Statistik Asas
| CIK | 822794 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Thaifund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| November 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): o Merger x Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only quest |
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| October 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): o Merger x Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only quest |
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| February 14, 2018 |
TTF / Thaifund, Inc. / 1607 Capital Partners, LLC - 13G/A Passive Investment SC 13G/A 1 ttf123117a5.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Thai Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 882904105 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 9, 2018 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC - 3G/A (Passive Investment) SC 13G/A 1 r13gathaifund.htm SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 0 6)SHARED VOTING |
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| February 9, 2018 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaThaiFundInc. SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 694,372 6)SHARED VOTING POWE |
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| February 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 6 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| November 28, 2017 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| November 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 5 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| November 13, 2017 |
THE THAI FUND, INC. c/o Morgan Stanley Investment Management 522 Fifth Avenue New York, NY 10036 Special Meeting of Stockholders December 14, 2017 Urgent Request PLEASE SUBMIT YOUR VOTE TODAY! Dear Stockholder: We recently sent proxy materials regarding the Special Meeting of The Thai Fund, Inc. scheduled for December 14, 2017 at 9:00 a.m. Eastern Time. To date, our records indicate that we have n |
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| November 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 4 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| November 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 3 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| October 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| October 27, 2017 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| October 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City |
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| October 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 25, 2017 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| May 12, 2017 |
Morgan Stanley Income Securities DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry Olliff c/o City o |
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| February 13, 2017 |
Thaifund 13G/A (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2017 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaThaiFundInc. SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 898,321 6)SHARED VOTING POWE |
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| February 13, 2017 |
Thaifund THE THAI FUND, INC. -- AMEND. #9 (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2017 |
TTF / Thaifund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) THAI FD INC (Name of Issuer) COM (Title of Class of Securities) 882904105 (CUSIP Number) January 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| January 24, 2017 |
TTF / Thaifund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfthaifdinc-882904105.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) THAI FD INC (Name of Issuer) COM (Title of Class of Securities) 882904105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| November 28, 2016 |
Thaifund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| November 28, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 25, 2016 |
Thaifund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| May 25, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 9, 2016 |
DEF 14A 1 a16-67141def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 16, 2016 |
TTF / Thaifund, Inc. / 1607 Capital Partners, LLC - 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2016 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #8 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 11, 2016 |
Thaifund 3G/A (Passive Acquisition of More Than 5% of Shares) r13gaThaiFundInc. SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 903,974 6)SHARED VOTING POWE |
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| January 29, 2016 |
TTF / Thaifund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) THAI FD INC (Name of Issuer) COM (Title of Class of Securities) 882904105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| November 30, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 30, 2015 |
Thaifund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| May 28, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 28, 2015 |
Thaifund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| May 8, 2015 |
Turkish Investment Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2015 |
TTF / Thaifund, Inc. / Cascade Investment, L.L.C. - SC 13G/A Passive Investment SC 13G/A 1 a15-43894sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check t |
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| February 13, 2015 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #7 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 11, 2015 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 971,817 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| November 28, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| September 9, 2014 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #6 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 29, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John H. Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 29, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John H. Gernon 522 Fift |
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| May 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 28, 2014 |
TTF / Thaifund, Inc. / Cascade Investment, L.L.C. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) March 18, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 14, 2014 |
TTF / Thaifund, Inc. / 1607 Capital Partners, LLC - SCHEDULE 13G AMENDMENT FILING Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2014 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gathaifund.htm SCHEDULE 13G/A CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 951,895 6)SHARED |
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| February 10, 2014 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #5 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2014 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 29, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John Gernon, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) John Gernon 522 Fifth A |
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| September 17, 2013 |
THE THAI FUND, INC. 522 Fifth Avenue New York, NY 10036 September 16, 2013 VIA EDGAR U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry L. Greene, Senior Counsel, Division of Investment Management Re: The Thai Fund, Inc. Final Results of Tender Offer Dear Mr. Greene: On behalf of The Thai Fund, Inc., a Maryland corporation (the “Regis |
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| September 17, 2013 |
As filed with the Securities and Exchange Commission on September 16, 2013 Securities and Exchange Commission Washington, D. |
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| September 17, 2013 |
The Thai Fund, Inc. Announces Final Results of Tender Offer EX-99.(A)(7) 2 a13-204032ex99da7.htm EX-99.(A)(7) Exhibit 99.(a)(7) The Thai Fund, Inc. Announces Final Results of Tender Offer (For Immediate Release) NEW YORK, September 16, 2013 — The Thai Fund, Inc. (NYSE: TTF) (the “Fund”) announced today that, in accordance with its tender offer for up to 2,264,413 of its issued and outstanding shares of common stock, which expired on September 9, 2013, the |
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| September 11, 2013 |
As filed with the Securities and Exchange Commission on September 10, 2013 Securities and Exchange Commission Washington, D. |
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| September 11, 2013 |
THE THAI FUND, INC. 522 Fifth Avenue New York, NY 10036 September 10, 2013 VIA EDGAR U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry L. Greene, Senior Counsel, Division of Investment Management Re: The Thai Fund, Inc. Preliminary Results of Tender Offer Dear Mr. Greene: On behalf of The Thai Fund, Inc., a Maryland corporation (the |
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| September 11, 2013 |
The Thai Fund, Inc. Announces Preliminary Results of Tender Offer Exhibit 99.(a)(6) The Thai Fund, Inc. Announces Preliminary Results of Tender Offer (For Immediate Release) NEW YORK, September 10, 2013 — The Thai Fund, Inc. (NYSE: TTF) (the “Fund”) announced today that the Fund’s tender offer for 2,264,413 of its issued and outstanding shares of common stock, representing approximately 15 percent of the Fund’s outstanding shares, expired at 11:59 p.m., New York |
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| September 9, 2013 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| August 12, 2013 |
Exhibit 99.(a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock of The Thai Fund, Inc. Tendered Pursuant to the Offer Dated August 12, 2013 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON SEPTEMBER 9, 2013, UNLESS THE OFFER IS EXTENDED. The Depositary for the Offer is: By First Class Mail: Computershare c/o Voluntary Corporate Actions P.O. Box 43011 Pro |
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| August 12, 2013 |
Exhibit 99.(a)(1)(vi) The Thai Fund, Inc. c/o Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 Dear Stockholder: At a meeting held on February 27-28, 2013, the Board of Directors (the "Board") of The Thai Fund, Inc. (the "Fund") voted in favor of a proposal to conduct a one-time tender offer. The tender offer will be for up to 15% of the Fund's outstanding shares |
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| August 12, 2013 |
Exhibit 99.(a)(1)(v) Offer by THE THAI FUND, INC. To Purchase for Cash up to 15% of the Fund's Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON SEPTEMBER 9, 2013 ("TERMINATION DATE") THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE ISSUER TENDER OFFER ST |
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| August 12, 2013 |
Exhibit 99.(a)(1)(iv) Offer by THE THAI FUND, INC. To Purchase for Cash up to 15% of the Fund's Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON SEPTEMBER 9, 2013 ("TERMINATION DATE") THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE FUND'S ISSUER TENDER |
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| August 12, 2013 |
Exhibit 99.(a)(1)(i) OFFER FOR CASH BY THE THAI FUND, INC. UP TO 15% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON SEPTEMBER 9, 2013, UNLESS THE OFFER IS EXTENDED This Issuer Tender Offer Statement and the accompanying Letter of Transmittal (which together constitute the "Offer") are not conditioned on any minimum n |
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| August 12, 2013 |
NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE THAI FUND, INC. Exhibit 99.(a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE THAI FUND, INC. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a stockholder's certificates for shares of common stock, par value $0.01 per share (the "Shares") of The Thai Fund, Inc., are not immediately available or time will not permit the L |
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| August 12, 2013 |
SC TO-I 1 a13-165321sctoi.htm SC TO-I As filed with the Securities and Exchange Commission on August 12, 2013 Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 The Thai Fund, Inc. (Name of Subject Company [Issuer]) The Thai Fund, Inc. (Name of Filing Persons) Common Stock, Par Value |
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| August 12, 2013 |
THE THAI FUND, INC. 522 Fifth Avenue New York, New York 10036 August 12, 2013 VIA EDGAR U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry L. Greene, Senior Counsel, Division of Investment Management Re: The Thai Fund, Inc. Commencement of Tender Offer Dear Mr. Greene: On behalf of The Thai Fund, Inc., a Maryland corporation (the “Reg |
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| August 12, 2013 |
Exhibit 99.(a)(5) For more information: (800) 231-2608 For Immediate Release The Thai Fund, Inc. Announces Commencement of Tender Offer NEW YORK, August 12, 2013 - The Thai Fund, Inc. (NYSE: TTF) (the “Fund”) announced today the commencement of a tender offer by the Fund to acquire in exchange for cash up to 15 percent of the Fund’s outstanding shares at a price equal to 98.5 percent of the Fund’s |
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| July 19, 2013 |
As filed with the Securities and Exchange Commission on July 18, 2013 Securities and Exchange Commission Washington, D. |
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| July 10, 2013 |
TTF / Thaifund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G CUSIP No: 882904105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,098,867 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| June 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 31, 2013 |
As filed with the Securities and Exchange Commission on May 31, 2013 Securities and Exchange Commission Washington, D. |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) Arthur Lev 522 Fifth Av |
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| May 30, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, Arthur Lev, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 9, 2013 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| April 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 19, 2013 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| April 10, 2013 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2013 |
TTF / Thaifund, Inc. / 1607 Capital Partners, LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Thai Fund, Inc. |
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| February 8, 2013 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A - #2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 10, 2012 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 29, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, Arthur Lev, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) Arthur Lev 522 Fifth Av |
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| June 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05348 The Thai Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) Arthur Lev 522 Fifth Av |
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| May 30, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, Arthur Lev, certify that: 1. I have reviewed this report on Form N-Q of The Thai Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| May 22, 2012 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2012 |
TTF / Thaifund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13DA Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Thai Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 882904105 (CUSIP Number) Barry M. Olliff c/o Ci |
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| October 9, 2009 |
SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA HONG KONG LONDON LOS ANGELES NEW YORK SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
