UMICF / Umicore SA - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Umicore SA
US ˙ OTCPK ˙ BE0974320526

Statistik Asas
LEI 529900F3AIQECS8ZSV61
CIK 1477038
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Umicore SA
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
November 22, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Umicore S.A. (Incorporated under the laws of Belgium)

Number Each American Depositary Share represents One-Fourth of One Share JPMorgan Chase Bank, N.

November 22, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

November 22, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

November 22, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Umicore S.A. (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of depositar

October 19, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of (Incorporated under the laws of Belgium)

Number Each American Depositary Share represents One-Fourth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Umicore (Incorporated under the laws of Belgium) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof t

October 19, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts (Exact name of Issuer of d

F-6 POS 1 e617396f6pos-umicore.htm 333-164804 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Umicore (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or

October 19, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

October 18, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6/A POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS UMICORE SA (Exact name o

F-6 POS 1 e617394f6pos-umicore.htm As filed with the Securities and Exchange Commission on October 18, 2017 Registration No. 333-191796 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6/A POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS UMICORE SA (Exact name of issuer

October 18, 2017 F-6 POS

As filed with the Securities and Exchange Commission on October 18, 2017

F-6 POS 1 umicoref6pos.htm POST EFFECTIVE AMENDMENT NO. 1 TO THE FORM F-6 As filed with the Securities and Exchange Commission on October 18, 2017 Registration No. 333-163186 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO THE FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares UMICORE (Exact name of issuer of deposited

October 18, 2017 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-191666), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Post-Effective Amendment No. 1 to Form F-6 Registration Sta

October 18, 2017 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES SHARES OF COMMON STOCK, OF UMICORE (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF BELGIUM)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-fourth (1/4) of one Share) THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT AND STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK, OF UMICORE (THE ?COMPANY?) (INCORPORATED UNDER THE LAWS OF BELGIUM) The Depositary (as defined below) hereby certifies that, is the Owner of American Depositary Shares (as defined below), subject to the Terms and Conditions set forth below.

October 18, 2017 EX-99.(A)

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fourth (1/4) of one ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF UMICORE SA (Incorporated under the laws of Belgium [hereinafter the ?Company?]) CITIBANK, N.

October 16, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Groupe Bruxelles Lambert SA, 333-214164) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and t

October 16, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts UMICORE S.A. (Exact name o

333-196832 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts UMICORE S.A. (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or organization of Issuer) JPMor

October 16, 2017 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary Shares of UMICORE S.A. (Incorporated under the laws of Belgium)

Number Each American Depositary Share represents One-Fourth of One Share JPMorgan Chase Bank, N.

September 29, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of (Incorporated under the laws of Belgium)

Number Each American Depositary Share represents One-Half of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Umicore (Incorporated under the laws of Belgium) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof the

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts (Exact name of Issuer of deposit

F-6 POS 1 e616624f6pos-umicore.htm 333-164804 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Umicore (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or organ

September 29, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

October 31, 2014 F-6EF

FSGCF / First Gen Corp F-6EF - - F-6EF

F-6EF 1 t1401998x70f-6ef.htm F-6EF As filed with the Securities and Exchange Commission on October 31, 2014 Registration No. []-[] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS Umicore S.A. (Exact name of issuer of deposited securities as specified in its cha

October 31, 2014 EX-99.(D)

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP October 31, 2014 ConvergEx Depositary, Inc.

October 31, 2014 EX-99.(A)

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Ordinary Shares of Umicore S.A. (Incorporated under the laws of Belgium [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-half (1/2) of one Share[s] ConvergEx Depositary, Inc.

October 31, 2014 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

June 17, 2014 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 June 17, 2014

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 June 17, 2014 JPMorgan Chase Bank, N.

June 17, 2014 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (ASOS PLC, 333-196480) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of effectivenes

June 17, 2014 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary Shares of UMICORE S.A. (Incorporated under the laws of Belgium)

Number Each American Depositary Share represents One-Half of One Share JPMorgan Chase Bank, N.

June 17, 2014 F-6EF

-

F-6EF 1 e612417f6ef-umicore.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts UMICORE S.A. (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Ban

October 18, 2013 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-191666), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

October 18, 2013 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-half (1/2) of one ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF UMICORE SA (Incorporated under the laws of Belgium [hereinafter the “Company”]) CITIBANK, N.

October 18, 2013 F-6EF

-

F-6EF 1 e611438f6ef-umicore.htm As filed with the Securities and Exchange Commission on October 18, 2013 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS UMICORE SA (Exact name of issuer of deposited securities as specified in its charter)

October 18, 2013 EX-99.(D)

EX-99.(D)

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP October 18, 2013 Citibank, N.

February 9, 2010 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Aurubis AG 333-158470) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

February 9, 2010 EX-99.(A)

Each American Depositary Share represents One-Half of One Share

Number Each American Depositary Share represents One-Half of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of NV Umicore S.

February 9, 2010 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ________________________________ NV Umicore S.A. (Exact name

F-6EF 1 e606408f6ef-umicore.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts NV Umicore S.A. (Exact name of Issuer of deposited securities as specified in its charter) Belgium (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK T

February 9, 2010 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 February 5, 2010

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 February 5, 2010 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o

November 18, 2009 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK, OF (INCORPORATED UNDER THE LAWS OF BELGIUM)

EX-1 2 umicorereceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Half of One (1/2) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK, OF UMICORE (INCORPORATED UNDER THE LAWS OF BELGIUM) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have b

November 18, 2009 EX-4

EMMET, MARVIN & MARTIN, LLP

Writer?s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

November 18, 2009 F-6EF

As filed with the Securities and Exchange Commission on November 18, 2009 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Am

As filed with the Securities and Exchange Commission on November 18, 2009 Registration No.

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