Statistik Asas
| LEI | 529900WIUZ0003EEAM23 |
| CIK | 1442620 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Recon Technology, Ltd.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| September 2, 2025 |
AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT Exhibit 10.7 AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT THIS AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT (the “Agreement”) is entered into by and between the following parties on July 10, 2025. Party A: Recon Hengda Technology (Beijing) Co, Ltd Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Bei |
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| September 2, 2025 |
Amended and Restated Power of Attorney Exhibit 10.14 Amended and Restated Power of Attorney I, the undersigned, Shenping Yin, Chinese nationality, ID number of 320113196912054853, hold 10.00% equity interest in Beijing BHD Petroleum Technology Co., Ltd (“BHD”), hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. ("Recon BJ") to exercise the following rights with respect to the equity of the client within the validi |
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| September 2, 2025 |
AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT Exhibit 10.2 AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT THIS AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT (“Agreement”) is entered into by and between the following parties on July 10, 2025. Pledgee: Recon Hengda Technology (Beijing) Co, Ltd (“Party A”) Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beijing Pledgor: Yi |
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| September 2, 2025 |
AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT Exhibit 10.8 AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT THIS AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT（the “Agreement”） is entered into by and between the following parties on July 10, 2025. Party A: Recon Hengda Technology (Beijing) Co, Ltd Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beij |
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| September 2, 2025 |
Amended and Restated Power of Attorney Exhibit 10.15 Amended and Restated Power of Attorney I, the undersigned, Guangqiang Chen, Chinese nationality, ID number of 132903196307299817, hold 85.9270% equity interest in Beijing BHD Petroleum Technology Co., Ltd (“BHD”), hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. ("Recon BJ") to exercise the following rights with respect to the equity of the client within the v |
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| September 2, 2025 |
Exhibit 10.5 Power of Attorney I, the undersigned, Ying Wu Yan, Chinese nationality, ID number of 320102197606304610, hold 0.2499% equity interest in Nanjing Recon Technology Co., Ltd. ("Nanjing Recon"), hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. ("Recon BJ") to exercise the following rights during the term of this Power of Attorney: I, the undersigned, exclusively au |
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| September 2, 2025 |
AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT Exhibit 10.11 AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT THIS AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT （“Agreement”） is entered into by and between the following parties on July 10, 2025 Pledgee: Recon Hengda Technology (Beijing) Co, Ltd (“Party A”) Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beijing Pledgor: Gu |
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| September 2, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offic |
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| September 2, 2025 |
Amended and Restated Power of Attorney Exhibit 10.6 Amended and Restated Power of Attorney I, the undersigned, Shenping Yin, Chinese nationality, ID number: 320113196912054853, hold 99.7501% equity interest in Nanjing Recon Technology Co., Ltd. ("Nanjing Recon"), hereby irrevocably authorize Recon Hengda Technology (Beijing) Co, Ltd ("Recon BJ") to exercise the following rights during the term of this Power of Attorney: I, the undersig |
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| September 2, 2025 |
Amended and Restated Power of Attorney Exhbit 10.13 Amended and Restated Power of Attorney I, the undersigned, Dong Lin, Li, Chinese nationality, ID number of 132903196312249814, hold 3.7704% equity interest in Beijing (BHD) Petroleum Technology Co., Ltd (“BHD”), hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. ("Recon BJ") to exercise the following rights with respect to the equity of the client within the vali |
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| September 2, 2025 |
AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT Exhibit 10.12 AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT THIS AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT （“Agreement”）is entered into by and between the following parties on July 10, 2025. Pledgee: Recon Hengda Technology (Beijing) Co, Ltd (“Party A”) Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beijing Pledgor: Sh |
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| September 2, 2025 |
AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT Exhibit 10.9 AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT THIS AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT (the “Agreement”) is entered into by and between the following parties on July 10, 2025. Party A: Recon Hengda Technology (Beijing) Co, Ltd Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Bei |
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| September 2, 2025 |
AMENDED AND RESTATED EXCLUSIVE CONSULTING AND SERVICE AGREEMENT Exhibit 10.3 AMENDED AND RESTATED EXCLUSIVE CONSULTING AND SERVICE AGREEMENT THIS AMENDED AND RESTATED EXCLUSIVE CONSULTING AND SERVICE AGREEMENT (the “Agreement”) is made and entered into as of July 10, 2025, by and between the following parties: Party A: Recon Hengda Technology (Beijing) Co., Ltd. Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang Di |
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| September 2, 2025 |
AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT Exhibit 10.10 AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT THIS AMENDED AND RESTATED EQUITY INTEREST PLEDGE AGREEMENT （“Agreement”）is entered into by and between the following parties on July 10, 2025 Pledgee: Recon Hengda Technology (Beijing) Co, Ltd (“Party A”) Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beijing Pledgor: Don |
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| September 2, 2025 |
EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT Exhibit 10.4 EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT THIS EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT（the “Agreement”） is entered into by and between the following parties on July 10, 2025. Party A: Recon Hengda Technology (Beijing) Co, Ltd Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beijing Party B: Ying Wu, Yan Registered Addre |
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| September 2, 2025 |
AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT THIS AMENDED AND RESTATED EXCLUSIVE EQUITY INTEREST PURCHASE AGREEMENT（the “Agreement”） is entered into by and between the following parties on July 10, 2025. Party A: Recon Hengda Technology (Beijing) Co, Ltd Registered Address: Room 602, 6th Floor, Building 1, Courtyard 1, Shui'an South Street, Chaoyang District, Beij |
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| June 13, 2025 |
As filed with the Securities and Exchange Commission on June 12, 2025 As filed with the Securities and Exchange Commission on June 12, 2025 Registration Statement No. |
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| May 19, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) |
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| April 29, 2025 |
As filed with the Securities and Exchange Commission on April 29, 2025 As filed with the Securities and Exchange Commission on April 29, 2025 Registration Statement No. |
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| March 31, 2025 |
Management’s Discussion and Analysis of Financial Condition and Results of Operations Exhibit 99.2 Management’s Discussion and Analysis of Financial Condition and Results of Operations 1.The following discussion and analysis of our company’s financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statements that involve ris |
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| March 31, 2025 |
Exhibit 99.3 Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2025 BEIJING, March 31, 2025 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced its financial results for th |
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| March 31, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| March 31, 2025 |
RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS Exhibit 99.1 RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS (UNAUDITED) As of June 30, As of December 31, As of December 31, 2024 2024 2024 RMB RMB US Dollars ASSETS Current assets Cash ¥ 109,991,674 ¥ 145,284,391 $ 19,903,880 Restricted cash 848,936 8,123 1,113 Short-term investments 88,091,794 — — Notes receivable 1,341,820 3,206,733 439,321 Accounts receivable, net 38,631,7 |
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| March 27, 2025 |
Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. V68219-P30210 2. To ratify the appointment of Enrome LLP as the Company’s independent registered public accounting firm for our fisca |
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| March 27, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| March 27, 2025 |
Exhibit 99.1 RECON TECHNOLOGY, LTD. Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing 100012 People’s Republic of China (Incorporated in the Cayman Islands with limited liability) (NASDAQ Trading Symbol: RCON) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 15, 2025 NOTICE IS HEREBY GIVEN that an annual general meeting (the “AGM”) of Recon Technology, Ltd. (the “Co |
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| March 18, 2025 |
Exhibit 107 Calculation of Filing Fee Tables F-1 (Form Type) Recon Technology, Ltd (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common warrants to purchase Class A Ordinary Shares (2) 457(i) — — — — — Equity Class A Ordinary Shares issuable upon exercise of the common warrants (3) 457(o) — — $20,000,000 0. |
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| March 18, 2025 |
As filed with the Securities and Exchange Commission on March 17, 2025 As filed with the Securities and Exchange Commission on March 17, 2025 Registration Statement No. |
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| March 18, 2025 |
[The remainder of this page has been intentionally left blank.] Exhibit 2.1 [ ], 2025 Recon Technology, Ltd Room 601, No.1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China Attention: Mr. Yin Shenping, Chief Executive Officer Dear Mr. Yin: This letter (the “Agreement”) constitutes the agreement between AC Sunshine Securities LLC (“ACSS” or the “Placement Agent”) and Recon Technology, Ltd., a Cayman Islands exempt company with l |
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| March 18, 2025 |
ORDINARY SHARES PURCHASE WARRANT RECON TECHNOLOGY, LTD Exhibit 2.2 ORDINARY SHARES PURCHASE WARRANT RECON TECHNOLOGY, LTD Warrant Shares: Issue Date: , 2025 Initial Exercise Date: , 2025 CUSIP: [] ISIN: [] THIS ORDINARY SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●] or its registered assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, a |
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| February 21, 2025 |
Room 601, No. 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China February 21, 2025 Robert Babula John Cannarella Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Form 20-F for the Fiscal Year ended June 30, 2024 File No. 001-34409 Dear |
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| February 12, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Recon Technology, Ltd (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Ordinary shares, $0. |
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| February 12, 2025 |
As filed with the Securities and Exchange Commission on February 12, 2025 As filed with the Securities and Exchange Commission on February 12, 2025 Registration No. |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / Haotian Venture Capital LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / RAPID PROCEED Ltd - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / Number 8 Capital Ltd - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / LUCAS SHAWN CAPITAL LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Recon Technology, Ltd (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / NEWWILK VENTURE LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 14, 2024 |
RCON / Recon Technology, Ltd. / YESCOM VENTURE LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares (Title of Class of Securities) G7415M124 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| October 30, 2024 |
Exhibit 11.2 RECON TECHNOLOGY, LTD Insider Trading Policy and Guidelines with Respect to Certain Transactions in Company Securities This Policy provides guidelines to employees, executive officers and directors of, and consultants and contractors to Recon Technology, Ltd (the “Company”) with respect to transactions in the Company’s securities. Applicability of Policy This Policy applies to all tra |
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| October 30, 2024 |
Exhibit 13.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 30, 2024 |
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 Exhibit 2.2 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 As of June 30, 2024, Recon Technology, Ltd (the “Company,” “we,” “our” or “us”) had one class of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as follows: Title of each class Symbol Name of each exchange on which registered Class A Ordinary Sha |
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| October 30, 2024 |
Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| October 30, 2024 |
Recon Technology, Ltd (the “Company”) CLAWBACK POLICY Exhibit 97.1 Recon Technology, Ltd (the “Company”) CLAWBACK POLICY Introduction The Board of Directors of the Company (the “Board”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted t |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF TH |
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| October 30, 2024 |
Exhibit 99.1 Recon Technology, Ltd Reports Financial Year Results for Fiscal Year 2024 BEIJING, October 30, 2024 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced its financial results for fiscal year 2024. F |
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| October 30, 2024 |
Exhibit 1.1.6 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD (Amended and Restated by Special Resolutions adopted on March 29, 2024) 1. The name of the Company is Recon Technology, Ltd. 2. The Registered Office of the Company shall be at the offices of Vistra (Cayman) Limited, P.O. Box 31 |
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| October 30, 2024 |
Exhibit 13.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 30, 2024 |
Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| October 30, 2024 |
Exhibit 1.1.5 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF RECON TECHNOLOGY, LTD Adopted by Special Resolution on March 29, 2024 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent therewith, “Affiliate” (i) in the cas |
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| October 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-257806) and Amendment No. 1 to Form F-3 (File No. 333-268657) of our report dated October 28, 2022 with respect to our audit of the consolidated financial statements of Recon Technology, Ltd and Subsidiaries as of June 30, 2022 a |
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| October 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Annual Report on Form 20-F on the consolidated financial statements of Recon Technology, Ltd and its subsidiaries (the “Company”) of auditor’s opinion in the Report of Independent Registered Public Accounting Firm dated on October 30, 2024, relating to the consolidated b |
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| October 9, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| September 12, 2024 |
Exhibit 107 Calculation of Filing Fee Tables F-1 (Form Type) Recon Technology, Ltd (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees Previously Paid Equity Class A Ordinary Shares 457(o) $20,000,000 0. |
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| September 12, 2024 |
As filed with the Securities and Exchange Commission on September 11, 2024 As filed with the Securities and Exchange Commission on September 11, 2024 Registration Statement No. |
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| June 28, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices |
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| June 28, 2024 |
Exhibit 99.2 The following discussion and analysis of our company’s financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statements that involve risks and uncertainties. Actual results and the timing of selected events could differ mate |
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| June 28, 2024 |
RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS Exhibit 99.1 RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS (UNAUDITED) As of June, 30 As of December, 31 As of December, 31 2023 2023 2023 RMB RMB US Dollars ASSETS Current assets Cash ¥ 104,125,800 ¥ 121,848,777 $ 17,162,041 Restricted cash 731,545 3,904 550 Short-term investments 184,184,455 133,950,650 18,866,554 Notes receivable 3,742,390 12,532,717 1,765,196 Accounts rec |
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| June 28, 2024 |
Exhibit 99.3 Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2024 BEIJING, June 28, 2024 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced its financial results for the |
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| June 18, 2024 |
Room 601, No. 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China June 18, 2024 Karl Hiller Yong Kim Jenifer Gallagher Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Amendment No. 2 on Form 20-F (the “Amendment”) File No. 333-271547 De |
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| May 24, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Amendment No. 2) (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTI |
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| May 24, 2024 |
Exhibit 13.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2023, as amended, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the |
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| May 24, 2024 |
Exhibit 1.1.5 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF RECON TECHNOLOGY, LTD Adopted by Special Resolution on March 29, 2024 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent therewith, “Affiliate” (i) in the cas |
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| May 24, 2024 |
Exhibit 1.1.6 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD (Amended and Restated by Special Resolutions adopted on March 29, 2024) 1. The name of the Company is Recon Technology, Ltd. 2. The Registered Office of the Company shall be at the offices of Vistra (Cayman) Limited, P.O. Box 31 |
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| May 24, 2024 |
Exhibit 13.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2023, as amended, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the |
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| May 24, 2024 |
Room 601, No. 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China May 24, 2024 Yong Kim Jenifer Gallagher Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Amendment No. 2 on Form 20-F (the “Amendment”) File No. 333-271547 Dear Ms. Kim an |
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| May 24, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form F-3 (File No. 333-257806) and Amendment No. 1 to Form F-3 (File No. 333-268657) of our report dated October 27, 2023, except for Note 28, as to which the date is May 24, 2024, relating to the consolidated financial statements of Recon Technology, |
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| May 24, 2024 |
Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 24, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form F-3 (File No. 333-257806) and Amendment No. 1 to Form F-3 (File No. 333-268657) of our report dated October 28, 2022 with respect to our audits of the consolidated financial statements of Recon Technology, Ltd and Subsidiaries as of June 30, 2021 |
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| May 24, 2024 |
Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| May 23, 2024 |
Recon Technology Regains Nasdaq Compliance; Hearing Moot Exhibit 99.1 Recon Technology Regains Nasdaq Compliance; Hearing Moot BEIJING, May 23, 2024 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) (“Recon” or the “Company”) announced today that on May 22, 2024, it had received a letter dated May 22, 2024 (the “Compliance Letter”) from the Listing Qualifications Hearings Department of Nasdaq notifying the Company that (i) the Company’s bid price def |
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| May 23, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) |
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| April 29, 2024 |
Recon Technology Receives Nasdaq Delisting Determination; Submits Appeal Exhibit 99.1 Recon Technology Receives Nasdaq Delisting Determination; Submits Appeal BEIJING, April 29, 2024 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) (“Recon” or the “Company”) announced today that on April 23, 2024, it has received a Staff determination letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company of |
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| April 29, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| April 26, 2024 |
Room 601, No. 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China April 26, 2024 Yong Kim Jenifer Gallagher Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Draft Amendment No. 2 on Form 20-F File No. 333-271547 Dear Ms. Kim and Ms. Gall |
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| April 25, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| April 25, 2024 |
Recon Technology Announces 1-for-18 Reverse Stock Split Exhibit 99.1 Recon Technology Announces 1-for-18 Reverse Stock Split BEIJING, April 25, 2024 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) ("Recon" or the "Company") announced today that the Company’s shareholders approved on March 29, 2024 to effect a reverse stock split of the Company's Class A ordinary shares at the ratio of one-for-eighteen with the market effective date of May 1, 2024. |
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| April 25, 2024 |
Exhibit 3.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD (Amended and Restated by Special Resolutions adopted on March 29, 2024) 1. The name of the Company is Recon Technology, Ltd. 2. The Registered Office of the Company shall be at the offices of Vistra (Cayman) Limited, P.O. Box 3111 |
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| April 2, 2024 |
Exhibit 3.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD (Amended and Restated by Special Resolutions adopted on March 29, 2024) 1. The name of the Company is Recon Technology, Ltd. 2. The Registered Office of the Company shall be at the offices of Vistra (Cayman) Limited, P.O. Box 3111 |
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| April 2, 2024 |
Exhibit 3.2 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF RECON TECHNOLOGY, LTD Adopted by Special Resolution on March 29, 2024 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent therewith, “Affiliate” (i) in the case |
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| April 2, 2024 |
RECON TECHNOLOGY, LTD 2024 EQUITY INCENTIVE PLAN Exhibit 99.2 RECON TECHNOLOGY, LTD 2024 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Recon Technology, Ltd 2024 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, managers, employees, consultants and advisors (and prospective directors, officers, m |
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| April 2, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| March 22, 2024 |
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| March 22, 2024 |
Room 601, No. 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China March 22, 2024 Yong Kim Jenifer Gallagher Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Draft Amendment No. 2 on Form 20-F File No. 333-271547 Dear Mr. Kim and Ms. Gall |
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| February 13, 2024 |
Exhibit 99.1 RECON TECHNOLOGY, LTD. Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing 100012 People’s Republic of China (Incorporated in the Cayman Islands with limited liability) (NASDAQ Trading Symbol: RCON) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON MARCH 29, 2024 NOTICE IS HEREBY GIVEN that an annual general meeting (the “AGM”) of Recon Technology, Ltd. (the “ |
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| February 13, 2024 |
Exhibit 99.2 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China +86 (10) 8494-5799 VOTE BY INTERNET - www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Ha |
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| February 13, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive off |
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| February 5, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| February 5, 2024 |
FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 4.1 FORM OF SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 31, 2024, by and between Recon Technology, Ltd, a Cayman Islands company, with headquarters located at Room 601, No. 1 Shui’an South Street, Chaoyang District, Beijing 100012, People’s Republic of China (the “Company”), and the purchasers listed on Schedule A hereto (the “Buy |
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| December 15, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| December 15, 2023 |
Exhibit 4.1 WARRANT PURCHASE AGREEMENT This WARRANT PURCHASE AGREEMENT (this “Agreement”), dated as of December 14, 2023, is made and entered into between Recon Technology Ltd, a Cayman Island exempted company with limited liability duly registered with the Cayman Islands Registrar of Companies (the “Company”), and [·] (“Seller”), a [·] organized under the laws of [·]. RECITALS WHEREAS, Seller i |
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| December 7, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the reference to our report dated October 27, 2023, with respect to our audit of the consolidated financial statements of Recon Technology, Ltd. and its subsidiaries as of and for the year ended June 30, 2023 which appears in the Annual Report on Form 20-F filed with the Securities and Exchange Commission. V |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF |
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| October 30, 2023 |
Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| October 30, 2023 |
Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| October 30, 2023 |
Exhibit 13.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 30, 2023 |
Exhibit 13.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 30, 2023 |
Exhibit 99.4 Recon Technology, Ltd Reports Financial Year Results for Fiscal Year 2023 BEIJING, Oct. 27, 2023 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced its financial results for fiscal year 2023. Fisc |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF TH |
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| October 30, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement of Recon Technology, Ltd on Form F-1, File No. 333-271547, of our report dated October 28, 2022, with respect to our audits of the consolidated financial statements of Recon Technology, Ltd as of June 30, 2021 and 2022 and for each of the years in the tw |
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| October 27, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People’s Republic of China (Address of principal executive office |
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| October 27, 2023 |
Recon Receives NASDAQ Minimum Bid Price Requirement Extension Exhibit 99.1 Recon Receives NASDAQ Minimum Bid Price Requirement Extension BEIJING, China, October 27, 2023 – Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”) today announced that on October 25, 2023, it received notification from The Nasdaq Stock Market LLC (“NASDAQ”) confirming the Company has been granted an additional 180 calendar day period for compliance under its minimum bid |
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| August 25, 2023 |
Exhibit 16.1 August 25, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by RECON TECHNOLOGY, LTD in its Form 6-K dated August 25, 2023. We agree with the statements concerning our Firm in such Form 6-K; we are not in a position to agree or disagree with other statements of RECON TECHNOLOGY, LTD contained therein. Very |
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| August 25, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offices |
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| June 9, 2023 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing, 100012 People’s Republic of China June 9, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| June 2, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) In |
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| May 26, 2023 |
As filed with the Securities and Exchange Commission on May 26, 2023 As filed with the Securities and Exchange Commission on May 26, 2023 Registration Statement No. |
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| May 26, 2023 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China May 26, 2023 Liz Packebusch, Staff Attorney Kevin Dougherty Office of Energy & Transportation Division of Corporation Finance U. |
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| May 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables F-1 (Form Type) Recon Technology, Ltd (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees Previously Paid Equity Ordinary Shares exercisable upon exercise of the Warrants 457(g) 10,002,500(2) $0. |
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| May 1, 2023 |
As filed with the Securities and Exchange Commission on May 1, 2023 As filed with the Securities and Exchange Commission on May 1, 2023 Registration Statement No. |
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| May 1, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables F-1 (Form Type) Recon Technology, Ltd (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary Shares exercisable upon exercise of the Warrants 457(g) 10,002,500(2) $0. |
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| April 28, 2023 |
Recon Receives NASDAQ Notification Regarding Minimum Bid Requirements Exhibit 99.1 Recon Receives NASDAQ Notification Regarding Minimum Bid Requirements BEIJING, China, April 28, 2023 – Recon Technology, Ltd (NASDAQ: RCON) ("Recon" or the "Company") today announced that on April 27, 2023, it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that it is currently not in compliance with the minimum bid price requirement set forth unde |
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| April 28, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offices) |
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| April 14, 2023 |
8,814,102 Class A Ordinary Shares underlying Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-257806 PROSPECTUS SUPPLEMENT Dated April 13, 2023 (To Prospectus Dated July 9, 2021) 8,814,102 Class A Ordinary Shares underlying Warrants This prospectus supplement (the “Sticker Supplement”) modifies, supersedes and supplements certain information contained in, and should be read in conjunction with, our Prospectus filed with the SEC dated Ju |
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| April 4, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) Ind |
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| April 4, 2023 |
Exhibit 99.1 RECON TECHNOLOGY, LTD. Room 601, No. 1 Shui’an South Street Chaoyang District, Beijing 100012 People’s Republic of China Notice of Annual Meeting of Shareholders To Be Held on June 2, 2023 at 10:00 a.m. Beijing Time To the shareholders: Recon Technology, Ltd. (the “Company,” or “we”) will hold its annual meeting of shareholders (the “Annual Meeting”) for the fiscal year ended June 30, |
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| April 4, 2023 |
Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. V09395 - P91613 1. To elect the Class I nominees named in the attached proxy statement to serve on the Board of Directors until the A |
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| March 24, 2023 |
Exhibit 99.3 Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2023 BEIJING, March 24, 2023 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced its financial results for th |
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| March 24, 2023 |
RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS Exhibit 99.1 RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS (UNAUDITED) As of June 30 As of December 31 As of December 31 2022 2022 2022 ASSETS RMB RMB U.S. Dollars Current assets Cash ¥ 316,974,857 ¥ 269,111,420 $ 39,011,267 Restricted cash 723,560 730,060 105,832 Notes receivable 10,828,308 8,471,941 1,228,120 Trade accounts receivable, net 22,577,980 38,972,445 5,649,572 In |
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| March 24, 2023 |
Exhibit 99.2 The following discussion and analysis of our company’s financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statements that involve risks and uncertainties. Actual results and the timing of selected events could differ mate |
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| March 24, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) I |
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| March 20, 2023 |
Form of Securities Purchase Agreement, dated March 15, 2023, between the Company and the Purchasers Exhibit 1.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 15, 2023, between Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, |
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| March 20, 2023 |
Recon Technology Announces Pricing of $8 million Registered Direct Offering Exhibit 99.1 Recon Technology Announces Pricing of $8 million Registered Direct Offering BEIJING, March 15, 2023 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) ("Recon" or the "Company") announced today it has entered into a securities purchase agreement with certain accredited investors on March 15, 2023 to purchase approximately $8 million worth of its Class A ordinary shares (or pre-funde |
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| March 20, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China (Address of principal executive offices) I |
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| March 20, 2023 |
Recon Technology Announces Closing of $8 million Registered Direct Offering Exhibit 99.2 Recon Technology Announces Closing of $8 million Registered Direct Offering BEIJING, March 17, 2023 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) ("Recon" or the "Company") announced today the closing of its previously announced registered direct offering with certain accredited investors to purchase approximately $8 million worth of its Class A ordinary shares (or pre-funded w |
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| March 20, 2023 |
Exhibit 4.1 PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT RECON TECHNOLOGY, LTD. Warrant Shares: [] Initial Exercise Date: March [ ], 2023 THIS PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft |
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| March 20, 2023 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 20, 2023 |
Placement Agency Agreement, dated March 15, 2023, between the Company and Maxim Group LLC Exhibit 1.1 March 15, 2023 Mr. Shenping Yin Chief Executive Officer Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 China Dear Mr. Yin: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Pl |
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| March 17, 2023 |
Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To Prospectus Dated December 2, 2022) Registration No. |
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| February 8, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| February 8, 2023 |
Letter of Friedman LLP to the U.S. Securities and Exchange Commission dated February 8, 2023 Exhibit 16.1 February 8, 2023 Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Dear Commissioners: We have read Form 6-K dated February 8, 2023 of Recon Technology, Ltd (“Registrant”) and are in agreement with the statements contained therein as it pertains to our firm; we are not in a position to agree or disagree with other statements of Registrant contained therein. Ver |
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| January 3, 2023 |
CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing, 100012 People’s Republic of China January 3, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Recon Technology, Ltd Registration Statement on Form F-3 File No. 333-268657 Dear Sir or Madam: Pursuant to Rule 461 of the Gen |
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| December 21, 2022 |
Indenture Opinion of U.S. Counsel Exhibit 8.4 Kaufman & Canoles, P.C. Two James Center 1021 East Cary Street, Suite 1400 Richmond, VA 23219 Mailing Address Post Office Box 27828 Richmond, VA 23261 T (804) 771.5700 F (888) 360.9092 kaufCAN.com December 21, 2022 Via Electronic Mail Recon Technology, Ltd Room 601, Shui’an South Street Chaoyang District, Beijing, 100012 People’s Republic of China Re: Registration Statement on Form F-3 |
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| December 21, 2022 |
Exhibit 4.1 Recon Technology Ltd INDENTURE Dated as of [ ] [ ] TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 5 Section 1.1 Definitions. 5 Section 1.2 Other Definitions. 8 Section 1.3 Incorporation by Reference of Trust Indenture Act. 8 Section 1.4 Rules of Construction. 8 ARTICLE II TERMS OF THE SECURITIES 9 Section 2.1 Issuable in Series. 9 Section 2.2 Establishment of Te |
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| December 21, 2022 |
As filed with the Securities and Exchange Commission on December 21, 2022 As filed with the Securities and Exchange Commission on December 21, 2022 Registration No. |
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| December 21, 2022 |
Exhibit 107 Calculation of Filing Fee Tables ……F-3…….. (Form Type) …………………………Recon Technology, Ltd…………………………..… (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title(1)(2) Fee Calculation or Carry Forward Rule Amount Registered(1)(2)(4) Proposed Maximum Offering Price Per Unit(1)(3) Maximum Aggregate Offerin |
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| December 2, 2022 |
Exhibit 107 Calculation of Filing Fee Tables ??F-3??.. (Form Type) ??????????Recon Technology, Ltd??????????..? (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title(1)(2) Fee Calculation or Carry Forward Rule Amount Registered(1)(2)(4) Proposed Maximum Offering Price Per Unit(1)(3) Maximum Aggregate Offerin |
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| December 2, 2022 |
As filed with the Securities and Exchange Commission on December 2, 2022 As filed with the Securities and Exchange Commission on December 2, 2022 Registration No. |
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| November 15, 2022 |
Recon Technology, Ltd Held Virtual Investor Call on Thursday, November 10, 2022 Exhibit 99.1 Recon Technology, Ltd Held Virtual Investor Call on Thursday, November 10, 2022 BEIJING, November 14, 2022 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) ("Recon" or the "Company") announced today an update to investors and shareholders on questions posed about the state of its business, challenges facing its business, its current state of affairs and its plans for the future in |
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| November 15, 2022 |
Exhibit 99.2 BEIJING, Nov. 4, 2022 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) ("Recon" or the "Company"), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced it will host a virtual investor meeting on Thursday, November 10, 2022 from 9:00 am Eastern Time to 9:30 am Eastern Time. S |
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| November 15, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| November 10, 2022 |
RECON REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE REQUIREMENT Exhibit 99.1 RECON REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE REQUIREMENT BEIJING, November 10, 2022 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) ("Recon" or the "Company") announced today that on November 8, 2022, it received notification from The Nasdaq Stock Market LLC (?NASDAQ?) confirming the Company has cured the bid price deficiency, and that the Company is in compliance with a |
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| November 10, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui?an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| October 28, 2022 |
Exhibit 13.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 28, 2022 |
Exhibit 13.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| October 28, 2022 |
Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No.: 333-257806) of our report dated October 28, 2022 relating to the consolidated financial statements of Recon Technology, Ltd and subsidiaries as of June 30, 2021 and 2022 and for each of the years in the three-year period ende |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF TH |
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| October 28, 2022 |
Certification of Chief Financial Officer Required by Rule 13a-14(a) Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| October 28, 2022 |
Certification of Chief Executive Officer Required by Rule 13a-14(a) Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| September 28, 2022 |
CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing, 100012 People’s Republic of China September 28, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Recon Technology, Ltd Registration Statement on Form F-3 File No. 333-257806 Dear Sir or Madam: Pursuant to Rule 461 of the |
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| September 28, 2022 |
Room 601, 1 Shui?an South Street, Chaoyang District Beijing, 100012 People?s Republic of China September 28, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| September 28, 2022 |
CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing, 100012 People’s Republic of China September 28, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Recon Technology, Ltd Registration Statement on Form F-3 File No. 333-257806 Dear Sir or Madam: Pursuant to Rule 461 of the |
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| September 23, 2022 |
As filed with the Securities and Exchange Commission on September 23, 2022 As filed with the Securities and Exchange Commission on September 23, 2022 Registration No. |
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| September 9, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China Room 601, 1 Shui?an South Street, Chaoyang District Beijing 100012, People?s Republic of China September 9, 2022 Loan Lauren Nguyen, Legal Branch Chief Liz Packebusch, Staff Attorney Karl Hiller, Accounting Branch Chief John Cannarella, Staff Accountant Office of Energy & Transportation Division of Corporation Finance U. |
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| September 9, 2022 |
As filed with the Securities and Exchange Commission on September 9, 2022 As filed with the Securities and Exchange Commission on September 9, 2022 Registration No. |
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| August 16, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China August 16, 2022 Loan Lauren Nguyen, Legal Branch Chief Liz Packebusch, Staff Attorney Karl Hiller, Accounting Branch Chief John Cannarella, Staff Accountant Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. |
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| July 29, 2022 |
As filed with the Securities and Exchange Commission on July 29, 2022 As filed with the Securities and Exchange Commission on July 29, 2022 Registration No. |
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| July 29, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China Room 601, 1 Shui?an South Street, Chaoyang District Beijing 100012, People?s Republic of China July 29, 2022 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U. |
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| July 21, 2022 |
6-K 1 tm2221596d16k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui’an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address |
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| July 21, 2022 |
RECON ISSUES SHAREHOLDER UPDATE Exhibit 99.1 RECON ISSUES SHAREHOLDER UPDATE BEIJING, July 20, 2022 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) ("Recon" or the "Company") announced today an update to investors and shareholders on the current state of its business, challenges facing its business, its current state of affairs and its plans for the future. Management views this update as a step toward enhancing regular comm |
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| July 15, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China July 15, 2022 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Amendment No. 5 to Registration Statement on Form |
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| July 15, 2022 |
As filed with the Securities and Exchange Commission on July 15, 2022 As filed with the Securities and Exchange Commission on July 15, 2022 Registration No. |
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| June 21, 2022 |
As filed with the Securities and Exchange Commission on June 17, 2022 As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. |
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| June 17, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China Room 601, 1 Shui?an South Street, Chaoyang District Beijing 100012, People?s Republic of China June 17, 2022 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U. |
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| June 3, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui?an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offices) |
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| June 3, 2022 |
Recon Receives NASDAQ Notification Regarding Minimum Bid Requirements Exhibit 99.1 Recon Receives NASDAQ Notification Regarding Minimum Bid Requirements BEIJING, June 3, 2022 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON) (?Recon? or the ?Company?) today announced that on June 1, 2022, it received a letter from The Nasdaq Stock Market LLC (?Nasdaq?), notifying the Company that it is currently not in compliance with the minimum bid price requirement set forth un |
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| May 20, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) Ind |
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| April 11, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui?an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offices) |
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| April 4, 2022 |
RCON / Recon Technology, Ltd. / Shenping Yin - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 RECON TECHNOLOGY, LTD (Name of Issuer) Ordinary Shares, $0.0925 par value per share (Title of Class of Securities) G7415M 10 8 (CUSIP Number) April 1, 2022 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Sch |
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| April 4, 2022 |
RCON / Recon Technology, Ltd. / Guangqiang Chen - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 RECON TECHNOLOGY, LTD (Name of Issuer) Class B Ordinary Shares, $0.0925 par value per share (Title of Class of Securities) G7415M 10 8 (CUSIP Number) April 1, 2022 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statemen |
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| March 31, 2022 |
Exhibit 99.2 The following discussion and analysis of our company?s financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statements that involve risks and uncertainties. Actual results and the timing of selected events could differ mate |
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| March 31, 2022 |
? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 ? For the month of March 2022 Commission File Number: 001-34409 ? RECON TECHNOLOGY, LTD ? Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executiv |
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| March 31, 2022 |
RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS Exhibit 99.1 RECON TECHNOLOGY, LTD CONDENSED CONSOLIDATED INTERIM BALANCE SHEETS (UNAUDITED) ? ? ? ? ? ? ? ? ? ? ? ? ? As of June 30 ? As of December 31 ? As of December 31 ? 2021 2021 2021 ASSETS ? RMB ? RMB ? U.S. Dollars Current assets ? ? ? ? ? ? Cash ? ? 343,998,570 ? ? 332,864,077 ? $ 52,325,453 Notes receivable ? ? 6,305,633 ? ? 14,808,067 ? 2,327,793 Trade accounts receivable, net ? ? 26,6 |
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| March 31, 2022 |
Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2022 Exhibit 99.3 ? Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2022 ? BEIJING, March 30, 2022 /PRNewswire/ - Recon Technology, Ltd (Nasdaq: RCON) (?Recon? or the ?Company?), today announced its financial results for the first six months of Fiscal Year 2022. ? First Six Months of Fiscal 2022 Financial: ? ?Total revenues for the six months ended December 31, 2 |
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| March 29, 2022 |
Exhibit 99.1 RECON TECHNOLOGY, LTD. Room 601, No. 1 Shui?an South Street Chaoyang District, Beijing 100012 People?s Republic of China Notice of Annual Meeting of Shareholders To Be Held on May 20, 2022 at 9:00 a.m. Beijing Time To the shareholders: Recon Technology, Ltd. (the ?Company,? or ?we?) will hold the its annual meeting of shareholders (the ?Annual Meeting?) for the fiscal year ended June |
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| March 29, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No. 1 Shui?an South Street Chaoyang District, Beijing 100012 People?s Republic of China (Address of principal executive offices |
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| March 29, 2022 |
Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. D76663 - P72100 2. To ratify the appointment of Friedman LLP as the Company?s independent registered public accounting firm for our f |
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| March 11, 2022 |
Exhibit 4.8 Amended and Restated Power of Attorney I, Li Donglin, with the ID number of 132903196312249814 , am a shareholder who owns a 6.98% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Technology ") to exercise the following |
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| March 11, 2022 |
Exhibit 4.12 Amended and Restated Power of Attorney I, Yin Shenping , with ID number 320113196912054853 , am a shareholder who owns a 1.25% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Since my equity interest in the Power of Attorney dated January 1, 2008 has been effectively canceled, I hereby irrevocably authorize Recon Hengda T |
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| March 11, 2022 |
As filed with the Securities and Exchange Commission on March 11, 2022 As filed with the Securities and Exchange Commission on March 11, 2022 Registration No. |
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| March 11, 2022 |
Exhibit 4.11 Amended and Restated Power of Attorney I, Feng Zhiqiang, with the ID number of 132323196210021053 , am a shareholder who owns a 0.56% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Technology ") to exercise the follo |
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| March 11, 2022 |
Exhibit 4.10 Amended and Restated Power of Attorney I, Zhang Fan, with ID number 110102195701253016 , am a shareholder who owns a 0.84% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Technology ") to exercise the following rights |
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| March 11, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China CORRESP 1 filename1.htm March 11, 2022 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Amendment No. 3 to Registration Statement on Form F-3 Filed March 11, 2022 File No. 333-257806 Dear Ms. Nguyen: In response to the comments set |
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| March 11, 2022 |
Exhibit 4.9 Amended and Restated Power of Attorney I, Chen Guangqiang, with the ID number of 132903196307299817 , am a shareholder who owns a 90.37% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Since my equity interest in the Power of Attorney dated January 1, 2008 has been effectively canceled, I hereby irrevocably authorize Recon |
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| February 4, 2022 |
GB:0Z32 / RECON TECHNOLOGY LTD / Hudson Bay Capital Management LP - RCON 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Recon Technology, Ltd (Name of Issuer) Class A Ordinary Shares, par value $0.0925 per share (Title of Class of Securities) G7415M124 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 4, 2022 |
Translation of Power of Attorney for rights of Li Donglin in Beijing Baihengda Petroleum Technology Exhibit 4.7 Amended and Restated Power of Attorney I, Li Donglin, with the ID number of 132903196312249814 , am a shareholder who owns a 6.98% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Technology ") to exercise the following |
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| January 4, 2022 |
Translation of Power of Attorney for rights of Zhang Fan in Beijing Baihengda Petroleum Technology EX-4.9 4 tm2136583d1ex4-9.htm EXHIBIT 4.9 Exhibit 4.9 Amended and Restated Power of Attorney I, Zhang Fan, with ID number 110102195701253016 , am a shareholder who owns a 0.84% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Techn |
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| January 4, 2022 |
Exhibit 4.11 Amended and Restated Power of Attorney I, Yin Shenping , with ID number 320113196912054853 , am a shareholder who owns a 1.25% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Since my equity interest in the Power of Attorney dated January 1, 2008 has been effectively canceled, I hereby irrevocably authorize Recon Hengda T |
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| January 4, 2022 |
Exhibit 4.8 Amended and Restated Power of Attorney I, Chen Guangqiang, with the ID number of 132903196307299817 , am a shareholder who owns a 90.37% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Since my equity interest in the Power of Attorney dated January 1, 2008 has been effectively canceled, I hereby irrevocably authorize Recon |
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| January 4, 2022 |
Exhibit 4.10 Amended and Restated Power of Attorney I, Feng Zhiqiang, with the ID number of 132323196210021053 , am a shareholder who owns a 0.56% equity interest in Beijing Baihengda Petroleum Technology Co., Ltd. (" Petroleum Technology ") (" My Equity "). Regarding my equity, I hereby irrevocably authorize Recon Hengda Technology (Beijing) Co., Ltd. (" Hengda Technology ") to exercise the follo |
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| January 4, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| January 3, 2022 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China Room 601, 1 Shui?an South Street, Chaoyang District Beijing 100012, People?s Republic of China January 3, 2022 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U. |
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| December 10, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, No.1 Shui?an South Street Chaoyang District Beijing, 100012 People's Republic of China (Address of principal executive offic |
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| November 15, 2021 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 15, 2021 |
Recon Technology reports financial results for FY2021 EX-15.1 6 rcon-20210630xex15d1.htm EXHIBIT 15.1 Exhibit 15.1 Recon Technology, Ltd Reports Financial Results for Fiscal Year 2021 Beijing, November 15, 2021 /PRNewswire/ - Recon Technology, Ltd. (Nasdaq: RCON) (“Recon” or the “Company”), a China-based independent solutions integrator in the oilfield service and environmental protection, electric power and coal chemical industries, today announced |
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| November 15, 2021 |
Exhibit 13.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Recon Technology, Ltd. (the “Registrant”) on Form 20-F for the year ended June 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned |
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| November 15, 2021 |
Certification of Chief Financial Officer Required by Rule 13a-14(a) Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| November 15, 2021 |
Exhibit 13.1 ? CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 ? In connection with the Annual Report of Recon Technology, Ltd. (the ?Registrant?) on Form 20-F for the year ended June 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersig |
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| November 15, 2021 |
Certification of Chief Executive Officer Required by Rule 13a-14(a) Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd.; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K x Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period: |
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| October 1, 2021 |
Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China CORRESP 1 filename1.htm Room 601, 1 Shui’an South Street, Chaoyang District Beijing 100012, People’s Republic of China October 1, 2021 Loan Lauren Nguyen, Legal Branch Chief Office of Energy & Transportation Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Recon Technology, Ltd Registration Statement on Form F-3 Filed July 9 |
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| October 1, 2021 |
As filed with the Securities and Exchange Commission on October 1, 2021 As filed with the Securities and Exchange Commission on October 1, 2021 Registration No. |
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| July 21, 2021 |
Room 601, 1 Shui?an South Street, Chaoyang District Beijing, 100012 People?s Republic of China July 21, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| July 19, 2021 |
Room 601, 1 Shui?an South Street, Chaoyang District Beijing, 100012 People?s Republic of China July 19, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| July 9, 2021 |
As filed with the Securities and Exchange Commission on July 9, 2021 As filed with the Securities and Exchange Commission on July 9, 2021 Registration No. |
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| June 16, 2021 |
Exhibit 4.1 PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT RECON TECHNOLOGY, LTD. Warrant Shares: [] Initial Exercise Date: June 16, 2021 THIS PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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| June 16, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) In |
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| June 16, 2021 |
Recon Technology Announces Pricing of $55.0 million Registered Direct Offering Exhibit 99.1 Recon Technology Announces Pricing of $55.0 million Registered Direct Offering BEIJING, June 14, 2021 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) ("Recon" or the "Company") announced today it has entered into a securities purchase agreement with certain accredited investors on June 14, 2021 to purchase $55.0 million worth of its Class A ordinary shares (or pre-funded warrants |
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| June 16, 2021 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 16, 2021 |
Placement Agency Agreement, dated June 14, 2021, between the Company and Maxim Group LLC EX-1.1 2 tm2119893d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 June 14, 2021 Mr. Shenping Yin Chief Executive Officer Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 China Dear Mr. Yin: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands |
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| June 16, 2021 |
Form of Securities Purchase Agreement, dated June 14, 2021, between the Company and the Purchasers Exhibit 1.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of June 14, 2021, between Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, s |
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| June 15, 2021 |
Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To Prospectus Dated November 26, 2019) Registration No. |
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| June 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RECON TECHNOLOGY, LTD (Exact Name of Registrant as Specified in its Charter) Cayman Islands Not Applicable (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Iden |
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| June 14, 2021 |
As filed with the Securities and Exchange Commission on June 14, 2021 As filed with the Securities and Exchange Commission on June 14, 2021 Registration No. |
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| June 4, 2021 |
Share Acquisition Agreement, dated June 3, 2021 Exhibit 10.1 SHARE EXCHANGE AGREEMENT This Share Exchange Agreement, dated as of June 3, 2021, (this ?Agreement?) by and between Recon Technology, Ltd, a company incorporated under the laws of Cayman Islands and a NASDAQ listed company with the stock trading ticker of ?RCON? (?RCON?), Starry Blockchain Energy Pte. Ltd., company incorporated under the laws of Singapore (?Starry Lab?), and controlli |
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| June 4, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) In |
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| June 4, 2021 |
Exhibit 99.1 Recon Enters into Agreement to Invest in Company Focused on Developing Blockchain-based Sustainable Energy Solutions BEIJING, June 3, 2021 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON) ("Recon" or the "Company") today announced that the Company has entered into a share exchange agreement (collectively, the "Agreement") with Starry Blockchain Energy Pte. Ltd. ("Starry") (starryl |
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| April 12, 2021 |
Exhibit 4.1 |
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| April 12, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) I |
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| April 6, 2021 |
EX-3.1 2 tm2112219d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF RECON TECHNOLOGY, LTD Adopted by Special Resolution on April 5, 2021 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent |
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| April 6, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) I |
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| April 6, 2021 |
Third Amended and Restated Memorandum of Association of Recon Technology, Ltd Exhibit 3.2 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD (Amended and Restated by Special Resolutions adopted on April 5, 2021) 1. The name of the Company is Recon Technology, Ltd. 2. The Registered Office of the Company shall be at the offices of Vistra (Cayman) Limited, P.O. Box 31119 |
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| April 6, 2021 |
RECON TECHNOLOGY, LTD 2021 EQUITY INCENTIVE PLAN Exhibit 99.1 RECON TECHNOLOGY, LTD 2021 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Recon Technology, Ltd 2021 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers and employees of the Company and its Affiliates can acquire and maintain an equity interest in the Comp |
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| April 5, 2021 |
Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2021 EX-99.3 4 tm2111319d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 Recon Technology, Ltd Reports Financial Results for the First Six Months of Fiscal Year 2021 BEIJING, April 5, 2021 /PRNewswire/ - Recon Technology, Ltd (Nasdaq: RCON) (“Recon” or the “Company”), today announced its financial results for the first six months of Fiscal Year 2021. First Six Months of Fiscal 2021 Financial: • Total revenues fo |
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| April 5, 2021 |
Management’s Discussion and Analysis of Financial Condition and Results of Operations Exhibit 99.2 Management?s Discussion and Analysis of Financial Condition and Results of Operations The following discussion and analysis of our company?s financial condition and results of operations should be read in conjunction with our unaudited condensed consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statement |
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| April 5, 2021 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with this Form 20-F report of Recon Technology, Ltd for the period ended June 30, 2020 as filed with the Securities and Exchange Commission on the date hereof and pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| April 5, 2021 |
EX-99.1 2 tm2111319d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 RECON TECHNOLOGY, LTD PAGE INDEX TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Unaudited Condensed Consolidated Interim Balance Sheets as of June 30, 2020 and December 31, 2020 F-2 Unaudited Condensed Consolidated Interim Statements of Operations and Comprehensive Loss for the six months ended December 31, 2019 and 2020 F-3 Unaud |
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| April 5, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) I |
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| April 5, 2021 |
Certification of Chief Executive Officer Required by Rule 13a-14(a) Exhibit 12.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Release 34-46427 I, Shenping Yin, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| April 5, 2021 |
Certification of Chief Financial Officer Required by Rule 13a-14(a) Exhibit 12.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jia Liu, certify that: (1) I have reviewed this Form 20-F of Recon Technology, Ltd; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 5, 2021 |
Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with this Form 20-F report of Recon Technology, Ltd for the period ended June 30, 2020 as filed with the Securities and Exchange Commission on the date hereof and pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXC |
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| April 5, 2021 |
Consent of Friedman LLP with respect to the financial statements included in this annual report Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statements on Form F-3 (File Nos. 333-239910 and 333-234660) and Form S-8 (File No. 333-228918) of our report dated October 9, 2020 relating to the consolidated balance sheets of Recon Technology, Ltd and subsidiaries as of June 30, 2020 and 2019, and the r |
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| March 29, 2021 |
Recon Technology Announces Corporate Headquarters Relocation to Accommodate Expansion Exhibit 99.1 Recon Technology Announces Corporate Headquarters Relocation to Accommodate Expansion BEIJING, March 29, 2021 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON), (?Recon? or the ?Company?), today announced the relocation of its corporate headquarters to accommodate the Company?s growth and the recent acquisition of Future Gas Station (Beijing) Technology, Ltd (?FGS?). The Company?s c |
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| March 29, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 601, 1 Shui?an South Street Chaoyang District, Beijing, 100012 People?s Republic of China (Address of principal executive offices) I |
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| March 15, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 1902, Building C, King Long International Mansion No. 9 Fulin Road Beijing, 100107 People?s Republic of China (Address of principal |
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| March 15, 2021 |
Exhibit 99.2 Recon to Participate in M Vest LLC and Maxim Group LLC Inaugural Emerging Growth Virtual Conference Presenting Innovative Small and Mid-Cap Companies in Healthcare, Industrials, Electric Vehicles, TMT, and Consumer Products BEIJING, March 15, 2021 /PRNewswire/ - Recon Technology, Ltd (NASDAQ: RCON), (?Recon? or the ?Company?), announced today that Company?s Chief Financial Officer, Ji |
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| March 15, 2021 |
Exhibit 99.1 www.recon.cn Recon Technology, Ltd (Nasdaq: RCON) M Vest LLC and Maxim Group LLC Inaugural Emerging Growth Virtual Conference March 2021 Jia Liu ? CFO Disclaimer Forward - Looking Statements This presentation contains forward - looking statements . All statements other than statements of historical facts may be forward - looking statements . Forward - looking statements generally rela |
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| March 9, 2021 |
EX-99.1 2 tm218914d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 RECON TECHNOLOGY, LTD. Room 1902, Building C, King Long International Mansion No. 9 Fulin Road, Beijing 100107 People’s Republic of China Notice of Annual Meeting of Shareholders To Be Held on April 5, 2021 at 9:00 a.m. Beijing Time To the shareholders: Recon Technology, Ltd. (the “Company,” or “we”) will hold the its annual meeting of share |
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| March 9, 2021 |
Exhibit 99.2 VOTE ON INTERNET Go to http://www.vstocktransfer.com/proxy and log-on using the below control number. CONTROL # VOTE BY MAIL Mark, sign and date your proxy card and * SPECIMEN * return it in the envelope we have provided. 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE BY FAX Mark, sign and date your proxy card and fax it to 646-536-3179. VOTE BY EMAIL Mark, sign and date your proxy card an |
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| March 9, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 1902, Building C, King Long International Mansion No. 9 Fulin Road Beijing, 100107 People?s Republic of China (Address of principal |
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| February 22, 2021 |
RECON TECHNOLOGY, LTD 9,225,338 Ordinary Shares Filed Pursuant to Rule 424(b)(3) Registration No. 333-252968 PROSPECTUS RECON TECHNOLOGY, LTD 9,225,338 Ordinary Shares This prospectus relates to the registration for resale by the selling shareholders listed herein (the ?Selling Shareholders?), of up to 9,225,338 ordinary shares (the ?Shares?) of Recon Technology, Ltd (the ?Company,? ?we,? ?us? or ?our?), par value $0.0925 per share, issued to t |
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| February 17, 2021 |
1902 Building C, King Long International Mansion s 9 Fulin Road, Beijing 100107 People?s Republic of China s (+86) 10-8494 5799 February 17, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 16, 2021 |
CUSIP No: G7415M124 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Recon Technology, Ltd (Name of Issuer) Ordinary Shares, par value $0.0925 per share (Title of Class of Securities) G7415M124 (CUSIP Nu |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Recon Technology, Ltd (Name of Issuer) Ordinary Shares, par value $0.0925 per share (Title of Class of Securities) G7415M124 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 10, 2021 |
As filed with the Securities and Exchange Commission on February 10, 2021 Registration No. |
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| February 9, 2021 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Recon Technology, Ltd. (Name of Issuer) Common Stock, par value $0.0925 per share (Title of Class of Securities) G7415M124 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 8, 2021 |
Recon Announces Owning 51% of FGS Exhibit 99.1 Recon Announces Owning 51% of FGS BEIJING, Feb. 8, 2021 /PRNewswire/ - Recon Technology, Ltd. (NASDAQ: RCON), ("Recon" or the "Company"), today announced that two of its subsidiaries entered into the fourth supplemental agreement to the investment agreement with Future Gas Station (Beijing) Technology, Ltd ("FGS") and FGS' founding shareholders on February 4, 2021 to acquire 8% equity |
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| February 8, 2021 |
EX-10.1 2 tm215750d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Supplemental Agreement to the Investment Agreement with respect to Future Gas Station (Beijing) Technology Co., Ltd. This Supplemental Agreement to the Investment Agreement with respect to Future Gas Station (Beijing) Technology Co., Ltd. (the “Supplementary Agreement”) is made and entered into in Beijing, the People’s Republic of China (“Ch |
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| February 8, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-34409 RECON TECHNOLOGY, LTD Room 1902, Building C, King Long International Mansion No. 9 Fulin Road Beijing, 100107 People's Republic of China (Address of princip |
