Statistik Asas
| CIK | 1506213 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Strategy Shares - Day Hagan Smart Sector ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| July 8, 2025 |
36 North New York Avenue Huntington, NY 11743 YOUR RESPONSE IS REQUESTED Day Hagan Smart Sector® ETF Dear Shareholder: We have been trying to contact you about an important matter related to your investment. |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 3, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| November 22, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| August 21, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| October 25, 2023 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| January 25, 2023 |
STRATEGY SHARES 36 North New York Avenue Huntington, NY 11743 STRATEGY SHARES 36 North New York Avenue Huntington, NY 11743 January 25, 2023 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N. |
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| November 2, 2022 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2022 |
Day Hagan/Ned Davis Research Smart Sector ETF (SSUS) July 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| June 30, 2022 |
8-A12B 1 dayhagan8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification |
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| June 17, 2022 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 31, 2022 |
Strategy Shares Nasdaq 5HANDLTM Index ETF (FIVR) January 31, 2022 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 29, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 27, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| December 9, 2021 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215.564.8000 www.stradley.com Michael P. O’Hare (215) 564-8198 [email protected] December 9, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Elisabeth Bentzinger Re: Strategy Shares (“R |
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| December 2, 2021 |
STRATEGY SHARES 36 North New York Avenue Huntington, NY 11743 AW 1 ssaw.htm AW STRATEGY SHARES 36 North New York Avenue Huntington, NY 11743 December 2, 2021 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares (File Nos. 333-170750 and 811-22497) Request for Withdrawal of Amendments to Registration Statement on Form N-1A Dear Sir or Madam: Strategy Shares (the “Trust”) has determined t |
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| October 19, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| September 28, 2021 |
Portfolio of Investments Summary Table Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2021 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| September 28, 2021 |
Portfolio of Investments Summary Table Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2021 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2021 |
Portfolio of Investments Summary Table Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2021 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 28, 2021 |
Portfolio of Investments Summary Table Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2021 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 22, 2021 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215.564.8000 www.stradley.com Michael P. O’Hare (215) 564-8198 [email protected] September 22, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Elisabeth Bentzinger Re: Strategy Shares ( |
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| July 26, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| July 14, 2021 |
\ Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| March 30, 2021 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) January 31, 2021 Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 30, 2021 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) January 31, 2021 Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| March 30, 2021 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) January 31, 2021 Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| February 10, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| January 15, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| October 9, 2020 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| September 24, 2020 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2020 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 24, 2020 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2020 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| September 24, 2020 |
Strategy Shares Nasdaq 7HANDLTM Index ETF (HNDL) July 31, 2020 (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Exchange-Traded Funds 100. |
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| April 24, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 05, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 24, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 05, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| March 18, 2020 |
Certifications pursuant to Rule 30a-2(a) are attached hereto CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 18, 2020 |
Certifications pursuant to Rule 30a-2(a) are attached hereto CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 14, 2020 |
HUSE / Strategy Shares US Market Rotation Strategy ETF 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 23, 2019 |
HNDL / Strategy Shares Nasdaq 7 HANDL(TM) Index ETF CORRESP - - Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| October 30, 2019 |
Strategy Shares 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| October 25, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| September 20, 2019 |
Strategy Shares N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| September 20, 2019 |
Certifications pursuant to Rule 30a-2(a) are attached hereto. CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 13, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| August 2, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 20, 2019 |
Strategy Shares N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 strategysharesnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip |
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| March 20, 2019 |
I, Jerry Szilagyi, certify that: EX-99.CERT 2 cert1.htm CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| December 7, 2018 |
December 6, 2018 VIA EDGAR Elisabeth M. Bentzinger Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Strategy Shares, File Nos. 333-170750, 811-22497 Dear Ms. Bentzinger: On September 27, 2018, Strategy Shares (the "Registrant"), on behalf of its series, the Strategy Shares Drawbridge Dynamic A |
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| September 27, 2018 |
September 27, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 47 to the Trust’s Registration State |
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| September 25, 2018 |
I, James Szilagyi, certify that: CERTIFICATIONS I, James Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 25, 2018 |
I, Jerry Szilagyi, certify that: CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 25, 2018 |
Strategy Shares N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| September 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: £ Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) R Definitive information statement STRATEGY SHARES (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): R No Fee required. |
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| September 7, 2018 |
CORRESP 1 filename1.htm September 7, 2018 VIA EDGAR Elisabeth M. Bentzinger Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Strategy Shares, File Nos. 333-170750, 811-22497 Dear Ms. Bentzinger: On June 28, 2018, Strategy Shares (the "Registrant"), on behalf of its series, the Strategy Shares |
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| August 23, 2018 |
August 22, 2018 VIA EDGAR Elisabeth M. Bentzinger Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Strategy Shares, File Nos. 333-170750, 811-22497 Dear Ms. Bentzinger: On June 29, 2018, Strategy Shares (the "Registrant"), on behalf of its series, the Strategy Shares Nasdaq 7 HANDL Index ETF ( |
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| August 23, 2018 |
August 22, 2018 VIA EDGAR Elisabeth M. Bentzinger Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Strategy Shares, File Nos. 333-170750, 811-22497 Dear Ms. Bentzinger: On July 2, 2018, Strategy Shares (the "Registrant"), on behalf of its series, the Strategy Shares US Market Rotation Strategy |
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| July 2, 2018 |
July 2, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 40 to the Trust’s Registration Statement ( |
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| June 28, 2018 |
June 28, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 38 to the Trust’s Registration Statement |
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| March 29, 2018 |
Strategy Shares N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| March 29, 2018 |
I, Jerry Szilagyi, certify that: CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 12, 2018 |
Sublicense Agreement Nasdaq 7HANDL Index This agreement (?Agreement?), is made by and between Rational Advisors, Inc. |
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| January 12, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. |
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| January 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 22, 2017 |
Blu Giant, LLC December 22, 2017 VIA EDGAR David Orlic Office of Disclosure and Review Division of Investment Management U. |
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| September 28, 2017 |
N-Q 1 strategysharesnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip |
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| September 28, 2017 |
I, Jerry Szilagyi, certify that: CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 15, 2017 |
September 14, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 31 to the Trust’s Registration State |
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| March 29, 2017 |
I, Jerry Szilagyi, certify that: CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the registrant); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 29, 2017 |
N-Q 1 strategysharesnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip |
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| March 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| December 1, 2016 |
December 1, 2016 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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| September 29, 2016 |
I, Jerry Szilagyi, certify that: Blu Giant, LLC CERTIFICATIONS I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 29, 2016 |
Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 36 North New York Avenue, Huntington, NY 11743 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| September 21, 2016 |
September 21, 2016 Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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| September 16, 2016 |
September 16, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| August 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) R Definitive information statement Strategy Shares (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): R No Fee required. |
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| August 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) R Definitive information statement Strategy Shares (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): R No Fee required. |
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| August 15, 2016 |
August 15, 2016 Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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| August 9, 2016 |
Compensation from the Fund Complex* August 9, 2016 Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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| July 6, 2016 |
Blu Giant, LLC July 6, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 10 to the Trust’s Registrat |
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| June 28, 2016 |
June 27, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 9 to the Trust’s Registration Statement ( |
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| June 8, 2016 |
June 7, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Strategy Shares, File Nos. 333-170750 and 811-22497 Dear Sir/Madam: On behalf of Strategy Shares (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amendment No. 8 to the Trust?s Registration Statement (t |
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| March 18, 2016 |
Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300, Indianapolis, IN 46208 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| March 18, 2016 |
I, Lisa K. Householder, certify that: CERTIFICATIONS I, Lisa K. Householder, certify that: 1. I have reviewed this report on Form N-Q of Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| December 18, 2015 |
2960 North Meridian Street, Indianapolis, IN 46208 NOTICE OF MEETING ADJOURNMENT December 18, 2015 We are almost there, but we still need your help. |
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| November 13, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14 (a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 12, 2015 |
Huntington Strategy Shares CIK 0001506213 (File No. 811-22497) November 12, 2015 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| October 29, 2015 |
PRE 14A 1 d56236dpre14a.htm HUNTINGTON STRATEGY SHARES SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14 (a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitiv |
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| October 29, 2015 |
Huntington Strategy Shares CIK 0001506213 (File No. 811-22497) SEC Cover Letter October 29, 2015 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| September 24, 2015 |
I Daniel Brewer, certify that: CERTIFICATIONS PURSUANT TO SECTION 302 CERTIFICATIONS I Daniel Brewer, certify that: 1. |
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| September 24, 2015 |
Strategy Shares - HUNTINGTON STRATEGY SHARES Huntington Strategy Shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300, Indianapolis, IN 46208 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| September 10, 2015 |
Huntington Asset Services, Inc. 2960 N. Meridian St. Ste. 300 Indianapolis, IN 46208 August 26, 2015 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attention: Ms. Laura Hatch Huntington Strategy Shares SEC File No. 811-22497 Dear Ms. Hatch: Below please find our responses to your comments with respect t |
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| March 31, 2015 |
I R. Jeffrey Young, certify that: CERTIFICATIONS I R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| March 31, 2015 |
Strategy Shares - HUNTINGTON STRATEGY SHARES Huntington Strategy Shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300, Indianapolis, IN 46208 (Address of principal executive offices) (Zip code) Citi Fund Services Ohio, Inc. |
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| September 26, 2014 |
I R. Jeffrey Young, certify that: CERTIFICATIONS I R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| September 26, 2014 |
Strategy Shares - HUNTINGTON STRATEGY SHARES Huntington Strategy Shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22497 HUNTINGTON STRATEGY SHARES (Exact name of registrant as specified in charter) 2960 NORTH MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208 (Address of principal executive offices) (Zip code) CITI FUND SERVICES OHIO, INC. |
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| March 28, 2014 |
I, R. Jeffrey Young, certify that: CERTIFICATIONS I, R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - HUNTINGTON STRATEGY SHARES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300 Indianapolis, IN 46208 (Address of principal executive offices) (Zip Code) Citi Fund Services Ohio, Inc. |
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| September 27, 2013 |
Quarterly Schedule of Portfolio Holdings - HUNTINGTON STRATEGY SHARES Huntington Strategy Shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300 Indianapolis, IN 46208 (Address of principal executive offices) (Zip Code) Citi Fund Services Ohio, Inc. |
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| September 27, 2013 |
CERTIFICATIONS I, R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| March 25, 2013 |
I, R. Jeffrey Young, certify that: Certifications pursuant to Rule 30a-2(a) CERTIFICATIONS I, R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| March 25, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300 Indianapolis, IN 46208 (Address of principal executive offices) (Zip Code) Citi Fund Services Ohio, Inc. |
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| September 27, 2012 |
Certification CERTIFICATIONS I, R. Jeffrey Young, certify that: 1. I have reviewed this report on Form N-Q of Huntington Strategy Shares (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| September 27, 2012 |
Quarterly Schedule of Portfolio Holdings - HUNTINGTON STRATEGY SHARES FORM N-Q Huntington Strategy Shares Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22497 Huntington Strategy Shares (Exact name of registrant as specified in charter) 2960 North Meridian St, Suite 300 Indianapolis, IN 46208 (Address of principal executive offices) (Zip Code) R. |
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| June 4, 2012 |
Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Huntington Strategy Shares (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification No.) c/o Hunti |
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| June 1, 2012 |
HUNTINGTON STRATEGY SHARES INVESTMENT ADVISORY AGREEMENT Form of Advisory Agreement HUNTINGTON STRATEGY SHARES INVESTMENT ADVISORY AGREEMENT This Agreement is made as of the 11th day of May, 2012, between HUNTINGTON STRATEGY SHARES, a statutory trust organized under the laws of the State of Delaware (herein called the “Trust”) and HUNTINGTON ASSET ADVISORS, INC. |
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| June 1, 2012 |
HUNTINGTON STRATEGY SHARES DISTRIBUTION PLAN Distribution Plan HUNTINGTON STRATEGY SHARES DISTRIBUTION PLAN This Plan constitutes the Distribution Plan (“Plan”) of HUNTINGTON STRATEGY SHARES, a Delaware statutory trust (the “Trust”), with respect to shares (“Shares”) of those certain series of the Trust (the “Funds”) set forth in an exhibit hereto. |
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| June 1, 2012 |
Opinion and Consent of Counsel June 1, 2012 Huntington Strategy Shares 2960 North Meridian Street, Suite 300 Indianapolis, IN 46208 Ladies and Gentlemen: We have acted as counsel to Huntington Strategy Shares, a Delaware statutory trust (the “Trust”), in connection with the filing with the Securities and Exchange Commission (“SEC”) of the Trust’s registration statement on Form N-1A (File Nos. |
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| June 1, 2012 |
Fee Schedule for Custodian and Services Agreement Fee Schedule For Huntington Strategy Shares This Fee Schedule is effective as of April 23, 2012 and supplements the Custodian and Agency Services Agreement between Huntington Strategy Shares and Citibank, N. |
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| June 1, 2012 |
- PRE-EFFECTIVE AMENDMENT NO 3 Pre-Effective Amendment No 3 Table of Contents AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON June 1, 2012 File No.: 333-170750 File No.: 811-22497 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. 3 ¨ POST-EFFECTIVE AMENDMENT NO. ¨ REGISTRATION STATEMENT UNDER THE INVESTMENT |
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| June 1, 2012 |
HUNTINGTON ASSET ADVISORS, INC. CODE OF ETHICS Code of Ethics of Huntington HUNTINGTON ASSET ADVISORS, INC. CODE OF ETHICS This Code of Ethics (“Code”) is adopted in compliance with Federal Securities Laws and the requirements of Rule 204A-1 under the Investment Advisers Act of 1940, as amended (“Advisers Act”) and Rule 17j-1 under the Investment Company Act of 1940, as amended (“Company Act”). In accordance with these rules, Huntington Asset |
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| June 1, 2012 |
Form of Exchange-Traded Fund Services Agreement EXCHANGE-TRADED FUND SERVICES AGREEMENT Administrative Support Services between HUNTINGTON STRATEGY SHARES and HUNTINGTON ASSET SERVICES, INC. |
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| June 1, 2012 |
Form of Distribution Agreement DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made as of this 1st day of May, 2012, by and between Huntington Strategy Shares (the “Trust”), a Delaware statutory trust on behalf of its separate portfolios of securities listed on Schedule A, and SEI Investments Distribution Co. |
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| June 1, 2012 |
Acceleration Request HUNTINGTON STRATEGY SHARES 2960 N. Meridian Street, Suite 300 Indianapolis, IN 46208 June 1, 2012 Via EDGAR Mary Cole Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Huntington Strategy Shares (File Nos. 333-170750; 811-22497) Dear Ms. Cole: On November 22, 2010, Huntington Strategy Shares (the “Registrant |
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| June 1, 2012 |
Leslie K. Klenk 207 228-7295 direct [email protected] June 1, 2012 VIA EDGAR TRANSMISSION Ms. Mary A. Cole United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Huntington Strategy Shares (“Trust”) File Nos.: 333-170750; 811-22497 Dear Ms. Cole: Enclosed please find Pre-Effective Amendment No. 3 to the Trust’s regist |
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| June 1, 2012 |
Form of Citi Services Agreement SERVICES AGREEMENT HUNTINGTON STRATEGY SHARES and CITI FUND SERVICES OHIO, INC. |
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| June 1, 2012 |
Form of Custodian and Agency Services Agreement CUSTODIAL AND AGENCY SERVICES AGREEMENT HUNTINGTON STRATEGY SHARES ETF GCSA - V. |
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| June 1, 2012 |
LETTER AGREEMENT Huntington Asset Advisors, Inc. 41 South High Street Columbus, OH 43287 Form of Expense Limitation Agreement LETTER AGREEMENT Huntington Asset Advisors, Inc. |
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| June 1, 2012 |
Subscription Agreement May 10, 2012 Huntington Strategy Shares 2960 North Meridian Street, Suite 300 Indianapolis, IN 46208 Re: Seed Capital Subscription Agreement Ladies and Gentlemen: I propose to acquire shares of beneficial interest (the “Shares”) of Huntington Strategy Shares (the “Trust”) for an aggregate price of $100,000, as follows: Fund Number of Shares Price per Share Aggregate Price Huntington EcoLogical Strategy ETF 3,999 $ 25. |
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| June 1, 2012 |
Code of Ethics of SEI Investments Distribution Co. SEI INVESTMENTS DISTRIBUTION CO. RULE 17j-1 CODE OF ETHICS A copy of this Code may be accessed on the SEI intranet site under the Corporate Governance section. This is an important document. You should take the time to read it thoroughly before you submit the required annual certification. Any questions regarding this Code of Ethics should be refe |
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| June 1, 2012 |
Huntington Strategy Shares AUTHORIZED PARTICIPANT AGREEMENT Form of Authorized participant Agreement Huntington Strategy Shares AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 2012 (the “Effective Date”) by and between (the “Participant”) and SEI Investments Distribution Co. |
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| June 1, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of independent registered public accountants CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Other Service Providers” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the inclusion of our report dated May 29, 2012 on the May 14, 2012 financial statements of Huntington Strategy Shares in the Statement of Additional Information, in the Pre-Effective Amendment Number 3 to the Registration Statement (Form N-1A, No. |
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| June 1, 2012 |
HUNTINGTON STRATEGY SHARES CODE OF ETHICS HUNTINGTON STRATEGY SHARES CODE OF ETHICS 1. Statement of General Fiduciary Principles This Code of Ethics is based on the principles that (i) Access Persons (as such term is hereinafter defined) owe a fiduciary duty to, among others, the shareholders of the Trust (as such term is hereinafter defined) to conduct their personal transactions in Covered Securities (as such term is hereinafter defined |
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| April 6, 2012 |
Cover Letter Leslie K. Klenk 207 228-7295 direct [email protected] April 6, 2012 VIA EDGAR TRANSMISSION Ms. Mary A. Cole United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Huntington Strategy Shares (“Trust”) File Nos.: 333-170750; 811-22497 Dear Ms. Cole: Enclosed please find Pre-Effective Amendment No. 2 to the |
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| April 6, 2012 |
Amendment No 2 Table of Contents AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON April 6, 2012 File No.: 333-170750 File No.: 811-22497 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. 2 ¨ POST-EFFECTIVE AMENDMENT NO. ¨ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPAN |
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| April 11, 2011 |
207 774-1200 main 207 774-1127 facsimile bernsteinshur.com B E R N S T E I N S H U R C O U N S E L O R S A T L A W 100 Middle Street PO Box 9729 Portland, ME 04104-5029 Leslie K. Klenk 207 228-7295 direct [email protected] April 11, 2011 VIA EDGAR TRANSMISSION Ms. Mary A. Cole United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D |
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| April 11, 2011 |
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON April 11, 2011 File No. 333-170750 File No.: 811-22497 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. 1 ¨ POST-EFFECTIVE AMENDMENT NO. ¨ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x AMENDMENT NO. 1 ¨ |
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| April 11, 2011 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| April 11, 2011 |
207 774-1200 main 207 774-1127 facsimile bernsteinshur.com B E R N S T E I N S H U R C O U N S E L O R S A T L A W 100 Middle Street PO Box 9729 Portland, ME 04104-5029 Leslie K. Klenk 207 228-7295 direct [email protected] VIA E-MAIL AND EDGAR April 11, 2011 Ms. Mary A. Cole U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Huntington Strategy Shares File Nos |
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| November 22, 2010 |
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER19, 2010 AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER19, 2010 File No. 333- File No.: 811-22497 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. ? POST-EFFECTIVE AMENDMENT NO. ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x AMENDMENT NO. ? Hunting |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
CERTIFICATE OF TRUST OF HUNTINGTON STRATEGY SHARES a Delaware Statutory Trust This Certificate of Trust of Huntington Strategy Shares (the ?Trust?) is being duly executed and filed on behalf of the Trust by the undersigned, as initial sole trustee, in order to form a statutory trust pursuant to the Delaware Statutory Trust Act (the ?Act?), Del. |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
BY-LAWS of Huntington Strategy Shares A Delaware Statutory Trust Dated as of September 1, 2010 < /p> INTRODUCTION A. |
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| November 22, 2010 |
AGREEMENT AND DECLARATION OF TRUST of HUNTINGTON STRATEGY SHARES a Delaware Statutory Trust ARTICLE I. |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 22, 2010 |
HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY HUNTINGTON STRATEGY SHARES POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of THE HUNTINGTON STRATEGY SHARES and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any a |
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| November 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
