Statistik Asas
| CIK | 1801602 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SpringBig Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| September 2, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| September 2, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-1 SpringBig Holdings, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Num |
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| August 29, 2025 |
Restricted Stock Award Agreement Exhibit 99.3 Restricted Stock Award Agreement This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of , 20 (the “Grant Date”) by and between SpringBig Holdings, Inc., a Delaware corporation (the “Company”) and (the “[Employee][Director][Servicer]”). WHEREAS, the Company maintains the 2022 Amended and Restated Long-Term Incentive Plan (the “Plan”) under which awards |
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| August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| August 29, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-8 SpringBig Holdings, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDINGS, |
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| August 14, 2025 |
Exhibit 10.4 FIRST AMENDMENT TO THE SEPARATION AND RELEASE OF CLAIMS AGREEMENT This First Amendment (this “Amendment”) to the Separation and Release of Claims Agreement, dated as of January 15, 2025 (the “Original Agreement”), is entered into by and between Springbig, Inc., a Delaware corporation, and SpringBig Holdings, Inc., a Delaware corporation (together, the “Employer”), and Paul Sykes, a Fl |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissio |
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| August 14, 2025 |
Exhibit 99.1 Springbig, AI MarTech Leader, Reports Q2 2025 Results with Positive EBITDA, Cash Flow Growth and Strategic Cost Cuts ▪ Second consecutive quarter with positive Adjusted EBITDA*, increasing year-to-date Adjusted EBITDA* to $0.6 million, representing a $0.1 million year-on-year improvement ▪ 6% quarter-over-quarter increase in revenue to $5.8 million ▪ Cash flows provided from operation |
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| August 13, 2025 |
Letter from Jeffrey Harris, dated August 11, 2025. Exhibit 17.2 Mr. Jaret Christopher Chairman & CEO Springbig Holdings, Inc. 621 NW 51st Street, Suite 500 Boca Raton, FL 33487 August 11th, 2025 Dear Jaret, Current report filed on Form 8-K relating to my departure as a director On August 4, 2025, Springbig Holdings, Inc. (the “Company”) filed with the U.S. Securities and Exchange Commission (the “SEC”) a current report on Form 8-K relating to my r |
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| August 13, 2025 |
Email from Jeffrey Harris, dated July 29, 2025. Exhibit 17.1 From: Jeffrey Harris To: Marc Shiffman Cc: Rawoof, Aslam Subject: My resignation from the Springbig Board of Directors Date: Tuesday, July 29, 2025 01:47:21 AM Marc, as you are the Lead Independent Director of SpringBig’s Board of Directors, I am notifying you via this email that I am resigning from the Springbig Board of Directors effective immediately. Marc/Aslam, if one of you coul |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorpo |
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| August 6, 2025 |
Exhibit 10.1 EQUITY PURCHASE AGREEMENT This Equity Purchase Agreement (the “Agreement”) is entered into as of July 31, 2025 by and among SpringBig Holdings, Inc., a Delaware corporation (“Buyer”), VICE CRM, LLC, a Massachusetts limited liability company (the “Company”), Jaret Christopher (“Jaret”), David Schachter, and Luis Aristides Diaz Madrid (together with Jaret, each an “Owner” and collective |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDINGS, |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 13, 2025 |
Offer Letter between SpringBig Holdings, Inc. and James Cabral. Exhibit 10.1 621 NW 53rd Street Suite 500 Boca Raton, FL 33487 April 7, 2025 To: James Cabral Dear James, It is my pleasure, on behalf of Springbig Inc., to offer you the position of Chief Commercial Officer. You will be reporting to Jaret Christopher, CEO, and will be based Remotely. James, the terms of the offer are as follows: ● Start date will be Monday, April 21, 2025 . ● Annual salary will b |
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| May 13, 2025 |
Offer Letter between SpringBig Holdings, Inc. and Jason Moos. Exhibit 10.2 621 NW 53rd Street Suite 500 Boca Raton FL 33487 February 7, 2025 Jason Moos Dear Jason: We are excited to offer you the position of Chief Operating Officer with SpringBig Holdings, Inc. (“Springbig” or the “Company”). Here are the details: Title: Chief Operating Officer Start Date: No later than April 1, 2025 Salary: $350,000.00 per year, payable in accordance with Springbig’s normal |
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| May 13, 2025 |
Springbig Expands Executive Team with Strategic Hires to Drive Next Phase of Growth Exhibit 99.1 Springbig Expands Executive Team with Strategic Hires to Drive Next Phase of Growth BOCA RATON, Fla., May 08, 2025 (GLOBE NEWSWIRE) - Springbig (OTCQB: SBIG), a leading provider of marketing automation software and customer loyalty solutions, is excited to announce the addition of three seasoned executives to its leadership team. These strategic hires reflect the company’s commitment |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| April 3, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDI |
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| March 28, 2025 |
Exhibit 19.1 SpringBig Holdings, Inc. Insider Trading Policy Adopted June 14, 2022, as Amended July 6, 2022 I. Introduction This policy describes the standards, policies and procedures of SpringBig Holdings, Inc. and its subsidiaries (collectively referred to in this policy as the “Company”) on trading, and causing the trading of, the Company's securities or securities of certain other publicly tr |
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| March 28, 2025 |
Subsidiaries of SpringBig Holdings, Inc. Exhibit 21.1 Subsidiaries of SpringBig Holdings, Inc. Legal Name Jurisdiction of Incorporation SpringBig, Inc. Delaware, United States Medici Canada, LLC Delaware, United States SpringBig Canada Inc. Quebec, Canada Beaches Development Group LTD Ontario, Canada |
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| March 21, 2025 |
Exhibit 99.1 SpringBig Announces Acquisition of VICE CRM and Appointment of Jaret Christopher as Chief Executive Officer Boca Raton, Fla. – March 17, 2025 - SpringBig Holdings, Inc. (“Springbig” or the “Company”) (OTCQX: SBIG), a leading provider of SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs, today announced the acquisition of VICE CRM, an AI- |
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| March 21, 2025 |
Offer Letter between SpringBig Holdings, Inc. and Jaret Christopher. Exhibit 10.1 621 NW 53rd Street Suite 500 Boca Raton FL 33487 March 13, 2025 Jaret Christopher Dear Jaret: We are excited to offer you the position of Chief Executive Officer with SpringBig Holdings, Inc. (“Springbig” or the “Company”). Here are the details: Title: President. To be appointed Chief Executive Officer upon the Separation Date (as defined in the Separation and Release of Claims Agreem |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| February 10, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| January 31, 2025 |
Financial Statements and Exhibits, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissi |
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| January 30, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p |
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| January 23, 2025 |
424B3 1 ea0228489-424b3springbig.htm PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(3) Registration No. 333-280335 PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated August 1, 2024) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 23,726,551 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS 42,666,665 SHARES OF COMMON STOCK UNDERLYING CONVERTIBLE NOTES This prospec |
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| January 22, 2025 |
NOTES PURCHASE AGREEMENT WITH RESPECT TO NOTES OF SPRINGBIG HOLDINGS, INC. (THE “ISSUER”) Exhibit J NOTES PURCHASE AGREEMENT WITH RESPECT TO NOTES OF SPRINGBIG HOLDINGS, INC. |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2025 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissi |
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| January 22, 2025 |
Exhibit 10.1 Separation and Release of Claims Agreement This Separation and Release of Claims Agreement (“Agreement”) is entered into by and between SpringBig, Inc., a Delaware corporation (the “Employer”), on behalf of itself, its parents, subsidiaries, and other corporate affiliates, and each of their respective present and former employees, officers, directors, owners, shareholders, and agents, |
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| January 22, 2025 |
Exhibit 10.2 Separation and Release of Claims Agreement This Separation and Release of Claims Agreement (“Agreement”) is entered into by and between SpringBig, Inc., a Delaware corporation (the “Employer”), on behalf of itself, its parents, subsidiaries, and other corporate affiliates, and each of their respective present and former employees, officers, directors, owners, shareholders, and agents, |
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| November 14, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-280335 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated August 1, 2024) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 23,726,551 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS 42,666,665 SHARES OF COMMON STOCK UNDERLYING CONVERTIBLE NOTES This prospectus supplement updates and supplements the prospectus dated |
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| November 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDI |
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| November 13, 2024 |
Exhibit 99.1 Springbig Announces Third Quarter 2024 Financial Results and Amendment to its $6.4 million Convertible Notes and $1.6 million Term Loan § Company achieves positive Adjusted EBITDA* for the third consecutive quarter, reaching $0.9 million year-to-date, a $4.3 million improvement year-on-year § Third-quarter operating expenses reduced by 44% year-on-year with year-to-date operating expe |
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| November 13, 2024 |
First Amendment to Springbig Holdings, Inc. Senior Secured Convertible Promissory Note Exhibit 4.2 SpringBig Holdings, Inc. Senior Secured Convertible Promissory Note FIRST AMENDMENT This First Amendment to the SpringBig Holdings, Inc. Senior Secured Convertible Promissory Note (the “Amendment”), dated as of November 11, 2024 (the “Amendment Date”), is hereby made and entered into by and among SpringBig Holdings, Inc., a Delaware corporation (the “Maker” or the “Company”), and Shalc |
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| November 13, 2024 |
First Amendment to Springbig Holdings, Inc, Senior Secured Term Promissory Note Exhibit 4.1 SpringBig Holdings, Inc. Senior Secured Term Promissory Note FIRST AMENDMENT This First Amendment to the SpringBig Holdings, Inc. Senior Secured Term Promissory Note (the “Amendment”), dated as of November 11, 2024 (the “Amendment Date”), is hereby made and entered into by and among SpringBig Holdings, Inc., a Delaware corporation (the “Maker” or the “Company”), and Shalcor Management |
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| September 24, 2024 |
Springbig announces appointment of Marc Shiffman to its Board of Directors Exhibit 99.1 Springbig announces appointment of Marc Shiffman to its Board of Directors Boca Raton, Fla. – September 23, 2024 - SpringBig Holdings, Inc. (“Springbig” or the “Company”) (OTCQX: SBIG), a leading provider of SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs, today announced the appointment of Marc Shiffman to its board of directors as th |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commis |
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| August 14, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-280335 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated August 1, 2024) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 23,726,551 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS 42,666,665 SHARES OF COMMON STOCK UNDERLYING CONVERTIBLE NOTES This prospectus supplement updates and supplements the prospectus dated |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDINGS, |
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| August 13, 2024 |
Springbig Reports Second Quarter 2024 Financial Results Exhibit 99.1 Springbig Reports Second Quarter 2024 Financial Results § Second consecutive quarter with positive Adjusted EBITDA*, increasing year-to-date Adjusted EBITDA* to $0.5 million, representing a $3.0 million year-on-year improvement § 2% quarter-over-quarter increase in revenue to $6.6 million § Operating expenses reduced by 35% year-on-year Boca Raton, Fla. – August 13, 2024 - SpringBig H |
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| August 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissio |
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| August 8, 2024 |
Exhibit 99.3 POWER OF ATTORNEY Know all by these present that the undersigned hereby constitutes and appoints each of Mike Mauceri, Chief Financial Officer of Lightbank Asset Management, LLC and Sarah Cole of Lowenstein Sandler LLP as his true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned Schedules 13D and 13G, and Forms 3, 4 and 5 in accordance with Sections 13 a |
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| August 8, 2024 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the common stock, $0.0001 par value per share, of SpringBig Holdings, Inc., a Delaware corporation. This Joint Fil |
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| August 8, 2024 |
SBIG / SpringBig Holdings, Inc. / Lightbank Asset Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SpringBig Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 85021Q 108 (CUSIP Number) Lightbank Asset Management, LLC 600 West Chicago Avenue Chicago, IL 60654 (312) 765-7820 Attn: Mike Mauceri, Chief |
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| August 1, 2024 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-280335 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 23,726,551 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS 42,666,665 SHARES OF COMMON STOCK UNDERLYING CONVERTIBLE NOTES This prospectus relates to the issuance by us of up to an aggregate of 16,000,000 shares of Common Stock, par value $0.0001 per share (the “C |
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| July 30, 2024 |
As filed with the Securities and Exchange Commission on July 29, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 29, 2024 Registration No. |
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| July 30, 2024 |
SpringBig Holdings, Inc. 621 NW 53rd Street Suite 500 Boca Raton, Florida 33487 July 30, 2024 SpringBig Holdings, Inc. 621 NW 53rd Street Suite 500 Boca Raton, Florida 33487 July 30, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Aliya Ishmukhamedova Jan Woo Re: SpringBig Holdings, Inc. Registration Statement on Form S-1 File No. 333-280335 Ladies and Gentlemen: P |
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| July 29, 2024 |
July 29, 2024 Re: SpringBig Holdings, Inc. Registration Statement on Form S-1 Filed June 20, 2024 File No. 333-280335 Ms. Aliya Ishmukhamedova Ms. Jan Woo Division of Corporation Finance Office of Technology U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-3628 Dear Ms. Ishmukhamedova and Ms. Woo: On behalf of our client, SpringBig Holdings, Inc., a Delaware corporat |
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| June 20, 2024 |
As filed with the Securities and Exchange Commission on June 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 20, 2024 Registration No. |
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| June 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) SpringBig Holdings, Inc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission F |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 S |
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| May 14, 2024 |
Springbig Reports First Quarter 2024 Financial Results and Appointment of Mark Silver to its Board of Directors First quarter with positive Adjusted EBITDA* and sixth consecutive improving quarter Operating expenses reduced by 34% year-on-year Stronger balance sheet, with no near-term debt maturities Mark Silver, founder of Direct Energy and Universal Energy Group, appointed to Board of Directors Boca Raton, Fla. |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| April 11, 2024 |
Letter from Marcum LLP, dated April 10, 2024, to the Securities and Exchange Commission. April 10, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by SpringBig Holdings, Inc. under Item 4.01 of its Form 8-K dated April 10, 2024. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of SpringBig Holdings, Inc. contained therein |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDI |
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| April 1, 2024 |
Description of Securities of SpringBig Holdings Inc. EXHIBIT 4.4 DESCRIPTION OF SECURITIES The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our charter, our bylaws and the warrant-related documents described herein, which are exhibits to the Annual Report on Form 10-K of which this exhibit is a part. We urge to you |
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| April 1, 2024 |
Certificate of Incorporation of SpringBig Holdings, Inc. EXHIBIT 3.1 CERTIFICATE OF INCORPORATION OF SpringBig Holdings, Inc. June 13, 2022 ARTICLE I NAME The name of the corporation is SpringBig Holdings, Inc. (the “Corporation”). ARTICLE II PURPOSE; EFFECTIVENESS The purpose of the Corporation is to engage in any lawful act or activity for which corporations may be organized under the General Corporation Law of the State of Delaware (the “DGCL”). In a |
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| April 1, 2024 |
By-Laws of SpringBig Holdings, Inc. EXHIBIT 3.2 BYLAWS OF SPRINGBIG HOLDINGS, INC. ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of SpringBig Holdings, Inc. (the "Corporation") within the State of Delaware shall be 1209 Orange Street, in the City of Wilmington, County of New Castle, State of Delaware, 19801. Section 1.2. Additional Offices. The Corporation may, in addition to its registered office in the St |
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| April 1, 2024 |
Subsidiaries of SpringBig Holdings, Inc. Exhibit 21.1 Subsidiaries of SpringBig Holdings, Inc. Legal Name Jurisdiction of Incorporation SpringBig, Inc. Delaware, United States Medici Canada, LLC Delaware, United States SpringBig Canada Inc. Quebec, Canada Beaches Development Group LTD Ontario, Canada |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| March 12, 2024 |
sbigq4fy23earningsreleas Springbig Reports Fourth Quarter and Full Year 2023 Financial Results Boca Raton, Fla. |
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| February 14, 2024 |
As filed with the Securities and Exchange Commission on February 14, 2024 POS AM 1 ny20021561x1posam.htm POS AM TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 14, 2024 Registration No. 333-266138 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SPRINGBIG HOLDINGS, INC. (Exact Name of Registrant as Specified in Its |
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| February 14, 2024 |
As filed with the Securities and Exchange Commission on February 14, 2024 As filed with the Securities and Exchange Commission on February 14, 2024 Registration No. |
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| February 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) SpringBig Holdings, Inc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees Previously Paid Equity Common Stock, par value $0. |
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| February 12, 2024 |
Joint Filing Agreement, dated as of February 12, 2024, by and among the Reporting Persons EX-99.1 2 ea193062ex99-1spring.htm JOINT FILING AGREEMENT, DATED AS OF FEBRUARY 12, 2024, BY AND AMONG THE REPORTING PERSONS EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as a |
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| February 12, 2024 |
SC 13G/A 1 ea193062-13ga2cantorspring.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 SpringBig Holdings, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Titles of Class of Securities) 85021Q108 (CUSIP Number) December 31, 2023 (Date of E |
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| February 9, 2024 |
SC 13G/A 1 l1cap13ga.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 1 Under the Securities Exchange Act of 1934 SpringBig Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 per share (Title of Class of Securities) 85021Q108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| January 30, 2024 |
US85021Q1085 / SPRINGBIG HOLDINGS INC / Harris Jeffrey Todd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SpringBig Holdings, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 85021Q 108 (CUSIP Number) Jeffrey Harris 621 NW 53rd Street, Ste. 260 Boca Raton, Florida, 33487 Tel: (800) 772-9172 (Name, Address and Tel |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissi |
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| January 29, 2024 |
297195707 v4 DIRECTOR NOMINATION AGREEMENT THIS DIRECTOR NOMINATION AGREEMENT (this “Agreement”) is made and entered into as of January 23, 2024 (the “Effective Time”), by and among SpringBig Holdings, Inc. |
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| January 29, 2024 |
Springbig announces changes in its board of directors following the completion of its $8. |
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| January 24, 2024 |
springbig announces issuance of $6.4 million of Convertible Notes due 2026 and $1.6 million Term Loan due 2026 and repurchase of existing Convertible Notes Boca Raton, Fla. – January 24, 2024 - SpringBig Holdings, Inc. (“springbig,” “we,” “our” or the “Company”) (OTCQX: SBIG), a leading provider of vertical SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty pr |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2024 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissi |
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| January 24, 2024 |
1 January 16, 2024 L1 Capital Global Opportunities Master Fund 1688 Meridian Ave., Level 6 Miami Beach, Florida 33139 Attn: David Feldman Email: [email protected] Re: L1 Settlement of Note Facility Ladies and Gentlemen: Reference is made to the Securities Purchase Agreement dated as of April 29, 2022, between L1 Capital Global Opportunities Master Fund, a Cayman Island business organiza |
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| January 24, 2024 |
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of January 23, 2024, by and among SpringBig Holdings, Inc. |
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| January 24, 2024 |
23606907 v8 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”) is dated as of January 23, 2024, between SpringBig Holdings, Inc. |
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| January 24, 2024 |
THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. |
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| January 24, 2024 |
Senior Secured Term Promissory Note of SpringBig Holdings, Inc., dated as of January 23, 2024. THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-400 |
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| November 13, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended September 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| November 13, 2023 | ||
| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| November 13, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended September 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| November 13, 2023 |
sbigq3fy23earningspressr springbig Reports Third Quarter 2023 Financial Results Boca Raton, Fla. |
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| November 13, 2023 |
Agreement for the Purchase and Sale of Future Receipts Seller's Legal Name: SPRINGBIG INC. |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| September 13, 2023 |
SETTLEMENT AGREEMENT This Settlement Agreement (the “Agreement”) is entered into this 7th day of September, 2023, (the “Effective Date”) by and between Yuzz Buzz, LLC (“Yuzz Buzz”), Jason Wright (“Wright”), and Michael Gross (“Gross”, collectively, the “Yuzz Buzz Parties”), on the one hand, and SpringBig, Inc. |
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| September 8, 2023 |
As filed with the Securities and Exchange Commission on September 8, 2023 As filed with the Securities and Exchange Commission on September 8, 2023 Registration No. |
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| September 8, 2023 |
SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 September 8, 2023 SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 September 8, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Marion Graham Jeff Kauten Re: SpringBig Holdings, Inc. Registration Statement on Form S-3 File No. 333-274009 Ladies and Gentlemen: Pursuant to Rule 477 under |
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| September 5, 2023 |
springbig announces transition to the OTCQX® Best Market and changes in its board of directors. springbig announces transition to the OTCQX® Best Market and changes in its board of directors. |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissio |
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| August 15, 2023 |
As filed with the Securities and Exchange Commission on August 15, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 15, 2023 Registration No. |
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| August 15, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SpringBig Holdings, Inc. |
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| August 11, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 Springbig HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commissio |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SP |
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| August 11, 2023 |
springbig Reports Second Quarter 2023 Financial Results Exhibit 99.1 springbig Reports Second Quarter 2023 Financial Results Boca Raton, Fla. – August 10, 2023 - SpringBig Holdings, Inc. (“springbig,” “we,” “our” or the “Company”) (NASDAQ: SBIG), a leading provider of vertical SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs, today announced its financial results for the second quarter ended June 30, 202 |
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| August 11, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being filed t |
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| August 11, 2023 |
EXHIBIT 33.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| August 11, 2023 |
EXHIBIT 33.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| August 11, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being filed t |
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| August 11, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our regis |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SP |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SP |
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| August 11, 2023 |
EXHIBIT 33.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| August 11, 2023 |
EXHIBIT 33.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| August 11, 2023 |
EXHIBIT 33.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| August 11, 2023 |
EXHIBIT 33.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SP |
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| August 10, 2023 |
EXHIBIT 33.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| August 10, 2023 |
EXHIBIT 33.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2023 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| July 11, 2023 |
springbig announces preliminary Q2 results and updated business outlook Exhibit 99.1 springbig announces preliminary Q2 results and updated business outlook Boca Raton, Fla. – July 11, 2023 - SpringBig Holdings, Inc. (“springbig” or the “Company”) (NASDAQ: SBIG), a leading provider of SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs to the cannabis industry, today announced preliminary results for the quarter ended June |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| July 6, 2023 |
US85021Q1085 / SPRINGBIG HOLDINGS INC / Harris Jeffrey Todd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SpringBig Holdings, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 85021Q 108 (CUSIP Number) Jeffrey Harris 621 NW 53rd Street, Ste. 260 Boca Raton, Florida, 33487 Tel: (800) 772-9172 (Name, Address and Tel |
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| June 23, 2023 |
As filed with the Securities and Exchange Commission on June 22, 2023 As filed with the Securities and Exchange Commission on June 22, 2023 Registration No. |
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| June 23, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 4 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being filed t |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 4 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being filed t |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| June 23, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) SpringBig Holdings, Inc. |
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| June 23, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 4 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our regis |
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| June 15, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our regis |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 15, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being filed t |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 15, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being filed t |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 7, 2023 |
US85021Q1085 / SPRINGBIG HOLDINGS INC / Harris Jeffrey Todd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SpringBig Holdings, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 85021Q 108 (CUSIP Number) Jeffrey Harris 621 NW 53rd Street, Ste. 260 Boca Raton, Florida, 33487 Tel: (800) 772-9172 (Name, Address and Tel |
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| June 7, 2023 |
SC 13G 1 l1cap13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SpringBig Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 per share (Title of Class of Securities) 85021Q108 (CUSIP Number) June 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| June 6, 2023 |
US85021Q1085 / SPRINGBIG HOLDINGS INC / SpringBig Holdings, Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SpringBig Holdings, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 85021Q 108 (CUSIP Number) Jeffrey Harris 621 NW 53rd Street, Ste. 260 Boca Raton, Florida, 33487 Tel: (800) 772-9172 (Name, Address and Tel |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 2, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our regis |
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| June 2, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being filed t |
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| June 2, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3 Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being filed to |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| June 1, 2023 |
SpringBig Holdings, Inc. Announces Pricing of $4.0 Million Public Offering SpringBig Holdings, Inc. Announces Pricing of $4.0 Million Public Offering Boca Raton, Fla. - May 26, 2023 - SpringBig Holdings, Inc. (“springbig” or the “Company”) (NASDAQ: SBIG), a leading provider of SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs to the cannabis industry, today announced the pricing of public offering of 13,061,014 shares of it |
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| June 1, 2023 |
springbig Announces Closing of $4.0 Million Public Offering springbig Announces Closing of $4.0 Million Public Offering Boca Raton, Fla. – June 1, 2023 - SpringBig Holdings, Inc. (“springbig” or the “Company”) (NASDAQ: SBIG), a leading provider of SaaS-based marketing solutions, consumer mobile app experiences, and omnichannel loyalty programs to the cannabis industry, today announced the closing of its $4.0 million public equity offering. The equity offer |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 31, 2023 |
13,061,014 Shares of Common Stock TABLE OF CONTENTS Filed pursuant to Rule 424(b)(4) Registration No. 333-271353 13,061,014 Shares of Common Stock This is a best efforts public offering of 13,061,014 shares of our common stock at a public offering price of $0.3037 per share. Our common stock is quoted for trading on the Nasdaq Capital Market under the symbol “SBIG.” The transfer of the listing of our common stock from the Nasdaq |
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| May 26, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our regis |
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| May 26, 2023 |
THIRD AMENDMENT This Third Amendment (the “Amendment”), dated as of May 24, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
FOURTH AMENDMENT This Fourth Amendment (the “Amendment”), dated as of May 25, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
FOURTH AMENDMENT This Fourth Amendment (the “Amendment”), dated as of May 25, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
THIRD AMENDMENT This Third Amendment (the “Amendment”), dated as of May 24, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
FOURTH AMENDMENT This Fourth Amendment (the “Amendment”), dated as of May 25, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
FOURTH AMENDMENT This Fourth Amendment (the “Amendment”), dated as of May 25, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 26, 2023 |
EX-2.1 4 form8-kxl1amendment4.htm EX-2.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo |
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| May 26, 2023 |
THIRD AMENDMENT This Third Amendment (the “Amendment”), dated as of May 24, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 26, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being filed t |
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| May 26, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated May 23, 2023) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated May 23, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being filed t |
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| May 25, 2023 |
Exhibit 10.14 THIRD AMENDMENT This Third Amendment (the “Amendment”), dated as of May 24, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc., a Delaware corporation (the “Maker”), and L1 Capital Global Opportunities Master Fund, a Cayman Islands business organization (“Holder”). A. Maker and Holder are parties to a Securities Purchase Agreement dated as of April 29, 2022, |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 25, 2023 |
EX-10.16 5 ny20008803x9ex10-16.htm EXHIBIT 10.16 Exhibit 10.16 PLACEMENT AGENCY AGREEMENT , 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), SpringBig Holdings, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of regi |
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| May 25, 2023 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 25, 2023 Registration No. |
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| May 25, 2023 |
Exhibit 10.15 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2023, between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| May 25, 2023 |
THIRD AMENDMENT This Third Amendment (the “Amendment”), dated as of May 24, 2023, is hereby made and entered into by and among SpringBig Holdings, Inc. |
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| May 25, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-1/A (Form Type) SpringBig Holdings, Inc. |
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| May 25, 2023 |
As filed with the Securities and Exchange Commission on May 25, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 25, 2023 Registration No. |
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| May 23, 2023 |
PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 5,055,524 Common Shares This prospectus relates to the potential offer and sale from time to time by CF Principal Investments LLC (“Cantor” or the “Holder”) of up to 5,055,524 of our shares of common stock, $0.0001 par value per share (the “Common Shares”), that hav |
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| May 23, 2023 |
PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 4,510,940 Common Shares This prospectus relates to the resale, from time to time, by the selling stockholder named herein (the “Selling Stockholder”) of (i) an aggregate of up to 2,750,000 shares of our common stock, par value $0.0001 per share (“Common Shares”), re |
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| May 23, 2023 |
PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUBJECT TO COMPLETION, DATED MAY 23, 2023 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus relates to the issuance by us of up to an aggregate of 16,000,000 shares of Common Stock, par value $0.0001 per share (the “Common Stoc |
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| May 22, 2023 |
Exhibit 10.15 PLACEMENT AGENCY AGREEMENT , 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), SpringBig Holdings, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered securities (the “Securities”) of the Compa |
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| May 22, 2023 |
EX-10.14 3 ny20008803x7ex10-14.htm EXHIBIT 10.14 Exhibit 10.14 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2023, between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). W |
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| May 22, 2023 |
EX-FILING FEES 6 ny20008803x7ex107.htm FILING FEES Exhibit 107 Calculation of Filing Fee Table FORM S-1/A (Form Type) SpringBig Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee Equity Common Stock(3) Rule 457(o) $ 4,000, |
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| May 22, 2023 |
SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 22, 2023 SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 22, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Kyle Wiley Jan Woo Re: SpringBig Holdings, Inc. Registration Statement on Form S-1 File No. 333-271353 Ladies and Gentlemen: Pursuant to Rule |
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| May 22, 2023 |
As filed with the Securities and Exchange Commission on May 22, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 22, 2023 Registration No. |
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| May 18, 2023 |
As filed with the Securities and Exchange Commission on May 18, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 18, 2023 Registration No. |
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| May 18, 2023 |
As filed with the Securities and Exchange Commission on May 18, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 18, 2023 Registration No. |
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| May 18, 2023 |
As filed with the Securities and Exchange Commission on May 18, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 18, 2023 Registration No. |
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| May 16, 2023 |
As filed with the Securities and Exchange Commission on May 16, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 16, 2023 Registration No. |
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| May 16, 2023 |
SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 16, 2023 SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 16, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Kyle Wiley Jan Woo Re: SpringBig Holdings, Inc. Registration Statement on Form S-1 File No. 333-271353 Ladies and Gentlemen: Reference is made |
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| May 15, 2023 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Exhibit 4.7 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date he |
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| May 15, 2023 |
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. EX-4.8 5 ny20008803x3ex4-8.htm EXHIBIT 4.8 Exhibit 4.8 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions herei |
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| May 15, 2023 |
Exhibit 10.14 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2023, between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| May 15, 2023 |
SERIES B COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. EX-4.6 3 ny20008803x3ex4-6.htm EXHIBIT 4.6 Exhibit 4.6 SERIES B COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set for |
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| May 15, 2023 |
SERIES A COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Exhibit 4.5 SERIES A COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 12, 2023 As filed with the Securities and Exchange Commission on May 12, 2023 Registration No. |
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| May 15, 2023 |
EX-4.9 6 ny20008803x3ex4-9.htm EXHIBIT 4.9 Exhibit 4.9 SPRINGBIG HOLDINGS, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of , 2023 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2023 (“Agreement”), by and between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Compan |
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| May 15, 2023 |
Exhibit 10.15 PLACEMENT AGENCY AGREEMENT , 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), SpringBig Holdings, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered securities (the “Securities”) of the Compa |
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| May 11, 2023 |
SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 11, 2023 SpringBig Holdings, Inc. 621 NW 53rd Street Suite 260 Boca Raton, Florida 33487 May 11, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Kyle Wiley Jan Woo Re: SpringBig Holdings, Inc. Registration Statement on Form S-1 File No. 333-271353 Ladies and Gentlemen: Pursuant to Rule |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| May 9, 2023 |
As filed with the Securities and Exchange Commission on May 9, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 9, 2023 Registration No. |
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| May 9, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-1/A (Form Type) SpringBig Holdings, Inc. |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 S |
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| April 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| April 20, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-1 (Form Type) SpringBig Holdings, Inc. |
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| April 20, 2023 |
As filed with the Securities and Exchange Commission on April 20, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 20, 2023 Registration No. |
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| April 18, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 28, 2023 |
By-Laws of SpringBig Holdings, Inc. EXHIBIT 3.2 BYLAWS OF SPRINGBIG HOLDINGS, INC. ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of SpringBig Holdings, Inc. (the "Corporation") within the State of Delaware shall be 1209 Orange Street, in the City of Wilmington, County of New Castle, State of Delaware, 19801. Section 1.2. Additional Offices. The Corporation may, in addition to its registered office in the St |
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| March 28, 2023 |
EXHIBIT 32.1 Certification by the Chief Executive Officer Pursuant to 18 U. S. C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. Section 1350, I, Jeffrey Harris, hereby certify that, to the best of my knowledge, SpringBig Holdings, Inc’s Annual Report on Form 10-K for the year ended December 31, 2022 (the Report), as filed with the Securiti |
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| March 28, 2023 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Exhibit 23.1 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in the Registration Statement of SpringBig Holdings, Inc. on Form S-8 [FILE NO. 333-267011] of our report dated March 28, 2023, which includes an explanatory paragraph as to the Company’s ability to continue as a going concern, with respect to our audits of the consolidated financial s |
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| March 28, 2023 |
Subsidiaries of SpringBig Holdings, Inc. Exhibit 21.1 Subsidiaries of SpringBig Holdings, Inc. Legal Name Jurisdiction of Incorporation SpringBig, Inc. Delaware, United States Medici Canada, LLC Delaware, United States SpringBig Canada Inc. Quebec, Canada Beaches Development Group LTD Ontario, Canada |
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| March 28, 2023 |
EXHIBIT 32.2 Certification by the Chief Financial Officer Pursuant to 18 U. S. C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. Section 1350, I, Paul Sykes, hereby certify that, to the best of my knowledge, SpringBig Holdings, Inc’s Annual Report on Form 10-K for the year ended December 31, 2022 (the Report), as filed with the Securities a |
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| March 28, 2023 |
EXHIBIT 31.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul Sykes, certify that: 1.I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2022 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40049 SPRINGBIG HOLDI |
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| March 28, 2023 |
Certificate of Incorporation of SpringBig Holdings, Inc. EXHIBIT 3.1 CERTIFICATE OF INCORPORATION OF SpringBig Holdings, Inc. June 13, 2022 ARTICLE I NAME The name of the corporation is SpringBig Holdings, Inc. (the “Corporation”). ARTICLE II PURPOSE; EFFECTIVENESS The purpose of the Corporation is to engage in any lawful act or activity for which corporations may be organized under the General Corporation Law of the State of Delaware (the “DGCL”). In a |
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| March 28, 2023 |
Description of Securities of SpringBig Holdings Inc. EXHIBIT 4.4 DESCRIPTION OF SECURITIES The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our charter, our bylaws and the warrant-related documents described herein, which are exhibits to the Annual Report on Form 10-K of which this exhibit is a part. We urge to you |
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| March 28, 2023 |
EXHIBIT 31.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jeffrey Harris, certify that: 1.I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2022 of SpringBig Holdings, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| March 13, 2023 |
EX-1.01 2 form8-kxdelist.htm EX-1.01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| March 13, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares 424B3 1 l1424b3-delistafterearnings.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 7 (to Prospectus dated August 12, 2022) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333- |
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| March 13, 2023 |
EX-1.01 2 form8-kxdelist.htm EX-1.01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| March 13, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 621 NW 53rd Stree |
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| March 13, 2023 |
EX-1.01 2 form8-kxdelist.htm EX-1.01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| March 13, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 6 (to Prospectus dated September 8, 2022) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated September 8, 2022 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is bei |
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| March 13, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 7 (to Prospectus dated August 12, 022) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the “Prospectus”), which forms a part of our |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| March 10, 2023 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated September 8, 2022) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated September 8, 2022 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is bei |
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| March 10, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 6 (to Prospectus dated August 12, 022) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the “Prospectus”), which forms a part of our |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| March 10, 2023 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 6 (to Prospectus dated August 12, 2022) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being f |
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| March 10, 2023 |
EX-1.01 2 form8-kxq42022earnings.htm EX-1.01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or othe |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commission |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 SpringBig Holdings, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Titles of Class of Securities) 85021Q108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 15, 2023 |
Joint Filing Agreement, dated as of February 14, 2023, by and among the Reporting Persons EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of the und |
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| February 10, 2023 |
US85021Q1085 / SPRINGBIG HOLDINGS INC / ARISTEIA CAPITAL LLC Passive Investment SC 13G/A 1 sc13gaspringbigholdings.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) SpringBig Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 85021Q108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Ch |
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| December 29, 2022 |
AMENDMENT NO. 2 This Amendment No. 2 (the ?Current Amendment?) is entered into as of December 28, 2022 between the parties which execute this Current Amendment. Reference is made to the Senior Secured Original Issue Discount Convertible Promissory Note, in the original principal amount of $11,000,000, made by SpringBig Holdings, Inc., a Delaware corporation (collectively, the ?Maker? or the ?Compa |
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| December 29, 2022 |
EX-2.2 4 form8-kxl12ndamendexhibit.htm EX-2.2 AMENDMENT NO. 2 This Amendment No. 2 (the “Current Amendment”) is entered into as of December 28, 2022 between the parties which execute this Current Amendment. Reference is made to the Senior Secured Original Issue Discount Convertible Promissory Note, in the original principal amount of $11,000,000, made by SpringBig Holdings, Inc., a Delaware corpor |
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| December 29, 2022 |
AMENDMENT NO. 2 This Amendment No. 2 (the ?Current Amendment?) is entered into as of December 28, 2022 between the parties which execute this Current Amendment. Reference is made to the Senior Secured Original Issue Discount Convertible Promissory Note, in the original principal amount of $11,000,000, made by SpringBig Holdings, Inc., a Delaware corporation (collectively, the ?Maker? or the ?Compa |
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| December 29, 2022 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266138 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated August 12, 2022) SPRINGBIG HOLDINGS, INC. 16,000,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS 21,590,291 SHARES OF COMMON STOCK 6,000,000 PRIVATE WARRANTS This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the ?Prospectus?), which forms a part of our |
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| December 29, 2022 |
SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266293 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated August 12, 2022) SPRINGBIG HOLDINGS, INC. 5,055,524 Common Shares This prospectus supplement updates and supplements the prospectus dated September 8, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-266293). This prospectus supplement is being |
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| December 29, 2022 |
SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares Filed pursuant to Rule 424(b)(3) Registration No. 333-266010 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated August 12, 2022) SPRINGBIG HOLDINGS, INC. 4,510,940 Common Shares This prospectus supplement updates and supplements the prospectus dated August 12, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-266010). This prospectus supplement is being f |
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| December 29, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-kxl12ndamendment.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other ju |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2022 SPRINGBIG HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-40049 88-2789488 (State or other jurisdiction of incorporation) (Commiss |
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| December 29, 2022 |
EX-2.2 4 form8-kxl12ndamendexhibit.htm EX-2.2 AMENDMENT NO. 2 This Amendment No. 2 (the “Current Amendment”) is entered into as of December 28, 2022 between the parties which execute this Current Amendment. Reference is made to the Senior Secured Original Issue Discount Convertible Promissory Note, in the original principal amount of $11,000,000, made by SpringBig Holdings, Inc., a Delaware corpor |
