE DISCUSSION MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U. |
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| November 4, 2019 |
PVTL / Pivotal Software, Inc. CORRESP - - New York Northern California Washington DC São Paulo London Paris Madrid Tokyo Beijing Hong Kong Sarah K. |
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| November 4, 2019 |
PVTL / Pivotal Software, Inc. / Pivotal Software, Inc. - SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 PIVOTAL SOFTWARE, INC. (Name of the Issuer) Pivotal Software, Inc. VMware, Inc. Raven Transaction Sub, Inc. Dell Technologies Inc. Denali Intermediate Inc. EMC Corporation VMW Holdco LL |
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| October 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| October 10, 2019 |
PVTL / Pivotal Software, Inc. PREM14A - - PREM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 10, 2019 |
Exhibit (c)(7) Valuation Materials Project Falcon August 22, 2019 CONFIDENTIAL SECTION 1 Overview 2 CONFIDENTIAL Offer Summary Offer Comparison vs. |
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| October 10, 2019 |
Exhibit (c)(5) Special Committee Project Falcon August 14, 2019 Materials CONFIDENTIAL PRELIMINARY DRAFT Yoda Valuation Matrix Implied Premiums / Multiples at Various Prices $MM, except where noted Premium to Street Case Mgmt. |
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| October 10, 2019 |
Presentation materials of Moelis & Company LLC to the Dell Board dated August 21, 2019. Exhibit (c)(16) STRICTLY CONFIDENTIAL Project Dawn Presentation to Diamond and the Diamond Board of Directors August 21, 2019 STRICTLY CONFIDENTIAL Disclaimer This presentation has been prepared by Moelis & Company LLC (“Moelis”) for exclusive use of the Board of Directors of Diamond (the “Company”) in considering the transaction described herein based on information provided by the Company and upon information from third party sources. |
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| October 10, 2019 |
Exhibit (c)(1) Review of Management Cases Valuation Benchmarking Project Falcon July 31, 2019 and CONFIDENTIAL PRELIMINARY DRAFT SECTION 1 Financial and Trading Snapshot 2 CONFIDENTIAL PRELIMINARY DRAFT Yoda Trading and Multiples Summary $MM, except where noted Current Price $9. |
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| October 10, 2019 |
Exhibit (c)(9) DRAFT C O N F I D E N T I A L 3 0 J U L Y 2 0 1 9 Project Raven V A L U A T I O N A N A L Y S I S DRAFT C O N F I D E N T I A L P R O J E C T R A V E N Disclaimer The information herein has been prepared by Lazard based upon information supplied by Vail and Raven or publicly available information, and portions of the information herein may be based upon certain statements, estimates and forecasts provided Vail and Raven with respect to the anticipated future performance of Raven, and provided Vail with respect to the anticipated future performance of Vail. |
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| October 10, 2019 |
Exhibit (c)(3) Counter Offer Considerations Project Falcon August 5, 2019 CONFIDENTIAL PRELIMINARY DRAFT Potential Advocacy Points Helpful Not Helpful Historical AV / Revenue multiple trading range 1 . |
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| October 10, 2019 |
Presentation materials of Goldman Sachs & Co. LLC to the Dell Board dated August 21, 2019. Exhibit (c)(14) Project Raven Discussion Materials Goldman Sachs & Co. LLC August 21, 2019 Goldman Sachs does not provide accounting, tax, or legal advice. Notwithstanding anything in this document to the contrary, and except as required to enable compliance with applicable securities law, you (and each of your employees, representatives, and other agents) may disclose t o any and all persons the |
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| October 10, 2019 |
Exhibit (c)(6) Valuation Materials Project Falcon August 20, 2019 CONFIDENTIAL PRELIMINARY DRAFT SECTION 1 Overview CONFIDENTIAL 2 PRELIMINARY DRAFT Offer Summary Offer Comparison vs. |
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| October 10, 2019 |
Draft Presentation materials of Moelis & Company LLC to the Dell Board dated August 21, 2019. Exhibit (c)(15) STRICTLY CONFIDENTIAL Project Dawn Presentation to Diamond and the Diamond Board of Directors August 21, 2019 STRICTLY CONFIDENTIAL Disclaimer This presentation has been prepared by Moelis & Company LLC (“Moelis”) for exclusive use of the Board of Directors of Diamond (the “Company”) in considering the transaction described herein based on information provided by the Company and upon information from third party sources. |
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| October 10, 2019 |
Presentation materials of Goldman Sachs & Co. LLC to the Dell Board dated August 13, 2019. Exhibit (c)(13) Project Raven Discussion Materials Goldman Sachs & Co. LLC August 13, 2019 Goldman Sachs does not provide accounting, tax, or legal advice. Notwithstanding anything in this document to the contrary, and except as required to enable compliance with applicable securities law, you (and each of your employees, representatives, and other agents) may disclose to any and all persons the U |
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| October 10, 2019 |
Exhibit (c)(11) C O N F I D E N T I A L 2 1 A U G U S T 2 0 1 9 Project Raven V A L U A T I O N A N A L Y S I S C O N F I D E N T I A L P R O J E C T R A V E N Disclaimer The information herein has been prepared by Lazard based upon information supplied by Vail and Raven or publicly available information, and portions of the information herein may be based upon certain statements, estimates and forecasts provided by Vail and Raven with respect to the anticipated future performance of Raven, and provided by Vail with respect to the anticipated future performance of Vail. |
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| October 10, 2019 |
Exhibit (c)(4) Special Committee Project Falcon August 8, 2019 Materials CONFIDENTIAL PRELIMINARY DRAFT Offer Summary Offer Comparison vs. |
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| October 10, 2019 |
PVTL / Pivotal Software, Inc. / Pivotal Software, Inc. - SC 13E3 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 PIVOTAL SOFTWARE, INC. (Name of the Issuer) Pivotal Software, Inc. VMware, Inc. Raven Transaction Sub, Inc. Dell Technologies Inc. Denali Intermediate Inc. EMC Corporation VMW Holdco LLC EMC Equity Asset |
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| October 10, 2019 |
Exhibit (c)(2) Special Committee Project Falcon August 5, 2019 Materials CONFIDENTIAL PRELIMINARY DRAFT SECTION 1 Executive Summary 2 CONFIDENTIAL PRELIMINARY DRAFT Offer Summary Offer Comparison vs. |
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| October 10, 2019 |
Exhibit (c)(10) DRAFT C O N F I D E N T I A L A U G U S T 2 0 1 9 Discussion Materials P R O J E C T R A V E N DRAFT C O N F I D E N T I A L D I S C U S S I O N M A T E R I A L S Disclaimer The information herein has been prepared by Lazard based upon information supplied by Vail and Raven or publicly available information, and portions of the information herein may be based upon certain statements, estimates and forecasts provided Vail and Raven with respect to the anticipated future performance of Raven, and provided Vail with respect to the anticipated future performance of Vail. |
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| October 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 2, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38460 Pivotal Software, Inc |
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| September 4, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 94-3094578 (State or other jurisdiction of (I.R.S. Employer incorporation or o |
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| September 4, 2019 |
Pivotal Reports Second Quarter Fiscal Year 2020 Financial Results Exhibit 99.1 Pivotal Reports Second Quarter Fiscal Year 2020 Financial Results ● Subscription revenue grew 38% year over year ● Total revenue grew 17% year over year ● Subscription customers increased 12% year over year to 397 ● Dollar-based net expansion rate of 139% SAN FRANCISCO – September 4, 2019, – Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today reported |
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| August 30, 2019 |
DEFA14A 1 a19-1757511defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only ( |
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| August 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 30, 2019 |
PVTL / Pivotal Software, Inc. / Dell Technologies Inc - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) Robert L. Potts Senior Vice President – Corporate, Finance & Securities Counsel Dell Technologies Inc. O |
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| August 30, 2019 |
PVTL / Pivotal Software, Inc. / Vmware, Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) Craig Norris VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 (650) 427-5000 (Name, Address and Tel |
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| August 30, 2019 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing with the Securities and Exchange Commission on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to certain shares of the Class A Common Stock of Pivotal Software, Inc. and further |
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| August 27, 2019 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among VMWARE, INC., RAVEN TRANSACTION SUB, INC. and PIVOTAL SOFTWARE, INC. Dated as of August 22, 2019 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Closing 3 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation; Bylaws 3 Section 1.6 Directors and Officers 3 ARTICLE II |
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| August 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission |
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| August 27, 2019 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among VMWARE, INC., RAVEN TRANSACTION SUB, INC. and PIVOTAL SOFTWARE, INC. Dated as of August 22, 2019 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Closing 3 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation; Bylaws 3 Section 1.6 Directors and Officers 3 ARTICLE II |
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| August 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission |
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| August 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 22, 2019 |
Exhibit 99.1 VMware Signs Definitive Agreement to Acquire Pivotal Software Accelerates Any Cloud, Any App, Any Device Strategy Positions VMware to deliver the most comprehensive enterprise-grade Kubernetes-based portfolio for Modern Applications $11.71 Blended Price Per Share; $15 Cash Per Share for Public Stockholders Enterprise Value of $2.7 billion PALO ALTO, Calif., August 22, 2019 – VMware, I |
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| August 22, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2019 |
PVTL / Pivotal Software, Inc. DEFA14A - - PIVOTAL SOFTWARE, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2019 |
Joint Press Release dated August 22, 2019 issued by Pivotal Software, Inc. and VMware, Inc. Exhibit 99.1 VMware Signs Definitive Agreement to Acquire Pivotal Software Accelerates Any Cloud, Any App, Any Device Strategy Positions VMware to deliver the most comprehensive enterprise-grade Kubernetes-based portfolio for Modern Applications $11.71 Blended Price Per Share; $15 Cash Per Share for Public Stockholders Enterprise Value of $2.7 billion PALO ALTO, Calif., August 22, 2019 – VMware, I |
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| August 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission |
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| June 14, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 12, 2019 |
PVTL / Pivotal Software, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 11, 2019 |
PVTL / Pivotal Software, Inc. / SQN Investors LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 72582H107 (CUSIP Number) June 5, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| June 6, 2019 |
Fiscal Year 2019 Executive Incentive Program of Pivotal Software, Inc. Exhibit 10.18 Fiscal Year 2019 Executive Incentive Program NON-SALES, NON-SERVICES PROGRAM OBJECTIVE The FY’19 Executive Incentive Program (the “Program”) is intended to reward participants with cash incentives upon Pivotal’s attainment of key measures of operating success. This document sets forth the terms and conditions of the Program. ELIGIBILITY Eligibility is determined by role type (leaders |
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| June 6, 2019 |
Fiscal Year 2020 Bonus Plan of Pivotal Software, Inc. Exhibit 10.19 Fiscal Year 2020 “Section 16” Officer Bonus Plan PROGRAM OBJECTIVE The FY20 “Section 16” Officer Bonus Plan (the “Plan”) is intended to reward each participant with a cash bonus upon Pivotal’s attainment of key measures of operating success. This document sets forth the terms and conditions of the Plan. ELIGIBILITY Eligible employees are Pivotal’s executive officers as designated in |
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| June 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 3, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38460 Pivotal Software, Inc. ( |
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| June 6, 2019 |
Exhibit 10.20 AMENDMENT TO TAX SHARING AGREEMENT This Amendment is dated as of April 24, 2019 (this “Amendment”) by and among Dell Technologies Inc., a Delaware corporation (“Dell Technologies”), each Dell Technologies Affiliate, EMC Corporation, a Massachusetts corporation (“EMC”), each EMC Affiliate, Pivotal Software, Inc., a Delaware corporation and a direct subsidiary of EMC (“Pivotal”), and e |
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| June 4, 2019 |
Pivotal Reports First Quarter Fiscal Year 2020 Financial Results Exhibit 99.1 Pivotal Reports First Quarter Fiscal Year 2020 Financial Results ● Subscription revenue grew 43% year over year ● Total revenue grew 19% year over year ● Subscription customers increased 13% year over year to 383 ● Dollar-based net expansion rate of 143% SAN FRANCISCO – June 4, 2019, – Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today reported result |
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| June 4, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction (Commission (IRS Employer of inco |
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| May 3, 2019 |
DEF 14A 1 a2238662zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box |
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| April 15, 2019 |
PVTL / Pivotal Software, Inc. FORM S-8 As filed with the Securities and Exchange Commission on April 15, 2019 Registration No. |
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| April 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 1, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-35680 Pivotal Software, In |
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| March 29, 2019 |
Subsidiaries of Pivotal Software, Inc. EX-21.1 2 pvtl-20190201xex211.htm EXHIBIT 21.1 Exhibit 21.1 SIGNIFICANT SUBSIDIARIES OF PIVOTAL SOFTWARE, INC. Name of Subsidiary Jurisdiction of Organization Pivotal Group 1 Limited Bermuda Pivotal Software International Ireland Pivotal Software International Holdings Ireland |
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| March 14, 2019 |
Pivotal Reports Fourth Quarter and Full Fiscal Year 2019 Financial Results Exhibit 99.1 Pivotal Reports Fourth Quarter and Full Fiscal Year 2019 Financial Results • Subscription revenue grows 50% year over year in 4Q19 and 55% year over year for FY19 • Total revenue grows 27% year over year in 4Q19 and 29% year over year for FY19 • Subscription customers increased 18% year over year to 377 • Dollar-based net expansion rate of 149% SAN FRANCISCO — March 14, 2019 – Pivotal |
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| March 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pvtl-20190314x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2019 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction |
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| February 14, 2019 |
Exhibit 2 Exhibit 2 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. |
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| February 14, 2019 |
SC 13G/A 1 pivotal13ga-021419.htm FEBRUARY 14, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of |
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| February 14, 2019 |
PVTL / Pivotal Software, Inc. / Dell Technologies Inc - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 14, 2019 |
Exhibit 1 Exhibit 1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that Michael S. Dell hereby constitutes and appoints each of Janet Bawcom, Robert Potts and James Williamson, signing singly, as his true and lawful attorney-in-fact and agent, with full power and authority and full power of substitution and revocation, for, in the name of, and on behalf of Michael S. Dell, in any and all capacities |
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| February 14, 2019 |
PVTL / Pivotal Software, Inc. / Vmware, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 11, 2019 |
PVTL / Pivotal Software, Inc. / VANGUARD GROUP INC Passive Investment pivotalsoftwareinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Pivotal Software Inc Title of Class of Securities: Common Stock CUSIP Number: 72582H107 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate |
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| January 28, 2019 |
PVTL / Pivotal Software, Inc. / Ford Motor Co - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| December 14, 2018 |
PVTL / Pivotal Software, Inc. / GENERAL ELECTRIC CO - SC 13D/A Activist Investment SC 13D/A 1 d677232dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 72582H107 (CUSIP Number) Christoph A. Pereira Vice President & Chief Corporate, Securities and F |
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| December 12, 2018 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 2, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38460 P |
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| December 11, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction (Commission (IRS Employer of |
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| December 11, 2018 |
Pivotal Reports Third Quarter Fiscal Year 2019 Financial Results Exhibit 99.1 Pivotal Reports Third Quarter Fiscal Year 2019 Financial Results · Subscription revenue grew 53% year over year; Total revenue grew 30% year over year · Subscription customers increased to 368; 17% growth year over year · Dollar-based net expansion rate of 150% SAN FRANCISCO — December 11, 2018 — Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today repo |
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| November 19, 2018 |
EXHIBIT B Robert S. Pitts, Jr. Steadfast Capital Management LP Steadfast Financial LP Steadfast Long Financial LP Steadfast Capital, L.P. American Steadfast, L.P. Steadfast International Master Fund Ltd. Steadfast Long Capital, L.P. Steadfast Long Capital Master Fund, L.P. |
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| November 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 72582H107 (CUSIP Number) November 7, 2018 (Date of |
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| November 19, 2018 |
EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Class A Common Stock of Pivotal Software, Inc. |
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| November 8, 2018 |
PVTL / Pivotal Software, Inc. / GENERAL ELECTRIC CO - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 72582H107 (CUSIP Number) Christoph A. Pereira Vice President & Chief Corporate, Securities and Finance Counsel General Electri |
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| October 9, 2018 |
8-K 1 a18-3646218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of |
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| October 9, 2018 |
Pivotal Appoints Madelyn Lankton to its Board of Directors Exhibit 99.1 Pivotal Appoints Madelyn Lankton to its Board of Directors October 9, 2018 SAN FRANCISCO — (BUSINESS WIRE) — Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today announced the appointment of Madelyn Lankton to its board of directors. “We are delighted to welcome Madelyn to Pivotal’s board of directors,” said Rob Mee, CEO of Pivotal Software. “Madelyn ha |
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| September 13, 2018 |
PVTL / Pivotal Software, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 3, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38460 Piv |
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| September 12, 2018 |
Pivotal Reports Second Quarter Fiscal Year 2019 Financial Results Exhibit 99.1 Pivotal Reports Second Quarter Fiscal Year 2019 Financial Results · Subscription revenue grew 51% year over year; Total revenue grew 30% year over year · Subscription customers increased to 354; 19% growth year over year · Dollar-based net expansion rate of 150% SAN FRANCISCO — September 12, 2018 — Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today re |
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| September 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commissi |
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| September 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorpor |
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| August 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission F |
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| June 14, 2018 |
PVTL / Pivotal Software, Inc. 10-Q (Quarterly Report) 10-Q 1 a18-12573110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 4, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| June 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 12, 2018 |
Pivotal Reports First Quarter Fiscal Year 2019 Financial Results Exhibit 99.1 Pivotal Reports First Quarter Fiscal Year 2019 Financial Results · Subscription revenue grew 69% year over year; Total revenue grew 28% year over year · Subscription customers increased to 339; 20% growth year over year · Dollar-based net expansion rate of 156% SAN FRANCISCO — June 12, 2018 — Pivotal Software, Inc. (NYSE: PVTL), a leading cloud-native platform provider, today announce |
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| May 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 30, 2018 |
PVTL / Pivotal Software, Inc. / GENERAL ELECTRIC CO - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. )* Pivotal Software, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 72582H107 (CUSIP Number) Christoph A. Pereira Vice President & Chief Corporate, Securities and Finance Counsel Gen |
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| April 30, 2018 |
FORM OF LOCK-UP LETTER April 5, 2018 Exhibit IV Exhibit IV FORM OF LOCK-UP LETTER April 5, 2018 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 Ladies and Gentlemen: The undersigned understands that Morgan Stanley & Co. LLC (“Morgan Stanley”) and Goldman Sachs & Co. LLC (“Goldman Sachs” and together with Morga |
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| April 30, 2018 |
Exhibit VI Exhibit VI POWER OF ATTORNEY The undersigned, GE International Holdings B. |
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| April 30, 2018 |
FORM OF LOCK-UP LETTER April 5, 2018 Exhibit III Exhibit III FORM OF LOCK-UP LETTER April 5, 2018 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 Ladies and Gentlemen: The undersigned understands that Morgan Stanley & Co. LLC (“Morgan Stanley”) and Goldman Sachs & Co. LLC (“Goldman Sachs” and together with Mor |
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| April 30, 2018 |
Exhibit V Exhibit V POWER OF ATTORNEY The undersigned, General Electric Company, a New York company (hereinafter referred to as the “Company”) does hereby make, constitute and appoint each of the persons listed below as the Company’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Company for and with respect to the matters hereinafter described. |
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| April 30, 2018 |
Exhibit I Exhibit I Joint Filing Agreement This will confirm the agreement by and among all the undersigned that the Statement on Schedule 13D filed on or about this date and any further amendments thereto with respect to the beneficial ownership by the undersigned of the shares, par value CHF 0. |
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| April 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2018 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38460 94-3094578 (State or other jurisdiction of incorporation) (Commission F |
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| April 26, 2018 |
Pivotal Software, Inc. Announces Closing of its Initial Public Offering Exhibit 99.1 Pivotal Software, Inc. Announces Closing of its Initial Public Offering San Francisco, CA, April 24, 2018 – Pivotal Software, Inc. (“Pivotal”) today announced the closing of its initial public offering of 42,550,000 shares of its Class A common stock at an initial public offering price of $15.00 per share, including 5,550,000 shares sold pursuant to the exercise in full of the underwr |
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| April 20, 2018 |
37,000,000 Shares CLASS A COMMON STOCK Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. |
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| April 20, 2018 |
Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1) EXHIBITS 5.1 AND 23.2 April 19, 2018 Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco, California 94103 Ladies and Gentlemen: We have acted as special counsel to Pivotal Software, Inc., a Delaware corporation (the “Company”), and are delivering this opinion in connection with the Company’s Registration Statement on Form S-8 (the “Registration Statement”) filed with the Securitie |
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| April 20, 2018 |
Form of RSU Agreement for U.S. Participants under the 2018 Equity Incentive Plan EXHIBIT 99.2 PIVOTAL SOFTWARE, INC. 2018 EQUITY INCENTIVE PLAN RSU AGREEMENT FOR U.S. PARTICIPANTS The Participant has been granted an Award (the “Award”) of RSUs pursuant to the Pivotal Software, Inc. 2018 Equity Incentive Plan (as it may be amended from time to time, the “Plan”), the Notice of RSU Award (the “Notice”) and this RSU Agreement (this “Agreement”), dated as of [•], 20[•] (the “Grant |
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| April 20, 2018 |
Power of Attorney (included on signature page) As filed with the Securities and Exchange Commission on April 19, 2018 Registration No. |
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| April 20, 2018 |
EXHIBIT 99.3 PIVOTAL SOFTWARE, INC. 2018 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT FOR U.S. PARTICIPANTS This Non-Qualified Stock Option Agreement (this “Agreement”), dated as of [●], 20[●] (the “Grant Date”), and the Notice of Award (the “Notice”) are between Pivotal Software, Inc., a Delaware corporation (the “Company”), and [●] (the “Participant”). Preliminary Statement The Com |
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| April 18, 2018 |
PVTL / Pivotal Software, Inc. S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on April 18, 2018. |
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| April 17, 2018 |
PVTL / Pivotal Software, Inc. CORRESP CORRESP 1 filename1.htm April 17, 2018 VIA EDGAR TRANSMISSION AND FEDEX U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Barbara C. Jacobs Mr. Edwin Kim Ms. Kathleen Collins Ms. Joyce Sweeney Re: Pivotal Software, Inc. Registration Statement on Form S-1 File No. 333-223872 Acceleration Request Requested Date: Thursday, |
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| April 17, 2018 |
PVTL / Pivotal Software, Inc. 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Pivotal Software, Inc. (Exact name of registrant as specified in its charter) Delaware 94-3094578 (State of incorporation or organization) (I.R.S. Employer Identification No.) 875 Howard Street, Fi |
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| April 17, 2018 |
PVTL / Pivotal Software, Inc. CORRESP CORRESP 1 filename1.htm April 17, 2018 VIA EDGAR TRANSMISSION AND FEDEX U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Barbara C. Jacobs Mr. Edwin Kim Ms. Kathleen Collins Ms. Joyce Sweeney Re: Pivotal Software, Inc. Registration Statement on Form S-1 Registration No. 333- 223872 Ladies and Gentlemen: In accordance w |
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| April 12, 2018 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PIVOTAL SOFTWARE, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Pivotal Software, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: A. The name of the Corporation is Pivotal Software, Inc. The date of filing of the |
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| April 12, 2018 |
Form of Underwriting Agreement Exhibit 1.1 [ ] Shares PIVOTAL SOFTWARE, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT [ ], 2018 [ ], 2018 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Pivotal Software, Inc., a Delaware corporation (the “Co |
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| April 12, 2018 |
Form of Class A Common Stock Certificate Exhibit 4.1 ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# . CLASS A COMMON STOCK PAR VALUE $0.01 CLASS A COMMON STOCK Shares * * 000000 * * * * * * * * * * * * * * * * * * * * * 000000 * * * * * * * * * * * * * * * * * * * * * 000000 * * * * * * * * * * * * * * * * * * * * * 000000 * * * * * * * * * * * * * * * * * * * * * 000000 * * * * * * * * * * * * * * Certificate Number ZQ00000000 PIVO |
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| April 12, 2018 |
Exhibit 10.15 PIVOTAL SOFTWARE, INC. 2018 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT FOR U.S. PARTICIPANTS This Non-Qualified Stock Option Agreement (this “Agreement”), dated as of [·], 20[·] (the “Grant Date”), and the Notice of Award (the “Notice”) are between Pivotal Software, Inc., a Delaware corporation (the “Company”), and [·] (the “Participant”). Preliminary Statement The Co |
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| April 12, 2018 |
Exhibit 10.14 PIVOTAL SOFTWARE, INC. 2018 EQUITY INCENTIVE PLAN RSU AGREEMENT FOR U.S. PARTICIPANTS The Participant has been granted an Award (the “Award”) of RSUs pursuant to the Pivotal Software, Inc. 2018 Equity Incentive Plan (as it may be amended from time to time, the “Plan”), the Notice of RSU Award (the “Notice”) and this RSU Agreement (this “Agreement”). Except as otherwise indicated, any |
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| April 12, 2018 |
Form of Shared Services Agreement, between the Company and Dell Inc. Exhibit 10.11 SHARED SERVICES AGREEMENT dated as of April , 2018 between PIVOTAL SOFTWARE, INC., and DELL INC. TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS Section 1.01 Definitions 1 ARTICLE II PURCHASE AND SALE OF SERVICES Section 2.01 Purchase and Sale of Dell Services 3 Section 2.02 Purchase and Sale of Company Services 4 Section 2.03 Additional Services 4 Section 2.04 Transition 4 Section 2.05 |
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| April 12, 2018 |
Form of Employee Matters Agreement, between the Company, VMware, Inc. and Dell Inc. Exhibit 10.12 AMENDED AND RESTATED EMPLOYEE MATTERS AGREEMENT by and among DELL INC., VMWARE, INC. & PIVOTAL SOFTWARE, INC. AMENDED AND RESTATED EMPLOYEE MATTERS AGREEMENT THIS AMENDED AND RESTATED EMPLOYEE MATTERS AGREEMENT (this “Agreement”), as executed on or about April , 2018 (the “Effective Date”) amends and restates the Employee Matters Agreement made and entered into as of April 1, 2013 by |
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| April 12, 2018 |
PVTL / Pivotal Software, Inc. S-1/A QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on April 12, 2018. |
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| April 12, 2018 |
Exhibit 10.10 FORM OF MASTER TRANSACTION AGREEMENT between DELL TECHNOLOGIES INC. and PIVOTAL SOFTWARE, INC. TABLE OF CONTENTS ARTICLE I DISTRIBUTION 1 Section 1.1 Distribution Generally 1 Section 1.2 Dell Technologies’ Sole Discretion 1 ARTICLE II COVENANTS AND OTHER MATTERS 2 Section 2.1 Other Agreements 2 Section 2.2 Agreement for Exchange of Information 2 Section 2.3 Auditors and Audits; Finan |
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| April 12, 2018 |
Exhibit 10.1 AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT by and among PIVOTAL SOFTWARE, INC., DELL TECHNOLOGIES, INC., EMC CORPORATION, VMWARE, INC., GE INTERNATIONAL HOLDINGS B.V. GENERAL ELECTRIC COMPANY FORD MOTOR COMPANY and MICROSOFT GLOBAL FINANCE Dated as of , 2018 AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT THIS AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT (this “Agreement”) is entered i |
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| April 12, 2018 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF PIVOTAL SOFTWARE, INC. Incorporated under the Laws of the State of Delaware As of , 2018 ARTICLE I OFFICES AND RECORDS Section 1.1 Offices. The address of the registered office of Pivotal Software, Inc. (the “Corporation”) and the name of the Corporation’s registered agent are as set forth in the Amended and Restated Certificate of Incorporation of the Co |
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| April 12, 2018 |
Significant Subsidiaries of the Company EX-21.1 12 a2235275zex-211.htm EX-21.1 Exhibit 21.1 SIGNIFICANT SUBSIDIARIES OF PIVOTAL SOFTWARE, INC. Name of Subsidiary Jurisdiction of Organization Pivotal Group 1 Limited Bermuda Pivotal Software International Ireland Pivotal Software International Holdings Ireland |
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| April 9, 2018 |
Director Compensation Policy of the Company Exhibit 10.17 Director Compensation Policy Certain of our non-employee directors will be eligible to receive compensation for their board service. Our board of directors has adopted a compensation program for these directors that will enable us to attract qualified directors, provide them with compensation at a level that is consistent with our compensation objectives and, in the case of equity-ba |
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| April 9, 2018 |
Third Restated Agency Agreement, between the Company and VMware, Inc., dated March 20, 2018 Exhibit 10.7 THIRD RESTATED AGENCY AGREEMENT This 3rd Restatement of Agency Agreement (“Agreement”) is entered into effective as of March 20, 2018 (“3rd Restatement Date”) by and between VMware, Inc., a Delaware corporation, on behalf of itself and its subsidiaries, including VMware International Ltd., a private limited company incorporated under the laws of Ireland with its principal place of bus |
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| April 9, 2018 |
Form of Indemnification Agreement, between the Company and its directors and executive officers EX-10.4 3 a2235132zex-104.htm EX-10.4 Exhibit 10.4 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made and entered into, effective , by and between Pivotal Software, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). Recitals A. Competent and experienced persons are reluctant to serve or to continue to serve as directors or officers of corporations un |
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| April 9, 2018 |
Form of Amended and Restated Agent Agreement, between the Company and EMC Corporation Exhibit 10.6 AMENDED AND RESTATED AGENT AGREEMENT This Amended and Restated Agent Agreement (“Agreement”), effective as of [April 2, 2018] [March 30, 2018] (“Effective Date”) is entered into by and between [EMC Corporation, a Massachusetts company, with offices at 176 South Street, Hopkinton, Massachusetts] [EMC Information Systems International, an Irish company with offices at Ovens, County Cork |
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| April 9, 2018 |
PVTL / Pivotal Software, Inc. CORRESP CORRESP 1 filename1.htm New York Northern California Washington DC São Paulo London Paris Madrid Tokyo Beijing Hong Kong Sarah K. Solum Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 650 752 2011 tel 650 752 3611 fax [email protected] FOIA Confidential Treatment Request Pursuant to Rule 83 by Pivotal Software, Inc. April 9, 2018 U.S. Securities and Exchange Commission D |
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| April 9, 2018 |
Fiscal Year 2018 Executive Incentive Program of the Company Exhibit 10.8 Fiscal Year 2018 Executive Incentive Program NON-SALES, NON-SERVICES PROGRAM OBJECTIVE The Fiscal Year 2018 Pivotal Executive Incentive Program (the “Program”) is intended to reward participants upon the attainment of key measures of Pivotal’s operating success. The Program is comprised of semi-annual incentive opportunities, based on the achievement of ACV, EBIT, and Renewals objecti |
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| April 9, 2018 |
Employee Stock Purchase Plan of the Company Exhibit 10.16 PIVOTAL SOFTWARE, INC. EMPLOYEE STOCK PURCHASE PLAN Section 1. Purpose. This Pivotal Software, Inc. Employee Stock Purchase Plan (the “Plan”) is intended to provide employees of Pivotal Software, Inc. (the “Company”) and the Participating Companies with an opportunity to acquire a proprietary interest in the Company through the purchase of Shares. The Plan has two components: (a) one |
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| April 9, 2018 |
PVTL / Pivotal Software, Inc. S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on April 9, 2018. |
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| April 9, 2018 |
2018 Equity Incentive Plan of the Company Exhibit 10.13 PIVOTAL SOFTWARE, INC. 2018 EQUITY INCENTIVE PLAN Section 1. Purpose. The purpose of the Pivotal Software, Inc. 2018 Equity Incentive Plan (as amended from time to time, the “Plan”) is to motivate and reward employees and other individuals to perform at the highest level and contribute significantly to the success of Pivotal Software, Inc. (the “Company”), thereby furthering the best |
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| March 30, 2018 |
PVTL / Pivotal Software, Inc. CORRESP March 30, 2018 FOIA Confidential Treatment Request Pursuant to Rule 83 by Pivotal Software, Inc. |
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| March 23, 2018 |
Significant Subsidiaries of the Company EX-21.1 6 a2234898zex-211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF PIVOTAL SOFTWARE, INC. Name of Subsidiary Jurisdiction of Organization Pivotal Group 1 Limited Bermuda Pivotal Software International Ireland Pivotal Software International Holdings Ireland |
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| March 23, 2018 |
PVTL / Pivotal Software, Inc. S-1 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on March 23, 2018. |
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| March 23, 2018 |
Exhibit 10.9 TAX SHARING AGREEMENT by and among DELL TECHNOLOGIES INC. AND ITS AFFILIATES, EMC CORPORATION AND ITS AFFILIATES and PIVOTAL SOFTWARE, INC. AND ITS AFFILIATES, Dated: February 8, 2017 TAX SHARING AGREEMENT THIS TAX SHARING AGREEMENT (this “Agreement”) dated as of February 8, 2017 is entered into by and among Dell Technologies Inc., a Delaware corporation (“Dell Technologies”, each Del |
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| March 23, 2018 |
PVTL / Pivotal Software, Inc. CORRESP New York Northern California Washington DC São Paulo London Paris Madrid Tokyo Beijing Hong Kong Sarah K. |
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| March 23, 2018 |
Exhibit 10.5 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS AGREEMENT, dated , 201 , is made by and between Pivotal Software, Inc. (the “Company”), and (the “Executive”) residing at . WHEREAS, the Company considers the establishment and maintenance of a sound and vital management team to be essential to protecting and enhancing the best interests of the Company and its stockholders; and WHEREAS, the E |
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| March 23, 2018 |
Form of Non-Qualified Stock Option Agreement pursuant to the 2013 Stock Plan of the Company Exhibit 10.3 Award Number: PIVOTAL SOFTWARE, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE PIVOTAL SOFTWARE, INC. 2013 STOCK PLAN This Non-Qualified Stock Option Agreement (the “Option Agreement”), including any country-specific appendix attached hereto (the “Appendix”) (the Option Agreement and Appendix, together, the “Agreement”), dated as of December [·], 201 (the “Grant Date”), is |
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| March 23, 2018 |
Amended and Restated 2013 Stock Plan of the Company Exhibit 10.2 PIVOTAL SOFTWARE, INC. 2013 STOCK PLAN Amended and Restated as of August 8, 2017 PIVOTAL SOFTWARE, INC. AMENDED AND RESTATED 2013 STOCK PLAN ARTICLE I PURPOSE The purpose of this Amended and Restated 2013 Stock Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Emplo |
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| March 9, 2018 |
PVTL / Pivotal Software, Inc. DRS/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As confidentially submitted to the Securities and Exchange Commission on March 9, 2018. |
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| March 9, 2018 |
SUBSIDIARIES OF PIVOTAL SOFTWARE, INC. Exhibit 21.1 SUBSIDIARIES OF PIVOTAL SOFTWARE, INC. Name of Subsidiary Jurisdiction of Organization Pivotal Group 1 Limited Bermuda Pivotal Software International Ireland Pivotal Software International Holdings Ireland |
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| March 9, 2018 |
Exhibit 10.9 TAX SHARING AGREEMENT by and among DELL TECHNOLOGIES INC. AND ITS AFFILIATES, EMC CORPORATION AND ITS AFFILIATES and PIVOTAL SOFTWARE, INC. AND ITS AFFILIATES, Dated: February 8, 2017 TAX SHARING AGREEMENT THIS TAX SHARING AGREEMENT (this “Agreement”) dated as of February 8, 2017 is entered into by and among Dell Technologies Inc., a Delaware corporation (“Dell Technologies”, each Del |
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| March 9, 2018 |
Exhibit 10.3 Award Number: PIVOTAL SOFTWARE, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE PIVOTAL SOFTWARE, INC. 2013 STOCK PLAN This Non-Qualified Stock Option Agreement (the “Option Agreement”), including any country-specific appendix attached hereto (the “Appendix”) (the Option Agreement and Appendix, together, the “Agreement”), dated as of December [·], 201 (the “Grant Date”), is |
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| March 9, 2018 |
PVTL / Pivotal Software, Inc. DRSLTR New York Paris Northern California Madrid Washington DC Tokyo São Paulo Beijing London Hong Kong Sarah K. |
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| March 9, 2018 |
CHANGE IN CONTROL SEVERANCE AGREEMENT Exhibit 10.5 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS AGREEMENT, dated , 201 , is made by and between Pivotal Software, Inc. (the “Company”), and (the “Executive”) residing at . WHEREAS, the Company considers the establishment and maintenance of a sound and vital management team to be essential to protecting and enhancing the best interests of the Company and its stockholders; and WHEREAS, the E |
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| March 9, 2018 |
PIVOTAL SOFTWARE, INC. 2013 STOCK PLAN Amended and Restated as of August 8, 2017 Exhibit 10.2 PIVOTAL SOFTWARE, INC. 2013 STOCK PLAN Amended and Restated as of August 8, 2017 PIVOTAL SOFTWARE, INC. AMENDED AND RESTATED 2013 STOCK PLAN ARTICLE I PURPOSE The purpose of this Amended and Restated 2013 Stock Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Emplo |
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| January 25, 2018 |
PVTL / Pivotal Software, Inc. DRS/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As confidentially submitted to the Securities and Exchange Commission on January 24, 2018. |
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| January 24, 2018 |
PVTL / Pivotal Software, Inc. DRSLTR DRSLTR 1 filename1.htm New York Paris Northern California Madrid Washington DC Tokyo São Paulo Beijing London Hong Kong Sarah K. Solum Davis Polk & Wardwell LLP 650 752 2011 tel 1600 El Camino Real 650 752 3611 fax Menlo Park, CA 94025 [email protected] CONFIDENTIAL January 24, 2018 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. |
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| December 15, 2017 |
PVTL / Pivotal Software, Inc. DRSLTR New York Northern California Washington DC São Paulo London Paris Madrid Tokyo Beijing Hong Kong Sarah K. |
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| December 15, 2017 |
PVTL / Pivotal Software, Inc. DRS Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As confidentially submitted to the Securities and Exchange Commission on December 15, 2017. |
