Statistik Asas
| CIK | 1597389 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to USCF ETF Trust - USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| April 11, 2025 |
April 11, 2025 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: USCF Metals Commodity Strategy Fund (Series No. |
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| October 18, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 29, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 10, 2024 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 12, 2024 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 1, 2023 |
As filed with the Securities and Exchange Commission on August 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2023 |
NPORT-EX 2 361637USCF033123.htm USCF ETF TRUST USCF SUSTAINABLE BATTERY METALS STRATEGY FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2023 (unaudited) Besides the following listed Commodity Futures Contracts, United States Treasury Obligations and Money Market Funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 2023. The fo |
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| May 22, 2023 |
NPORT-EX 2 467916USCF033123.htm USCF ETF TRUST USCF DIVIDEND INCOME FUND SCHEDULE OF INVESTMENTS AT MARCH 31, 2023 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 98.2 % Advertising 6.1 % Interpublic Group of Cos., Inc. (The) 4.2 % 6,300 $ 234,612 Omnicom Group, Inc. 1.9 % 1,170 110,378 344,990 Banks 13.9 % Associated Banc-Corp. 2.1 % 6,599 118,650 Bank of New York Mellon Corp. |
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| May 22, 2023 |
USCF ETF TRUST USCF GOLD STRATEGY PLUS INCOME FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2023 (unaudited) Besides the following listed Commodity Futures Contracts, Written Call Options and United States Treasury Obligations of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 2023. |
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| May 22, 2023 |
NPORT-EX 2 950083USCF033123.htm USCF ETF TRUST USCF MIDSTREAM ENERGY INCOME FUND SCHEDULE OF INVESTMENTS AT MARCH 31, 2023 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 75.2 % Pipelines 75.2 % Antero Midstream Corp. 3.8 % 714,229 $ 7,492,262 Cheniere Energy, Inc. 7.4 % 91,989 14,497,466 DT Midstream, Inc. 4.1 % 160,669 7,932,229 Enbridge, Inc. 11.0 % 564,064 21,519,042 EnLink |
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| May 22, 2023 |
NPORT-EX 2 184025USCF033123.htm USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2023 (unaudited) Besides the following listed Commodity Futures Contracts, United States Treasury Obligations and Money Market Funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 20 |
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| May 1, 2023 |
As filed with the Securities and Exchange Commission on May 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 4, 2023 |
As filed with the Securities and Exchange Commission on January 4, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 3, 2023 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| December 12, 2022 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| November 25, 2022 |
NPORT-EX 2 993046USCF09302022.htm USCF ETF TRUST USCF GOLD STRATEGY PLUS INCOME FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2022 (unaudited) Besides the following listed commodity futures contracts, written call options and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at September 30, 2022. The following commod |
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| November 25, 2022 |
NPORT-EX 2 184025USCF09302022.htm USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2022 (unaudited) Besides the following listed commodity futures contracts and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at September 30, 2022. The following commodit |
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| November 25, 2022 |
NPORT-EX 2 950083USCF09302022.htm USCF ETF TRUST USCF MIDSTREAM ENERGY INCOME FUND SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2022 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 74.8 % Pipelines 74.8 % Antero Midstream Corp. 3.6 % 617,397 5,667,705 Cheniere Energy, Inc. 9.2 % 87,465 14,511,318 DT Midstream, Inc. 4.5 % 138,893 7,207,158 Enbridge, Inc. 8.8 % 374,900 13,908,790 EnL |
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| November 25, 2022 |
NPORT-EX 2 467916USCF09302022.htm USCF ETF TRUST USCF DIVIDEND INCOME FUND SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2022 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 97.5 % Advertising 4.8 % Interpublic Group of Cos., Inc. (The) 3.3 % 6,300 161,280 Omnicom Group, Inc. 1.5 % 1,170 73,815 235,095 Banks 11.6 % Associated Banc-Corp. 2.7 % 6,599 132,508 Bank of New York Mellon Co |
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| June 1, 2022 |
As filed with the Securities and Exchange Commission on June 1, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 1, 2022 |
Statement of Additional Information Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| May 26, 2022 |
USCF ETF TRUST USCF MIDSTREAM ENERGY INCOME FUND SCHEDULE OF INVESTMENTS AT MARCH 31, 2022 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 75. |
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| May 26, 2022 |
USCF ETF TRUST USCF GOLD STRATEGY PLUS INCOME FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2022 (unaudited) Besides the following listed commodity futures contracts, precious metal warrants, written call options, and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 2022. |
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| May 26, 2022 |
USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2022 (unaudited) Besides the following listed commodity futures contracts and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 2022. |
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| November 24, 2021 |
USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2021 (unaudited) Besides the following listed commodity futures contracts and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at September 30, 2021. |
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| November 24, 2021 |
USCF ETF TRUST USCF MIDSTREAM ENERGY INCOME FUND SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2021 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 75. |
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| October 28, 2021 |
As filed with the Securities and Exchange Commission on October 28, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 16, 2021 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| June 24, 2021 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| May 20, 2021 |
USCF ETF TRUST USCF MIDSTREAM ENERGY INCOME FUND SCHEDULE OF INVESTMENTS AT MARCH 31, 2021 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 75. |
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| May 20, 2021 |
USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT MARCH 31, 2021 (unaudited) Besides the following listed commodity futures contracts, united states treasury obligations and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at March 31, 2021. |
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| April 8, 2021 |
April 8, 2021 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: USCF Contango-Killer Oil Fund (No K-1) (Series No. |
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| March 18, 2021 |
8-A12B 1 i21155mlp-8a12b.htm As filed with the Securities and Exchange Commission on March 18, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 USCF ETF Trust (Exact name of registrant as specified in its charter) Delaware 37-1834332 (Stat |
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| March 2, 2021 |
CORRESP 1 filename1.htm Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.383.0472 F: +1 202.637.3593 cynthiabeyea@ eversheds-sutherland.com March 2, 2021 Elena Stojic, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: USCF ETF Trust File Nos. 333-196273; 811-22930 Dear Ms. Stojic |
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| February 19, 2021 |
CORRESP 1 filename1.htm Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.383.0472 F: +1 202.637.3593 cynthiabeyea@ eversheds-sutherland.com February [ ], 2021 Elena Stojic, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: USCF ETF Trust File Nos. 333-196273; 811-22930 Dear Ms. S |
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| January 8, 2021 |
CORRESP 1 filename1.htm Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.383.0472 F: +1 202.637.3593 cynthiabeyea@ eversheds-sutherland.com January 8, 2020 Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: USCF ETF Trust File Nos. 333-196273; 811-22930 Dear Ms. Fe |
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| December 4, 2020 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| November 23, 2020 |
USCF ETF TRUST USCF SUMMERHAVEN SHPEI INDEX FUND CONDENSED SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2020 (unaudited) % of Total Net Assets Shares Market Value Common Stocks 99. |
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| November 23, 2020 |
USCF ETF TRUST USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND CONSOLIDATED SCHEDULE OF INVESTMENTS AT SEPTEMBER 30, 2020 (unaudited) Besides the following listed commodity futures contracts and money market funds of the Fund and its wholly-owned subsidiary, there were no additional investments held by the Fund at September 30, 2020. |
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| October 23, 2020 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 03, 2020, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
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| August 26, 2020 |
SCHEDULE 14C INFORMATION Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary information statement. |
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| May 6, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 18, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 5, 2020 |
USCF ETF TRUST USCF SummerHaven SHPEI Index Fund Condensed Schedule of Investments (Unaudited) At March 31, 2020 % of Total Net Assets Shares Market Value Common Stocks 98. |
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| May 5, 2020 |
USCF ETF TRUST USCF SummerHaven SHPEI Index Fund Condensed Schedule of Investments (Unaudited) At March 31, 2020 % of Total Net Assets Shares Market Value Common Stocks 98. |
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| May 5, 2020 |
USCF ETF TRUST USCF SummerHaven SHPEI Index Fund Condensed Schedule of Investments (Unaudited) At March 31, 2020 % of Total Net Assets Shares Market Value Common Stocks 98. |
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| November 15, 2019 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. |
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| November 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1850 Mt. Diablo Boulevard, Suite 640 Walnut Creek, California 94596 (Address of principal executive offices) (Zip code) US |
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| May 17, 2019 |
Uscf Etf Trust N-Q Quarterly Schedule of Portfolio Holdings UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1850 Mt. Diablo Boulevard, Suite 640 Walnut Creek, California 94596 (Address of principal executive offices) (Zip code) US |
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| November 21, 2018 |
Uscf Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1850 Mt. Diablo Boulevard, Suite 640 Walnut Creek, California 94596 (Address of principal executive offices) (Zip code) US |
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| November 21, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 i18434ex99-cert.htm CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. Love, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| May 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| May 24, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 i18218ex99-cert.htm CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. Love, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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| April 25, 2018 |
As filed with the Securities and Exchange Commission on April 25, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2018 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| February 9, 2018 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| January 31, 2018 |
January 31, 2018 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: USCF Dynamic Commodity Fund (Series No. |
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| November 29, 2017 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| November 29, 2017 |
As filed with the Securities and Exchange Commission on November 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 15, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. |
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| November 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| October 20, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 31, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 20, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 31, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 13, 2017 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| August 28, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of USCF ETF Trust In planning and performing our audits of the financial statements of USCF ETF Trust (the "Trust") comprised of the Stock Split Index Fund and USCF Restaurant Leaders Fund (each a series of the Trust) (each a "Fund" and collectively, the "Funds"), as of and for the year ended June 30, |
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| May 30, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 i17222ex99-cert.htm CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. Love, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| November 15, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. |
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| November 8, 2016 |
As filed with the Securities and Exchange Commission on November 8, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 21, 2016 |
SUTHERLAND ASBILL & BRENNAN LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 202. |
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| August 26, 2016 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of USCF ETF Trust In planning and performing our audit of the financial statements of Stock Split Index Fund (the Initial Series of the USCF ETF Trust) (the ?Fund?), as of and for the year ended June 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United St |
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| August 8, 2016 |
SUTHERLAND ASBILL & BRENNAN LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 202. |
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| May 19, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 i00248ex99-cert.htm CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, John P. Love, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| May 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| January 12, 2016 |
SUTHERLAND ASBILL & BRENNAN LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 202. |
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| December 9, 2015 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 internalcontrolletter.htm AUDITOR INTERNL CONTROL LETTER Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of USCF ETF Trust In planning and performing our audit of the financial statements of Stock Split Index Fund (the Initial Series of the USCF ETF Trust Trust) (the “Fund”), as of and for the year ended June 30, 2015, in acco |
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| October 30, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 i00384ex99-cert.htm CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Nicholas D. Gerber, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| October 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) USCF Advis |
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| August 27, 2015 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of USCF ETF Trust In planning and performing our audit of the financial statements of Stock Split Index Fund (the Initial Series of the USCF ETF Trust Trust) (the ?Fund?), as of and for the year ended June 30, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (Uni |
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| April 29, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d913608dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Nicholas D. Gerber, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| April 29, 2015 |
Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) N |
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| January 14, 2015 |
TOFR / USCF ETF Trust - Stock Split Index Fund AW - - FORM AW - USCF DYNAMIC COMMODITY FUND Form AW - USCF Dynamic Commodity Fund USCF ETF Trust 1999 Harrison Street, Suite 1530 Oakland, California 94612 (510) 522-9600 January 14, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 5, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d817266dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Nicholas D. Gerber, certify that: 1. I have reviewed this report on Form N-Q of USCF ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| November 5, 2014 |
Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22930 USCF ETF TRUST (Exact name of registrant as specified in charter) 1999 Harrison Street, Suite 1530, Oakland, California 94612 (Address of principal executive offices) (Zip code) N |
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| September 10, 2014 |
BUY / USCF SummerHaven SHPEI Index Fund 8-A12B - - FORM 8-A12B 8-A12B 1 d786227d8a12b.htm FORM 8-A12B As filed with the Securities and Exchange Commission on September 10, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 USCF ETF Trust (Exact name of registrant as specified in its charter) Delaware 46 |
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| July 11, 2014 |
BUY / USCF SummerHaven SHPEI Index Fund CORRESP - - Acceleration Request July 11, 2014 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Catherine Gordon Re: USCF ETF Trust Pre-Effective Amendment No. 1 to Registration Statement on Form N-1A (File Nos. 333-196273; 811-22930) Ladies and Gentlemen: In accordance with Rule 460 and Rule 461 of the General Rules and Regulations under the Securities Act of 19 |
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| June 27, 2014 |
Exhibit (e)(2) Exhibit (e)(2) AUTHORIZED PARTICIPANT AGREEMENT FOR USCF ETF TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Portfolio Solutions Distributor, Inc. |
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| June 27, 2014 |
Amended and Restated Certificate of Trust of USCF ETF Trust(2) Exhibit (a)(1) Exhibit (a)(1) STATE OF DELAWARE AMENDED AND RESTATED CERTIFICATE OF TRUST OF USCF EQUITY TRUST The name of the Statutory Trust is USCF Equity Trust. |
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| June 27, 2014 |
Exhibit (h)(2) Exhibit (h)(2) SECURITIES LENDING AGENCY AGREEMENT dated as of [ ] among USCF ETF Trust, a statutory trust organized under the laws of [Delaware, on behalf of its Stock Split Index Fund (the “Fund”), and Brown Brothers Harriman & Co. |
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| June 27, 2014 |
Exhibit (g) Exhibit (g) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of June 18, 2014, between USCF ETF Trust, a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”), on behalf of its series portfolios listed on Exhibit A (each series a Fund), and BROWN BROTHERS HARRIMAN & CO. |
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| June 27, 2014 |
Exhibit (e)(1) Exhibit (e)(1) USCF ETF TRUST DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of June 18, 2014, between USCF ETF Trust (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc. |
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| June 27, 2014 |
Exhibit (a)(2) Exhibit (a)(2) AMENDED AND RESTATED DECLARATION OF TRUST of USCF ETF TRUST (Formerly, USCF Equity Trust) Dated as of June 16, 2014 (A Delaware Statutory Trust) TABLE OF CONTENTS Page ARTICLE 1. |
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| June 27, 2014 |
CORRESP REED SMITH LLP Riverfront Plaza - West Tower 901 East Byrd Street, Suite 1700 Richmond, VA 23219-4068 Telephone: +1 804 344 3400 Facsimile: +1 804 344 3410 W. |
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| June 27, 2014 |
Code of Ethics of ALPS Distributors, Inc.(2) EX-99.P.2 17 d743983dex99p2.htm EXHIBIT (P)(2) Exhibit (p)(2) ALPS Code of Ethics ALPS Code of Ethics Dated: May 1, 2010 Amended Last: September 30, 2013 1 ALPS Code of Ethics Table of Contents Introduction 3 Applicability 4 General Standards of Business Conduct 8 Conflicts of Interest 8 Protecting Confidential Information 8 Insider Trading and Tipping 9 Excess Trading 9 Front Running 9 Gifts and |
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| June 27, 2014 |
Form of Initial Capital Agreement(2) EX-99.L 14 d743983dex99l.htm EXHIBIT (L) Exhibit (l) FORM OF INITIAL CAPITAL AGREEMENT THIS INITIAL CAPITAL AGREEMENT is entered into as of June 18, 2014 by and between USCF ADVISERS LLC with its principal office at 1999 Harrison Street, Suite 1530, Oakland, CA 94612 (“Purchaser”) and USCF ETF TRUST, a Delaware statutory trust, with its principal office at 1999 Harrison Street, Suite 1530, Oakland |
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| June 27, 2014 |
Form of Distribution and Service Plan(2) Exhibit (m) Exhibit (m) USCF ETF TRUST FORM OF DISTRIBUTION AND SERVICE PLAN 1. The Trust. USCF ETF Trust (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a series trust (each such series is referred to herein as a “Fund”). 2. The Plan. The Trust desires to adopt a plan of distribut |
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| June 27, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit (j) Exhibit (j) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions “Independent Registered Public Accounting Firm” in the Prospectus and Statement of Additional Information and to the inclusion of our report on Stock Split Index Fund dated June 27, 2014 in this Registration Statement (Form N-1A, SEC File No. |
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| June 27, 2014 |
Exhibit (b) Exhibit (b) USCF ETF TRUST (the “Trust”) BYLAWS Dated June 18, 2014 ARTICLE I DEFINITIONS All capitalized terms have the respective meanings given them in the Declaration of Trust of USCF ETF Trust (the “Declaration of Trust”), dated November 6, 2013, as amended or restated from time to time, first amended and restated on June 16, 2014. |
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| June 27, 2014 |
Code of Ethics of USCF ETF Trust and USCF Advisers LLC(2) EX-99.P.1 16 d743983dex99p1.htm EXHIBIT (P)(1) Exhibit (p)(1) CODE OF ETHICS USCF ETF TRUST USCF ADVISERS LLC 1. Definitions (a) “Access person” means any director, trustee, officer, or advisory person of a Fund or of the Adviser. (b) “Adviser” means USCF Advisers LLC. (c) “Advisory person” means (i) any director, trustee, officer, or employee of a Fund or the Adviser (or of any company in a contr |
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| June 27, 2014 |
Exhibit (i) Exhibit (i) Reed Smith LLP Riverfront Plaza - West Tower 901 East Byrd Street, Suite 1700 Richmond, VA 23219-4068 Telephone: +1 804 344 3400 Facsimile: +1 804 344 3410 1301 K Street, N. |
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| June 27, 2014 |
Exhibit (h)(1) Exhibit (h)(1) ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of June 18, 2014 by and between BROWN BROTHERS HARRIMAN & CO. |
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| June 27, 2014 |
Exhibit (d)(1) Exhibit (d)(1) INVESTMENT ADVISORY AGREEMENT This Agreement is made and entered into as of June 18, 2014, by and between USCF ETF Trust, a Delaware trust (the “Trust”), on behalf of the Stock Split Index Fund, a series of shares of the Trust (the “Fund”), and USCF Advisers LLC, a Delaware limited liability company (the “Adviser”). |
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| June 27, 2014 |
- PRE-EFFECTIVE AMENDMENT NO. 1 Pre-Effective Amendment No. 1 Table of Contents As filed with the Securities and Exchange Commission on June 27, 2014 Securities Act Registration No. 333-196273 Investment Company Act Reg. No. 811-22930 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 Post-Effective Amendment No. and/or REGIS |
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| June 27, 2014 |
EX-99.D.2 6 d743983dex99d2.htm EXHIBIT (D)(2) Exhibit (d)(2) EXPENSE LIMITATION AGREEMENT USCF ETF TRUST This Agreement is made and entered into effective as of June 18, 2014, by and between the Stock Split Index Fund (the “Fund”), a series of shares of USCF ETF Trust, a Delaware statutory trust (the “Trust”) and USCF Advisers LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the |
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| May 27, 2014 |
Exhibit (a)(2) DECLARATION OF TRUST of USCF Equity Trust Dated as of November 6, 2013 (A Delaware Statutory Trust) TABLE OF CONTENTS Page ARTICLE 1. |
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| May 27, 2014 |
As filed with the Securities and Exchange Commission on January 17, 2014 Securities Act Registration No. |
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| May 27, 2014 |
STATE OF DELAWARE CERTIFICATE OF TRUST USCF EQUITY TRUST Exhibit (a)(1) STATE OF DELAWARE CERTIFICATE OF TRUST OF USCF EQUITY TRUST This Certificate of Trust is filed in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801, et seq. |
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| January 17, 2014 |
As filed with the Securities and Exchange Commission on January 17, 2014 Securities Act Registration No. |
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| January 17, 2014 |
STATE OF DELAWARE CERTIFICATE OF TRUST USCF EQUITY TRUST Exhibit (a)(1) STATE OF DELAWARE CERTIFICATE OF TRUST OF USCF EQUITY TRUST This Certificate of Trust is filed in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801, et seq. |
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| January 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
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| January 17, 2014 |
Exhibit (a)(2) DECLARATION OF TRUST of USCF Equity Trust Dated as of November 6, 2013 (A Delaware Statutory Trust) TABLE OF CONTENTS Page ARTICLE 1. |
