FOCS / Focus Financial Partners Inc - Class A - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Focus Financial Partners Inc - Class A
US ˙ NASDAQ ˙ US34417P1003
SIMBOL INI TIDAK AKTIF LAGI

Saham Orang Dalam30,575 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.

Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat dengan pengumpulan orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi
Skor Sentimen Pegawai

Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.

Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.

Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat yang mempunyai sentimen orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi
Metrik Orang Dalam Utama

Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.

Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).

Bilangan Bersih Pembelian Orang Dalam (Kedudukan)

N/A

Bilangan Bersih Pembelian Orang Dalam ialah jumlah bilangan orang dalam yang membeli tolak jumlah orang dalam yang menjual dalam tempoh 90 hari terakhir. Kedudukan persentil ditunjukkan di sini (julat dari 0 hingga 100%).

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)

N/A

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.

Carta Dagangan Dalaman

Focus Financial Partners Inc - Class A dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.

Senarai Orang Dalam dan Metrik Keberuntungan

Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.

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Orang dalam Purata Keuntungan (%) Saham
Dimiliki		 Berpecah
Dilaraskan

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Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam FOCS / Focus Financial Partners Inc - Class A. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham		 Dilaporkan
harga		 Dilaraskan
Saham		 Dilaraskan
harga		 Asas Kos Hari ke
Maks		 Harga pada
Maks		 Maks
Keuntungan ($)		 Pulangan Maks (%)
2021-08-16 Mashinsky Kristine 6,080 49.6938 6,080 49.6938 302,138 94 68.21 112,579 37.26
2021-08-13 Mashinsky Kristine 13,920 49.9155 13,920 49.9155 694,824
2018-07-30 Gottdiener Noah 7,575 33.0000 7,575 33.0000 249,975
2018-07-30 MCWHINNEY DEBORAH D 3,000 33.0000 3,000 33.0000 99,000

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

FOCS / Focus Financial Partners Inc - Class A Insider Trades
Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam FOCS / Focus Financial Partners Inc - Class A. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham		 Dilaporkan
harga		 Dilaraskan
Saham		 Dilaraskan
harga		 Asas Kos Hari ke
Min		 Harga pada
Min		 Kerugian Maks
Dielakkan ($)		 Kerugian Maks
Dielakkan (%)
2021-12-20 McGranahan John Russell 78,947 54.7200 78,947 54.7200 4,319,980 304 30.6500 -1,900,253 -43.99
2021-12-20 Adolf Ruediger 505,263 54.7200 505,263 54.7200 27,647,991
2021-06-23 KKR Fund Holdings L.P. 403,615 49.8700 403,615 49.8700 20,128,280
2021-06-23 KKR Fund Holdings L.P. 3,086,585 49.8700 3,086,585 49.8700 153,927,994
2021-06-23 KKR Fund Holdings L.P. 3,654,044 49.8700 3,654,044 49.8700 182,227,174
2021-03-16 Carey James D 683,226 46.2000 683,226 46.2000 31,565,041
2021-03-16 STONE POINT CAPITAL LLC 6,046 46.2000 6,046 46.2000 279,325
2021-03-16 STONE POINT CAPITAL LLC 285,272 46.2000 285,272 46.2000 13,179,566
2021-03-16 STONE POINT CAPITAL LLC 40,688 46.2000 40,688 46.2000 1,879,786

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

FOCS / Focus Financial Partners Inc - Class A Insider Trades
Sejarah Transaksi

Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.

Fail
Tarikh		 Dagangan
Tarikh		 Borang Orang dalam Simbol Saham Nama Sekuriti Kod 10b5-1 Langsung Harga
Pelaksanaan		 Harga
Unit		 Unit
Berubah		 Nilai
Berubah (1K)		 Baki
Opsyen		 Baki
Saham
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -907,468 -48,096 0
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 907,468 907,468
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Irrevocable Insurance Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -46,269 -2,452 0
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Irrevocable Insurance Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 46,269 46,269
2023-09-01 2023-08-31 4 Adolf Ruediger By Adolf Family Trust II FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -584,552 -30,981 0
2023-09-01 2023-08-31 4 Adolf Ruediger By Adolf Family Trust II FOCS Class A Common Stock, $0.01 par value M - Exercise I 584,552 584,552
2023-09-01 2023-08-31 4 Adolf Ruediger FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -1,795,225 -95,147 0
2023-09-01 2023-08-31 4 Adolf Ruediger FOCS Class A Common Stock, $0.01 par value M - Exercise D 1,795,225 1,795,225
2023-09-01 2023-08-31 4 Morganroth Greg S. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -20,311 -1,076 0
2023-09-01 2023-08-31 4 Morganroth Greg S. FOCS Class A Common Stock, $0.01 par value M - Exercise D 20,311 20,311
2023-09-01 2023-08-31 4 McGranahan John Russell FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -414,124 -21,949 0
2023-09-01 2023-08-31 4 McGranahan John Russell FOCS Class A Common Stock, $0.01 par value M - Exercise D 413,124 414,124
2023-09-01 2023-08-31 4 LeMieux George FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -9,611 -509 0
2023-09-01 2023-08-31 4 LeMieux George FOCS Class A Common Stock, $0.01 par value M - Exercise D 9,611 9,611
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -937,295 -49,677 0
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 937,295 937,295
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -484,019 -25,653 0
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar FOCS Class A Common Stock, $0.01 par value M - Exercise D 484,019 484,019
2023-09-01 2023-08-31 4 Neuhoff Elizabeth R. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -9,611 -509 0
2023-09-01 2023-08-31 4 Neuhoff Elizabeth R. FOCS Class A Common Stock, $0.01 par value M - Exercise D 9,611 9,611
2023-09-01 2023-08-31 4 Feliciani Joseph FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -28,147 -1,492 0
2023-09-01 2023-08-31 4 Feliciani Joseph FOCS Class A Common Stock, $0.01 par value M - Exercise D 28,147 28,147
2023-09-01 2023-08-31 4 Chang Leonard R. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -947,643 -50,225 0
2023-09-01 2023-08-31 4 Chang Leonard R. FOCS Class A Common Stock, $0.01 par value M - Exercise D 947,643 947,643
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -142,016 -7,527 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -6,701,039 -355,155 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -955,755 -50,655 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -8,250,165 -437,259 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock M - Exercise I 8,250,165 8,250,165
2023-08-31 2023-08-31 4 Carey James D See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -16,048,975 -850,596 0
2023-08-31 2023-08-31 4 Carey James D See Footnotes FOCS Class A Common Stock M - Exercise I 8,250,165 16,048,975
2022-03-14 2022-03-07 4 LeMieux George FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.07 30,000 30,000
2022-03-09 2022-03-07 4 Neuhoff Elizabeth R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.07 30,000 30,000
2021-12-27 2021-12-22 4 Feliciani Joseph FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 2,113
2021-12-27 2021-12-22 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC A - Award D 15,535 21,690
2021-12-27 2021-12-22 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 73,353 73,353
2021-12-27 2021-12-22 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Common Units in Focus Financial Partners, LLC A - Award I 13,894 19,003
2021-12-27 2021-12-22 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 65,605 65,605
2021-12-27 2021-12-22 4 Mashinsky Kristine FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 1,162
2021-12-27 2021-12-22 4 Mashinsky Kristine FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC A - Award D 12,431 17,049
2021-12-27 2021-12-22 4 McGranahan John Russell By McGranahan Family 2021 Legacy Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 58,695 58,695
2021-12-27 2021-12-22 4 Morganroth Greg S. FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 2,113
2021-12-27 2021-12-22 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC A - Award D 29,525 100,165
2021-12-27 2021-12-22 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 46,470 46,470
2021-12-27 2021-12-22 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 92,940 92,940
2021-12-27 2021-12-22 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC A - Award D 19,371 27,262
2021-12-27 2021-12-22 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust Agreement FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 91,465 91,465
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC S - Sale D 54.7200 -505,263 -27,648 70,640
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 505,263 575,903
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -600,000 157,000
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC S - Sale D 54.7200 -78,947 -4,320 4,618
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 78,947 83,565
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 21.00 -125,000 186,427
2021-12-09 2021-12-07 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -536 -35 4,518
2021-12-09 2021-12-07 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -583 -38 6,155
2021-12-09 2021-12-07 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -788 -51 12,145
2021-12-09 2021-12-07 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Common Units in Focus Financial Partners, LLC F - Taxes I 64.3800 -539 -35 5,109
2021-12-09 2021-12-07 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -512 -33 7,891
2021-08-17 2021-08-16 4 Mashinsky Kristine FOCS Class A Common Stock P - Purchase D 49.6938 6,080 302 20,000
2021-08-17 2021-08-13 4 Mashinsky Kristine FOCS Class A Common Stock P - Purchase D 49.9155 13,920 695 13,920
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -3,654,044 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -403,615 -20,128 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,086,585 -153,928 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,654,044 -182,227 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 3,654,044 3,654,044
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -3,654,044 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -403,615 -20,128 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,086,585 -153,928 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,654,044 -182,227 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 3,654,044 3,654,044
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -155,558 3,654,044
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -17,182 -794 403,615
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -131,401 -6,071 3,086,585
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -155,558 -7,187 0
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 155,558 155,558
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -155,558 3,654,044
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -17,182 -794 403,615
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -131,401 -6,071 3,086,585
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -155,558 -7,187 0
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 155,558 155,558
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -351,220 8,250,165
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -6,046 -279 142,016
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -285,272 -13,180 6,701,039
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -40,688 -1,880 955,755
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -351,220 -16,226 0
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock C - Conversion I 351,220 351,220
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -351,220 8,250,165
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -683,226 -31,565 7,798,810
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Class A Common Stock C - Conversion I 351,220 8,482,036
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -1,296,885 8,601,385
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -4,662,270 -215,397 8,130,816
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Class A Common Stock C - Conversion I 1,296,885 12,793,086
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -1,296,885 8,601,385
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -41,257 -1,906 148,062
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,946,670 -89,936 6,986,311
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -277,650 -12,827 996,443
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -2,396,693 -110,727 0
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock C - Conversion I 1,296,885 2,396,693
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -574,400 3,809,602
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -117,251 -5,417 420,797
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -896,661 -41,426 3,217,986
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,061,512 -49,042 0
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 574,400 1,061,512
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -574,400 3,809,602
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -117,251 -5,417 420,797
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -896,661 -41,426 3,217,986
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,061,512 -49,042 0
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 574,400 1,061,512
2021-01-05 2021-01-01 4 Mashinsky Kristine FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.50 30,000 30,000
2020-12-09 2020-12-07 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC A - Award D 8,403 8,403
2020-12-09 2020-12-07 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 82,570 82,570
2020-12-09 2020-12-07 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC A - Award D 5,054 5,054
2020-12-09 2020-12-07 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 49,659 49,659
2020-12-09 2020-12-07 4 Feliciani Joseph FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Morganroth Greg S. FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 MCWHINNEY DEBORAH D FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC A - Award D 12,933 12,933
2020-12-09 2020-12-07 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 127,080 127,080
2020-12-09 2020-12-07 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC A - Award D 5,648 5,648
2020-12-09 2020-12-07 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 55,501 55,501
2020-12-09 2020-12-07 4 Gottdiener Noah FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC A - Award D 6,738 6,738
2020-12-09 2020-12-07 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 66,212 66,212
2020-09-25 2020-09-24 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 30.48 30,000 30,000
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -14,413 100
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -92,767 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 92,767 92,767
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 19.00 -75,213 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 16.00 -100,000 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Class A Common Stock S - Sale D 31.0500 -107,180 -3,328 1,000
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Class A Common Stock M - Exercise D 107,180 108,180
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I -48,462 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -177,979 0
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I 48,462 48,462
2020-09-09 2020-09-08 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 177,979 177,979
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust(4) FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise I 13.00 -75,000 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -235,723 181,277
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Class A Common Stock S - Sale I 31.0500 -48,462 -1,505 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Class A Common Stock S - Sale D 31.0500 -177,979 -5,526 0
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Class A Common Stock M - Exercise I 48,462 48,462
2020-09-09 2020-09-08 4 Shanahan James FOCS Class A Common Stock M - Exercise D 177,979 177,979
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -561,185 58,495
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 561,185 619,680
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 7.00 -336,000 1,081
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 6.00 -46,000 386
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 5.50 -97,000 798
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 1.42 -175,000 421
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Class A Common Stock S - Sale D 31.0500 -561,185 -17,425 0
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Class A Common Stock M - Exercise D 561,185 561,185
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I -87,574 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -260,749 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I 87,574 87,574
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 260,749 260,749
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise I 11.00 -125,000 215,000
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -345,348 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock S - Sale I 31.0500 -87,574 -2,719 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Class A Common Stock S - Sale D 31.0500 -260,749 -8,096 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock M - Exercise I 87,574 87,574
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Class A Common Stock M - Exercise D 260,749 260,749
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -186,783 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 186,783 186,783
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -80,000 142,000
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 7.00 -145,464 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 6.00 -10,316 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Class A Common Stock S - Sale D 31.0500 -186,783 -5,800 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Class A Common Stock M - Exercise D 186,783 186,783
2020-01-03 2020-01-01 4 KKR Management Holdings L.P. See Footnotes FOCS Units of Focus Financial Partners, LLC J - Other I -4,384,002 0
2020-01-03 2020-01-01 4 KKR Management Holdings L.P. See Footnotes FOCS Class A Common Stock J - Other I -487,112 0
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-13 2019-12-11 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 266,904 266,904
2019-12-13 2019-12-11 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 179,405 179,405
2019-12-13 2019-12-11 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 27.90 100,000 100,000
2019-12-13 2019-12-11 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 306,788 306,788
2019-04-02 2019-04-01 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 36.64 30,000 30,000
2018-12-20 2018-12-18 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 331,642 331,642
2018-12-20 2018-12-18 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 162,806 162,806
2018-12-20 2018-12-18 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 192,956 192,956
2018-12-20 2018-12-18 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 20,507 20,507
2018-12-20 2018-12-18 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 20,507 20,507
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-07-30 2018-07-30 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 30,000 30,000
2018-07-30 2018-07-30 4 Gottdiener Noah FOCS Class A Common Stock P - Purchase D 33.0000 7,575 250 7,575
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 33.00 162,500 162,500
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 23.00 125,000 125,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 450,000 450,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 19.00 130,000 130,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 130,000 130,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 13.00 295,000 295,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 11.00 340,000 340,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 487,500 487,500
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 23.00 93,544 93,544
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 100,000 100,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 9,401 9,401
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 345,348 345,348
2018-07-30 2018-07-30 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 30,000 30,000
2018-07-30 2018-07-30 4 MCWHINNEY DEBORAH D FOCS Class A Common Stock P - Purchase D 33.0000 3,000 99 3,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 90,000 90,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 19.00 90,000 90,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 13.00 75,000 75,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 540,000 540,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 22.00 167,405 167,405
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 400,000 400,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 11.00 140,000 140,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 11,739 11,739
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 417,000 417,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 23.00 100,000 100,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 12.00 470,000 470,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 11.00 90,000 90,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 800,000 800,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 23.00 206,284 206,284
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 725,000 725,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 190,500 190,500
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 19.00 200,000 200,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 13.00 195,000 195,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 11.00 220,000 220,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 16,511 16,511
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 7.00 337,081 337,081
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 757,000 757,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 6.00 46,386 46,386
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 5.50 97,798 97,798
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 1.42 175,421 175,421
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Common Units in Focus Financial Partners, LLC A - Award I 160,450 160,450
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 58,495 58,495
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Convertible Preferred Units in Focus Financial Partners, LLC M - Exercise D -58,495 0
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Convertible Preferred Units in Focus Financial Partners, LLC A - Award D 58,495 58,495
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)
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