Statistik Asas
| CIK | 1408276 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Seven Arts Entertainment, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Wyoming 001-34250 45-3138068 (State or Other Jurisdiction (Commission (I.R.S. Em |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Wyoming 001-34250 45-3138068 (State or Other Jurisdiction (Commission (I.R.S. Empl |
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| July 15, 2022 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2022 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Wyoming 001-34250 45-3138068 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| January 14, 2016 |
MVES / The Movie Studio, Inc. / Seven Arts Entertainment Inc. - FORM SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 The Movie Studio Inc. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE (Title of Class of Securities) 62459P 209 (CUSIP Number) October 16, 2015 (Date of Event Wh |
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| February 27, 2015 |
SAPX / Seven Arts Entertainment, Inc. 15-12G - - FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of registrant as speci |
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| February 3, 2015 |
SAPX / Seven Arts Entertainment, Inc. / Tonaquint, Inc. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Seven Arts Entertainment (Name of Issuer) Common Stock; $0.01 Par Value (Title of Class of Securities) 81783N508 (CUSIP Number) Calendar Year 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| December 3, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2014 (December 1, 2014) SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Wyoming 001-34250 45-3138068 (State or other jurisdiction of incorporat |
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| December 3, 2014 |
Exhibit 10.1 Rachel Boulds, CPA, PLLC 6371 S. Glenoaks Street Murray, UT 84107 (801) 230-3945 Engagement Letter for Accounting / CFO Services December 1, 2014 RE: WirelessConnect Inc. TO: Mr. Rick Bjorklund: This letter is to set forth the terms and objectives of our proposed engagement and the nature and limitations of the services I will provide to your company until mutually changed. A. Agreed |
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| December 3, 2014 |
Seven Arts Entertainment Announces Appointment of New Chief Financial Officer Exhibit 99.1 Seven Arts Entertainment Announces Appointment of New Chief Financial Officer LOS ANGELES, CA – December 2, 2014 – Seven Arts Entertainment Inc. (OTC: SAPX) (“Seven Arts” or the “Company”) is pleased to announce the appointment of Ms. Rachel Boulds as the Company’s new Chief Financial Officer effective December 1, 2014. Prior to joining the Company, Ms. Boulds has been engaged in priv |
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| September 30, 2014 |
SAPX / Seven Arts Entertainment, Inc. NT 10-K - - NOTIFICATION OF LATE FILING NT 10-K 1 extf10k2014sevenarts.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2014 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form |
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| September 15, 2014 |
Seven Arts Entertainment QUARTERLY REPORT (Quarterly Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR ? TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer |
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| September 15, 2014 |
Exhibit 99.1 |
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| September 15, 2014 |
Exhibit 99.2 |
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| September 15, 2014 |
Exhibit 99.9 |
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| September 15, 2014 |
Exhibit 99.6 2 3 4 |
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| September 15, 2014 |
Exhibit 99.3 |
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| September 15, 2014 |
Exhibit 99.11 |
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| September 15, 2014 |
Exhibit 99.10 SEVEN ARTS ENTERTAINMENT INC 6/30/2014 Cash on Hand at June 30, 2014 $ 1,238 Accounts Payable 835,794 Accruals 747,218 Contingencies (see attached) |
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| September 15, 2014 |
Seven Arts Entertainment QUARTERLY REPORT (Quarterly Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ? TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer as |
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| September 15, 2014 |
Exhibit 99.8 |
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| September 15, 2014 |
Seven Arts Entertainment AMENDED ANNUAL REPORT (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 3) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer as |
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| September 15, 2014 |
Exhibit 99.5 |
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| September 15, 2014 |
Exhibit 99.12 |
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| September 15, 2014 |
Exhibit 99.4 |
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| September 15, 2014 |
Seven Arts Entertainment AMENDMENT NO. 2 TO ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 2) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34250 SEVEN ARTS E |
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| September 15, 2014 |
Exhibit 99.7 Seven Arts Entertainment – Commitments and Contingencies Creditors Liquidation of SAP Plc. The Company’s listing predecessor Seven Arts Pictures Plc. (‘PLC’) was placed by the English Companies Court into compulsory liquidation on November 8, 2011. The Company’s CEO, Mr. Peter Hoffman, as a director of PLC had sought an administration order but this request was denied by the Courts as |
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| September 15, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2014 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction of incorporation or organization) |
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| August 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Seven Arts Entertainment, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 81783N508 (CUSIP Number) Robert Papiri 501 W. Broadway, Suite 800 San Diego, California 92101 (619) 615-4255 (Name, Address and Telephone Number of Person Authorized |
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| May 16, 2014 |
NT 10-Q 1 v379029nt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repo |
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| February 26, 2014 |
SAPX / Seven Arts Entertainment, Inc. / Soler Navarro Juan Activist Investment SC 13D 1 a226140sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SEVEN ARTS ENTERTAINMENT, INC. (Name of Issuer) COMMON STOCK, $.01 Par Value (Title of Class of Securities) 81783N508 (CUSIP Number) Richard A. Schloss, Esq. 2049 Century Park East, Suite 3400 Los Angeles, California Phone: (310) |
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| February 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report o |
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| February 13, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 06, 2014 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction of incorporation or organization |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2014 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Emp |
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| January 17, 2014 |
SAPX / Seven Arts Entertainment, Inc. / Tonaquint, Inc. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Seven Arts Entertainment (Name of Issuer) Common Stock; $0.01 Par Value (Title of Class of Securities) 81783N409 (CUSIP Number) January 17, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 26, 2013 |
Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 45-3138068 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 8439 Sunset Boulevard, Suite 402 West Hollywood, Ca |
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| November 19, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ¨ TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer |
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| November 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on |
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| November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| November 12, 2013 | ||
| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 7812 45-3138068 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employe |
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| November 7, 2013 |
November 6, 2013 John Dana Brown United States Security and Exchange Commission Washington, D. |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| October 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| October 24, 2013 |
October 24, 2013 John Dana Brown United States Security and Exchange Commission Washington, D. |
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| October 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34250 SEVEN ARTS ENTERTAINMENT INC. |
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| October 17, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2013 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Empl |
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| October 17, 2013 |
Seven Arts Entertainment Inc. Announces Reverse Stock Split Seven Arts Entertainment Inc. Announces Reverse Stock Split LOS ANGELES, Oct. 16, 2013 /PRNewswire/ - Seven Arts Entertainment Inc. (OTCQB: SAPX) ("Seven Arts") today announced a 1-for-20 reverse split of its common stock, effective as of 4:30p.m. EDT, October 16, 2013. The reverse split will combine and convert every twenty shares of Seven Arts' outstanding common stock into one share of new comm |
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| October 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34250 SEVEN ARTS ENTERTAINMENT INC. (F |
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| October 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| October 9, 2013 |
October 8, 2013 John Dana Brown United States Security and Exchange Commission Washington, D. |
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| September 30, 2013 |
NT 10-K 1 v356232nt10k.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): S Form 10-K o Form 20-F o Form 11-K Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| September 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| September 24, 2013 |
September 24, 2013 John Dana Brown United States Security and Exchange Commission Washington, D. |
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| September 13, 2013 |
September 12, 2013 John Dana Brown United States Security and Exchange Commission Washington, D. |
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| September 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| September 11, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer as |
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| September 11, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of sm |
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| September 5, 2013 |
August 29, 2013 Vince Vellardita Bridgeport Enterprises 2701 Gulf Boulevard Indian Rocks Beach, Florida 33785 Re: Seven Arts Entertainment Inc. |
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| September 5, 2013 |
Seven Arts Entertainment Inc. Announces Resignation Of Vince Vellardita As Chairman And Director EX-99.1 3 v354390ex99-1.htm EXHIBIT 99.1 Seven Arts Entertainment Inc. Announces Resignation Of Vince Vellardita As Chairman And Director LOS ANGELES, Sept. 4, 2013 /PRNewswire/ - Seven Arts Entertainment Inc. (OTCQB: SAPX) ("Seven Arts" or the "Company") announced today that, effective August 29, 2013, Mr. Vince Vellardita has resigned as Chairman and a Director of the Company. Mr Vellardita stat |
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| September 5, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2013 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction of incorporation or organization) |
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| August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| July 26, 2013 |
SAPX / Seven Arts Entertainment, Inc. / Magna Equities II, LLC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No. 1)* Seven Arts Entertainment, Inc. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE (Title of Class of Securities) 81783N 300 (CUSIP Number) July 2 |
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| July 18, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2013 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction of incorporation or organization) (C |
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| July 18, 2013 |
Private & Confidential Ms Candace Wernick 904 5th St. #4 Santa Monica, CA 90403 13 July 2013 Dear Ms Wernick, APPOINTMENT AS CHIEF FINANCIAL OFFICER On behalf of Seven Arts Entertainment Inc (“Seven Arts”), I have pleasure in confirming your engagement on a part time basis on the following terms: 1. Job title a) Your title is Chief Financial Officer. 2. Start of employment a) Your employment start |
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| July 18, 2013 |
Seven Arts Entertainment Inc. Announces The Company Has Appointed Candace Wernick As The Company's Chief Financial Officer LOS ANGELES, July 18, 2013 /PRNewswire/ - Seven Arts Entertainment Inc. (OTCQB: SAPX) ("Seven Arts" or the "Company") announced today that effective July 15, 2013, the Board of Directors of the Company appointed Candace Wernick as the Company's Chief Financial Officer. Ms. Wer |
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| June 27, 2013 |
SAPX / Seven Arts Entertainment, Inc. / Magna Equities II, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Seven Arts Entertainment, Inc. (Name of Issuer) Shares of Common Stock (Title of Class of Securities) 81783N 300 (CUSIP Number) 8439 Sunset Boulevard 4th Floor West Hollywood, CA 90069 Phone Number: 323-372-3080 (Name, Address and Telephone Number of Person Authorized to R |
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| June 20, 2013 |
Seven Arts Entertainment Inc. Announces The Appointment Of An Independent Board Committee To Explore A Sale Or Merger, And CEO Peter Hoffman Has Taken A Leave Of Absence LOS ANGELES, June 19, 2013 /PRNewswire/ - Seven Arts Entertainment Inc. (OTCQB: SAPX) ("Seven Arts" or the "Company") announced today that its Board of Directors has appointed an independent committee and is in discussions with a |
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| June 20, 2013 |
8-K 1 v3481308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2013 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdictio |
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| June 10, 2013 |
Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 45-3138068 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 8439 Sunset Boulevard, Suite 402 West Hollywood, Ca |
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| May 23, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendement No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of smal |
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| May 21, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT INC. (Exact name of small business issuer as |
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| May 17, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 sapx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdicti |
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| May 17, 2013 |
NT 10-Q 1 sapxfnt10q.htm LATE FILING NOTIFICATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 CUSIP NUMBER NOTIFICATION OF LATE FILING 8178N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2013 o Transition Report on Form 10-K o Transition Report on F |
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| May 17, 2013 |
SEVEN ARTS ENTERTAINMENT INC. ANNOUNCES REVERSE STOCK SPLIT Exhibit 99.1 SEVEN ARTS ENTERTAINMENT INC. ANNOUNCES REVERSE STOCK SPLIT LOS ANGELES, California, May 2, 2013 /PRNewswire/ - Seven Arts Entertainment Inc (OTCQB: SAPX) (“Seven Arts”) today announced a 1-for-50 reverse split of its common stock, effective as of 4:01 p.m. EDT, May 2, 2013. The reverse split will combine and convert every fifty shares of Seven Arts’ outstanding common stock into one |
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| April 18, 2013 |
Exhibit 99.1 SEVEN ARTS ANNOUNCES APPOINTMENT OF VINCE VELLARDITA AS CHAIRMAN OF THE BOARD AND AS PRESIDENT AND CEO OF SEVEN ARTS MUSIC AND TELEVISION (MARKETWIRE)- LOS ANGELES, CA: APRIL 9, 2013 - Seven Arts Entertainment Inc. (OTCQB:SAPX) (the “Company” or “Seven Arts”) announced today the appointment of Vince Vellardita as the new Chairman of Seven Arts Entertainment’s Board of Directors, as pa |
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| April 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2013 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employ |
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| April 18, 2013 |
Exhibit 10.1 THIS AGREEMENT (the "Agreement") is made as of this 1st day of April, 2013 BETWEEN (1) VINCE VELLARDITA ("Employee”); and (2) SEVEN ARTS ENTERTAINMENT INC. a Nevada corporation (the "Company") which for purposes of this Agreement shall mean the Company and its Affiliates (as defined below). WHEREAS, (A) Company desires to engage Employee as its President and Managing Director and Chai |
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| March 19, 2013 |
S-1 1 sapxs1.htm REGISTRATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 7812 45-3138068 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code N |
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| March 19, 2013 |
Exhibit 10.34 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| March 19, 2013 |
Exhibit 10.33 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 |
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| March 5, 2013 |
SAPX / Seven Arts Entertainment, Inc. / Tonaquint, Inc. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Seven Arts Entertainment (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 81783N102 (CUSIP Number) October 22, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 19, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business issuer |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Seven Arts Entertainment, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 81783N201 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 14, 2013 |
SAPX / Seven Arts Entertainment, Inc. / Ironridge Global IV, Ltd. - SC 13G/A Passive Investment United states Securities and exchange commission WashinGton, d.c. 20549 Schedule 13g Under the Securities Exchange Act of 1934 (Amendment No. 1) SEVEN ARTS ENTERTAINMENT, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 81783N102 (CUSIP Number) December 31, 2012 (Date of Event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 CUSIP NUMBER NOTIFICATION OF LATE FILING 8178N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| February 5, 2013 |
February 5, 2013 VIA EDGAR Division of Corporate Exchange U.S. Securities and Exchange Commission 100 F. Street, N.E. Judiciary Plaza Washington, D.C. 20549-1004 Re: Seven Arts Entertainment Inc. Registration Statement on Form S-3 (File No. 333-183411) Application for Withdrawal Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the “Act”), Seven A |
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| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Empl |
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| January 22, 2013 |
Registration Statement - REGISTRATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 7812 45-3138068 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No. |
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| January 18, 2013 |
January 18, 2013 VIA EDGAR Division of Corporate Exchange U.S. Securities and Exchange Commission 100 F. Street, N.E. Judiciary Plaza Washington, D.C. 20549-1004 Re: Seven Arts Entertainment Inc. Registration Statement on Form S-3 (File No. 333-168118) Application for Withdrawal Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933 , as amended (the “Act”), Seven |
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| January 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| December 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| December 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| December 7, 2012 |
CORRESP 1 filename1.htm December 7, 2012 Justin Dobbie Legal Branch Chief Securities and Exchange Commission Washington, D.C. 20549 Re: Seven Arts Entertainment Inc. Revised Preliminary Proxy Statement on Form 14A Filed November 13, 2012 File No. 001-34250 Dear Mr. Dobbie: Enclosed please find a revised version of the Form 14A for your review. Regarding the comments in your letter of November 28, |
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| November 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19 , 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Em |
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| November 26, 2012 |
Selected Financial Data (in $ 000's, except per share data) EXHIBIT 99.1 Seven Arts Entertainment Inc. Announces Results of Operations for the Quarter Ended September 30, 2012 and Resignation of David Michery From the Board of Directors LOS ANGELES, Nov. 19, 2012 (GLOBE NEWSWIRE) - Seven Arts Entertainment Inc. (OTCQB:SAPX) ("Seven Arts" or the "Company") today announced its results of operations for the quarter ended September 30, 2012. The Company report |
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| November 23, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business iss |
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| November 19, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business issue |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 CUSIP NUMBER NOTIFICATION OF LATE FILING 8178N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| November 9, 2012 |
November 9, 2012 Justin Dobbie Legal Branch Chief United States Securities and Exchange Commission Washington, D. |
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| November 9, 2012 |
EXHIBIT 3.2 SEVEN ARTS ENTERTAINMENT INC. Board Memorandum on Procedures and Internal Controls 1 TABLE OF CONTENTS SECTION PAGE 1. INTRODUCTION 4 Purpose 4 Background 4 The Group Structure 5 Management Structure 5 2. CONTROL ENVIRONMENT & MANAGEMENT INFORMATION 7 The Board 7 Management Information 7 The Auditors 7 Year End and Interim Accounts Procedures 7 Corporate Governance 8 Treasury Operation |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34250 SEVEN ARTS ENT |
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| October 30, 2012 |
SAPX / Seven Arts Entertainment, Inc. / Tonaquint, Inc. - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Seven Arts Entertainment (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 81783N102 (CUSIP Number) October 22, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 19, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Empl |
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| October 19, 2012 |
EXHIBIT 99.1 Seven Arts Entertainment Inc. Announces Results Of Operations For The Fiscal Year Ended June 30, 2012 And Appointment Of David Furth As A Director LOS ANGELES, Oct. 16, 2012 /PRNewswire/ - Seven Arts Entertainment Inc. (OTCQB: SAPX) ("Seven Arts" or the "Company") today announced its results of operations for the fiscal year ended June 30, 2012. The Company reported a gross profit of |
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| October 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34250 SEVEN ARTS ENTERTAINMENT, INC. ( |
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| October 15, 2012 |
EXHIBIT 3.2 SEVEN ARTS ENTERTAINMENT INC. Board Memorandum on Procedures and Internal Controls 1 TABLE OF CONTENTS SECTION PAGE 1. INTRODUCTION 4 Purpose 4 Background 4 The Group Structure 5 Management Structure 5 2. CONTROL ENVIRONMENT & MANAGEMENT INFORMATION 7 The Board 7 Management Information 7 The Auditors 7 Year End and Interim Accounts Procedures 7 Corporate Governance 8 Treasury Operation |
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| October 2, 2012 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Emp |
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| September 28, 2012 |
Exhibit 99.1 |
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| September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 CUSIP NUMBER NOTIFICATION OF LATE FILING 8178N 102 (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transit |
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| September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Em |
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| September 28, 2012 |
Exhibit 99.2 |
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| September 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Em |
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| September 14, 2012 |
SEVEN ARTS ENTERTAINMENT TO BEGIN TRADING ON OTCQB FRIDAY, SEPTEMBER 14, 2012 Exhibit 99.1 SEVEN ARTS ENTERTAINMENT TO BEGIN TRADING ON OTCQB FRIDAY, SEPTEMBER 14, 2012 LOS ANGELES, CA-(Marketwire – September 13, 2012) - Seven Arts Entertainment Inc. (NASDAQ: SAPX) (“Seven Arts” or the “Company”) announced today that its common stock will begin trading on the OTC Markets’ OTCQB marketplace commencing on Friday, September 14, 2012. The Company’s common shares will trade unde |
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| September 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| September 11, 2012 |
September 7, 2012 Justin Dobbie Legal Branch Chief Securities and Exchange Commission Washington, D. |
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| September 7, 2012 |
EXHIBIT 99.1 SEVEN ARTS ENTERTAINMENT INC. ANNOUNCES A 1-FOR-70 REVERSE SPLIT LOS ANGELES, CA-(Marketwire –August 31, 2012) - Seven Arts Entertainment Inc. (NASDAQ: SAPX - News) (“Company” or “Seven Arts”) announced today a 1-for-70 reverse split of its common stock effective as of 4:01p.m. EDT (immediately after the close of the market today). The Company’s new CUSIP number is 81783N 201. By virt |
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| September 7, 2012 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events 8-K 1 sapxf8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdi |
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| August 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| August 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| August 24, 2012 |
August 24, 2012 Justin Dobbie Legal Branch Chief United States Securities And Exchange Commission Washington, D. |
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| August 20, 2012 |
PERSONAL GUARANTY AND RECOURSE AGREEMENT DOCUMENT L-06272012 EXHIBIT 10.32.4 PERSONAL GUARANTY AND RECOURSE AGREEMENT DOCUMENT L-06272012 This Personal Guaranty and Recourse Agreement, dated June 27, 2012, among Seven Arts Entertainment Inc., a Nevada corporation (the “Company”), JMJ Financial (the “Purchaser”), and Peter Hoffman (the “Guarantor”) (this “Guaranty Agreement”), applies to all transaction documents related to the Securities Purchase Agreement |
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| August 20, 2012 |
EXHIBIT 3.4.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 |
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| August 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employe |
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| August 20, 2012 |
REPRESENTATIONS AND WARRANTIES AGREEMENT DOCUMENT RW-06272012 EXHIBIT 10.32.5 REPRESENTATIONS AND WARRANTIES AGREEMENT DOCUMENT RW-06272012 These Representations and Warranties apply to all transaction documents related to the Securities Purchase Agreement Document SPA-06272012 (the “Agreement”) dated as of June 27, 2012, between Seven Arts Entertainment Inc., a Nevada corporation (the “Company”) and JMJ Financial (the “Purchaser”). All capitalized terms not |
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| August 20, 2012 |
EXHIBIT 2.1.1 |
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| August 20, 2012 |
EXHIBIT 10.32.6 Additional Default Provisions Default. The following are Events of Default under the Note, the Warrant, and any other document related to the transactions contemplated by Securities Purchase Agreement Document SPA-06272012: (i) the Borrower shall fail to pay any principal under the Note when due and payable (or payable by conversion) thereunder; or (ii) the Borrower shall fail to p |
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| August 20, 2012 |
SECURED PROMISSORY NOTE $500,000 PLUS INTEREST DUE & PAYABLE DOCUMENT A-06272012 EXHIBIT 10.32.1 SECURED PROMISSORY NOTE $500,000 PLUS INTEREST DUE & PAYABLE DOCUMENT A-06272012 THIS NOTE AND THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STA |
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| August 20, 2012 |
EXHIBIT 3.4 |
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| August 20, 2012 |
EXHIBIT 3.3 |
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| August 20, 2012 |
SECURITY AGREEMENT DOCUMENT SA-06272012 EXHIBIT 10.32.2 SECURITY AGREEMENT DOCUMENT SA-06272012 This SECURITY AGREEMENT is made on this 27th day of June, 2012 between Seven Arts Entertainment Inc., a Nevada corporation (the “Borrower”), Peter Hoffman (the “Debtor”), and JMJ Financial, its Principal, or its Assignees (the “Secured Party”). Loan Number: Secured Promissory Note Document A-06202012 Debtor(s): Peter Hoffman Borrower: Seven A |
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| August 20, 2012 |
SECURITIES PURCHASE AGREEMENT DOCUMENT SPA-06__2012 EXHIBIT 10.32 SECURITIES PURCHASE AGREEMENT DOCUMENT SPA-062012 This Securities Purchase Agreement (this “Agreement”) is dated as of June , 2012, between Seven Arts Entertainment Inc., a Nevada corporation (the “Company”) and JMJ Financial (the “Purchaser”) (referred to collectively herein as the “Parties”). WHEREAS, the Company desires to sell and Purchaser desires to purchase a Secured Convertib |
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| August 20, 2012 |
EXHIBIT 2.1.2 1 2 |
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| August 20, 2012 |
As filed with the Securities and Exchange Commission on August [ ], 2012 File No. 333-168118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC (Exact name of registrant as specified in its charter) Nevada 7812 45-3138068 (State or other jurisdiction of incorporation or organization) |
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| August 20, 2012 |
EX-3.2.1 4 sapxex321.htm EXHIBIT 3.2.1 1 2 3 4 5 6 7 8 9 |
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| August 20, 2012 |
EXHIBIT 10.32.3 THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT OR APPLICABLE EXEMPTION OR SAFE HARBOR PROVISION. COMMON STOCK PUR |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| August 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employe |
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| August 6, 2012 |
Seven Arts Entertainment Receives NASDAQ Staff Determination; Intends to Request Hearing EXHIBIT 99.1 Seven Arts Entertainment Receives NASDAQ Staff Determination; Intends to Request Hearing LOS ANGELES, CA-(Marketwire -08/03/12)- Seven Arts Entertainment Inc. (SAPX) (the “Company”) today announced that it has received notice from the NASDAQ Listing Qualifications Staff indicating that the Staff has determined to delist the Company’s securities from NASDAQ. The Company plans to reques |
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| July 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| July 24, 2012 |
Exhibit 99.1 SEVEN ARTS ENTERTAINMENT ANNOUNCES FILINGS FOR OVER $8,000,000 OF FEDERAL AND LOUISIANA TAX CREDITS FOR ITS FACILITY AT 807 ESPLANADE AVENUE IN NEW ORLEANS TO BE FULLY OPERATIONAL BY SEPTEMBER, 2012 LOS ANGELES, CA-(Marketwire – July 23, 2012) - Seven Arts Entertainment Inc. (NASDAQ: SAPX) (“Seven Arts” or the “Company”) announced today that Seven Arts Pictures Louisiana LLC (“SAPLA”) |
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| July 24, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employer |
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| July 11, 2012 |
Exhibit 99.1 By Electronic Delivery to: [email protected] July 3, 2012 Ms. Elaine New Chief Financial Officer Seven Arts Entertainment Inc. 8439 Sunset Boulevard, 4th Floor West Hollywood, CA 90069 Re: Seven Arts Entertainment Inc. (the “Company”) – Listing of Additional Shares Nasdaq Symbol: SAPX Dear Ms. New: I am following up on our recent telephone conversation, in which it was explained |
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| July 11, 2012 |
8-K 1 sapx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdict |
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| July 6, 2012 |
S-8 1 sapxs8.htm REGISTRATION STATEMENT Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS ENTERTAINMENT INC. (Exact name of registrant as specified in its charter) Nevada 45-3138068 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 8439 Sunset |
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| July 6, 2012 |
SEVEN ARTS ENTERTAINMENT INC. 2012 STOCK INCENTIVE PLAN (2) For Employees and Other Service Providers Established June 22, 2012 Section 1. Purpose. (a) The purpose of this 2012 Stock Incentive Plan (the “Plan”) is to enable Seven Arts Entertainment Inc. (the “Company”) and its Subsidiaries to attract, retain, motivate, and reward employees, and other service providers of the Company and its Subsid |
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| June 26, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employer |
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| June 26, 2012 |
Exhibit 99.1 SEVEN ARTS ENTERTAINMENT INC. ANNOUNCES APPOINTMENT OF DAVID MICHERY AND BRETT POGANY TO ITS BOARD OF DIRECTORS LOS ANGELES, CA-(Marketwire – June 6, 2012) - Seven Arts Entertainment Inc. (NASDAQ:SAPX) (the “Company” or “Seven Arts”) today announced the appointment of David Michery, as a managing member of its Board of Directors, and Brett Pogany, as a non-executive independent member |
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| June 26, 2012 |
SAPX / Seven Arts Entertainment, Inc. / MARKOFF STEVEN C Activist Investment SC 13D 1 s621120sc13d.htm OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.5 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Seven Arts Entertainment, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 81783N102 (CUSIP Number) J |
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| June 6, 2012 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Peter Hoffman, certify that: 1. I have reviewed this annual report on Form 20-F of Seven Arts Pictures plc, hereinafter referred to as the Group, for the fiscal year ended June 30, 2011; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| June 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF |
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| June 6, 2012 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Seven Arts Pictures plc (the “Group”) on Form 20-F for the period ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Peter Hoffman, Chief Executive Officer and Principal F |
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| May 31, 2012 |
SAPX / Seven Arts Entertainment, Inc. / Ironridge Global IV, Ltd. - SCHEDULE 13G Passive Investment United states Securities and exchange commission WashinGton, d.c. 20549 Schedule 13G Under the securities exchange act of 1934 SEVEN ARTS ENTERTAINMENT, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 81783N102 (CUSIP Number) May 25, 2012 (Date of Event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| May 21, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business issuer as |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 NOTIFICATION OF LATE FILING CUSIP NUMBER 81783N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31 , 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tran |
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| April 5, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employ |
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| April 5, 2012 |
Exhibit 99.1 SEVEN ARTS ENTERTAINMENT CEO ISSUES LETTER TO STOCKHOLDERS REGARDING RESULTS OF STOCKHOLDERS’ MEETING LOS ANGELES, CA: APRIL 2, 2012 – Seven Arts Entertainment Inc. (NASDAQ:SAPX) (“Seven Arts”) issued a letter to stockholders today from its CEO Peter Hoffman to discuss recent developments including the Annual Stockholder Meeting held on March 27, 2012. Dear Fellow Stockholders: We are |
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| March 16, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13 2012 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Employe |
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| March 16, 2012 |
EXHIBIT 99.1 SEVEN ARTS ANNOUNCES CLOSING OF DEFINITIVE AGREEMENT TO ACQUIRE MICHERY MUSIC ASSETS, AND RELEASE DATE OF THE NEW SINGLE AND VIDEO OF “I DON’T DANCE” BY MULTIPLE PLATINUM RECORDING ARTIST DMX “I Don’t Dance” Number 4 On Rap Chart Of DJBooth.net LOS ANGELES, CA-(Marketwire -03/06/12)-Seven Arts Entertainment Inc. (NASDAQ: SAPX - News) ("Seven Arts" or “Company”) announced today that it |
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| March 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A(AMENDED) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Pr |
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| March 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| February 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| February 21, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business issuer |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 NOTIFICATION OF LATE FILING CUSIP NUMBER 81783N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31 , 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o T |
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| February 1, 2012 |
SEVEN ARTS ENTERTAINMENT INC. 2012 STOCK INCENTIVE PLAN For Employees and Other Service Providers Established January 10, 2012 Section 1. Purpose. (a) The purpose of this 2012 Stock Incentive Plan (the “Plan”) is to enable Seven Arts Entertainment Inc. (the “Company”) and its Subsidiaries to attract, retain, motivate, and reward employees, and other service providers of the Company and its Subsidi |
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| February 1, 2012 |
As filed with the Securities and Exchange Commission on January 31, 2012 Registration No. |
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| January 18, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2011 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Empl |
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| January 18, 2012 |
EXHIBIT 99.1 |
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| December 21, 2011 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Peter Hoffman, certify that: 1. I have reviewed this annual report on Form 20-F of Seven Arts Pictures plc, hereinafter referred to as the Group, for the fiscal year ended June 30, 2011; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| December 21, 2011 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Seven Arts Pictures plc (the “Group”) on Form 20-F for the period ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Peter Hoffman, Chief Executive Officer and Principal F |
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| December 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 DRAFT FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 DRAFT FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| December 12, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of sm |
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| November 21, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934 Commission File Number 001-34250 SEVEN ARTS ENTERTAINMENT, INC. (Exact name of small business issue |
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| November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34250 CUSIP NUMBER NOTIFICATION OF LATE FILING 81783N 102 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o T |
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| November 3, 2011 |
EXHIBIT 99.1 SEVEN ARTS ENTERTAINMENT CEO ISSUES LETTER TO STOCKHOLDERS REGARDING RETIREMENT OF DEBT, STRENGTHENING OF BALANCE SHEET AND RECENT DEVELOPMENTS LOS ANGELES, CA: NOVEMBER 3, 2011 - Seven Arts Entertainment Inc. (NASDAQ: SAPX) (?Seven Arts? or the ?Company?) issued a letter to stockholders today from its CEO Peter Hoffman to discuss current events, including the recent volatility in the |
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| November 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2011 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Empl |
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| September 30, 2011 |
EXHIBIT 99.1 Seven Arts Entertainment Inc. Receives Letter From NASDAQ and Announces Completion of Big Jake Music Acquisition LOS ANGELES, CA-(Marketwire - Sep 29, 2011) - Seven Arts Entertainment Inc. (NASDAQ: SAPX) ("Seven Arts") today announced it has completed the acquisition of all of the capital stock of Big Jake Music ("BJM"), a newly formed record and multi-media entertainment company, for |
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| September 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22 2011 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 001-34250 45-3138068 (State or other jurisdiction (Commission (I.R.S. Emp |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Seven Arts Entertainment Inc. (Exact name of registrant as specified in its charter) Nevada 45-3138068 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1801 Century Par |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2011. Commission File Number 001-34250 SEVEN ARTS PICTURES PLC (Translation of registrant's name into English) 136-144 New Kings Road London, UK SW6 4LZ (Address of principal executive o |
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| September 1, 2011 |
EXHIBIT 2A (i) ROSS MILLER *040101* *040101* Secretary of State 204 North Carson Street, Suite 4 Carson City, Nevada 89701-4520 (775) 684 5708 Website: www. |
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| September 1, 2011 |
EXHIBIT 2B CODE OF BYLAWS OF SEVEN ARTS ENTERTAINMENT INC. ARTICLE I IDENTIFICATION Section 1.01. Name. The name of the corporation is Seven Arts Entertainment Inc. Section 1.02. Registered Office and Registered Agent. The address of the registered office of the corporation is, 300 South Fourth Street, Suite 1700, Las Vegas, Nevada 89101; and the name of the registered agent at this address is LIO |
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| September 1, 2011 |
EXHIBIT 2A (ii) |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34250 Seven Arts Pictures PLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 136-144 New Kings Road, Secon |
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| September 1, 2011 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE SEVEN ARTS PICTURES ANNOUNCES SUBSTITUTION OF ITS NASDAQ LISTING TO SEVEN ARTS ENTERTAINMENT AND EXCHANGE OF ITS SHARES FOR COMMON STOCK OF SEVEN ARTS ENTERTAINMENT AND APPOINTMENT OF ROBERT KAISER TO THE BOARD OF SEVEN ARTS ENTERTAINMENT LOS ANGELES, CA-(Marketwire ? August 31, 2011) - Seven Arts Pictures PLC (NASDAQ:SAPX) (the ?Company?) today announced NASDAQ |
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| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2011. Commission File Number 001-34250 SEVEN ARTS PICTURES PLC (Translation of registrant's name into English) 136-144 New Kings Road London, UK SW6 4LZ (Address of principal executive o |
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| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2011. Commission File Number 001-34250 SEVEN ARTS PICTURES PLC (Translation of registrant's name into English) 136-144 New Kings Road London, UK SW6 4LZ (Address of principal executive o |
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| August 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 19, 2011 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 333-158669 (State or other jurisdiction of incorporation) (Commission File Number) 136-144 New Kings Road Lon |
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| July 25, 2011 |
SEVEN ARTS PICTURES PLC. 136-144 New King’s Road London, SW6 4LZ SEVEN ARTS PICTURES PLC. 136-144 New King’s Road London, SW6 4LZ Via Edgar July 22, 2011 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington D.C. 20002 Re: Seven Arts Pictures Plc. Request to Withdraw Registration Statement on Form F-1 (RW) SEC File Number: 333-168118 Ladies and Gentlemen: Pursuant to Rule 477(a) promulgated under the Secur |
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| July 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 JULY 13, 2011 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 333-158669 (State or other jurisdiction of incorporation) (Commission File Number) 136-144 New Kings Road Lon |
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| June 24, 2011 |
As filed with the Securities and Exchange Commission on June 24 , 2011 As filed with the Securities and Exchange Commission on June 24 , 2011 File No. 333-168118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 7812 [Not Applicable] (State or other jurisdiction of incorporation o |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 APRIL 21, 2011 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 333-158669 (State or other jurisdiction of incorporation) (Commission File Number) 136-144 New Kings Road Lo |
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| April 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 APRIL 13, 2011 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 333-158669 (State or other jurisdiction of incorporation) (Commission File Number) 136-144 New Kings Road Lo |
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| April 5, 2011 |
As filed with the Securities and Exchange Commission on April 5, 2011 As filed with the Securities and Exchange Commission on April 5, 2011 File No. 333-168118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 7812 [Not Applicable] (State or other jurisdiction of incorporation or |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2011. Commission File Number 001-34250 SEVEN ARTS PICTURES PLC (Translation of registrant's name into English) 38 Hertford Street, London, UK W1J7SG (Address of principal executive office |
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| March 15, 2011 |
EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed on or about the date set forth below, and any amendments thereto, with respect to the beneficial ownership by the undersigned of ordinary shares, par value ?0. |
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| March 15, 2011 |
SCHEDULE 13G CUSIP No. Page 1 of 9 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Seven Arts Pictures PLC (Name of Issuer) Ordinary shares, par value £0.25 per share (Title of Class of Securities) (CUSIP Number) (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| March 11, 2011 |
EXHIBIT 10.2.4 As of January 1, 2011 Peter M. Hoffman 900 Royal Street New Orleans, Louisiana 70116 Re: Amendment to Employment Agreement July 1, 2010 Gentlemen: Please make reference to that certain employment agreement amendment dated July 1, 2010 (the ?Amendment?) which makes reference to an Employment Agreement therein described and as amended by the Amendment. For good and valued consideratio |
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| March 11, 2011 |
EXHIBIT 10.2.3 July 1, 2010 Peter M. Hoffman 900 Royal Street New Orleans, LA 70116 Re. Employment Agreement Amendment Gentlemen: Please make reference to that certain Employment Agreement for your services between Seven Arts Pictures Inc (?SAP?) and Seven Arts Pictures Plc (?PLC?) dated September 2, 2004 (the ?Employment Agreement?) as extended by the letter dated December 1, 2008 between you and |
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| March 11, 2011 |
Exhibit 10.27 AGREEMENT This Agreement (this "Agreement"), dated as of December 31, 2010, is entered into by and among Seven Arts Entertainment Inc., a Nevada corporation (together with its successors, "Company"), Seven Arts Pictures PLC, a private limited company organized under the laws of the United Kingdom (together with its successors, "SAP"), and BRG Investments, LLC, a Delaware limited liab |
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| March 11, 2011 |
EXHIBIT 10.29 PUT AGREEMENT REGARDING ORDINARY SHARES OF SEVEN ARTS PICTURES PLC Between SEVEN ARTS PICTURES PLC and FLETCHER INTERNATIONAL, LTD. 31 December 2010 THIS PUT AGREEMENT is made the 31st day of December 2010 BETWEEN (1) Seven Arts Pictures PLC, a corporation registered under the laws of England and Wales with the registration number of 04276617("PLC"), and (2) Fletcher International, L |
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| March 11, 2011 |
Exhibit 10.28 STOCK PURCHASE AGREEMENT REGARDING ORDINARY SHARES OF SEVEN ARTS PICTURES PLC Between SMITH & WILLIAMSON TRUSTEES (JERSEY) LIMITED and FLETCHER INTERNATIONAL, LTD. 31 December 2010 THIS STOCK PURCHASE AGREEMENT is made the 31st day of December 2010 BETWEEN (1) Smith & Williamson Trustees (Jersey) Limited, acting in their capacity as the trustee of the Trust (as defined below) with wi |
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| March 11, 2011 |
As filed with the Securities and Exchange Commission on March __ , 2011 As filed with the Securities and Exchange Commission on March , 2011 File No. 333-168118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 7812 [Not Applicable] (State or other jurisdiction of incorporation or |
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| March 11, 2011 |
EXHIBIT 10.30 GUARANTEE This GUARANTEE (this "Guarantee") dated as of December 31, 2010, is made by Peter Hoffman (the "Guarantor"), in favor of Fletcher International, Ltd. ("Fletcher"), with reference to that certain Stock Purchase Agreement dated of even date herewith (as it may be amended from time to time, the "Stock Purchase Agreement") between Fletcher and Smith & Williamson Trustees (Jerse |
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| March 11, 2011 |
EXHIBIT 10.2 THIS AGREEMENT (the "Agreement") is made this 2nd day of September, 2004 BETWEEN (1) SEVEN ARTS PICTURES INC. (?Lender?) providing the services of PETER M. HOFFMAN ("Employee?); and (2) SEVEN ARTS PICTURES PLC an English public limited company (the "Company") which for purposes of this Agreement shall mean the Company and its Affiliates (as defined below). WHEREAS, (A) Employee?s Serv |
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| March 11, 2011 |
EXHIBIT 10.2.1 RESTATED EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of October 1, 2002 between PETER M. HOFFMAN ("Employee?) and SEVEN ARTS PICTURES INC., a Nevada corporation (the "Company") which for purposes of this Agreement shall mean the Company and its Affiliates (as defined below). WHEREAS, Employee?s Services (as defined below) are being furnished t |
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| March 11, 2011 |
EXHIBIT10.2.2 December 1, 2008 Seven Arts Pictures Inc. 6121 Sunset Boulevard, 512 Los Angeles, California 90028 Re: Employment Agreement Amendment Gentlemen: Please make reference to that certain Employment Agreement between you and me dated October 1, 2002 (the ?Employment Agreement?). By the execution of this letter by you and us, the term of the Employment Agreement shall be extended until Dec |
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| March 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| March 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| February 28, 2011 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Peter Hoffman, certify that: 1. I have reviewed this annual report on Form 20-F of Seven Arts Pictures plc, hereinafter referred to as the Group, for the fiscal year ended June 30, 2010; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| February 28, 2011 |
EXHIBIT 10.24 |
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| February 28, 2011 |
EXHIBIT 10.25 |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 19 |
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| February 28, 2011 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Seven Arts Pictures plc (the ?Group?) on Form 20-F for the period ended June, 2010 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Peter Hoffman, Chief Executive Officer and Principal Fina |
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| February 28, 2011 |
EXHIBIT 10.26 |
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| January 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 10, 2011 Date of Report (Date of earliest event reported) SEVEN ARTS PICTURES PLC (Exact name of registrant as specified in its charter) England 333-158669 [Not Applicable] (State or other jurisdiction of incorporation) (Comm |
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| January 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-50906 CUSIP NUMBER: 29759Y-10-7 (Check One): [ ] Form 10-K [X] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2010 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Repor |
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| September 27, 2010 |
SEVEN ARTS FILMED ENTERTAINMENT LIMITED 30 Farringdon Street London EC4A 4HJ As of November 1, 2004 EXHIBIT 10.15 SEVEN ARTS FILMED ENTERTAINMENT LIMITED 30 Farringdon Street London EC4A 4HJ UK As of November 1, 2004 Seven Arts Pictures Inc. 6310 San Vicente Boulevard, Suite 510 Los Angeles, California 90048 Re: INTERCOMPANY AGREEMENT Gentlemen: You ("SAP") are hereby appointed as the independent agent of us ("SAFE") to enter into agreements and to conduct business on behalf of us in all aspects |
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| September 27, 2010 |
EXHIBIT 10.3 THIS AGREEMENT (the "Agreement") is made as of this 1st day of June 2008 BETWEEN (1) MICHAEL GARSTIN ("Employee?); and (2) SEVEN ARTS PICTURES PLC an English public limited company (the "Company") which for purposes of this Agreement shall mean the Company and its Affiliates (as defined below). WHEREAS, (A) Company desires to engage Employee as its President and Managing Director and |
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| September 27, 2010 |
EX-3.1.2 4 sapx312.htm ARTICLES OF INCORPORATION OF SEVEN ARTS ENTERTAINMENT INC. EXHIBIT 3.1.2 ROSS MILLER *040101* *040101* Secretary of State 204 North Carson Street, Suite 4 Carson City, Nevada 89701-4520 (775) 684 5708 Website: www.nvsos.gov Articles of Incorporation (PURSUANT TO NRS CHAPTER 78) USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY 1. Name of SEVEN ARTS ENT |
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| September 27, 2010 |
EXHIBIT 4.2 |
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| September 27, 2010 |
EXHIBIT 4.1 |
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| September 27, 2010 |
Exhibit 10.7 MASTER AGREEMENT This Amendment (the ?Agreement?) to that certain Loan and Security Agreement dated as of December 3, 2004 by and between Pool Hall Productions, LLC and Mercantile National Bank is dated as of December , 2006 and is entered into by and between Seven Arts Pictures PLC (?Seven Arts?), Seven Arts Filmed Entertainment, Ltd., (?SAFE?), Deal Investments, LLC (?Deal Investmen |
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| September 27, 2010 |
EXHIBIT10.2.2 December 1, 2008 Seven Arts Pictures Inc. f/s/o Peter M. Hoffman 6121 Sunset Boulevard, Suite 512 Los Angeles, California 90028 Re: Employment Agreement Amendment Gentlemen: Please make reference to that certain Employment Agreement between you and us dated September 2, 2004 (the "Employment Agreement"). By the execution of this letter by you and us, the Term of the Employment Agreem |
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| September 27, 2010 |
EXHIBIT 10.17 DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (the "Agreement") is dated as of March 31, 2008 between SEVEN ARTS FILMED ENTERTAINMENT (UK) LIMITED (the "Owner"); and SEVEN ARTS PICTURES LOUISIANA LLC (the "Distributor"). WHEREAS: 1. The Owner owns the right to distribute the motion pictures listed on Schedule 1 (the "Pictures"). 2. The Owner wishes to grant the Distributor the e |
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| September 27, 2010 |
Trafalgar Capital Special Investment Fund Agreement Exhibit 10.12 Trafalgar Capital Special Investment Fund Agreement EXECUTION VERSION DATED 15 OCTOBER 2008 (1) SEVEN ARTS PICTURES PLC (2) TRAFALGAR CAPITAL SPECIALIZED INVESTMENT FUND CONVERTIBLE LOAN AGREEMENT (E1,000,000) 1 CONTENTS Clause Page DEFINITIONS 1 LOAN 2 REPAYMENT 3 INTEREST 4 ISSUE OF LOAN SHARES 5 MANDATORY AND OPTIONAL REDEMPTION 6 ADDITIONAL SUBSCRIPTION RIGHTS (WARRANTS) 7 ISSUE |
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| September 27, 2010 |
As filed with the Securities and Exchange Commission on September 27, 2010 As filed with the Securities and Exchange Commission on September 27, 2010 File No. |
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| September 27, 2010 |
EXHIBIT 10.14 EXECUTION VERSION DATED January 31st 2008 (1) THE CHARGORS named herein (2) TRAFALGAR CAPITAL SPECIALIZED INVESTMENT FUND GUARANTEE AND DEBENTURE 1 CONTENTS Clause Page INTERPRETATION 1 COVENANT TO PAY 2 CHARGES 3 PROTECTION OF CHARGEHOLDER'S RIGHTS 4 COVENANTS 5 DEMAND AND ENFORCEMENT 6 RECEIVERS 7 POWER OF ATTORNEY 8 APPLICATION OF MONEYS RECEIVED BY THE LENDER OR THE RECEIVER 9 CO |
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| September 27, 2010 |
EX-10.2.3 10 sapxex102-3.htm EMPLOYMENT AGREEMENT AMENDMENT FOR PETER HOFFMAN EXHIBIT 10.2.3 July 1, 2010 Peter M. Hoffman 900 Royal Street New Orleans, LA 70116 Re. Employment Agreement Amendment Gentlemen: Please make reference to that certain Employment Agreement for your services between Seven Arts Pictures Inc (“SAP”) and Seven Arts Pictures Plc (“PLC”) dated September 2, 2004 (the “Employmen |
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| September 27, 2010 |
Exhibit 10.9 CREDIT AGREEMENT BETWEEN SEVEN ARTS PICTURES LOUISIANA, LLC as Debtor AND ADVANTAGE CAPITAL COMMUNITY DEVELOPMENT FUND, L.L.C., as Lender DATED OCTOBER 11, 2007 i Table of Contents Page ARTICLE 1 DEFINITIONS AND REFERENCES 1 Section 1.1 General Definitions 1 ARTICLE 2 TERM LOAN 6 Section 2.1 Term Loan 6 Section 2.2 Note 6 Section 2.3 Interest 6 Section 2.4 Interest Payments 6 Section |
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| September 27, 2010 |
EXHIBIT 2.1 ASSET TRANSFER AGREEMENT This ASSET TRANSFER AGREEMENT, dated as of May 14, 2010, is entered into by SEVEN ARTS ENTERTAINMENT INC. (hereinafter referred to as "Seven Arts") and SEVEN ARTS PICTURES PLC (hereinafter referred to as "Company"). WHEREAS: 1. The Company directly and through its operating subsidiaries has developed for motion picture production the projects (?Projects?) descr |
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| September 27, 2010 |
Acquisition Agreement For 3,000,000 Armadillo Preferred Shares DATED OCTOBER 2008 EXHIBIT 10.11 Acquisition Agreement For 3,000,000 Armadillo Preferred Shares DATED OCTOBER 2008 (1) SEVEN ARTS PICTURES plc (2) SMITH & WILLIAMSON TRUSTEES (JERSEY) LIMIT (3) ARMADILLO INVESTMENTS LIMITED (in liquidation) STOCK SALE AGREEMENT 1 THIS AGREEMENT is made on October 2008 BETWEEN (1) SEVEN ARTS PICTURES plc a company incorporated in England & Wales under company number 4276617 and whose |
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| September 27, 2010 |
EX-10.10 18 sapxex1010.htm ASSIGNMENT AGREEMENT EXHIBIT 10.10 ASSIGNMENT AGREEMENT This Assignment Agreement (this “Agreement”), dated as of April 22, 2008, is entered into by and among Cheyne Specialty Finance Fund L.P. (“Seller”), Seven Arts Filmed Entertainment Limited (“Purchaser”), Peter Hoffman (“Hoffman”) and Seven Arts Pictures plc, Deal Investments, LLC, Deal Productions, LLC, Seven Arts |
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| September 27, 2010 |
EX-10.21 29 sapxex1021.htm LOAN AGREEMENT EXHIBIT 10.21 LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is entered into as of this 17th day of December, 2007 ("Effective Date"), by and between PALM FINANCE CORPORATION, a California corporation and Finance Lender ("Lender"), located at 233 Wilshire Blvd, Suite 200, Santa Monica, California 90401, and GONE TO HELL LIMITED, a company incorporated un |
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| September 27, 2010 |
EXHIBIT 10.8 DATED JULY 31 2007 (1) UNIQUE FIDELITY ENGINEERING LIMITED AND (2) SEVEN ARTS PICTURES PLC ???????????????????????????? SUBSCRIPTION AGREEMENT ???????????????????????????? Davenport Lyons 30 Old Burlington Street, London W1S 3NL Telephone:+(020) 7468 2600 Fax: + (020) 7437 8216 Email: [email protected] Web. www.davenportlyons.com THIS AGREEMENT is made on 2007 With effect from: 6 |
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| September 27, 2010 |
EX-3.1 3 sapxex31.htm ARTICLES OF ASSOCIATION EXHIBIT 3.1 The Companies Acts 1985-2006 A Public Company Limited by Shares Articles of Association Seven Arts Pictures PLC (Company No. 4276617) (Adopted by Special Resolution approved on 18th December 2008) Seven Arts Pictures plc Articles of Association (amended Dec 2008) Contents Heading Page 1. Preliminary 1 2. Share Capital 5 3. Variation of Righ |
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| September 27, 2010 |
EXHIBIT 10.19 DATED OCTOBER 2008 SEVEN ARTS PICTURES PLC -and- SMITH & WILLIAMSON TRUSTEES (JERSEY) LIMITED - LOAN AGREEMENT relating to the SEVEN ARTS PICTURES EMPLOYEE BENEFIT TRUST - Lewis Silkin LLP 5 Chancery Lane Clifford's Inn London EC4A IBU Ref: SEC 1 THIS LOAN AGREEMENT is made the day of October 2008 PARTIES 1. SEVEN ARTS PICTURES PLC (registered in England under number 04276617) whose |
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| September 27, 2010 |
EX-10.22 30 sapxex1022.htm LOAN AGREEMENT EXHIBIT 10.22 LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is entered into as of this 7th day of May, 2007 ("Effective Date"), by and among PALM FINANCE CORPORATION, a California corporation and Finance Lender ("Lender"), located at 233 Wilshire Blvd, Suite 200, Santa Monica, California 90401, and NEW MOON PICTURES, LLC, a Louisiana limited liability c |
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| September 27, 2010 |
EX-3.2.2 5 sapxex322.htm BY-LAWS OF SEVEN ARTS ENTERTAINMENT INC.? EXHIBIT 3.2.2 CODE OF BYLAWS OF SEVEN ARTS ENTERTAINMENT INC. ARTICLE I IDENTIFICATION Section 1.01. Name. The name of the corporation is Seven Arts Entertainment Inc. Section 1.02. Registered Office and Registered Agent. The address of the registered office of the corporation is, 300 South Fourth Street, Suite 1700, Las Vegas, Nev |
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| September 27, 2010 |
EXHIBIT 10.23 SEVEN ARTS ENTERTAINMENT INC. c/o Lionel Sawyer & Collins, Ltd. 300 S. Fourth St., #1700 Las Vegas, Nevada` 89101 As of July 1, 2010 SEVEN ARTS PICTURES INC. 6121 Sunset Boulevard, Suite 512 Los Angeles, California 90028 Re: INTERCOMPANY AGREEMENT Gentlemen: You ("SAP") are hereby appointed as the independent agent of us ("SAE") to enter into agreements and to conduct business on beh |
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| September 27, 2010 |
SUBSCRIPTION AGREEMENT SEVEN ARTS PICTURES PLC LANGLEY PARK INVESTMENTS PLC Exhibit 10.4 SUBSCRIPTION AGREEMENT Between SEVEN ARTS PICTURES PLC and LANGLEY PARK INVESTMENTS PLC 2004 THIS AGREEMENT is made the day of 2004 BETWEEN (1) SEVEN ARTS PICTURES PLC a company established in England and Wales with registered number 4276617 (the ?Company?), and (2) LANGLEY PARK INVESTMENTS PLC a company established in England and Wales with registered number 5032867 (the ?Subscriber? |
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| September 27, 2010 |
EXHIBIT 20.1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in doubt about the contents of this document or about the action you should take you should immediately consult your stockbroker, solicitor, accountant or other independent financial adviser duly authorised under the Financial Services and Markets Act 2000 (?FSMA (2000)?). If you have sold or transferred all |
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| September 27, 2010 |
Exhibit 10.6 Loan And Security Agreement Dated as of February 15, 2006 among Arrowhead Target Fund Ltd. The Lender, and Seven Arts Future Flows I, LLC The Borrower and Seven Arts Filmed Entertainment Limited And Seven Arts Pictures Inc. The Sellers and Guarantors LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (as amended, modified or supplemented from time to time, this ?Agreement?) |
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| September 27, 2010 |
EX-10.18 26 sapxex1018.htm TRUST DEED EXHIBIT 10.18 DATED 21st October 2008 SEVEN ARTS PICTURES PLC - and - SMITH & WILLIAMSON TRUSTEES (JERSEY) LIMITED - TRUST DEED establishing THE SEVEN ARTS PICTURES EMPLOYEE BENEFIT TRUST - Lewis Silkin LLP 5 Chancery Lane Clifford's Inn London EC4A 1BU Ref: SFC 1 CONTENTS Clause Page number 1 Definitions and interpretation 3 2 Declaration of Trusts 5 3 Applic |
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| September 27, 2010 |
EX-10.13 21 sapxex1013.htm SPECIALIZED INVESTMENT FUND EXHIBIT 10.13 EXECUTION VERSION DATED January 31st 2008 (1) SEVEN ARTS PICTURES PLC (2) TRAFALGAR CAPITAL SPECIALIZED INVESTMENT FUND BRIDGING LOAN AGREEMENT (£500,000) 1 DEFINITIONS 1 LOAN 2 REPAYMENT 3 INTEREST 4 ISSUE OF LOAN SHARES 5 OPTIONAL AND MANDATORY REDEMPTION 6 ADDITIONAL SUBSCRIPTION RIGHTS (WARRANTS) 7 ISSUE OF SHARES 8 EXCHANGE |
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| September 27, 2010 |
EXHIBIT 10.16 SEVEN ARTS PICTURES INC. 10202 W. Washington Blvd. David Lean Bldg. #430 Culver City, CA 90232 September 2, 2004 SEVEN ARTS FILMED ENTERTAINMENT LIMITED The Old Laundry, Ossington Buildings London W1 U 4 JZ UNITED KINGDOM RE: Intercompany Agreement Gentlemen: Please make reference to the attached Intercompany Agreement among your predecessors in interest (the "UK Companies") and us ( |
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| September 27, 2010 |
Exhibit 10.2 THIS AGREEMENT (the ?Agreement?) is made this day of 2004 BETWEEN (1) PETER M. HOFFMAN (?Employee?); and (2) SEVEN ARTS PICTURES PLC an English public limited company (the ?Company?) which for purposes of this Agreement shall mean the Company and its Affiliates (as defined below). WHEREAS, (A) Employee?s Services (as defined below) are being furnished to the Company in conjunction wit |
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| September 27, 2010 |
SUBSCRIPTION AGREEMENT CABOUCHON PLC ARMADILLO INVESTMENTS PLC August 2004 Exhibit 10.5 SUBSCRIPTION AGREEMENT Between CABOUCHON PLC and ARMADILLO INVESTMENTS PLC ???????????????? August 2004 ???????????????? THIS AGREEMENT is made the day of 2004 BETWEEN (1) SEVEN ARTS PICTURES PLC a company established in England and Wales with registered number 4276617 (the ?Company?), and (2) ARMADILLO INVESTMENTS PLC a company established in England and Wales with registered number |
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| September 27, 2010 |
EXHIBIT 10.20 DATED 29 OCTOBER 2008 (1) SEVEN ARTS PICTURES plc (2) SMITH & WILLIAMSON TRUSTEES (JERSEY) LIMITED (3) ARMADILLO INVESTMENTS LIMITED (in liquidation) - STOCK SALE AGREEMENT - 1 THIS AGREEMENT is made on 29 October 2008 60; ((? BETWEEN (1) SEVEN ARTS PICTURES plc a company incorporated in England & Wales under company number 4276617 and whose registered office is at One America Squa |
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| September 20, 2010 |
As filed with the Securities and Exchange Commission on September [--], 2010 As filed with the Securities and Exchange Commission on September [-], 2010 File No. |
