CIFC / CIFC LLC - Insider Trading and Ownership Report - SEC Form 3, 4, 5

CIFC LLC
US ˙ NASDAQ
SIMBOL INI TIDAK AKTIF LAGI

Saham Orang Dalam22,702,216 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.

Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat dengan pengumpulan orang dalam tertinggi.

Skor Sentimen Pegawai

Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.

Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.

Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat yang mempunyai sentimen orang dalam tertinggi.

Metrik Orang Dalam Utama

Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.

Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).

Bilangan Bersih Pembelian Orang Dalam (Kedudukan)

N/A

Bilangan Bersih Pembelian Orang Dalam ialah jumlah bilangan orang dalam yang membeli tolak jumlah orang dalam yang menjual dalam tempoh 90 hari terakhir. Kedudukan persentil ditunjukkan di sini (julat dari 0 hingga 100%).

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)

N/A

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.

Carta Dagangan Dalaman

CIFC LLC dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.

Senarai Orang Dalam dan Metrik Keberuntungan

Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.

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Orang dalam Purata Keuntungan (%) Saham
Dimiliki
Berpecah
Dilaraskan

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Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam CIFC / CIFC LLC. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham
Dilaporkan
harga
Dilaraskan
Saham
Dilaraskan
harga
Asas Kos Hari ke
Maks
Harga pada
Maks
Maks
Keuntungan ($)
Pulangan Maks (%)
2015-12-03 Wriedt Oliver 9,800 6.8500 9,800 6.8500 67,130 355
2015-12-02 Wriedt Oliver 200 6.7500 200 6.7500 1,350
2015-11-23 Wriedt Oliver 10,000 6.7500 10,000 6.7500 67,500
2015-11-17 Wriedt Oliver 2,000 6.8100 2,000 6.8100 13,620
2015-11-17 Wriedt Oliver 10,000 6.8000 10,000 6.8000 68,000
2015-06-01 Wriedt Oliver 5,000 7.8000 5,000 7.8000 39,000
2015-05-26 Wriedt Oliver 2,532 7.8500 2,532 7.8500 19,876
2015-05-22 Wriedt Oliver 463 7.8500 463 7.8500 3,635
2015-05-20 Wriedt Oliver 5 7.8500 5 7.8500 39

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

CIFC / CIFC LLC Insider Trades
Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam CIFC / CIFC LLC. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham
Dilaporkan
harga
Dilaraskan
Saham
Dilaraskan
harga
Asas Kos Hari ke
Min
Harga pada
Min
Kerugian Maks
Dielakkan ($)
Kerugian Maks
Dielakkan (%)
2013-12-18 CIFC Parent Holdings LLC 9,090,909 9.0000 9,090,909 9.0000 81,818,181 730

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

CIFC / CIFC LLC Insider Trades
Sejarah Transaksi

Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.

Fail
Tarikh
Dagangan
Tarikh
Borang Orang dalam Simbol Saham Nama Sekuriti Kod 10b5-1 Langsung Harga
Pelaksanaan
Harga
Unit
Unit
Berubah
Nilai
Berubah (1K)
Baki
Opsyen
Baki
Saham
2016-04-13 2015-12-16 4 Barak Ehud CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-03-08 2015-12-16 4 Epstein Jason CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-02-24 2015-12-16 4 Serota Jeffrey CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-02-17 2015-12-16 4 INTRATER ANDREW CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-02-17 2015-12-16 4 MACHINIST ROBERT CIFC Restricted Stock Units A - Award D 11,976 11,976
2016-02-17 2015-12-16 4 SMITH STEPHEN FRANKLIN CIFC Restricted Stock Units A - Award D -5,988 5,988
2016-02-17 2015-12-16 4 Schrupp Daniel CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-02-17 2015-12-16 4 Musetti Marco CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-02-17 2015-12-16 4 Amato Paolo CIFC Restricted Stock Units A - Award D 5,988 5,988
2016-01-05 2015-12-31 4 Agarwal Rahul N CIFC Restricted Stock Units M - Exercise D -16,181 32,363
2016-01-05 2015-12-31 4 Agarwal Rahul N CIFC Common Stock F - Taxes D 5.5800 -6,840 -38 20,591
2016-01-05 2015-12-31 4 Agarwal Rahul N CIFC Common Stock M - Exercise D 16,181 27,431
2016-01-05 2015-12-31 4 Weldon Julian CIFC Restricted Stock Units M - Exercise D 0.00 -13,333 26,667
2016-01-05 2015-12-31 4 Weldon Julian CIFC Common Stock M - Exercise D 13,333 13,333
2016-01-05 2015-12-31 4 Wriedt Oliver CIFC Restricted Stock Units A - Award D 56,250 56,250
2016-01-05 2015-12-31 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -15,000 264,000
2016-01-05 2015-12-31 4 Wriedt Oliver CIFC Common Stock M - Exercise D 15,000 307,861
2016-01-05 2015-12-31 4 Vaccaro Stephen J CIFC Restricted Stock Units A - Award D 56,250 56,250
2016-01-05 2015-12-31 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D -15,000 264,000
2016-01-05 2015-12-31 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 15,000 102,223
2015-12-23 2015-12-21 4 Agarwal Rahul N CIFC Performance Shares M - Exercise D -3,750 3,750
2015-12-23 2015-12-21 4 Agarwal Rahul N CIFC Common Stock M - Exercise D 3,750 11,250
2015-12-04 2015-12-03 4 Wriedt Oliver CIFC Common Stock P - Purchase I 6.8500 9,800 67 82,676
2015-12-04 2015-12-02 4 Wriedt Oliver CIFC Common Stock P - Purchase I 6.7500 200 1 72,876
2015-11-24 2015-11-23 4 Wriedt Oliver CIFC Common Stock P - Purchase I 6.7500 10,000 68 72,676
2015-11-19 2015-11-17 4 Wriedt Oliver CIFC Common Stock P - Purchase D 6.8100 2,000 14 292,861
2015-11-19 2015-11-17 4 Wriedt Oliver CIFC Common Stock P - Purchase I 6.8000 10,000 68 62,676
2015-10-19 2015-09-24 4 DFR Holdings, LLC CIFC COMMON STOCK WARRANT (RIGHT TO BUY) A - Award D 6.38 2.9000 2,000,000 5,800 2,000,000
2015-10-19 2015-09-24 4 DFR Holdings, LLC CIFC COMMON STOCK WARRANT (RIGHT TO BUY) D - Sale to Issuer D 6.38 2.7250 -2,000,000 -5,450 2,000,000
2015-10-19 2014-09-22 4 DFR Holdings, LLC CIFC COMMON STOCK WARRANT (RIGHT TO BUY) A - Award D 6.38 2.7250 2,000,000 5,450 2,000,000
2015-10-19 2014-09-22 4 DFR Holdings, LLC CIFC COMMON STOCK WARRANT (RIGHT TO BUY) D - Sale to Issuer D 6.38 2.6250 -2,000,000 -5,250 2,000,000
2015-09-30 2015-09-30 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -3,000 279,000
2015-09-30 2015-09-30 4 Wriedt Oliver CIFC Common Stock M - Exercise D 3,000 290,861
2015-09-30 2015-09-30 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D -3,000 279,000
2015-09-30 2015-09-30 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 3,000 87,223
2015-07-02 2015-06-30 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D -3,000 282,000
2015-07-02 2015-06-30 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 3,000 84,223
2015-07-02 2015-06-30 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -3,000 282,000
2015-07-02 2015-06-30 4 Wriedt Oliver CIFC Common Stock M - Exercise D 3,000 287,861
2015-07-01 2015-06-26 4 Bakaleynik Iosif CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-07-01 2015-06-26 4 Bakaleynik Iosif CIFC Common Stock J - Other D 290 6,144
2015-07-01 2015-06-26 4 Bakaleynik Iosif CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-30 2015-06-26 4 INTRATER ANDREW CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-06-30 2015-06-26 4 INTRATER ANDREW CIFC Common Stock J - Other D -6,144 0
2015-06-30 2015-06-26 4 INTRATER ANDREW CIFC Common Stock J - Other D 290 6,144
2015-06-30 2015-06-26 4 INTRATER ANDREW CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-30 2015-06-26 4 MACHINIST ROBERT CIFC Restricted Stock Units M - Exercise D -17,564 0
2015-06-30 2015-06-26 4 MACHINIST ROBERT CIFC Common Stock J - Other D 870 74,381
2015-06-30 2015-06-26 4 MACHINIST ROBERT CIFC Common Stock M - Exercise D 17,564 73,511
2015-06-30 2015-06-26 4 SMITH STEPHEN FRANKLIN CIFC Restricted Stock Units M - Exercise D -3,441 0
2015-06-30 2015-06-26 4 SMITH STEPHEN FRANKLIN CIFC Common Stock J - Other D 91 3,532
2015-06-30 2015-06-26 4 SMITH STEPHEN FRANKLIN CIFC Common Stock M - Exercise D 3,441 3,441
2015-06-30 2015-06-26 4 Serota Jeffrey CIFC Restricted Stock Units M - Exercise D -4,804 0
2015-06-30 2015-06-26 4 Serota Jeffrey CIFC Common Stock J - Other D 127 4,931
2015-06-30 2015-06-26 4 Serota Jeffrey CIFC Common Stock M - Exercise D 4,804 4,804
2015-06-30 2015-06-26 4 Barak Ehud CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-06-30 2015-06-26 4 Barak Ehud CIFC Common Stock J - Other D 290 6,144
2015-06-30 2015-06-26 4 Barak Ehud CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-30 2015-06-26 4 Epstein Jason CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-06-30 2015-06-26 4 Epstein Jason CIFC Common Stock J - Other D -6,144 0
2015-06-30 2015-06-26 4 Epstein Jason CIFC Common Stock J - Other D 290 6,144
2015-06-30 2015-06-26 4 Epstein Jason CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-30 2015-06-26 4 Lipari Paul CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-06-30 2015-06-26 4 Lipari Paul CIFC Common Stock J - Other D -6,144 0
2015-06-30 2015-06-26 4 Lipari Paul CIFC Common Stock J - Other D 290 6,144
2015-06-30 2015-06-26 4 Lipari Paul CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-30 2015-06-26 4 Schrupp Daniel CIFC Restricted Stock Units M - Exercise D -3,441 0
2015-06-30 2015-06-26 4 Schrupp Daniel CIFC Common Stock J - Other D 91 6,643
2015-06-30 2015-06-26 4 Schrupp Daniel CIFC Common Stock M - Exercise D 3,441 6,552
2015-06-30 2015-06-26 4 DFR Holdings, LLC CIFC Common Stock J - Other D 18,432 18,809,249
2015-06-30 2015-06-26 4 Musetti Marco CIFC Restricted Stock Units M - Exercise D -5,854 0
2015-06-30 2015-06-26 4 Musetti Marco CIFC Common Stock J - Other D 290 6,144
2015-06-30 2015-06-26 4 Musetti Marco CIFC Common Stock M - Exercise D 5,854 5,854
2015-06-03 2015-06-01 4 Wriedt Oliver CIFC Common Stock P - Purchase I 7.8000 5,000 39 52,676
2015-05-27 2015-05-26 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8500 2,532 20 284,861
2015-05-27 2015-05-22 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8500 463 4 282,329
2015-05-21 2015-05-20 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8500 5 0 281,866
2015-05-21 2015-05-19 4 Wriedt Oliver CIFC Common Stock P - Purchase D 8.0200 11,413 92 281,861
2015-05-18 2015-05-14 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8500 100 1 270,448
2015-05-18 2015-05-14 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8900 1,000 8 270,348
2015-05-13 2015-05-12 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.5500 3,728 28 269,348
2015-05-13 2015-05-11 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.3500 2,179 16 265,620
2015-05-13 2015-05-11 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.3000 2,662 19 263,441
2015-05-13 2015-05-11 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.2000 4,808 35 260,779
2015-05-11 2014-12-31 4 Serota Jeffrey CIFC Restricted Stock Units A - Award D 4,804 4,804
2015-04-01 2015-03-31 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D -3,000 285,000
2015-04-01 2015-03-31 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 3,000 81,223
2015-04-01 2015-03-30 4 Vaccaro Stephen J CIFC Restricted Stock Units A - Award D 75,000 75,000
2015-04-01 2015-03-31 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -3,000 285,000
2015-04-01 2015-03-31 4 Wriedt Oliver CIFC Common Stock M - Exercise D 3,000 255,971
2015-04-01 2015-03-30 4 Wriedt Oliver CIFC Restricted Stock Units A - Award D 75,000 75,000
2015-04-01 2013-04-08 4 Wriedt Oliver CIFC Common Stock P - Purchase I 8.0400 2 0 47,676
2015-02-23 2015-02-19 4 Wriedt Oliver CIFC Stock Option M - Exercise D 4.83 4.8300 -25,000 -121 605,000
2015-02-23 2015-02-19 4 Wriedt Oliver CIFC Common Stock M - Exercise D 4.8300 25,000 121 252,971
2015-01-22 2015-01-20 4 Vaccaro Stephen J CIFC Common Stock F - Taxes D 8.8800 -29,777 -264 78,223
2015-01-02 2014-12-30 4 Agarwal Rahul N CIFC Restricted Stock Units A - Award D 48,544 48,544
2015-01-02 2015-01-01 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -50,000 50,000
2015-01-02 2015-01-01 4 Wriedt Oliver CIFC Common Stock M - Exercise D 50,000 227,971
2015-01-02 2014-12-31 4 Wriedt Oliver CIFC Restricted Stock Units M - Exercise D -12,000 288,000
2015-01-02 2014-12-31 4 Wriedt Oliver CIFC Common Stock M - Exercise D 12,000 177,971
2015-01-02 2015-01-01 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D 0.00 -50,000 50,000
2015-01-02 2015-01-01 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 50,000 108,000
2015-01-02 2014-12-31 4 Vaccaro Stephen J CIFC Restricted Stock Units M - Exercise D 0.00 -12,000 288,000
2015-01-02 2014-12-31 4 Vaccaro Stephen J CIFC Common Stock M - Exercise D 12,000 58,000
2015-01-02 2014-12-30 4 Milton Robert C. III CIFC Restricted Stock Units A - Award D 15,170 15,170
2015-01-02 2014-12-30 4 Schrupp Daniel CIFC Restricted Stock Units A - Award D 3,441 3,441
2015-01-02 2014-12-30 4 SMITH STEPHEN FRANKLIN CIFC Restricted Stock Units A - Award D 3,441 3,441
2014-12-22 2014-12-21 4 Agarwal Rahul N CIFC Performance Shares M - Exercise D -3,750 7,500
2014-12-22 2014-12-21 4 Agarwal Rahul N CIFC Common Stock M - Exercise D 3,750 7,500
2014-12-19 2014-12-17 4 Wriedt Oliver CIFC Stock Option X - Other D 4.83 4.8300 -20,000 -97 630,000
2014-12-19 2014-12-17 4 Wriedt Oliver CIFC Common Stock X - Other D 4.8300 20,000 97 165,971
2014-11-24 3 Schrupp Daniel CIFC Common Stock D 6,222
2014-11-24 3 Schrupp Daniel CIFC Common Stock D 6,222
2014-11-24 3 SMITH STEPHEN FRANKLIN CIFC No securities are beneficially owned D 0
2014-10-22 3 Serota Jeffrey CIFC No securities are beneficially owned D 0
2014-07-16 2014-07-12 4 Bounty Investments, LLC CIFC Common Stock C - Conversion I 6.0700 4,132,231 25,083 18,790,817
2014-07-16 2014-07-12 4 DFR Holdings, LLC CIFC Common Stock C - Conversion D 6.0700 4,132,231 25,083 18,790,817
2014-06-17 2014-06-13 4 Vaccaro Stephen J CIFC Restricted Stock Units A - Award D 100,000 100,000
2014-06-17 2014-06-13 4 Vaccaro Stephen J CIFC Stock Option (right to buy) A - Award D 8.81 100,000 100,000
2014-06-17 2014-06-13 4 Vaccaro Stephen J CIFC Restricted Stock Units A - Award D 75,000 75,000
2014-06-17 2014-06-13 4 Vaccaro Stephen J CIFC Restricted Stock Units A - Award D 300,000 300,000
2014-06-17 2014-06-13 4 Wriedt Oliver CIFC Stock Option (right to buy) A - Award D 8.81 -200,000 200,000
2014-06-17 2014-06-13 4 Wriedt Oliver CIFC Restricted Stock Units A - Award D -100,000 100,000
2014-06-17 2014-06-13 4 Wriedt Oliver CIFC Stock Option (right to buy) A - Award D 8.81 -100,000 100,000
2014-06-17 2014-06-13 4 Wriedt Oliver CIFC Restricted Stock Units A - Award D -75,000 75,000
2014-06-17 2014-06-13 4 Wriedt Oliver CIFC Restricted Stock Units A - Award D -300,000 300,000
2014-06-11 2014-06-05 4 Lipari Paul CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 MACHINIST ROBERT CIFC Restricted Stock Units A - Award D 17,564 17,564
2014-06-09 2014-06-05 4 MACHINIST ROBERT CIFC Common Stock A - Award D 5,855 55,947
2014-06-09 2014-06-05 4 INTRATER ANDREW CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 Barak Ehud CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 Epstein Jason CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 Puleo Frank C CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 Puleo Frank C CIFC Common Stock A - Award D 5,855 26,848
2014-06-09 2014-06-05 4 ARNOLD FREDERICK CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 ARNOLD FREDERICK CIFC Common Stock A - Award D 5,855 26,848
2014-06-09 2014-06-05 4 Bakaleynik Iosif CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-06-09 2014-06-05 4 Musetti Marco CIFC Restricted Stock Units A - Award D 5,854 5,854
2014-05-13 2014-05-12 4 MACHINIST ROBERT CIFC Performance Shares M - Exercise D -2,412 0
2014-05-13 2014-05-12 4 MACHINIST ROBERT CIFC Common Stock M - Exercise D 2,412 50,092
2014-05-13 2014-05-12 4 Puleo Frank C CIFC Performance Shares M - Exercise D -2,412 0
2014-05-13 2014-05-12 4 Puleo Frank C CIFC Common Stock M - Exercise D 2,412 20,993
2014-05-13 2014-05-12 4 ARNOLD FREDERICK CIFC Performance Shares M - Exercise D -2,412 0
2014-05-13 2014-05-12 4 ARNOLD FREDERICK CIFC Common Stock M - Exercise D 2,412 20,993
2014-04-08 2014-04-07 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.6000 2,000 15 145,971
2014-04-07 2014-04-04 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.7600 91 1 143,971
2014-04-07 2014-04-04 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8000 4,909 38 143,880
2014-04-04 2014-04-03 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8800 65 1 138,971
2014-04-04 2014-04-02 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.8500 700 5 138,906
2014-04-02 2014-03-31 4 Wriedt Oliver CIFC Common Stock P - Purchase D 8.0000 1,960 16 138,206
2014-04-02 2014-03-31 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.9900 113 1 136,246
2014-04-02 2014-03-31 4 Wriedt Oliver CIFC Common Stock P - Purchase D 7.9700 27 0 136,133
2014-02-28 2014-02-18 4/A Wriedt Oliver CIFC Common Stock X - Other I 0 47,674
2014-02-28 2014-02-18 4/A Wriedt Oliver CIFC Common Stock X - Other D 4.8300 50,000 242 86,106
2014-02-28 2014-02-26 4 Wriedt Oliver CIFC Stock Option X - Other D 4.83 4.8300 -50,000 -242 850,000
2014-02-28 2014-02-26 4 Wriedt Oliver CIFC Common Stock X - Other D 4.8300 50,000 242 136,106
2014-02-20 2014-02-18 4 Wriedt Oliver CIFC Stock Option (right to buy) X - Other D 4.83 -50,000 900,000
2014-02-20 2014-02-18 4 Wriedt Oliver CIFC Common Stock X - Other D 4.8300 50,000 242 133,780
2014-02-10 3 Barak Ehud CIFC No securities are beneficially owned D 0
2014-02-07 3 Musetti Marco CIFC No securities are beneficially owned D 0
2014-01-17 2013-12-21 4 Agarwal Rahul N CIFC Performance Shares M - Exercise D -3,750 11,250
2014-01-17 2013-12-21 4 Agarwal Rahul N CIFC Common Stock M - Exercise D 3,750 3,750
2014-01-02 2013-12-31 4 Bounty Investments, LLC CIFC Common Stock Warrant (right to buy) P - Purchase I 6.38 2.6250 2,000,000 5,250 2,000,000
2014-01-02 2013-12-31 4 Bounty Investments, LLC CIFC Common Stock P - Purchase I 9.0000 1,000,000 9,000 13,658,586
2014-01-02 2013-12-31 4 DFR Holdings, LLC CIFC Common Stock Warrant (right to buy) P - Purchase D 6.38 2.6250 2,000,000 5,250 2,000,000
2014-01-02 2013-12-31 4 DFR Holdings, LLC CIFC Common Stock P - Purchase D 9.0000 1,000,000 9,000 14,658,586
2013-12-30 3 Bakaleynik Iosif CIFC No securities are beneficially owned D 0
2013-12-19 2013-12-18 4 Bounty Investments, LLC CIFC Common Stock P - Purchase I 9.0000 9,090,909 81,818 13,658,586
2013-12-19 2013-12-18 4 DFR Holdings, LLC CIFC Common Stock P - Purchase D 9.0000 9,090,909 81,818 13,658,586
2013-12-19 2013-12-18 4 CIFC Parent Holdings LLC CIFC Common Stock S - Sale D 9.0000 -9,090,909 -81,818 0
2013-10-11 2013-10-09 4 Agarwal Rahul N CIFC Performance Shares A - Award D 15,000 15,000
2013-06-28 2013-06-26 4 MACHINIST ROBERT CIFC Common Stock A - Award D 6,784 47,680
2013-06-28 2013-06-26 4 Puleo Frank C CIFC Common Stock A - Award D 6,784 18,581
2013-06-28 2013-06-26 4 ARNOLD FREDERICK CIFC Common Stock A - Award D 6,784 18,581
2013-06-19 2013-06-17 4 MACHINIST ROBERT CIFC Performance Shares M - Exercise D 0.00 -11,111 0
2013-06-19 2013-06-17 4 MACHINIST ROBERT CIFC Common Stock M - Exercise D 11,111 40,896
2013-06-19 2013-06-17 4 INTRATER ANDREW CIFC Performance Shares C - Conversion D -11,111 0
2013-06-19 2013-06-17 4 INTRATER ANDREW CIFC Common Stock J - Other D -11,111 0
2013-06-19 2013-06-17 4 INTRATER ANDREW CIFC Common Stock J - Other D 11,111 11,111
2013-06-19 2013-06-17 4 Epstein Jason CIFC Performance Shares C - Conversion D -11,111 0
2013-06-19 2013-06-17 4 Epstein Jason CIFC Common Stock J - Other D -11,111 0
2013-06-19 2013-06-17 4 Epstein Jason CIFC Common Stock J - Other D 11,111 11,111
2013-06-19 2013-06-17 4 DFR Holdings, LLC CIFC Common Stock J - Other D 22,000 4,567,677
2013-05-15 2013-05-13 4 MACHINIST ROBERT CIFC Performance Shares M - Exercise D -2,412 2,412
2013-05-15 2013-05-13 4 MACHINIST ROBERT CIFC Common Stock M - Exercise D 2,412 29,785
2013-05-15 2013-05-13 4 Puleo Frank C CIFC Performance Shares M - Exercise D -2,412 2,412
2013-05-15 2013-05-13 4 Puleo Frank C CIFC Common Stock M - Exercise D 2,412 11,797
2013-05-15 2013-05-13 4 ARNOLD FREDERICK CIFC Performance Shares M - Exercise D -2,412 2,412
2013-05-15 2013-05-13 4 ARNOLD FREDERICK CIFC Common Stock M - Exercise D 2,412 11,797
2013-04-11 2013-04-09 4 Wriedt Oliver CIFC Common Stock A - Award I 8.2600 4,963 41 47,674
2013-04-08 2013-04-05 4 Wriedt Oliver CIFC Common Stock A - Award I 8.0700 1,627 13 42,711
2013-04-04 2013-04-03 4 Wriedt Oliver CIFC Common Stock A - Award I 8.0700 984 8 41,084
2012-12-17 2012-12-13 4 Milton Robert C. III DFR Stock Option A - Award D 6.99 71,250 200,000
2012-11-29 2012-11-28 4 Vaccaro Stephen J DFR Common Stock A - Award D 6.7463 46,000 310 46,000
2012-11-29 2012-11-28 4 Wriedt Oliver DFR Common Stock A - Award I 6.5000 100 1 40,100
2012-11-29 2012-11-28 4 Wriedt Oliver DFR Common Stock A - Award I 6.7500 9,400 63 40,000
2012-11-29 2012-11-27 4 Wriedt Oliver DFR Common Stock A - Award I 6.7700 600 4 30,600
2012-08-27 2012-08-24 4 Wriedt Oliver DFR Common Stock A - Award D 7.4000 1,055 8 36,106
2012-08-22 2012-08-22 4 Wriedt Oliver DFR Common Stock A - Award D 7.4893 2,085 16 35,051
2012-08-22 2012-08-21 4 Wriedt Oliver DFR Common Stock A - Award D 7.5000 22 0 32,966
2012-08-22 2012-08-20 4 Wriedt Oliver DFR Common Stock A - Award D 7.5000 2,893 22 32,944
2012-06-07 2012-05-12 4 MACHINIST ROBERT DFR Performance Shares M - Exercise D -2,411 4,824
2012-06-07 2012-05-12 4 MACHINIST ROBERT DFR Common Stock M - Exercise D 2,411 15,354
2012-06-07 2012-05-19 4 MACHINIST ROBERT DFR Performance Shares M - Exercise D -12,019 0
2012-06-07 2012-05-19 4 MACHINIST ROBERT DFR Common Stock M - Exercise D 12,019 27,373
2012-06-07 2012-05-12 4 Puleo Frank C DFR Performance Shares M - Exercise D -2,411 4,824
2012-06-07 2012-05-12 4 Puleo Frank C DFR Common Stock M - Exercise D 2,411 9,385
2012-06-07 2012-05-12 4 ARNOLD FREDERICK DFR Performance Shares M - Exercise D -2,411 4,824
2012-06-07 2012-05-12 4 ARNOLD FREDERICK DFR Common Stock M - Exercise D 2,411 9,385
2012-05-31 2012-05-29 4 MACHINIST ROBERT DFR Common Stock A - Award D 6,974 12,943
2012-05-31 2012-05-29 4 Puleo Frank C DFR Common Stock A - Award D 6,974 6,974
2012-05-31 2012-05-29 4 ARNOLD FREDERICK DFR Common Stock A - Award D 6,974 6,974
2012-05-07 2012-05-03 4 Wriedt Oliver DFR Common Stock A - Award D 5.9284 2,993 18 30,051
2012-05-03 2012-05-02 4 Wriedt Oliver DFR Common Stock A - Award D 5.7621 3,570 21 27,058
2012-04-30 2012-04-26 4 Wriedt Oliver DFR Common Stock A - Award D 5.9420 2,000 12 23,488
2012-04-26 2012-04-25 4 Wriedt Oliver DFR Common Stock A - Award D 5.9746 6,475 39 21,488
2012-04-25 2012-04-24 4 Wriedt Oliver DFR Common Stock A - Award D 5.8788 3,062 18 15,013
2012-04-25 2012-04-23 4 Wriedt Oliver DFR Common Stock A - Award D 5.5461 1,900 11 11,951
2012-04-11 2012-04-10 4 Wriedt Oliver DFR Common Stock A - Award I 5.8188 20,000 116 30,000
2012-03-30 3 Wriedt Oliver Held in Deutsche Bank Group International Pension Plan DFR Common Stock I 10,000
2012-03-30 3 Wriedt Oliver DFR Common Stock D 10,051
2012-03-23 2012-03-21 4 Milton Robert C. III DFR Stock Option A - Award D 5.10 68,750 128,750
2012-03-23 2012-03-21 4 Gleysteen Peter DFR Stock Option A - Award D 5.10 407,813 1,207,813
2012-03-23 2012-03-21 4 Colletti Carl Anthony DFR Stock Option A - Award D 5.10 44,688 124,688
2012-03-23 2012-03-21 4 Vaccaro Stephen J DFR Stock Option A - Award D 5.10 287,500 537,500
2012-02-14 2011-12-23 5 Gleysteen Peter As UTMA custodian for minor children DFR Common Stock G - Gift I 10,000 10,000
2012-02-14 2011-12-23 5 Gleysteen Peter DFR Common Stock G - Gift D -10,000 0
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)
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