VTN / Invesco Trust for Investment Grade New York Municipals - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

Invesco Trust for Investment Grade New York Municipals
US ˙ NYSE ˙ US46131T1016

Statistik Asas
LEI FNS6N81D3V131ZZWNT79
CIK 883265
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco Trust for Investment Grade New York Municipals
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
July 1, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

June 20, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

December 18, 2024 EX-1

Schedule of Transactions in Shares by Sit Entities in the last 60 days:

EXHIBIT A Schedule of Transactions in Shares by Sit Entities in the last 60 days: Date of Transaction Transaction Shares of Common Stock Price Per Share 10/24/2024 SELL 1,510 11.

December 13, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / BANK OF AMERICA CORP /DE/ - SC 13D/A Activist Investment

SC 13D/A 1 ef20038227sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (Name of Issuer) Series 2015/6 Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) Bank of America Corporation B

December 13, 2024 EX-99.1

Exhibit 99.1 JOINT FILING AGREEMENT

EX-99.1 2 ef20038227ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an

December 12, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th

December 11, 2024 SC TO-I/A

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 11, 2024

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 11, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 11, 2024 SC TO-I/A

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 11, 2024

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 11, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 10, 2024 SC TO-C

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 10, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT (PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT O

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 10, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 4, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / BANK OF AMERICA CORP /DE/ - SC 13D/A Activist Investment

SC 13D/A 1 ef20039584sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02)* Invesco Trust for Investment Grade New York Municipals (Name of issuer) SERIES 2015/6 VARIABLE RATE MUNI TERM PREFERRED SHARES (Title of Class of Securities) 46131T507 (CUSIP Number) Bank of America Corporation B

December 4, 2024 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 ef20039584ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an

December 4, 2024 EX-99.2

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

EX-99.2 3 ef20039584ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation" ), does hereby make, constitute, and appoint each of Marie Andre, Andres Ortiz Custodio, Kamil Dziedzic, Valerie Ezeagbo, Kelvin Kwo k, Frank Lui, James Todd, Ben Tsoi, Michelle Wong, and Monica Yako as an attorney-in-

November 25, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th

November 13, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th

November 7, 2024 SC TO-I

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 7, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 I

SC TO-I AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 7, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 7, 2024 EX-99.(A)(1)(IV)

OFFER BY INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS TO PURCHASE FOR CASH UP TO 25% OF ITS SHARES FOR 99% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON DECEMBER 9, 2024 (“EXPIRATION DA

OFFER BY INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS TO PURCHASE FOR CASH UP TO 25% OF ITS SHARES FOR 99% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.

November 7, 2024 EX-99.(D)(12)

AMENDED AND RESTATED MASTER ADMINISTRATIVE SERVICES AGREEMENT

AMENDED AND RESTATED MASTER ADMINISTRATIVE SERVICES AGREEMENT This AMENDED AND RESTATED MASTER ADMINISTRATIVE SERVICES AGREEMENT (“Agreement”) is made this 1st day of July, 2020, by and between Invesco Advisers, Inc.

November 7, 2024 EX-FILING FEES

Calculation of Filing Fee Tables SC TO-I (Form Type) Invesco Trust for Investment Grade New York Municipals (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees

EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) Invesco Trust for Investment Grade New York Municipals (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $56,972,424.

November 7, 2024 EX-99.(A)(5)

###

Press Release For immediate release Invesco Advisers, Inc. Announces Details of Tender Offers for Invesco Trust for Investment Grade New York Municipals and Invesco Pennsylvania Municipal Income Trust ATLANTA, November 1, 2024 – Invesco Advisers, Inc., a subsidiary of Invesco Ltd. (NYSE: IVZ), announced today additional details of the previously announced tender offers for Invesco Trust for Invest

November 7, 2024 EX-99.(D)(11)

Second Amendment to Transfer Agency and Service Agreement

Second Amendment to Transfer Agency and Service Agreement This Amendment No. 2 (“Amendment”), dated October 1, 2019, hereby amends that certain Transfer Agency and Service Agreement by and among each of the Invesco Closed-End Investment Companies, severally and not jointly set forth in Schedule A thereto (each such investment company, a “Fund”), and Computershare Inc., and its fully owned subsidia

November 7, 2024 EX-99.(A)(1)(I)

Invesco Trust for Investment Grade New York Municipals 1555 Peachtree Street, N.E. Atlanta, Georgia 30309

Invesco Trust for Investment Grade New York Municipals 1555 Peachtree Street, N.E. Atlanta, Georgia 30309 Dear Shareholder: On June 10-12, 2024, the Board of Trustees of Invesco Trust for Investment Grade New York Municipals (the “Fund”), approved a tender offer for the Fund’s Common Shares. The Fund is commencing an offer to purchase up to 25% of its issued and outstanding shares of beneficial in

November 7, 2024 EX-99.(A)(1)(V)

W Request for Taxpayer Give form to the

W Request for Taxpayer Give form to the Form-9 (Rev. March 2024) Identification Number and Certification requester. Do not Department of the Treasury send to the IRS. Internal Revenue Service Go to www.irs.gov/FormW9 for instructions and the latest information. Before you begin. For guidance related to the purpose of Form W-9, see Purpose of Form, below. 1 Name of entity/individual. An entry is re

November 7, 2024 EX-99.(A)(1)(II)

Letter of Transmittal Regarding Shares of Common Stock of Invesco Trust for Investment Grade New York Municipals Tendered Pursuant to the Offer to Purchase Dated November 7, 2024 ALL TENDER REQUESTS MUST BE RECEIVED IN PROPER FORM ON OR BEFORE 11:59

Letter of Transmittal Regarding Shares of Common Stock of Invesco Trust for Investment Grade New York Municipals Tendered Pursuant to the Offer to Purchase Dated November 7, 2024 ALL TENDER REQUESTS MUST BE RECEIVED IN PROPER FORM ON OR BEFORE 11:59 P.

November 7, 2024 EX-99.(D)(13)

AMENDMENT TO AMENDED AND RESTATED SUPPORT SERVICE AGREEMENT

AMENDMENT TO AMENDED AND RESTATED SUPPORT SERVICE AGREEMENT THIS AMENDMENT, effective July 1, 2022, amends the Amended and Restated Support Services Agreement (Agreement”) by and between the parties as set forth in Schedule 1, attached hereto and incorporated by reference (designated collectively hereafter as the “Funds”), and INVESCO INVESTMENT SERVICES, INC.

November 7, 2024 EX-99.(D)(2)

October 30, 2024

Georgeson LLC 1290 Avenue of the Americas, 9th Floor New York, NY 10104 www.georgeson.com October 30, 2024 Invesco Pennsylvania Value Municipal Income Trust Invesco Trust for Investment Grade New York Municipals 11 Greenway Plaza Houston, TX 77046 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and condit

November 7, 2024 EX-99.(A)(1)(III)

OFFER BY INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS TO PURCHASE FOR CASH UP TO 25% OF ITS SHARES FOR 99% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON DECEMBER 9, 2024 (“EXPIRATION DA

OFFER BY INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS TO PURCHASE FOR CASH UP TO 25% OF ITS SHARES FOR 99% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.

November 7, 2024 EX-99.(D)(1)

DEPOSITARY AGREEMENT Invesco Trust for Investment Grade New York Municipals Computershare Trust Company N.A. Computershare Inc.

DEPOSITARY AGREEMENT Between Invesco Trust for Investment Grade New York Municipals And Computershare Trust Company N.

November 5, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th

October 7, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th

August 26, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

August 14, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

August 7, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

July 16, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

July 3, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

July 2, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒     Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy S

June 28, 2024 CORRESP

June 28, 2024

Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215.

June 26, 2024 CORRESP

June 26, 2024

Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215.

June 17, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

June 14, 2024 EX-3

STANDSTILL AGREEMENT

EX-3 2 exhibit3.htm EXHIBIT 3 EXHIBIT 3 STANDSTILL AGREEMENT This Standstill Agreement (including the exhibits hereto, this "Agreement") is entered into as of June 13, 2024 by and among Saba Capital Management, L.P. ("Saba"), Invesco Trust for Investment Grade New York Municipals (the "Fund") and Invesco Advisers, Inc. (the "Adviser," and together with Saba and the Fund, the "Parties", and each in

June 14, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich

June 13, 2024 SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT (PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (Name of Su

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 22, 2024 PREC14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Invesco Trust for Investment Grade New York Municipals (Name of Registrant as Specified In Its Charter) Saba Capital Management, L.

May 6, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS Activist Investment

SC 13D/A 1 p24-1661sc13da.htm INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capita

March 6, 2024 SC 13D/A

VTN / Invesco Trust for Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: M

January 17, 2024 CORRESP

2

January 17, 2024 VIA EDGAR Mr. Jeff Long Division of Investment Management Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 RE: AIM Growth Series (Invesco Growth Series) (File No. 811-02699), AIM International Mutual Funds (Invesco International Mutual Funds) (File No. 811-06463), AIM Investment Funds (Invesco Investment Funds) (File No. 811-05426), AIM Investment Securitie

December 11, 2023 SC 13D/A

VTN / Invesco Trust For Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: M

November 21, 2023 SC 13D/A

VTN / Invesco Trust For Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: M

November 9, 2023 SC 13G/A

VTN / Invesco Trust For Investment Grade New York Municipals / Karpus Management, Inc. - KARPUS INVESTMENT MGT / INVESCO TRUST FOR INVESTMENT GRADE NY MUNI - SCHEDULE 13G/A(#2) Passive Investment

SC 13G/A 1 karpus-sch13g18764.htm KARPUS INVESTMENT MGT / INVESCO TRUST FOR INVESTMENT GRADE NY MUNI - SCHEDULE 13G/A(#2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common (Title of Class of Securities) 46131T101 (CUSIP Numb

October 18, 2023 SC 13D

VTN / Invesco Trust For Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13D Activist Investment

SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 46131T101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor

October 18, 2023 EX-1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree

September 22, 2023 SC 13G

VTN / Invesco Trust For Investment Grade New York Municipals / Saba Capital Management, L.P. - FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 46131T101 (CUSIP Number) September 12, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate b

June 30, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi

June 20, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 d468798ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 14, 2023 SC 13G/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / Karpus Management, Inc. - KARPUS INVESTMENT MGT / INVESCO TRUST FOR INVESTMENT GRADE NY MUNI - SCHEDULE 13G/A(#1) Passive Investment

SC 13G/A 1 karpus-sch13g18686f.htm KARPUS INVESTMENT MGT / INVESCO TRUST FOR INVESTMENT GRADE NY MUNI - SCHEDULE 13G/A(#1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common (Title of Class of Securities) 46131T101 (CUSIP Num

January 30, 2023 NPORT-EX

Schedule of Investments

HTML Schedule of Investments November 30, 2022 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–156.

July 29, 2022 NPORT-EX

Schedule of Investments

HTML Schedule of Investments May 31, 2022 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–155.

July 8, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

June 22, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

May 17, 2022 CORRESP

2

May 17, 2022 VIA EDGAR Mr. David Manion Division of Investment Management Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 RE: AIM Counselor Series Trust (Invesco Counselor Series Trust) (File No. 811-09913); AIM Funds Group (Invesco Funds Group) (File No. 811-01540); AIM Investment Securities Fund (Invesco Investment Securities Funds) (File No. 811-05686); AIM Tax-Exempt F

February 14, 2022 SC 13G

VTN / Van Kampen Trust for Investment Grade New York Municipal / Karpus Management, Inc. - KARPUS INVESTMENT MGT / INVESCO TRUST FOR INVESTMENT GRADE NY MUNI - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ????) * Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Common (Title of Class of Securities) 46131T101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th

January 31, 2022 NPORT-EX

Schedule of Investments

Schedule of Investments November 30, 2021 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–151.

January 4, 2022 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / BANK OF AMERICA CORP /DE/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01) Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Series 2015/6 Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Try

January 4, 2022 EX-99.2

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th

January 4, 2022 EX-99.6

AMENDED AND RESTATED VOTING TRUST AGREEMENT

Exhibit 99.6 Execution Version AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this ?Agreement?) is made and entered into effective for all purposes and in all respects as of January 1, 2022 by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law (?PFC? or the ?Purchas

January 4, 2022 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a

July 30, 2021 NPORT-EX

Schedule of Investments

Schedule of Investments May 31, 2021 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–159.

July 1, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

June 22, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrants ? Filed by a Party other than the Registrants ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Def

June 22, 2021 CORRESP

June 22, 2021

Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215.

June 10, 2021 COVER

Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7081 (215) 564-8000 June 10, 2021

COVER 15 filename15.htm Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7081 (215) 564-8000 June 10, 2021 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Invesco Advantage Municipal Income Trust II (CIK No.: 0000908993; File No.: 811-07868) Invesco Bond Fund (CIK No.: 0000005094; File

June 10, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrants ? Filed by a Party other than the Registrants ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Def

January 29, 2021 NPORT-EX

Schedule of Investments

Schedule of Investments November 30, 2020 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–161.

December 2, 2020 CORRESP

-

CORRESP December 2, 2020 VIA EDGAR Ms. Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 RE: Invesco Exchange-Traded Fund Trust II (File No. 811-21977) (the “ETF Registrant”) and Invesco Advantage Municipal Income Trust II (File No. 811-07868), Invesco Bond Fund (File No. 811-02090), Invesco California Value Municip

July 30, 2020 NPORT-EX

-

Schedule of Investments May 31, 2020 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–164.

July 2, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

June 18, 2020 DEF 14A

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pro

January 29, 2020 NPORT-EX

Schedule of Investments

Schedule of Investments November 30, 2019 (Unaudited) Interest Rate Maturity Date Principal Amount (000) Value Municipal Obligations–162.

July 30, 2019 NPORT-EX

VTN / Van Kampen Trust for Investment Grade New York Municipal NPORT-EX - -

Invesco Trust for Investment Grade New York Municipals Quarterly Schedule of Portfolio Holdings May 31, 2019 invesco.

July 10, 2019 DEFA14A

VKI / Van Kampen Advantage Municipal Income Trust II, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

July 5, 2019 DEF 14A

VKI / Van Kampen Advantage Municipal Income Trust II, Inc. DEF 14A - - DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pro

June 7, 2019 EX-99.2

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor

June 7, 2019 EX-99.4

REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of May 31, 2019, is made by and between Invesco Trust For Investment Grade New York Municipals, a Delaware statutory trust (the "Fund"), and Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law ("Banc of America" or the "Shareholder").

June 7, 2019 EX-99.3

VOTING TRUST AGREEMENT

Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of May 31, 2019 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law ("P

June 7, 2019 EX-1.1

Schedule I EXECUTIVE OFFICERS AND DIRECTORS OF THE REPORTING PERSONS

Schedule I EXECUTIVE OFFICERS AND DIRECTORS OF THE REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.

June 7, 2019 EX-99.5

ARTICLE I DEFINITIONS

Exhibit 99.5 Variable Rate Muni Term Preferred Shares Purchase Agreement Invesco Trust For Investment Grade New York Municipals and Banc of America Preferred Funding Corporation May 31, 2019 TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE, EXCHANGE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 7 2.1 Purchase, Exchange

June 7, 2019 SC 13D

VTN / Van Kampen Trust for Investment Grade New York Municipal / BANK OF AMERICA CORP /DE/ - NONE Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (Name of Issuer) SERIES 2015/6 VARIABLE RATE MUNI TERM PREFERRED SHARES (Title of Class of Securities) 46131T507 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N

June 7, 2019 EX-1.2

Schedule II SCHEDULE OF LITIGATION

Schedule II SCHEDULE OF LITIGATION New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau ("NYAG") alleged that Bank of America Corporation ("BAC") and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") (1) concealed from its institutional clients that orders were routed to and executed by "electronic liquidity providers," (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary "venue ranking" analysis, in violation of the Martin Act and Executive Law § 63(12).

June 7, 2019 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a

June 3, 2019 SC 13G/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / ROYAL BANK OF CANADA - AMENDMENT NO. 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T 507 (CUSIP Number) May 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the app

May 3, 2019 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / Rbc Municipal Products, Llc - AMENDMENT NO. 3 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) RBC Municipal Products, LLC Brookfield Place, 200 Vesey Street New York, New York 10

May 3, 2019 SC 13G

VTN / Van Kampen Trust for Investment Grade New York Municipal / ROYAL BANK OF CANADA Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T 507 (CUSIP Number) May 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

January 29, 2019 N-Q

VTN / Van Kampen Trust for Investment Grade New York Municipal N-Q (Quarterly Schedule of Portfolio Holdings)

N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06537 Invesco Trust for Investment Grade New York Municipals (Exact name of registrant as specified in charter) 1555 Peachtree Street, N.E., Suite 1800 Atlanta, Georgia 30309 (Address of prin

January 29, 2019 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

July 30, 2018 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

July 30, 2018 N-Q

VTN / Van Kampen Trust for Investment Grade New York Municipal N-Q - VTN (Quarterly Schedule of Portfolio Holdings)

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.

June 26, 2018 DEFA14A

VKI / Van Kampen Advantage Municipal Income Trust II, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi

June 25, 2018 DEF 14A

VKI / Van Kampen Advantage Municipal Income Trust II, Inc. DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pro

January 29, 2018 N-Q

Invesco Trust For Investment Grade New York Municipals - N-Q - VTN

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.

January 29, 2018 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

September 12, 2017 CORRESP

- 2 -

Invesco PO Box 4333 Houston, TX 77210-4333 11 Greenway Plaza, Suite 1000 Houston, TX 77046 713 626 1919 www.

July 28, 2017 N-Q

Invesco Trust For Investment Grade New York Municipals - N-Q - VTN

N-Q 1 d414200dnq.htm N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06537 Invesco Trust for Investment Grade New York Munic

July 28, 2017 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

July 26, 2017 DEFA14A

Van Kampen Advantage Municipal Income Trust II DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi

July 26, 2017 DEF 14A

Van Kampen Advantage Municipal Income Trust II DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro

June 5, 2017 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / ROYAL BANK OF CANADA - AMENDMENT NO. 2 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Invesco Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) RBC Municipal Products, LLC Brookfield Place 200 Vesey Street New York, New York 102

June 5, 2017 EX-99.3

REGISTRATION RIGHTS AGREEMENT

Exhibit 99.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of June 1, 2017, is made by and between (i) Invesco Trust for Investment Grade New York Municipals, a closed-end fund organized as a Delaware statutory trust, including its successors and assigns by operation of law or merger (the "Fund") and (ii) RBC Capital Markets, LLC, a Minnesota limi

June 5, 2017 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a

January 27, 2017 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

January 27, 2017 N-Q

Van Kampen Trust for Investment Grade New York Municipal N-Q - VTN (Quarterly Schedule of Portfolio Holdings)

N-Q 1 d303718dnq.htm N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06537 Invesco Trust for Investment Grade New York Munic

July 29, 2016 N-Q

Van Kampen Trust for Investment Grade New York Municipal N-Q - VTN (Quarterly Schedule of Portfolio Holdings)

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.

July 29, 2016 EX-99.CERT

I, Sheri Morris, Principal Executive Officer, certify that:

EX-99.CERT I, Sheri Morris, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we

July 27, 2016 DEFA14A

Van Kampen Advantage Municipal Income Trust II DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi

July 20, 2016 DEF 14A

Van Kampen Pennsylvania Value Municipal Income Trust DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pro

May 10, 2016 NT-NCSR

Van Kampen Trust for Investment Grade New York Municipal NT-NCSR

NT-NCSR 1 d192982dntncsr.htm NT-NCSR OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response 2.50 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 811-06537 CUSIP NUMBER 46131T 10 1 46131T 50 7 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ For

January 29, 2016 EX-99.CERT

I, Philip A. Taylor, Principal Executive Officer, certify that:

EX-99.CERT I, Philip A. Taylor, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement

January 29, 2016 N-Q

Van Kampen Trust for Investment Grade New York Municipal N-Q - VTN (Quarterly Schedule of Portfolio Holdings)

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

July 30, 2015 N-Q

Van Kampen Trust for Investment Grade New York Municipal N-Q - VTN (Quarterly Schedule of Portfolio Holdings)

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

July 30, 2015 EX-99.CERT

I, Philip A. Taylor, Principal Executive Officer, certify that:

EX-99.CERT I, Philip A. Taylor, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement

July 16, 2015 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

July 9, 2015 DEF 14A

Invesco Municipal Trust DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pro

June 19, 2015 PRE 14A

Invesco Dynamic Credit Opportunities Fund PRE 14A

PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro

January 29, 2015 EX-99.CERT

I, Philip A. Taylor, Principal Executive Officer, certify that:

EX-99.CERT I, Philip A. Taylor, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement

January 29, 2015 N-Q

Invesco Trust For Investment Grade New York Municipals - N-Q - VTN

N-Q - VTN OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

July 29, 2014 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

EX-99.CERT I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w

July 29, 2014 N-Q

VTN / Van Kampen Trust for Investment Grade New York Municipal N-Q - Quarterly Schedule of Portfolio Holdings - INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS

Invesco Trust for Investment Grade New York Municipals OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

July 24, 2014 CORRESP

10 AIM Counselor Series Trust 811-09913 Invesco Core Plus Bond Fund Class R6 AIM Counselor Series Trust 811-09913 Invesco Equity and Income Fund All classes AIM Counselor Series Trust 811-09913 Invesco Growth and Income Fund All classes AIM Counselor

CORRESP 1 filename1.htm VIA EDGAR July 24, 2014 Mr. Jeff Long Ms. Christina Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AI

July 22, 2014 DEFA14A

VSLAX / Invesco Senior Loan A DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro

July 22, 2014 DEFA14A

VTN / Van Kampen Trust for Investment Grade New York Municipal DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro

July 18, 2014 DEF 14A

VTN / Van Kampen Trust for Investment Grade New York Municipal DEF 14A - - DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pro

January 29, 2014 N-Q

Quarterly Schedule of Portfolio Holdings - N-Q

N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

January 29, 2014 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

EX-99.CERT I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w

July 30, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - N-Q

N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10.

July 30, 2013 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

EX-99.CERT I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w

June 27, 2013 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

June 20, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Prox

May 1, 2013 EX-99.12 TAX OPINION

Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com August 27, 2012

Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.

May 1, 2013 POS EX

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As filed with the Securities and Exchange Commission on May 1, 2013 1933 Act File No.

May 1, 2013 EX-99.12 TAX OPINION

Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com August 27, 2012

Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.

January 29, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - VTN 11-30-2012 N-Q

VTN 11-30-2012 N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

January 29, 2013 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

EX-99.CERT I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w

August 29, 2012 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / ROYAL BANK OF CANADA - SCHEDULE 13D AMENDMENT NO. 1 Activist Investment

Schedule 13D Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Invesco Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) RBC Municipal Products, Inc. c/o John Penn, Es

August 29, 2012 EX-99.1

EX-99.1

EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a

August 29, 2012 EX-99.7

AMENDMENT TO VARIABLE RATE MUNI TERM PREFERRED SHARES PURCHASE AGREEMENT

Amendment to Variable Rate Muni Term Preferred Purchase Agreement Exhibit 99.7 AMENDMENT TO VARIABLE RATE MUNI TERM PREFERRED SHARES PURCHASE AGREEMENT This amendment (this “Amendment”), dated as of August 27, 2012, to the Variable Rate Muni Term Preferred Shares Purchase Agreement, dated as of May 10, 2012, between Invesco Van Kampen Trust for Investment Grade New York Municipals, a closed-end in

August 29, 2012 EX-99.2

EX-99.2

rrd318320359675.html EXHIBIT 99.2 JOINT FILER INFORMATION Item Information Name: Royal Bank of Canada Address: 200 Bay Street Toronto, State Ontario Canada M5J 2J5 Date of Event Requiring Statement May 15, 2012 (Month/Day/Year): Issuer Name and Ticker or Trading Invesco New York Quality Municipal Symbol: Securities (IQN) Relationship of Reporting Person(s) 10% Owner to Issuer: If Amendment, Date O

August 29, 2012 EX-99.1

JOINT FILING AGREEMENT

Joint Filing Agreement Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation

August 22, 2012 N-8A/A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A ADOPTION OF AND AMENDMENT TO NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company, a Delaware statutory trust (the “Registrant”), hereby notifies the U.S. Securities and Exchange Commission that it is adopting as its own the registration

August 21, 2012 8-A12B/A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Invesco Van Kampen Trust for Investment Grade New York Municipals (Exact Name of Registrant as Specified in Its Charter) DELAWARE 36-6981632 (State of Incorporation or Organization) (I.R.S. Emplo

August 21, 2012 8-A12B/A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Invesco Van Kampen Trust for Investment Grade New York Municipals (Exact Name of Registrant as Specified in Its Charter) DELAWARE 36-6981632 (State of Incorporation or Organization) (I.R.S. Emplo

July 30, 2012 EX-99.CERT

Date: July 30, 2012 /s/ Colin Meadows Colin Meadows, Principal Executive Officer

exv99wcert I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Van Kampen Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s

July 30, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

July 19, 2012 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

July 18, 2012 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

July 17, 2012 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

July 9, 2012 SC 13G/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / UBS AG - AMENDMENT NO. 5 TO SCHEDULE 13G Passive Investment

AMENDMENT NO. 5 TO SCHEDULE 13G CUSIP NO(s). Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 5) Invesco Van Kampen Trust For Investment Grade NY Municipals (Name of Issuer) Auction Preferred Sto

July 6, 2012 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

July 3, 2012 COVER

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July 3, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.

July 3, 2012 DEF 14A

- DEF 14A

DEF 14A 1 h86665ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o

July 2, 2012 CORRESP

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[INVESCO ADVISERS] July 2, 2012 Via EDGAR Vincent DiStefano Division of Investment Management U.

June 25, 2012 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

June 22, 2012 DEFA14A

- DEFA14A

defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro

June 19, 2012 COVER

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June 19, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.

June 19, 2012 PRE 14A

- PRE 14A

pre14a SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

June 8, 2012 EX-99.11.A

Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, Pennsylvania 19103-7098 (215) 564-8000

EX-99.11.A 3 h86303p3exv99w11wa.htm EX-99.11.A EX-99.11.a Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 June 8, 2012 Board of Trustees Invesco Van Kampen Trust for Investment Grade New York Municipals 1555 Peachtree Street, N.E. Atlanta, GA 30309 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as

June 8, 2012 EX-99.17.A

EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com Follow the on-screen instructions available 24 hours VOTE BY TELEPHONE Call 1-800-337-3503 Follow the recorde

EX-99.17.A 7 h86303p3exv99w17wa.htm EX-99.17.A EX-99.17.a EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com Follow the on-screen instructions available 24 hours VOTE BY TELEPHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date your Proxy Card and retur

June 8, 2012 EX-99.13.B

Transfer Agency and Service Agreement Certain Van Kampen Closed-End Funds EquiServe Trust Company, N.A. EquiServe, Inc.

EX-99.13.B 4 h86303p3exv99w13wb.htm EX-99.13.B EX-99.13.b Transfer Agency and Service Agreement Between Certain Van Kampen Closed-End Funds and EquiServe Trust Company, N.A. and EquiServe, Inc. Table of Contents Section 1. Certain Definitions 4 Section 2. Appointment of Agent 5 Section 3. Standard Services 6 Section 4. Dividend Disbursing Services 7 Section 5. Optional Services and Standards 8 Sec

June 8, 2012 N-14 8C/A

- FOMR N-14 8C/A

nv148cza As filed with the Securities and Exchange Commission on June 8, 2012 1933 Act File No.

June 8, 2012 EX-99.3.A

FORM OF VOTING TRUST AGREEMENT

exv99w3wa EX-99.3.a FORM OF VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of [ ], 2012 by and among [ ], as trustee (the “Trustee” or any successor thereto), [ ], a [ ] company, including its successors and assigns by operation of law (the “Purchaser”) and [ ] (the “Voting Consultant” or any successo

June 8, 2012 EX-99.13.C

Yours truly, /s/ John M. Zerr Invesco Closed End-Funds Acknowledged and Agreed: Computershare Inc. and Computershare Trust Company, N.A. /s/ Martin J. McHale Name: Martin J. McHale Title: President, U.S. Equity Services

exv99w13wc EX-99.13.c June 1, 2010 Christopher Brown Relationship Manager, Investor Services Computershare 250 Royall Street, Canton, MA 02021 Dear Mr. Brown: You may be aware that Invesco Ltd. (“Invesco”) has entered into an agreement to acquire Morgan Stanley’s retail asset management business, including Van Kampen Investments and the Van Kampen Closed-End Funds (“Funds”) (the acquisition is ref

June 8, 2012 EX-99.14.A

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

exv99w14wa EX-99.14.a CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 Pre-Effective Amendment No. 2 (File No. 333-180595) of : (i) our report dated April 23, 2012, relating to the financial statements and financial highlights which appear in the February 29, 2012 Annual Report to Shareholders o

June 8, 2012 COVER

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cover [Invesco Letterhead] June 8, 2012 Via EDGAR Division of Investment Management U.

June 5, 2012 CORRESP

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[INVESCO ADVISERS] June 5, 2012 Via EDGAR Vince DiStefano Jeff Long U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Re: Invesco Value Municipal Income Trust (IIM) (File No. 333-180582) Invesco Van Kampen Municipal Trust (VKQ) (File No. 333-180599) Invesco Municipal Income Opportunities Trust (OIA) (File No. 333-180587) Invesco Quality Municipal Income Trust (IQI) (

June 4, 2012 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / BANK OF AMERICA CORP /DE/ - SC46131T13DA2 Activist Investment

Schedule 13D CUSIP No. 46131T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Invesco Van Kampen Trust For Investment Grade New York Municipals (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 46131T (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street

May 25, 2012 SC 13D

VTN / Van Kampen Trust for Investment Grade New York Municipal / ROYAL BANK OF CANADA - SCHEDULE 13D Activist Investment

Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invesco Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Variable Rate Muni Term Preferred Shares (Title of Class of Securities) 46131T507 (CUSIP Number) RBC Municipal Products, Inc. c/o John Penn, Esq. 3 World Financial Center 200 Ve

May 25, 2012 EX-99.1

JOINT FILING AGREEMENT

Joint Filing Agreement Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation

May 25, 2012 EX-99.6

MASTER TERMS OF TRUST AGREEMENT dated as of August 1, 2006 with respect to RBC Municipal Floater Certificates (“Floater Certificates”) RBC Municipal Residual Certificates (“Residual Certificates”) TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND CONS

Master Terms of Trust Agreement EXHIBIT 99.6 MASTER TERMS OF TRUST AGREEMENT dated as of August 1, 2006 with respect to RBC Municipal Floater Certificates (“Floater Certificates”) and RBC Municipal Residual Certificates (“Residual Certificates”) TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND CONSTRUCTION 1 Section 1.01. Certain Definitions 1 Section 1.02. Rules of Construction 21 ARTICLE II CREA

May 25, 2012 EX-99.4

TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Certain Other Definitions 6 ARTICLE II PURCHASES AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 6 SECTION 2.01. Commitment to Purchase VMTP Shares 6 SECTION 2

Purchase Agreement EXHIBIT 99.4 Variable Rate Muni Term Preferred Shares Purchase Agreement Invesco Van Kampen Trust for Investment Grade New York Municipals as Issuer and RBC CAPITAL MARKETS, LLC as Purchaser May 10, 2012 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Certain Other Definitions 6 ARTICLE II PURCHASES AND TRANSFERS, COSTS AND EXPENSES; ADDI

May 25, 2012 EX-99.5

SERIES TRUST AGREEMENT dated as of May 15, 2012 by and between RBC MUNICIPAL PRODUCTS, INC., as Trustor THE BANK OF NEW YORK MELLON, as Trustee and Tender Agent with respect to RBC MUNICIPAL FLOATER CERTIFICATES, Series E-33 (“Floater Certificates”)

EX-99.5 6 d358729dex995.htm SERIES TRUST AGREEMENT EXHIBIT 99.5 SERIES TRUST AGREEMENT dated as of May 15, 2012 by and between RBC MUNICIPAL PRODUCTS, INC., as Trustor and THE BANK OF NEW YORK MELLON, as Trustee and Tender Agent with respect to RBC MUNICIPAL FLOATER CERTIFICATES, Series E-33 (“Floater Certificates”) and RBC MUNICIPAL RESIDUAL CERTIFICATES, Series E-33 (“Residual Certificates”) SER

May 25, 2012 EX-99.3

REGISTRATION RIGHTS AGREEMENT

Registration Rights Agreement EXHIBIT 99.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of May 10, 2012, is made by and between (i) Invesco Van Kampen Trust for Investment Grade New York Municipals, a closed-end fund organized as a Massachusetts business trust, including its successors and assigns by operation of law or Merger (the “Fund”) and (i

May 25, 2012 EX-99.2

VOTING TRUST AGREEMENT

Voting Trust Agreement EXHIBIT 99.2 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of May 10, 2012 by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), RBC Capital Markets, LLC, a Minnesota limited liability company, including its successors and assigns by ope

May 15, 2012 EX-99.1.F

CERTIFICATE OF AMENDMENT TO THE DECLARATION OF TRUST OF VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (THE “TRUST)

exv99w1wf EX-99.1.f CERTIFICATE OF AMENDMENT TO THE DECLARATION OF TRUST OF VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (THE “TRUST) 1. The Declaration of Trust amended by this document was originally filed with the Secretary of the Commonwealth of Massachusetts on January 21, 1992. 2. Pursuant to this Certificate of Amendment, the principal place of business of the Trust shall be ch

May 15, 2012 EX-99.2.A

VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS BY-LAWS Amended and Restated as of December 31, 2007

exv99w2wa EX-99.2.a VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS BY-LAWS Amended and Restated as of December 31, 2007 These amended and restated By-Laws (the “By-Laws”) are made and adopted pursuant to Section 3.8 of the Declaration of Trust establishing VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS as from time to time amended (hereinafter called the Declaration”). All wo

May 15, 2012 EX-99.11.A

CONSENT OF COUNSEL

exv99w11wa EX-99.11.a CONSENT OF COUNSEL We hereby consent to the use of our name and to the reference to our firm under the caption “Federal Income Tax Considerations of the Merger” in the Joint Proxy Statement/Prospectus included in Pre-Effective Amendment No. 1 to the Registration Statement under the Securities Act of 1933, as amended, on Form N-14 for Invesco Van Kampen Trust for Investment Gr

May 15, 2012 COVER

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PO Box 4333 Houston, TX 77210-4333 11 Greenway Plaza, Suite 2500 Houston, TX 77046 713 626 1919 www.

May 15, 2012 EX-99.14.A

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

exv99w14wa EX-99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 (File No. 333-180595) of : (i) our report dated April 23, 2012, relating to the financial statements and financial highlights which appear in the February 29, 2012 Annual Report to Shareholders of Invesco Van Kampen Trust fo

May 15, 2012 EX-99.17.A

EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com Follow the on-screen instructions available 24 hours VOTE BY TELEPHONE Call 1-800-337-3503 Follow the recorde

exv99w17wa EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.

May 15, 2012 EX-99.1.G

CERTIFICATE OF AMENDMENT TO THE DECLARATION OF TRUST OF VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (THE “TRUST)

exv99w1wg EX-99.1.g CERTIFICATE OF AMENDMENT TO THE DECLARATION OF TRUST OF VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (THE “TRUST) 1. The Declaration of Trust amended by this document was originally filed with the Secretary of the Commonwealth of Massachusetts on January 21, 1992. 2. Pursuant to this Certificate of Amendment, the name of the Trust will be changed to “Invesco Van Ka

May 15, 2012 EX-99.1.H

AMENDMENT TO DECLARATION OF TRUST INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS

exv99w1wh EX-99.1.h AMENDMENT TO DECLARATION OF TRUST for INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS CERTIFICATE The undersigned hereby certifies that he is a Trustee of Invesco Van Kampen Trust For Investment Grade New York Municipals, an unincorporated business trust organized and existing under the laws of The Commonwealth of Massachusetts (the “Fund”), that annexed heret

May 15, 2012 N-14 8C/A

- FORM N-14 8C/A

nv148cza As filed with the Securities and Exchange Commission on May 15, 2012 1933 Act File No.

May 15, 2012 CORRESP

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[INVESCO ADVISERS] May 15, 2012 Via EDGAR Vincent DiStefano Division of Investment Management U.

April 5, 2012 EX-99.17

EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com Follow the on-screen instructions available 24 hours VOTE BY TELEPHONE Call 1-800-337-3503 Follow the recorde

EX-99.17 4 h86303p1exv99w17.htm EX-17 EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com Follow the on-screen instructions available 24 hours VOTE BY TELEPHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date your Proxy Card and return it in the postage-

April 5, 2012 EX-99.16

POWER OF ATTORNEY

EX-99.16 3 h86303p1exv99w16.htm EX-99.16 POWER OF ATTORNEY The undersigned trustees of Invesco Van Kampen Trust for Investment Grade New York Municipals, a Massachusetts business trust (the “Registrant”), hereby appoint PHILIP A. TAYLOR and JOHN M. ZERR (with full power to each of them to act alone) his/her attorney-in-fact and agent, in all capacities, to execute, deliver and file in the names of

April 5, 2012 N-14 8C

- N-14 8C

N-14 8C 1 h86303p1nv148c.htm N-14 8C As filed with the Securities and Exchange Commission on April 5, 2012 1933 Act File No. [] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 þ Pre-Effective Amendment No. o Post-Effective Amendment No. o (Check appropriate box or boxes) INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE N

April 5, 2012 EX-99.11.A

CONSENT OF COUNSEL

EX-99.11.A 2 h86303p1exv99w11wa.htm EX-99.11.A CONSENT OF COUNSEL We hereby consent to the use of our name and to the reference to our firm under the caption “Federal Income Tax Considerations of the Mergers” in the Joint Proxy Statement/Prospectus included in the initial Registration Statement under the Securities Act of 1933, as amended, on Form N-14 for Invesco Van Kampen Trust of Investment Gr

April 5, 2012 COVER

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PO Box 4333 Houston, TX 77210-4333 11 Greenway Plaza, Suite 2500 Houston, TX 77046 713 626 1919 www.

March 26, 2012 CORRESP

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[Invesco Letterhead] March 23, 2012 Via EDGAR Chief, Office of Information Technology Division of Corporate Finance U.

January 27, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - FORM N-Q

nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

January 27, 2012 EX-99.CERT

Date: January 27, 2012 /s/ Colin Meadows Colin Meadows, Principal Executive Officer

exv99wcert I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Van Kampen Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s

January 18, 2012 SC 13D/A

VTN / Van Kampen Trust for Investment Grade New York Municipal / BANK OF AMERICA CORP /DE/ - INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS 13D/A1 Activist Investment

Page 1 of 30 Schedule 13D CUSIP No. 46131T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Invesco Van Kampen Trust For Investment Grade New York Municipals (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 46131T (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N.

December 1, 2011 425

Proposed Closed-End Fund Mergers Target Fund Name Surviving Fund Name Invesco High Yield Investments Fund, Inc. (MSY) Invesco Van Kampen High Income Trust II (VLT) Invesco Insured Municipal Bond Trust (IMC) Invesco Insured Municipal Income Trust (IIM

Filing by Invesco Van Kampen Trust for Investment Grade New York Municipals pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934.

September 16, 2011 CORRESP

-

corresp PO Box 4333 Houston, TX 77210-4333 11 Greenway Plaza, Suite 2500 Houston, TX 77046 713 626 1919 www.

July 29, 2011 N-Q

OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGE

nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

July 29, 2011 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

EX-99.CERT 2 h83732exv99wcert.htm EX-99.CERT I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Van Kampen Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th

May 27, 2011 DEFR14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFR14A 1 c82595defr14a.htm DEFR14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statemen

May 25, 2011 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 h82547adefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule

May 16, 2011 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 1, 2011 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

exv99wcert I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Van Kampen Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s

April 1, 2011 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06537 Invesco Van Kampen Trust for Investment

OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

January 14, 2011 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Invesco Van Kampen Trust For Investment Grade NY Municipals (Name of Issuer) Auction Preferred Stock (Ti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Invesco Van Kampen Trust For Investment Grade NY Municipals (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 46131T200 46131T309 46131T408 (CUSIP Number(s)) December 31, 2010 (Date of Event Which Requires Filing of this Statement)

January 11, 2011 SC 13D

SCHEDULE 13D CUSIP No. 46131T Page 1 of 29 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invesco Van Kampen Trust For Investment Grade New York Municipals (Name of issuer) AUCTION RAT

SC 13D 1 dsc13d.htm SCHEDULE 13D SCHEDULE 13D CUSIP No. 46131T Page 1 of 29 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invesco Van Kampen Trust For Investment Grade New York Municipals (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 46131T (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Str

January 11, 2011 EX-99.1

Joint Filing Agreement

Exhibit 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completene

January 11, 2011 EX-99.2

LIMITED POWER OF ATTORNEY

EX-99.2 3 dex992.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to

September 29, 2010 EX-99.CERT

I, Colin Meadows, Principal Executive Officer, certify that:

exv99wcert I, Colin Meadows, Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Invesco Van Kampen Trust for Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s

September 29, 2010 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY

nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

July 12, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Invesco Van Kampen Trust For Investment Grade NY Municipals** (Name of Issuer) Auction Preferred Stock (

June 25, 2010 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 h74066defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1

June 18, 2010 DEFA14A

TRUSTEE BENEFICIAL OWNERSHIP OF SECURITIES

REVISED ANNEX H TRUSTEE BENEFICIAL OWNERSHIP OF SECURITIES The table below indicates the aggregate dollar range of equity securities of the respective Funds listed below owned by each Trustee listed below as of May 28, 2010.

June 11, 2010 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

June 10, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Titl

Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 920931201 920931300 920931409 (CUSIP Number) May 31, 2010 (Date of Event Which Requires Filing of this Statem

April 12, 2010 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Van Kampen Trust for Investment Grade New York Municipals ___________________________________________________________ (

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 920931201 See Item 2(e) (CUSIP Number) March 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

March 31, 2010 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade New York Municipals (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offi

March 31, 2010 EX-99.CERT

I, Edward C. Wood III, certify that:

exv99wcert I, Edward C. Wood III, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Trust For Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead

February 26, 2010 COVER

-

February 26, 2010 Securities and Exchange Commission 100 F Street, NE Washington, D.

February 26, 2010 DEF 14A

- DEF 14A

def14a SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

February 26, 2010 CORRESP

-

corresp Skadden, Arps, Slate, Meagher & Flom llp 155 NORTH WACKER DRIVE CHICAGO, ILLINOIS 60606 FIRM/AFFILIATE OFFICES BOSTON HOUSTON LOS ANGELES February 26, 2010 NEW YORK PALO ALTO SAN FRANCISCO WASHINGTON, D.

February 8, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Titl

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 920931201 920931300 920931409 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check

January 22, 2010 COVER

-

January 22, 2010 Securities and Exchange Commission 100 F Street, NE Washington, D.

January 22, 2010 PRE 14A

- PRE 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

October 9, 2009 CORRESP

-

SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA HONG KONG LONDON LOS ANGELES NEW YORK SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.

September 29, 2009 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade New York Municipals (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offi

September 29, 2009 EX-99.CERT

I, Edward C. Wood III, certify that:

EX-99.CERT I, Edward C. Wood III, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Trust For Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead

May 5, 2009 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 c48769ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statemen

March 27, 2009 EX-99.CERT

I, Edward C. Wood III, certify that:

EX-99.CERT 2 c49466exv99wcert.htm EX-99.CERT I, Edward C. Wood III, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Trust For Investment Grade New York Municipals; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

March 27, 2009 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-6537 Van Kampen Trust For Investment Grade New York Municipals (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offi

February 10, 2009 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Title

SC 13G 1 c80581sc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response...10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Van Kampen Trust for Investment Grade New York Municipals (Name of Issuer) Auction Preferred Stock (Title of C

November 4, 2002 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

3 1 c72772hhe3.htm INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response...0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the

November 4, 2002 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.

November 1, 2002 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.

October 22, 2002 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.

October 21, 2002 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.

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