RYKKY / Ryohin Keikaku Co., Ltd. - Depositary Receipt (Common Stock) - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Ryohin Keikaku Co., Ltd. - Depositary Receipt (Common Stock)
US ˙ OTCPK ˙ US78392U1051

Statistik Asas
LEI 549300PMNF56J66BY371
CIK 1592049
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ryohin Keikaku Co., Ltd. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
August 29, 2025 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-207226), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Post-Effective Amendment No. 2 to Form F-6 Registration Sta

August 29, 2025 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6/A POST-EFFECTIVE AMENDMENT NO. 2 TO REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS RYOHIN KEIKAKU CO., LTD. (Exact n

As filed with the Securities and Exchange Commission on August 29, 2025 Registration No.

August 29, 2025 EX-99.(A)

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-half (1/2) of one share of common stock of the Company SUBSCRIPTION RIGHTS: Under Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

August 19, 2025 EX-99.(E)

Certification under Rule 466

Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.

August 19, 2025 EX-99.(A)

  Deutsche Bank Trust Company Americas

  Exhibit (a)   SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

August 19, 2025 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Shares of Common Stock of Ryohin Keikaku Co., Ltd. (the "Issuer") (Incorporated under the laws of Japan)

SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

August 19, 2025 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Kyoto Financial Group Inc., 333-282774) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and ti

August 19, 2025 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (

333-234896 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Iss

August 19, 2025 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts RYOHIN KEIKAKU CO., LTD. (

  Registration No. 333-201224   As filed with the Securities and Exchange Commission August 19, 2025.       SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   POST-EFFECTIVE AMENDMENT NO. 3 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts   RYOHIN KEIKAKU CO., LTD. (Exact name of Issuer of deposite

August 11, 2025 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES COMMON SHARES OF RYOHIN KEIKAKU CO (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF JAPAN)

File No. 333-192347 Note: This revised form of American Depositary Receipt is being filed to reflect that the ratio of Shares per American Depositary Share has changed from one share to one-half (1/2) of one share, effective September 2, 2025 and also to amend and update the terms and conditions of the American Depositary Shares in various other respects. AMERICAN DEPOSITARY SHARES (One (1) Americ

August 11, 2025 F-6 POS

As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. 333-192347 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO THE FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF

As filed with the Securities and Exchange Commission on August 11, 2025 Registration No.

November 22, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Shares of Common Stock of Ryohin Keikaku Co., Ltd. (Incorporated under the laws of Japan)

SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

November 22, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Softbank Mobile Service Corp., 333-229175) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and

November 22, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

November 22, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of

September 5, 2019 F-6 POS

DMLRY / Daimler AG F-6 POS - -

333-217278 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Iss

September 5, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Shares of Common Stock Ryohin Keikaku Co., Ltd. (Incorporated under the laws of Japan)

SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

September 5, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Softbank Mobile Service Corp., 333-229175) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and

September 5, 2019 EX-99.(E)

Certification under Rule 466

EX-99.(E) 3 tv528886ex99-e.htm EXHIBIT (E) Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit

September 5, 2019 F-6 POS

AUKUF / AMS AG F-6 POS - - F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT No. 2 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Issuer) DEUTSC

September 5, 2019 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares For Shares of Common Stock of Ryohin Keikaku Co., Ltd. (Incorporated under the laws of Japan)

Exhibit (a) SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

September 3, 2019 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-204697), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Post-Effective Amendment No. 1 to Form F-6 Registration Sta

September 3, 2019 F-6 POS

THLEY / THALES F-6 POS - -

As filed with the Securities and Exchange Commission on September 3, 2019 Registration No.

September 3, 2019 EX-99.(A)

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one (1) share of common stock of the Company SUBSCRIPTION RIGHTS: Under Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

August 8, 2019 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES COMMON STOCK OF RYOHIN KEIKAKU CO (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF JAPAN)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One (1) Share) THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT AND STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES REPRESENTING COMMON STOCK OF RYOHIN KEIKAKU CO (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF JAPAN) The Depositary (as defined below) hereby certifies that, is the Owner of American Depositary Shares (as defined below), subject to the Terms and Conditions set forth below.

August 8, 2019 F-6 POS

LZRFY / Localiza Rent A Car SA F-6 POS - - FORM F-6 POS

As filed with the Securities and Exchange Commission on August 8, 2019 Registration No.

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact

F-6 POS 1 e617067f6pos-rkcl.htm 333-201224 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporat

September 29, 2017 EX-99.(E)

Certification under Rule 466

EX-99.(E) 3 e617067ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to d

September 29, 2017 EX-99.(A)

THE RELEASE OF THE SHARES OF STOCK OF THE ISSUER (AS HEREINAFTER DEFINED) UNDERLYING THE ADSs REPRESENTED BY THIS ADR MAY BE LIMITED TO A UNIT OF SUCH NUMBER OF SHARES OF STOCK AS THE ARTICLES OF INCORPORATION MAY FROM TIME TO TIME DESIGNATE AS A "UN

EX-99.(A) 2 e617067ex99-a.htm SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security. In the absence of registration under United States Securities Act of 1933 of such rights the Depositary intends to endea

April 12, 2017 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 April 11, 2017

EX-99.(D) 3 e616027ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 April 11, 2017 JPMorgan Chase Bank, N.A., as Depositary 4 New York Plaza, Floor 12 New York, New York 10004 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign privat

April 12, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (The Shizuoka Bank Ltd, 333-209985) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of

April 12, 2017 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Shares of Common Stock of Ryohin Keikaku Co., Ltd. (Incorporated under the laws of Japan)

SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

April 12, 2017 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited

F-6EF 1 e616027f6ef-ryohin.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Issuer) JPMorgan

June 3, 2015 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

EX-99.(D) 3 e613742ex99-d.htm Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP June 3, 2015 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by the legal entity created by the American De

June 3, 2015 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-202848), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement (except for the name of the

June 3, 2015 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fifth (1/5) of one share of common stock of the Company SUBSCRIPTION RIGHTS: Under Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

June 3, 2015 F-6EF

As filed with the Securities and Exchange Commission on June 3, 2015 Registration No. 333-_____

As filed with the Securities and Exchange Commission on June 3, 2015 Registration No.

December 23, 2014 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (RIB Software AG 333-194007) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

December 23, 2014 F-6EF

AUKUF / AMS AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Ryohin Keikaku C., Limited (Exact name of Issuer of deposited securities as specified in its charter) Japan (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERICAS (

December 23, 2014 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 December 23, 2014

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 December 23, 2014 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears

December 23, 2014 EX-99.(A)

SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

EX-99.(A) 2 e613193ex99-a.htm SUBSCRIPTION RIGHTS: Under current Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security. In the absence of registration under United States Securities Act of 1933 of such rights the Depositary intends to endea

October 16, 2014 EX-99.(D)

LETTERHEAD OF THOMPSON HINE LLP

EX-99.(D) 3 t1401958x52ex-d.htm EXHIBIT (D) Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP October 16, 2014 ConvergEx Depositary, Inc.—ADR Department 1633 Broadway, 48th Floor New York, New York 10019 Re: Unsponsored American Depositary Receipts for Shares of Common Stock of Ryohin Keikaku Co., Ltd. Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”

October 16, 2014 EX-99.(A)

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Common Stock of Ryohin Keikaku Co., Ltd. (Incorporated under the laws of Japan [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-fifth (1/5) of one Share[s] SUBSCRIPTION RIGHTS: Under Japanese practice offerings of rights to subscribe to additional underlying securities are sometimes made, and in varying amounts, with a subscription price sometimes below the current market price of the security.

October 16, 2014 F-6EF

FSGCF / First Gen Corp F-6EF - - FORM F-6EF

As filed with the Securities and Exchange Commission on October 16, 2014 Registration No.

October 16, 2014 EX-99.(E)

Rule 466 Certification

EX-99.(E) 4 t1401958x52ex-e.htm EXHIBIT (E) Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this F

November 15, 2013 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK, OF RYOHIN KEIKAKU CO (INCORPORATED UNDER THE LAWS OF JAPAN)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-fifth (1/5) of one Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK, OF RYOHIN KEIKAKU CO (INCORPORATED UNDER THE LAWS OF JAPAN) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have been deposited with the Depositary

November 15, 2013 F-6EF

- FORM F-6

As filed with the Securities and Exchange Commission on November 15, 2013 Registration No.

November 15, 2013 EX-4

Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

EX-4 3 ryohinopin.htm OPINION OF DEPOSITARY'S COUNSEL Writer’s Direct Dial EXHIBIT 4 Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.emmetmarvin.com 177 Madison Avenue Morristown, New Jersey 07960 (973) 538-5600 Fax: (973) 538-6448 November 15, 2013 The Bank of New York Mellon as D

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