Statistik Asas
| CIK | 725876 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Viggle Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| July 23, 2018 |
VGGL / Viggle Inc. / Iliad Research & Trading, L.P. - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* FunctionX Inc (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 36077T207 (CUSIP Number) July 20, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| February 9, 2018 |
8-K 1 form8-k2x6x18v2rfxsbk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o |
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| January 30, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 24, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| January 11, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| January 11, 2018 |
Exhibit FX LICENSE AGREEMENT This License Agreement (the " Agreement" ) is entered into as of January 5, 2018 (the " Effective Date" ) by and between Function(x) Inc. |
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| November 13, 2017 |
Exhibit PERSONAL GUARANTY 1. Identification . This Guaranty (the ?Guaranty?), dated as of October 24, 2017, is made by Robert F.X. Sillerman (?Guarantor?) for the benefit of those creditors (the ?Creditors?) of Function(x) Inc. (the ?Company?) identified on Exhibit A . 2. Recitals . 2.1 On or about the date hereof the Creditors are entering into an Settlement and Mutual Release Agreement, a copy o |
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| November 13, 2017 |
Form of Rant Settlement Agreement Exhibit EXECUTION VERSION NOTE AND SECURITIES PURCHASE AND MUTUAL RELEASE AGREEMENT This NOTE AND SECURITIES PURCHASE AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of October 24, 2017, is by and between Function(x) Inc. |
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| November 13, 2017 |
Exhibit PERSONAL GUARANTY 1. Identification . This Guaranty (the ?Guaranty?), dated as of October 24, 2017, is made by Robert F.X. Sillerman (?Guarantor?) for the benefit of Barry Honig, as Collateral Agent (?Creditor?) of that certain note issued by Function(x) Inc. (the ?Company?) identified on Exhibit A . 2. Recitals . 2.1 On or about the date hereof the Creditor is entering into a Note Purchas |
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| November 13, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 10, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| November 13, 2017 |
Form of Series G Settlement Agreement Exhibit EXECUTION VERSION SETTLEMENT AND MUTUAL RELEASE AGREEMENT This SETTLEMENT AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of October 24, 2017, is by and between Function(x) Inc. |
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| November 2, 2017 |
Changes in Registrant's Certifying Accountant Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| September 29, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 27, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commiss |
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| September 29, 2017 |
License Agreement dated September 27, 2017 between Function(x) Inc. and Bump Digital LLC Exhibit LICENSE AGREEMENT This License Agreement (the " Agreement" ) is entered into as of September 27, 2017 (the " Effective Date" ) by and between Function(x) Inc. |
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| September 25, 2017 |
8-K 1 form8-kfurloughv10.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of |
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| September 14, 2017 |
8-K 1 form8-kseriesgsettlementag.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| September 8, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| September 1, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| August 31, 2017 |
Delisting of Securities of Function(x) Inc. from The Nasdaq Stock Market EX-99.1 2 pressreleasefncxdelisting.htm EXHIBIT 99.1 Delisting of Securities of Function(x) Inc. from The Nasdaq Stock Market NEW YORK, August 30, 2017— The Nasdaq Stock Market announced today that it will delist the common stock of Function(x) Inc. Function(x) Inc.’s stock was suspended on June 22, 2017 and has not traded on Nasdaq since that time. Nasdaq will file a Form 25 with the Securities a |
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| August 31, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| August 23, 2017 |
SUPPLEMENT TO THE SECURITY AGREEMENT Exhibit SUPPLEMENT TO THE SECURITY AGREEMENT THIS SUPPLEMENT TO THE SECURITY AGREEMENT (? Supplement ?) is made and entered into as of August 21, 2017, by and among Function(x) Inc. |
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| August 23, 2017 |
SECOND AMENDMENT TO LINE OF CREDIT GRID PROMISSORY NOTE EX-10.4 5 august2017amendment2toline.htm EXHIBIT 10.4 SECOND AMENDMENT TO LINE OF CREDIT GRID PROMISSORY NOTE THIS SECOND AMENDMENT TO THE LINE OF CREDIT GRID PROMISSORY NOTE (“Amendment”) is made and entered into as of August 21, 2017, by and between Function(x) Inc., a Delaware corporation formerly known as Viggle Inc. (the “Borrower”), and Sillerman Investment Company IV, LLC (the “Lender”). RE |
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| August 23, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 21, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| August 23, 2017 |
LINE OF CREDIT GRID PROMISSORY NOTE Exhibit LINE OF CREDIT GRID PROMISSORY NOTE New York, New York As of August 21, 2017 $500,000. |
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| August 23, 2017 |
NOTE ASSIGNMENT AND SUPPLEMENT TO THE INTERCREDITOR AGREEMENT EX-10.2 3 august2017gridnoteassignme.htm EXHIBIT 10.2 NOTE ASSIGNMENT AND SUPPLEMENT TO THE INTERCREDITOR AGREEMENT This Note Assignment and Supplement to the Intercreditor Agreement (the "Agreement") is entered into and effective as of August 21, 2017 by and among Function(x) Inc. formerly known as Viggle Inc. (the “Company”), Sillerman Investment Company IV, LLC (the “Assignor”), and Reaz Islam |
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| August 17, 2017 |
Exhibit August 14, 2017 More than Words, LLC 130 West 50 th Street New York, NY 10020 Gentlemen: Reference is made to the Purchase and Escrow Agreement entered into as of August 10, 2017 among you, Barry Honig, as Collateral Agent and Holder, and Grushko & Mittman, P. |
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| August 17, 2017 |
Exhibit PURCHASE AND ESCROW AGREEMENT THIS PURCHASE AND ESCROW AGREEMENT (the ?Agreement?) is dated as of August 10, 2017 among Barry Honig, as Collateral Agent and Holder maintaining an address at 555 South Federal Highway, Suite 450, Boca Raton, FL 33432 (?Seller?), More than Words, LLC maintaining an address at 130 West 50 th Street, New York, NY 10020 (the ?Purchaser?) and Grushko & Mittman, P. |
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| August 17, 2017 |
EX-10.2 3 rfxsguaranty8-10x17executi.htm EXHIBIT 10.2 PERSONAL GUARANTY 1. Identification. This Guaranty (the “Guaranty”), dated as of August 10, 2017, is made by Robert F.X. Sillerman (“Guarantor”) for the benefit of Barry Honig, as Collateral Agent and Holder (the “Creditor”). 2. Recitals. 2.1 On or about the date hereof the Creditor is entering into a Purchase and Escrow Agreement (the “Agreeme |
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| August 17, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 11, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| July 26, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 21, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 26, 2017 |
AMENDMENT AND MUTUAL RELEASE AGREEMENT Exhibit AMENDMENT AND MUTUAL RELEASE AGREEMENT This AMENDMENT AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of July [?], 2017, is by and between Function(x) Inc. |
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| July 26, 2017 |
Exhibit CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. |
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| July 7, 2017 |
SECURED CONVERTIBLE PROMISSORY NOTE Exhibit SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: June 28, 2017 U.S. $4,410,000.00 FOR VALUE RECEIVED, FUNCTION(X) INC., a Delaware corporation (? Borrower ?), promises to pay to ILIAD RESEARCH AND TRADING, L.P., a Utah limited partnership, or its successors or assigns (? Lender ?), $4,410,000.00 and any interest, fees, charges, and late fees on the date that is twelve (12) months after |
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| July 7, 2017 |
Exhibit ESCROW AGREEMENT This Escrow Agreement (the ?Agreement?) is entered into this [?]th day of July, 2017, by and among Function(x) Inc. |
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| July 7, 2017 |
8-K 1 form8-k7x6x17iliadnotexesc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 3, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o |
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| July 7, 2017 |
Exhibit SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ? Agreement ?), dated as of June 28, 2017, is entered into by and between FUNCTION(X) INC. |
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| June 27, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 22, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Comm |
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| June 27, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2017 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 0-13803 33-0637631 (State or other jurisdiction (Commission (I.R.S. Em |
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| June 27, 2017 |
EX-4.01 2 ex4-01.htm |
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| June 21, 2017 |
Function(x) to Begin Trading Over-the-Counter Exhibit Function(x) to Begin Trading Over-the-Counter NEW YORK, NY- (Marketwire - June 21, 2017) - Function(x) Inc. |
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| June 21, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 5, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File |
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| June 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 8, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 1, 2017 |
Function(x) Receives Nasdaq Notice; Hearing Requested EX-99.1 2 ex99-1.htm Function(x) Receives Nasdaq Notice; Hearing Requested NEW YORK –June 1, 2017 – Function(x) Inc. (Nasdaq: FNCX) (the “Company”), today announced that on May 25, 2017, the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) notified the Company that, due to the late filing of its Form 10-Q for the period ending March 31, 2017 (the “Form 10-Q”) with the Se |
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| June 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 25, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 18, 2017 |
FNCX / Function(x) Inc. / SILLERMAN ROBERT F X Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 16) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) FUNCTION(X), INC. (Name of Issuer) Common Stock (Title of Class of Securities) 36077T 108 (CUSIP Number) Mitc |
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| May 18, 2017 |
SECOND AMENDMENT TO EXCHANGE AGREEMENT EX-3.12 2 ex3-12.htm SECOND AMENDMENT TO EXCHANGE AGREEMENT THIS SECOND AMENDMENT TO SECURITIES EXCHANGE AGREEMENT (this “Second Amendment”) is effective as of January 14, 2017, by and between Function(x) Inc., a Delaware corporation, (the “Company”), Sillerman Investment Company III, LLC, a Delaware limited liability company (“SIC III”), Sillerman Investment Company IV, LLC, a Delaware limited li |
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| May 18, 2017 |
FNCX / Function(x) Inc. / SILLERMAN ROBERT F X Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 17) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) FUNCTION(X), INC. (Name of Issuer) Common Stock (Title of Class of Securities) 36077T 108 (CUSIP Number) Mitc |
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| May 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report |
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| May 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Proxy Statement Function(x) Inc. (Name of Registrant |
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| May 11, 2017 |
CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. |
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| May 11, 2017 |
8-K/A 1 form8-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (C |
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| May 11, 2017 |
EX-10.1 3 ex10-1.htm SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Function(x) Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to $20,000,000 (the “ |
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| May 11, 2017 |
SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT This Supplement No. 1 to Subscription Agreement (this “Amendment”) is made and entered into as of the 4th of May, 2017, by and between Function(x) Inc. (the “Company”) and the purchasers (the “Subscriber”) identified on the signature pages of the Subscription Agreements (the “Subscription Agreement”) in connection with the Subscribers’ purchase of shares |
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| May 11, 2017 |
AMENDMENT TO BINDING TERM SHEET Proprietary and Confidential Exhibit AMENDMENT TO BINDING TERM SHEET Proprietary and Confidential This amendment to binding term sheet (the ? Amendment ?) amends the terms and conditions of that certain Binding Term Sheet dated March 7, 2017 (the ? Binding Term Sheet ?) under which Function(x) Inc. |
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| May 11, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 form8-k5x11x2017bumpclicka.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of |
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| May 11, 2017 |
Function(x) and BumpClick Amend Terms of Binding Term Sheet To Eliminate Cash Payment at Closing EX-99.1 3 bumpclicktermsheetamendmen.htm EXHIBIT 99.1 Function(x) and BumpClick Amend Terms of Binding Term Sheet To Eliminate Cash Payment at Closing Amendment Results in a More Efficient Post-Closing Capital Structure NEW YORK, NY- (Marketwired- May 11, 2017) – FUNCTION(X), INC. (NASDAQ: FNCX) (“Function(x) or the “Company”), a leading social publishing and interactive media platform, today anno |
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| May 8, 2017 |
Exhibit FUNCTION(X) INC. ANNOUNCES $10,000,000 PRIVATE PLACEMENT CEO Robert F.X. Sillerman Leads the Investment NEW YORK, NEW YORK., MAY 8, 2017 ? FUNCTION(X) INC. (NASDAQ: FNCX) (?Function(x)?, or the ?Company?) , a leading social publishing and interactive media platform, today announced that it has accepted subscriptions for the issuance of $10,000,000 in restricted Series G Preferred Equity, w |
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| May 8, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k5x8x2017pressrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 8, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o |
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| May 5, 2017 |
Exhibit 35 i-90394235 Error! Unknown document property name. 2 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Robert F.X. Sillerman, hereby certify that I am the Chief Executive Officer of Function(x) Inc. (the ? Company ?), a corporation organized and existing under the General Corporation L |
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| May 5, 2017 |
Exhibit SUBSCRIPTION AGREEMENT This Subscription Agreement (this ? Agreement ?) is being delivered to the purchaser identified on the signature page to this Agreement (the ? Subscriber ?) in connection with its investment in the securities of Function(x) Inc. |
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| May 5, 2017 |
8-K 1 seriesg8-k.htm SERIES G 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorp |
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| May 5, 2017 |
SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT EX-10.1 3 exhibit101subagmtamendment.htm EXHIBIT 10.1 AMENDMENT TO SUB AGMT SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT This Supplement No. 1 to Subscription Agreement (this “Amendment”) is made and entered into as of the 4th of May, 2017, by and between Function(x) Inc. (the “Company”) and the purchasers (the “Subscriber”) identified on the signature pages of the Subscription Agreements (the “Subs |
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| April 28, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 24, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| April 28, 2017 |
Function(x) Inc. to Present at PIONEERS 2017, Presented by Joseph Gunnar & Co., LLC Exhibit Function(x) Inc. to Present at PIONEERS 2017, Presented by Joseph Gunnar & Co., LLC NEW YORK ? April X, 2017, ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) a leading social publishing and interactive media platform, today announced that it will be presenting at PIONEERS 2017, presented by Joseph Gunnar & Co., on Tuesday, May 2 nd at 8:30 AM EST (Lotus West) at the Mandarin Oriental Hot |
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| April 28, 2017 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| April 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2) ) o Definitive Information Statement þ Definitive Addi |
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| April 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement FUNCTION(X) INC. (N |
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| April 19, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 13, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| April 19, 2017 |
EX-4.1 2 fncxseriesfconvertiblerede.htm EXHIBIT 4.1 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Robert F.X. Sillerman, hereby certify that I am the Chief Executive Officer of Function(x) Inc. (the “Company”), a corporation organized and existing under the General Corporation Law of the Sta |
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| April 19, 2017 |
Exhibit EXECUTION VERSION EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the ?Agreement?), dated as of April 18, 2017, is made by and between Function (X), Inc. |
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| April 19, 2017 |
AMENDED AND RESTATED 12% SECURED CONVERTIBLE PROMISSORY NOTE DUE JUNE 1, 2017 Exhibit NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATI |
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| April 19, 2017 |
8-K 1 form8-knoteexchangev3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 18, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of i |
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| April 17, 2017 |
An Apple A Day Keeps The Boredom Away, Wetpaint.com is now in Apple News! Exhibit An Apple A Day Keeps The Boredom Away, Wetpaint.com is now in Apple News! Wetpaint.com, (owned by Function(x) ? NASDAQ: FNCX) a leading online destination for entertainment news for millennial women covering the latest in television, music, and pop culture, is now publishing on Apple News. Taking advantage of Apple's relaunched design, Wetpaint.com gains a significant new distribution chan |
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| April 17, 2017 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 17, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| April 13, 2017 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 3, 2017 |
functionxupdateddeck3311 Confidential ?2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward-looking statements often, but not always, are identified by the use of words such as ?seek?, ?anticipate?, ?believe?, ? |
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| April 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-ka4x3x2017presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K-A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 3, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio |
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| March 29, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 29, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| March 29, 2017 |
EX-99.1 2 functionxupdateddeck3261.htm EXHIBIT 99.1 Confidential ©2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward-looking statements often, but not always, are identified by the use of words such as “seek”, |
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| March 23, 2017 |
8-K 1 fncxform8-k3x21x17v6.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 17, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in |
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| March 8, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 form8-k3x7x2017bumpclickpr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction |
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| March 8, 2017 |
EX-99.1 3 bumpclicktermsheetannounce.htm EXHIBIT 99.1 Function(x) to Acquire BumpClick A network of websites and social assets with over 60 million+ followers NEW YORK, NEW YORK., MARCH 8, 2017 – FUNCTION(X), INC. (NASDAQ: FNCX), a leading social publishing and interactive media platform, today announced the signing of a binding term sheet to acquire all equity interests in BumpClick LLC (“BumpCli |
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| March 8, 2017 |
BINDING TERM SHEET Proprietary and Confidential Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the “ Binding Term Sheet ”) outlines the terms and conditions under which Function(x) Inc. |
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| March 1, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k2x28x2017closingpre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 24, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict |
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| March 1, 2017 |
EX-99.2 3 functionxconversionofferin.htm EXHIBIT 99.2 FUNCTION(X), INC. CLOSES A $4,800,000 COMMON STOCK OFFERING PRICED AT $1.05 A SHARE ROBERT F.X. SILLERMAN, EXECUTIVE CHAIRMAN AND CEO, CONVERTS $36,964,000 OF PREFERRED EQUITY INTO COMMON STOCK AT A PRICE OF $2.34 PER SHARE NEW YORK, NEW YORK., MARCH 1, 2017 – FUNCTION(X) INC. (NASDAQ: FNCX), a leading social publishing and interactive media pl |
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| March 1, 2017 |
FUNCTION(X), INC. PRICES $4,800,000 COMMON STOCK OFFERING EX-99.1 2 functionxpricingpressrelea.htm EXHIBIT 99.1 FUNCTION(X), INC. PRICES $4,800,000 COMMON STOCK OFFERING NEW YORK, NEW YORK., FEBRUARY 23, 2017 – FUNCTION(X) INC. (NASDAQ: FNCX), a leading social publishing and interactive media platform, today announced the pricing of an underwritten public offering of 4,571,428 shares of its common stock at a price to the public of $1.05 per share. The gr |
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| February 25, 2017 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-215188 PROSPECTUS February 23, 2017 4,571,428 Shares Common Stock This is a firm commitment public offering of 4,571,428 shares of our common stock at an offering price of $1.05 per share. We are also offering warrants to the underwriters to purchase up to an additional 114,286 shares of our common stock. We currently have an effective registra |
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| February 22, 2017 |
FWP 1 v460127fwp.htm FWP STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 February , 2017 Free Writing Prospectus (to Preliminary Prospectus dated February , 2017) Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business p |
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| February 22, 2017 |
CORRESP 1 filename1.htm AEGIS CAPITAL CORP. 810 Seventh Avenue New York, New York 10019 February 22, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Katherine Wray Re: Function(x) Inc. (the “Company”) File No. 333-215188 Registration Statement on Form S-1 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U. |
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| February 22, 2017 |
CORRESP 1 filename1.htm Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-0092 February 22, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Barbara Jacobs, Assistant Director Re: Function(x) Inc. – Request for Acceleration Registration Statement on Form S-1 File No. 333- 215188 Ladies and Gentlemen: Pursu |
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| February 21, 2017 |
As filed with the Securities and Exchange Commission on February 17, 2017 Registration No. |
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| February 17, 2017 |
CORRESP 1 filename1.htm Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com February 17, 2017 Ms. Katherine Wray Attorney-Advisor Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E |
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| February 16, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 12, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| February 15, 2017 |
functionxannouncesdecqfi 1 | P a g e Function(x) Inc. Reports Second Quarter Financial Results PUBLISHING SEGMENT TURNS IN SOLID PERFORMANCE WITH 125% REVENUE INCREASE QUARTER OVER QUARTER NEW YORK ? February 15, 2017 ? Function(x) Inc. (NASDAQ: FNCX) (the ?Company?) yesterday reported financial results for the three and six months ended December 31, 2016. Revenue for the three months ended Decemb |
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| February 15, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k2x14x2017earningspr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 15, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict |
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| February 14, 2017 |
Function(x) 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 00-13803 Function(x) I |
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| February 7, 2017 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 2, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| February 6, 2017 |
As filed with the Securities and Exchange Commission on February 3, 2017 Registration No. |
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| February 3, 2017 |
CORRESP 1 filename1.htm Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com February 3, 2017 Ms. Katherine Wray Attorney-Advisor Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. |
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| January 27, 2017 |
8-K 1 fncxform8-k1x26x17v2coo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 26, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio |
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| January 27, 2017 |
Signatures continued on following page EX-10.1 2 brianrosinemploymentagreem.htm EXHIBIT 10.1 As of February 1, 2017 Mr. Brian J. Rosin Dear Brian: We are delighted to confirm to you that we are offering you the position of Chief Operating Officer at Function(x) Inc. (“Fn(x)” or the “Company”), subject to the terms and conditions set forth herein. This agreement hereby supersedes any and all previous employment agreements between you an |
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| January 23, 2017 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 20, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| January 23, 2017 |
STRICTLY CONFIDENTIAL ?2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 January 19, 2017 Free Writing Prospectus (to Preliminary Prospectus dated January 19, 2017) Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business plans and views of futur |
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| January 19, 2017 |
FWP 1 v457151fwp.htm FWP Filed Pursuant to Rule 433 Registration No. 333-215188 January 19, 2017 Free Writing Prospectus (to Preliminary Prospectus dated January 19, 2017) STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business p |
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| January 19, 2017 |
exhibit991117178k 1 ? Represents Publishing Segment ? All figures shown are unaudited $20,000 $70,000 $120,000 $170,000 $220,000 $270,000 $320,000 $370,000 Jul Aug Sep Oct Nov Dec Revenue The table below shows our Digital Publishing revenue increase from approximately $70 in July 2016 to approximately $380 in December 2016. |
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| January 19, 2017 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 16, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| January 19, 2017 |
EX-1.1 2 v456947ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT between FUNCTION(X), INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters FUNCTION(X) Inc. UNDERWRITING AGREEMENT New York, New York December [•], 2016 Aegis Capital Corp. As Representative of the several Underwriters named on Schedule 1 attached hereto 810 Seventh Avenue, 18th Floor New York, New York |
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| January 19, 2017 |
As filed with the Securities and Exchange Commission on January 19, 2017 Registration No. |
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| January 19, 2017 |
Aron Izower Reed Smith LLP Direct Phone: +1 212 549 0393 599 Lexington Avenue Email: aizower@reedsmith. |
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| January 6, 2017 |
8-K 1 form8-k1x4x17loan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in |
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| December 27, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 23, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| December 20, 2016 |
Exhibit DraftDay Gaming Group collaborating with Draftstars to create Draftstars daily fantasy sports contests for Australian Big Bash League Cricket DraftDay Gaming Group (?DDGG?), a majority owned subsidiary of Function(x), Inc. |
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| December 20, 2016 |
8-K 1 form8-k12x19x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 15, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in |
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| December 20, 2016 |
As filed with the Securities and Exchange Commission on December 20, 2016 Registration No. |
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| December 8, 2016 |
Exhibit Function(x) Inc. Board of Directors Appoints Frank E. Barnes III as Independent Director of the Company Function(x) Inc. complies with Nasdaq requirement related to independent director representation on its Board of Directors NEW YORK ? December 8, 2016 ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) today announced that as a result of the appointment of Frank E. Barnes III as an indepe |
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| December 8, 2016 |
8-K 1 form8-k12x7x2016loanandpre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 7, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| December 8, 2016 |
74,444,471 Shares Common Stock Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-213084 PROSPECTUS 74,444,471 Shares Common Stock This prospectus relates to the offering by the selling stockholders of Function(x) Inc. of up to 74,444,471 shares of common stock, par value $0.001 per share. These shares include 48,888,906 shares of common stock issuable upon conversion of convertible debentures and 25,555,565 shares |
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| December 6, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k12x6x2016presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 6, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| December 6, 2016 |
Function(x) to Present at the 9 EX-99.2 3 fncxldmicroprx12516xv2.htm EXHIBIT 99.2 Function(x) to Present at the 9th Annual LD Micro Main Event LOS ANGELES, CA / ACCESSWIRE / December 5, 2016 / Function(x) Inc. (FNCX), announced today that it will be presenting at the 9th annual LD Micro Main Event on Wednesday, December 7 at 1:00 PM PST / 4:00 PM EST at the Luxe Sunset Boulevard Hotel in Los Angeles, CA. COO and President, Biram |
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| December 6, 2016 |
EX-99.1 2 functionxpresentation112.htm EXHIBIT 99.1 Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of |
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| December 5, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| December 5, 2016 |
EX-99.1 2 wetpaintversionvccannounce.htm EXHIBIT 99.1 Bravo’s RHOA Star Sheree Whitfield Spills the Tea with Fans and Revisits “Who gon' check me, boo?” in Daily Video Call-In Gossip Show Premiere Technology innovator The Video Call Center partners with leading social publisher to create a daily live show connecting fans and celebs via ground-breaking live video call-in technology NEW YORK – Decem |
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| December 5, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k12x5x2016theteapres.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 5, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| December 2, 2016 |
As filed with the Securities and Exchange Commission on December 2, 2016 S-1/A 1 fcnxs-1a209x30x2016.htm S-1/A As filed with the Securities and Exchange Commission on December 2, 2016 Registration No. 333-213084 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 7370 33-0637631 (State o |
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| December 2, 2016 |
Document December 2, 2016 Ms. Jan Woo Branch Chief ? Legal Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Function(x) Inc. Registration Statement on Form S-1 File No. 333-213084 Dear Ms. Woo: Function(x) Inc., a Delaware corporation (the ? Registrant ?), hereby requests the above- |
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| November 30, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-ka11x28x2016earnings.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdi |
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| November 30, 2016 |
Exhibit Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017 NEW YORK ? November 22, 2016 ? Function(x) Inc. (NASDAQ: FNCX) (the ?Company?) today reported financial results for the three months ended September 30, 2016. Revenue for the three months ended September 30, 2016 was $659,000 down from $922 |
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| November 25, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| November 25, 2016 |
Exhibit ASSIGNMENT THIS ASSIGNMENT (this "Assignment") is entered into as of November 17, 2016 (the ?Effective Date?) by and between FUNCTION(X) INC. |
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| November 22, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| November 22, 2016 |
EX-99.1 2 functionxannouncessepqv15.htm EXHIBIT 99.1 Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017 NEW YORK – November 22, 2016 – Function(x) Inc. (NASDAQ: FNCX) (the “Company”) today reported financial results for the three months ended September 30, 2016. Revenue for the three months ended S |
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| November 22, 2016 |
Function(x) 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 00-13803 Function(x) |
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| November 22, 2016 |
Quarterly Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.1 Quarterly Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert F.X. Sillerman, certify that: 1. I have reviewed this quarterly report on Form 10-Q for the quarterly period ended September 30, 2016 of Function(x) Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| November 18, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 14, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio |
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| November 17, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k11x14x2016earningsp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 17, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict |
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| November 17, 2016 |
Function(x) Schedules Conference Call to Discuss First Quarter Fiscal 2017 Results Exhibit Function(x) Schedules Conference Call to Discuss First Quarter Fiscal 2017 Results NEW YORK ? November 17, 2016 ? Function(x)Inc. |
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| November 14, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: September 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 14, 2016 |
8-K/A 1 form8-ka11x11x2016rantwaiv.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 3, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other juri |
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| November 14, 2016 |
Exhibit WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this ? Waiver ?) is made this day of November 2016, by and between FUNCTION(X) INC. |
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| November 9, 2016 |
8-K 1 form8-k11x2x2016puritan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 3, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction |
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| November 9, 2016 |
Exhibit WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this ? Waiver ?) is made this day of November 2016, by and between FUNCTION(X) INC. |
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| November 7, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k11x2x2016pressrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| November 7, 2016 |
Function(x) Inc. Compliant with Nasdaq Listing Criteria Exhibit Function(x) Inc. Compliant with Nasdaq Listing Criteria NEW YORK ? November 7, 2016 ? Function(x) Inc. (FNCX) (the ?Company?) today announced that on November 1, 2016, the Company was formally notified by the Nasdaq Hearings Panel (the ?Panel?) that the Company has evidenced compliance with all requirements for continued listing on The Nasdaq Capital Market, including the minimum $1.00 bid |
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| November 2, 2016 |
Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith. |
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| November 2, 2016 |
As filed with the Securities and Exchange Commission on November 2, 2016 S-1/A 1 fcnxs-1a06x30x2016.htm S-1/A As filed with the Securities and Exchange Commission on November 2, 2016 Registration No. 333-213084 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 7370 33-0637631 (State or |
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| November 1, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k11x1x2016presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| November 1, 2016 |
functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant |
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| November 1, 2016 |
CORRESP 8 filename8.htm Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] November 1, 2016 Ms. Jan Woo Branch Chief – Legal Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Wa |
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| November 1, 2016 |
Exhibit 21.1 Subsidiaries Function(x) Inc. Project Oda, Inc. Sports Hero Inc. Loyalize Inc. Viggle Media Inc. VX Acquisition Corp. Viggle Merger Sub II Inc. Wetpaint.com, Inc. Choose Digital Inc. DraftDay Gaming Group, Inc. (Viggle Inc. owns 49% of outstanding shares) |
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| November 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File No. 001-33902 Function(x) Inc. (Exact name of Re |
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| October 31, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 28, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| October 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) ( |
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| October 24, 2016 |
8-K 1 form8-k10x21x16v7wxwaiver1.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti |
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| October 24, 2016 |
EX-99.1 2 functionxpresentationaeg.htm EXHIBIT 99.1 Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of |
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| October 24, 2016 |
EX-99.2 3 waiveragreementform.htm EXHIBIT 99.2 WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this “Waiver”) is made this day of October 2016, by and between FUNCTION(X) INC., a Delaware corporation (hereinafter referred to as “the Company”) and the Purchasers (as defined herein). W I T N E S S |
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| October 21, 2016 |
Function(x) 10-K/A (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33902 Function(x) Inc. (Exact na |
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| October 21, 2016 |
Function(x) 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33902 Function(x) Inc. (Exact name of Reg |
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| October 17, 2016 |
functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant |
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| October 17, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 17, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| October 12, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 11, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| October 12, 2016 |
Function(x) 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File No. 001-33902 Function(x) Inc. (Exact n |
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| October 12, 2016 |
Exhibit 21.1 Subsidiaries Function(x) Inc. Project Oda, Inc. Sports Hero Inc. Loyalize Inc. Viggle Media Inc. VX Acquisition Corp. Viggle Merger Sub II Inc. Wetpaint.com, Inc. Choose Digital Inc. DraftDay Gaming Group, Inc. (Viggle Inc. owns 49% of outstanding shares) |
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| October 6, 2016 |
EX-10.1 2 spaversion15.htm EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS AGREEMENT is made the day of , 2016, BETWEEN: FUNCTION(X), INC., a corporation incorporated under the laws of the State of Delaware (the “Vendor”) - and - PERK INC., a corporation incorporated under the laws of the Province of Ontario (the “Purchaser”) WHEREAS: A. On February 8, 2016 (the “Viggle Closing Date”), pursuant to |
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| October 6, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k10x5x16perkrepurcha.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic |
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| September 21, 2016 |
functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant |
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| September 21, 2016 |
8-K 1 form8-k9x21x2016drawsxpres.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 16, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic |
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| September 16, 2016 |
Exhibit CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FUNCTION(X) INC. |
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| September 16, 2016 |
8-K 1 form8-k9x16x16reversesplit.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2016 Function(x) Inc. (Exact name of Registrant as specified in its charter) Delaware 01-13803 33-0637631 (State or other jurisd |
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| September 16, 2016 |
Exhibit Function(x) Inc. Announces Reverse Stock Split 1-for-20 Reverse Stock Split and Adjustment of Authorized Shares Effective September 16, 2016 NEW YORK ? September 16, 2016 ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) today announced a reverse stock split of its shares of common stock at a ratio of 1-for-20 shares effective when the market opens on September 16, 2016. At the market open |
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| September 13, 2016 |
SC 13D/A 1 sc13da11040700509132016.htm AMENDMENT NO.1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Function(x) Inc. (Name of Issuer) Common Stock, par value $0.001 per share (T |
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| September 6, 2016 |
EX-99.1 2 pressreleasexnasdaqx91109.htm EXHIBIT 99.1 Function(x) Inc. Receives Nasdaq Compliance Determination; Extension to Satisfy Bid Price Requirement NEW YORK – September 2, 2016, – Function(x) Inc. (Nasdaq: FNCX) (the “Company”) today announced that on August 26, 2016, the Company received formal notification from The NASDAQ Stock Market LLC (“Nasdaq”) indicating that, but for the $1.00 bid |
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| September 6, 2016 |
Function(x) 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2016 |
Exhibit NOTE EXCHANGE AGREEMENT THIS NOTE EXCHANGE AGREEMENT (this ? Agreement ?) is dated August [], 2016, by and between FUNCTION(X) INC. |
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| August 22, 2016 |
Exhibit NOTE EXCHANGE AGREEMENT THIS NOTE EXCHANGE AGREEMENT (this ? Agreement ?) is dated August [], 2016, by and between FUNCTION(X) INC. |
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| August 22, 2016 |
EX-3.1 2 amendmenttoseriesccertific.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C PREFERRED STOCK AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Mitchell J. Nelson, hereby certify that I am the Executive Vice President and Secretary of Function(x) Inc. (formerly known as Viggle Inc.) (the “Company”), a corp |
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| August 22, 2016 |
EX-3.1 2 amendmenttoseriesccertific.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C PREFERRED STOCK AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Mitchell J. Nelson, hereby certify that I am the Executive Vice President and Secretary of Function(x) Inc. (formerly known as Viggle Inc.) (the “Company”), a corp |
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| August 22, 2016 |
8-K 1 form8-kexchangeagreementxa.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio |
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| August 22, 2016 |
8-K 1 form8-kexchangeagreementxa.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio |
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| August 19, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) X Definitive Proxy Statement Function(x) Inc. (Name of Registr |
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| August 19, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) X Definitive Proxy Statement Function(x) Inc. (Name of Registr |
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| August 15, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| August 15, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission |
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| August 11, 2016 |
3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT EX-10.78 2 exhibit1078v2.htm EXHIBIT 10.78 3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment to Forbearance Agreement (the “Amendment”) is made and entered into as of May 11, 2016 (the “Effective Date”) by and between DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.) (“DDFSI”) and AmossyKlein Family Holdings, LLLP (“AmossyKlein”), in its capacity as agent and attorney in |
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| August 11, 2016 |
As filed with the Securities and Exchange Commission on August 11, 2016 As filed with the Securities and Exchange Commission on August 11, 2016 Registration No. |
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| August 4, 2016 |
Exhibit August 1, 2016 Ms. Birame N. Sock Dear Ms. Sock: We are delighted to confirm to you that we are offering you the position of President and Chief Operating Officer at Function(X) Inc. (?Fn(X)? or the ?Company?), subject to the terms and conditions set forth herein. The terms and conditions of your employment with Fn(X) are set forth in this letter and our employee handbook. This offer is su |
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| August 4, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| July 27, 2016 |
DraftDay Fantasy Sports PRE 14C Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Proxy Statement Function(X) Inc. (Name of Registr |
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| July 26, 2016 |
AMENDMENT TO SUBORDINATION AGREEMENT Exhibit AMENDMENT TO SUBORDINATION AGREEMENT THIS AMENDMENT TO SUBORDINATION AGREEMENT (? Amendment ?) is made and entered into as of July 20, 2016, among Function(X) Inc. |
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| July 26, 2016 |
FIRST AMENDMENT TO EXCHANGE AGREEMENT Exhibit FIRST AMENDMENT TO EXCHANGE AGREEMENT THIS FIRST AMENDMENT TO SECURITIES EXCHANGE AGREEMENT (this ? First Amendment ?) is dated July 18, 2016, by and between FUNCTION(X) INC. |
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| July 26, 2016 |
8-K 1 a8-karevisedwarrantsspaam.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 20, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o |
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| July 26, 2016 |
AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES EX-2.1 2 amendmenttosecuritiespurch.htm AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES THIS AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES (“Amendment and Consent”) is made and entered into as of July 20, 2016, by and between Function(x) Inc., a Delaware corporation |
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| July 13, 2016 |
EX-10.8 11 draftdayrrav052.htm EXHIBIT 10.8 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July [ ], 2016, between Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”), and the investors whose signature appear on the signature page hereto (each the “Investor”). This Agreement is made pursuant to that |
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| July 13, 2016 |
INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT (this ?Agreement") dated as of July 8, 2016 among Sillerman Investment Company III, LLC, a Delaware limited liability company ("Sillerman III"), Sillerman Investment Company IV, LLC, a Delaware limited liability company (?Sillerman IV?), Sillerman Investment Company VI LLC, a Delaware limited liability company ("Sillerman VI;" jointly with Sillerman III and Sillerman IV, the "Existing Lenders"), Rant, Inc. |
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| July 13, 2016 |
NOTE PURCHASE AGREEMENT This Master Note Purchase Agreement, dated as of July 8, 2016 (this “Agreement”), is entered into by and between Function(x) Inc. |
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| July 13, 2016 |
EX-10.10 13 draftdaywarrantv07clean.htm EXHIBIT 10.10 COMMON STOCK PURCHASE WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND APPLICA |
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| July 13, 2016 |
SUBORDINATION AGREEMENT FOR VALUE RECEIVED, and in order to induce the creditors set forth on the signature page hereof (collectively, the ?Senior Creditor?) now and from time to time hereafter to extend financial accommodations to, or otherwise extend or continue to extend credit to or for the benefit of Function(x) Inc. |
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| July 13, 2016 |
EX-10.6 9 draftdayspav16w-schedules.htm EXHIBIT 10.6 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 12, 2016, between Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”) and the investors set forth in Schedule A attached hereto (each a “Purchaser” and collectively, the “Purchasers”). WHE |
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| July 13, 2016 |
10% SENIOR SECURED CONVERTIBLE DEBENTURE DUE JULY 12, 2017 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRA |
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| July 13, 2016 |
SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of July [ ], 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by Function(x) Inc. |
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| July 13, 2016 |
EX-10.13 16 a20142015rantfinancialst.htm EXHIBIT 10.13 Rant, Inc. Financial Statements For The Years Ended December 31, 2015 and 2014 Rant, Inc. Contents Report of Independent Registered Public Accounting Firm 3 Financial Statements Balance Sheets 4-5 Statements of Operations 6 Statements of Stockholders’ Deficit 7 Statements of Cash Flows 8 Notes to Financial Statements 9-28 Marcum LLP n 2049 Cen |
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| July 13, 2016 |
EX-10.14 17 exhibit1014to711168k.htm EXHIBIT 10.14 1 Capital Structure – Pre Conversion Assumptions: Shown before any contemplated stock split Rant preffereds equal to the amount necessary to provide 22% ownership if only they convert Accrued Interest and Accrued Dividends are calculated as of 8/15/16 Note: Post Debt/equity swap of $7MM of Preferreds on 5/9 Exclude warrants held by RFXS that are m |
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| July 13, 2016 |
EX-10.11 14 rantandnoteholderslockup77.htm EXHIBIT 10.11 LOCK-UP AGREEMENT July , 2016 Dominion Capital LLC and the several Investors named on Schedule A attached hereto Re: Function (x) Inc. Private Offering Ladies and Gentlemen: This Lock-Up Agreement (this “Agreement”) is being delivered to you in connection with the proposed private placement offering by Function (x) Inc., a Delaware corporati |
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| July 13, 2016 |
FUNCTION(X), INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Robert F.X. Sillerman and Mitchell J. Nelson, do hereby certify that: 1. They are the Executive Chairman and Secretary, respectively, of Function(x) Inc., a Delaware corporation (the “Corporation |
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| July 13, 2016 |
EX-10.3 6 securityagreementfinal.htm EXHIBIT 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of July 8, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corp |
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| July 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 12, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 13, 2016 |
EX-10.12 15 exchangeagreementseriescpr.htm EXHIBIT 10.12 EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (this “Agreement”) is dated July 8, 2016, by and between FUNCTION(X) INC., a Delaware corporation, (the “Company”), Sillerman Investment Company III, LLC, a Delaware limited liability company (“SIC III”), Sillerman Investment Company IV, LLC, a Delaware limited liability company (“SIC IV” |
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| July 13, 2016 |
12% SECURED CONVERTIBLE PROMISSORY NOTE DUE JULY 8, 2017 EX-10.1 4 draftdaynotefinal.htm EXHIBIT 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEP |
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| July 13, 2016 |
EX-99.1 18 pressreleasexfncxx712645p.htm EXHIBIT 99.1 Function(X) Inc. Completes Acquisition of Rant Inc., Accelerates Growth in Social Publishing Renewed Commitment from Largest Shareholder and $4MM Round of Financing Shows Confidence in Future NEW YORK – July 13 2016, – Function(X) Inc. (Nasdaq: FNCX), formerly DraftDay Fantasy Sports Inc. (Nasdaq: DDAY) has completed an acquisition of assets of |
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| July 13, 2016 |
Asset Purchase Agreement This Asset Purchase Agreement (the “Agreement”) is made this 8th day of July, 2016 (the “Effective Date”), by and between Function (x) Inc. |
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| July 6, 2016 |
8-K 1 form8-ktext7x5x16cfo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 5, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of inco |
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| July 6, 2016 |
Exhibit July 5, 2016 Ms. Michelle Lanken Dear Ms. Lanken: We are delighted to confirm to you that we are offering you the position of Chief Financial Officer at Function(X) Inc. (?Fn(X)? or the ?Company?), subject to the terms and conditions set forth herein. You will become an at-will employee commencing with the start date stated in Section 1 of this letter. The terms and conditions of your empl |
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| June 30, 2016 |
Exhibit SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of June 27, 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by Function(X) Inc. |
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| June 30, 2016 |
8-K 1 form8-k6x29x16loansandshar.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 27, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction |
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| June 30, 2016 |
REVOLVING SECURED PROMISSORY NOTE EX-10.1 2 sicvipromissorynote6-2016v2.htm EXHIBIT 10.1 REVOLVING SECURED PROMISSORY NOTE New York, New York As of June 27, 2016 $1,200,000.00 1)FOR VALUE RECEIVED, on the Maturity Date (defined below), each of Function(X) Inc., a Delaware corporation (the “Parent”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a “Borrower |
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| June 17, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k6x14x16mgtsecondexc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 14, 2016 Function(X) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction |
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| June 17, 2016 |
Exhibit SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (this ? Agreement ?) is dated June 8, 2016, by and between DRAFTDAY FANTASY SPORTS, INC. |
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| June 10, 2016 |
NOTICE TO STOCKHOLDERS OF STOCKHOLDERS’ MEETING Exhibit NOTICE TO STOCKHOLDERS OF STOCKHOLDERS? MEETING Notice is hereby given that a Meeting of Stockholders of Function(x) Inc. |
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| June 10, 2016 |
8-K 1 form8-k692016serieseprefer.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction |
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| June 10, 2016 |
EX-3.1 2 functionxcertificateofamen.htm FORM OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FUNCTION(X) INC. Under Section 242 of the Delaware General Corporation Law It is hereby certified that: 1. The name of the corporation is Function(x) Inc. (the “Corporation”). 2.The Certificate of Incorporation of the Cor |
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| June 3, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 27, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (C |
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| May 25, 2016 |
DraftDay Fantasy Sports 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 19, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Co |
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| May 20, 2016 |
REVOLVING SECURED PROMISSORY NOTE SEC Exhibit REVOLVING SECURED PROMISSORY NOTE New York, New York As of May 16, 2016 $500,000. |
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| May 20, 2016 |
8-K 1 form8-kloanandsecurityagre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 16, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other ju |
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| May 20, 2016 |
EX-10.2 3 sicvisecurityagreement5-20.htm EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of May 16, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a “Company” or a “Grantor” and coll |
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| May 16, 2016 |
DraftDay Fantasy Sports 10-Q DFSI-2016-03-31-16 (Quarterly Report) 10-Q 1 dfsi-2016x03x31x16.htm 10-Q DFSI-2016-03-31-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| May 16, 2016 |
3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT 3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment to Forbearance Agreement (the “Amendment”) is made and entered into as of May 11, 2016 (the “Effective Date”) by and between DraftDay Fantasy Sports, Inc. |
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| May 13, 2016 |
EX-10.1 2 commonsharessubscriptionag.htm EXHIBIT 10.1 SUBSCRIPTION AGREEMENT Sillerman Investment Company III LLC 902 Broadway 14th Floor New York, NY 10010 Gentlemen: DraftDay Fantasy Sports, Inc., a Delaware corporation (the “Company”), is hereby privately offering (the “Offering”) shares of common stock, $0.001 par value per share, of the Company (a “Share”) at a purchase price of $0.31 per Sha |
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| May 13, 2016 |
8-K 1 form8-k592016exchangev3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 9, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other juris |
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| May 3, 2016 |
8-K 1 form8-kloanandsecurityagre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 29, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other |
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| May 3, 2016 |
REVOLVING SECURED PROMISSORY NOTE EX-10.1 2 sicvipromissorynote.htm EXHIBIT 10.1 REVOLVING SECURED PROMISSORY NOTE New York, New York As of April 29, 2016 $500,000.00 1)FOR VALUE RECEIVED, on the Maturity Date (defined below), each of DraftDay Fantasy Sports, Inc., a Delaware corporation (the “Parent”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a “Borr |
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| May 3, 2016 |
EX-10.2 3 sicvisecurityagreement.htm EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of April 29, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a “Company” or a “Grantor” and collec |
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| April 29, 2016 |
BINDING TERM SHEET Proprietary and Confidential Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the ? Term Sheet ?) outlines the terms and conditions under which Rant, Inc. |
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| April 29, 2016 |
BINDING TERM SHEET Proprietary and Confidential Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the ? Term Sheet ?) outlines the terms and conditions under which DraftDay Fantasy Sports, Inc. |
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| April 29, 2016 |
Exhibit Wetpaint, a DraftDay Fantasy Sports Company, Agrees to Acquire Rant Inc to Become a Leading Social Publisher NEW YORK ? April 29 2016, ? DraftDay Fantasy Sports Inc. |
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| April 29, 2016 |
8-K 1 form8-k4x29x16ranttermshee.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as specified in its charter) Delaware 01-13803 33-0637631 (State or othe |
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| April 22, 2016 |
Function(x) 8-K (DRA2) 4-18-16 (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 18 , 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Com |
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| April 14, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 14, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commi |
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| March 30, 2016 |
REVOLVING SECURED PROMISSORY NOTE New York, New York As of March 29, 2016 $500,000.00 ddayex102.htm Exhibit 10.2 REVOLVING SECURED PROMISSORY NOTE New York, New York As of March 29, 2016 $500,000.00 1) FOR VALUE RECEIVED, on the Maturity Date (defined below), each of DraftDay Fantasy Sports, Inc., a Delaware corporation (the ?Parent?), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a ?Borrower? and collectiv |
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| March 30, 2016 |
EX-10.1 3 ddayex101.htm FORM OF MGT EXCHANGE AGREEMENT Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the “Agreement”) is dated March 24, 2016, by and between DRAFTDAY FANTASY SPORTS, INC., a Delaware corporation formerly known as Viggle, Inc. (the “Company”), MGT Sports, Inc., a Delaware corporation partnership (“MGT Sports”) and MGT Capital Investments, Inc., a De |
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| March 30, 2016 |
ddayex103.htm Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of March 29, 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a ?Company? or a ?Grantor? and collectively, the ?Companies? |
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| March 30, 2016 |
8-K 1 dday8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 24, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic |
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| March 30, 2016 |
ddayex31.htm Exhibit 3.1 DRAFTDAY FANTASY SPORTS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Robert F.X. Sillerman and Mitchell J. Nelson, do hereby certify that: 1. They are the Executive Chairman and Secretary, respectively, of DraftDay Fantasy Spor |
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| March 4, 2016 |
Exhibit 10.68 EXECUTION VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, effective as of December 30, 2015 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.), a Delaware corporation (the “Company” or the “Grantor”), in favor of Sillerman Investment Company III, LLC (the “Secured Party”). RECITALS |
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| March 4, 2016 |
Function(x) 10-Q (Quarterly Report) 10-Q 1 vggl-2015x12x31x1510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| March 4, 2016 |
EX-10.69 3 exhibit1069.htm EXHIBIT 10.69 Exhibit 10.69 EXECUTION VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, effective as of December 30, 2015 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.), a Delaware corporation (the “Company” or the “Grantor”), in favor of Sillerman Investment Company |
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| February 29, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 23, 2016 Viggle Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F |
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| February 18, 2016 |
vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 12, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporat |
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| February 16, 2016 |
Function(x) NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 11, 2016 |
ddfs8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 5, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporati |
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| February 10, 2016 |
vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 4, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporati |
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| February 8, 2016 |
8-K 1 vggl8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 8, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisd |
