HCXY Insider Trading - Hercules Capital, Inc.

Jumlah Orang Dalam

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.

Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat dengan pengumpulan orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi

Skor Sentimen Pegawai

Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.

Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.

Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat yang mempunyai sentimen orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi

Metrik Orang Dalam Utama

Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.

Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).

Bilangan Bersih Pembelian Orang Dalam (Kedudukan)

N/A

Bilangan Bersih Pembelian Orang Dalam ialah jumlah bilangan orang dalam yang membeli tolak jumlah orang dalam yang menjual dalam tempoh 90 hari terakhir. Kedudukan persentil ditunjukkan di sini (julat dari 0 hingga 100%).

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)

N/A

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.

Carta Dagangan Dalaman

Hercules Capital, Inc. - Corporate Bond/Note dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.

Senarai Orang Dalam dan Metrik Keberuntungan

Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.

See our leaderboard of most profitable insider traders.

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
DeAnne Aguirre Director - [D]	18,180	18,180
Robert P Badavas Director - [D]	108,863	108,863
Jessica T Baron CFO - [O]	98,269	98,269
Scott Bluestein Chief Executive Officer - [O]	2,268,180	2,268,180
Kiersten Zaza Botelho Chief Legal Officer & CCO - [O]	65,881	65,881
Michael L Butler	0
Joseph W Chow Director - [D]	124,325	124,325
Gayle A Crowell Director - [D]	69,344	69,344
Rodney A Ferguson Director - [D]	7,855	7,855
Thomas J Fallon Director - [D]	98,882	98,882
Harry Feuerstein	0

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
Christian Follmann Chief Operating Officer - [O]	119,423	119,423
Carol L Foster Director - [D]	16,997	16,997
Melanie Grace General Counsel & CCO - [O]	66,106	66,106
Mark R Harris Chief Financial Officer - [O]	52,568	52,568
Scott H Harvey Chief Legal Officer & Sec - [O]	73,177	73,177
Manuel A Henriquez Director - [D]	1,310,898	1,310,898
Doreen Woo Ho Director - [D]	27,201	27,201
Joseph F Hoffman Director - [D]	42,862	42,862
Todd Jaquez-Fissori Senior Managing Director - [O]	94,483	94,483
Koenig Bradford C. Director - [D]	27,273	27,273
Robert C Lake Chief Credit Officer - [O]	19,750	19,750

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
Wade Loo Director - [D]	31,093	31,093
David Michael Lund	0
Susanne D Lyons Director - [D]	11,575	11,575
Seth H Meyer Chief Financial Officer - [O]	377,121	377,121
Andrew Olson VP Finance & Sr Controller - [O]	7,446	7,446
Michael Penney General Counsel - [O]	4,000	4,000
Paramjeet K Randhawa Director - [D]	15,972	15,972
Parag Shah Senior Managing Director - [O]	249,562	249,562
Nikos Theodosopoulos Director - [D]	11,960	11,960
Jorge Titinger Director - [D]	8,647	8,647
Allyn C Jr Woodward Director - [D]	262,309	262,309
Waldt Gerard R Jr. Interim Chief Accounting Off - [O]	8,243	8,243

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Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam HCXY / Hercules Capital, Inc. - Corporate Bond/Note. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Orang dalam	Dilaporkan Saham	Dilaporkan harga	Dilaraskan Saham	Dilaraskan harga	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2025-06-05	Follmann Christian	395	17.8300	395	17.8300	7,043	62	19.5200	668	9.49
2025-05-08	Fallon Thomas J	5,976	17.5300	5,976	17.5300	104,759
2025-05-08	Loo Wade	5,999	17.4900	5,999	17.4900	104,923
2025-05-08	BADAVAS ROBERT P	1,799	17.4900	1,799	17.4900	31,465
2025-05-08	Aguirre DeAnne	5,999	17.4900	5,999	17.4900	104,923
2025-05-08	Theodosopoulos Nikos	5,999	17.4900	5,999	17.4900	104,923
2025-05-08	CROWELL GAYLE A	5,999	17.4900	5,999	17.4900	104,923
2024-08-06	Randhawa Paramjeet K	2,898	18.0738	2,898	18.0738	52,378
2024-08-06	Fallon Thomas J	5,723	18.3269	5,723	18.3269	104,885

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

HCXY / Hercules Capital, Inc. - Corporate Bond/Note Insider Trades

Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam HCXY / Hercules Capital, Inc. - Corporate Bond/Note. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Orang dalam	Dilaporkan Saham	Dilaporkan harga	Dilaraskan Saham	Dilaraskan harga	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2025-06-05	Follmann Christian	395	17.8300	395	17.8300	7,043	12	17.8000	-11	-0.16
2024-06-20	BADAVAS ROBERT P	13,300	19.6911	13,300	19.6911	261,892
2024-06-18	BADAVAS ROBERT P	1,700	19.6000	1,700	19.6000	33,320
2023-05-24	Follmann Christian	455	13.7200	455	13.7200	6,243
2022-05-26	Follmann Christian	420	14.2300	420	14.2300	5,977
2021-05-04	BADAVAS ROBERT P	10,000	17.5100	10,000	17.5100	175,100
2021-05-04	BADAVAS ROBERT P	10,000	17.4900	10,000	17.4900	174,900
2021-03-15	Fallon Thomas J	15,000	16.5600	15,000	16.5600	248,400
2019-10-07	Foster Carol L	1,328	13.2718	1,328	13.2718	17,625

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

Sejarah Transaksi

Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.

Fail Tarikh	Dagangan Tarikh	Borang	Orang dalam	Simbol Saham	Nama Sekuriti	Kod	Langsung	Harga Pelaksanaan	Harga Unit	Unit Berubah	Nilai Berubah (1K)	Baki Opsyen	Baki Saham
2025-07-15	2025-07-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		18.9400	-4,051	-77		377,121
2025-07-15	2025-07-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.9400	-13,431	-254		2,268,180
2025-07-15	2025-07-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		18.9400	-829	-16		119,423
2025-07-15	2025-07-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		18.9400	-770	-15		65,881
2025-07-11	2025-07-09	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		18.5600	-912	-17		66,651
2025-07-11	2025-07-09	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		18.5600	-3,458	-64		381,172
2025-07-11	2025-07-09	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		18.5600	-960	-18		120,252
2025-07-11	2025-07-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.5600	-10,593	-197		2,281,611
2025-06-20	2025-06-18	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			5,999			31,093
2025-06-20	2025-06-18	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-5,999			4,834
2025-06-20	2025-06-18	4	Loo Wade	HTGC	Common Stock	A - Award	D		18.0200	3,329	60		10,833
2025-06-20	2025-06-18	4	Aguirre DeAnne By Trust	HTGC	Common Stock	A - Award	I			5,999			18,180
2025-06-20	2025-06-18	4	Aguirre DeAnne	HTGC	Common Stock	D - Sale to Issuer	D			-5,999			5,067
2025-06-20	2025-06-18	4	Aguirre DeAnne	HTGC	Common Stock	A - Award	D		18.0200	3,329	60		11,021
2025-06-05	2025-06-05	4	Follmann Christian	HTGC	Common Stock	P - Purchase	D		17.8300	395	7		121,212
2025-06-05	2025-06-05	4	Follmann Christian	HTGC	Common Stock	S - Sale	D		17.8300	-395	-7		120,556
2025-05-09	2025-05-08	4	CROWELL GAYLE A	HTGC	Common Stock	P - Purchase	D		17.4900	5,999	105		69,344
2025-05-09	2025-05-08	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			5,645			25,054
2025-05-09	2025-05-08	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-5,645			7,504
2025-05-09	2025-05-08	4	Loo Wade	HTGC	Common Stock	P - Purchase	D		17.4900	5,999	105		13,149
2025-05-09	2025-05-08	4	Theodosopoulos Nikos	HTGC	Common Stock	P - Purchase	D		17.4900	5,999	105		11,960
2025-05-09	2025-05-08	4	Fallon Thomas J By Trust	HTGC	Common Stock	P - Purchase	I		17.5300	5,976	105		98,882
2025-05-09	2025-05-08	4	Aguirre DeAnne By Trust	HTGC	Common Stock	D - Sale to Issuer	I			5,837			12,181
2025-05-09	2025-05-08	4	Aguirre DeAnne	HTGC	Common Stock	D - Sale to Issuer	D			-5,837			7,692
2025-05-09	2025-05-08	4	Aguirre DeAnne	HTGC	Common Stock	P - Purchase	D		17.4900	5,999	105		13,529
2025-05-09	2025-05-08	4	BADAVAS ROBERT P By Trust	HTGC	Common Stock	A - Award	I			1,411			108,863
2025-05-09	2025-05-08	4	BADAVAS ROBERT P	HTGC	Common Stock	D - Sale to Issuer	D			-1,411			4,622
2025-05-09	2025-05-08	4	BADAVAS ROBERT P	HTGC	Common Stock	P - Purchase	D		17.4900	1,799	31		6,033
2025-04-15	2025-04-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		16.8300	-788	-13		67,563
2025-04-15	2025-04-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		16.8300	-829	-14		120,951
2025-04-15	2025-04-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.8300	-4,577	-77		384,630
2025-04-15	2025-04-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.8300	-13,307	-224		2,292,204
2025-04-11	2025-04-09	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.4900	-3,876	-68		389,207
2025-04-11	2025-04-09	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		17.4900	-843	-15		68,351
2025-04-11	2025-04-09	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.4900	-960	-17		121,780
2025-04-11	2025-04-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.4900	-10,370	-181		2,305,511
2025-01-14	2025-01-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		19.7300	-1,256	-25		122,505
2025-01-14	2025-01-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		19.7300	-7,721	-152		393,083
2025-01-14	2025-01-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		19.7300	-819	-16		69,194
2025-01-14	2025-01-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		19.7300	-213	-4		70,013
2025-01-14	2025-01-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		19.7300	-22,006	-434		2,315,881
2025-01-13	2025-01-09	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		19.9800	82,583	1,650		400,804
2025-01-13	2025-01-09	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		19.9800	-16,351	-327		318,221
2025-01-13	2025-01-09	4	Follmann Christian	HTGC	Common Stock	A - Award	D		19.9800	33,784	675		123,761
2025-01-13	2025-01-09	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		19.9800	-4,266	-85		89,977
2025-01-13	2025-01-09	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		19.9800	241,742	4,830		2,337,887
2025-01-13	2025-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		19.9800	-43,034	-860		2,096,145
2025-01-13	2025-01-09	4	Botelho Kiersten Zaza	HTGC	Common Stock	A - Award	D		19.9800	27,528	550		70,226
2025-01-13	2025-01-09	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		19.9800	-4,295	-86		42,698
2024-12-09	2024-12-05	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		18.9100	132	2		334,572
2024-10-15	2024-10-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		19.6300	-22,027	-432		2,139,179
2024-10-15	2024-10-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		19.6300	-7,770	-153		334,440
2024-10-15	2024-10-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		19.6300	-1,251	-25		94,008
2024-10-15	2024-10-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		19.6300	-803	-16		46,993
2024-10-15	2024-10-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		19.7400	-213	-4		47,796
2024-09-27	2024-09-26	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		19.5864	-100,000	-1,959		2,161,207
2024-08-08	2024-08-06	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			1,596			19,296
2024-08-08	2024-08-06	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-1,596			7,150
2024-08-08	2024-08-06	4	Loo Wade	HTGC	Common Stock	P - Purchase	D		18.5431	5,645	105		8,746
2024-08-08	2024-08-06	4	CROWELL GAYLE A	HTGC	Common Stock	P - Purchase	D		18.0643	5,790	105		59,366
2024-08-08	2024-08-06	4	Theodosopoulos Nikos	HTGC	Common Stock	P - Purchase	D		18.0327	1,608	29		5,613
2024-08-08	2024-08-06	4	Randhawa Paramjeet K	HTGC	Common Stock	P - Purchase	D		18.0738	2,898	52		15,972
2024-08-08	2024-08-06	4	Fallon Thomas J By Trust	HTGC	Common Stock	P - Purchase	I		18.3269	5,723	105		92,400
2024-08-08	2024-08-06	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			1,158			86,677
2024-08-08	2024-08-06	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-1,158			6,789
2024-08-08	2024-08-06	4	Aguirre DeAnne By Trust	HTGC	Common Stock	A - Award	I			4,521			6,214
2024-08-08	2024-08-06	4	Aguirre DeAnne	HTGC	Common Stock	D - Sale to Issuer	D			-4,521			7,530
2024-08-08	2024-08-06	4	Aguirre DeAnne	HTGC	Common Stock	P - Purchase	D		18.4914	5,660	105		11,874
2024-07-15	2024-07-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		21.1100	-6,708	-142		342,210
2024-07-15	2024-07-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		21.1100	-806	-17		48,009
2024-07-15	2024-07-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		21.1100	-21,928	-463		2,261,207
2024-07-15	2024-07-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		21.1100	-1,251	-26		95,023
2024-07-12	2024-07-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		21.0600	-214	-5		48,815
2024-06-26	2024-06-25	4	CROWELL GAYLE A	HTGC	Common Stock	P - Purchase	D		20.0499	702	14		53,576
2024-06-24	2024-06-20	4	Theodosopoulos Nikos	HTGC	Common Stock	A - Award	D		19.8000	3,030	60		4,005
2024-06-24	2024-06-20	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			149			85,519
2024-06-24	2024-06-20	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-149			7,947
2024-06-24	2024-06-20	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		19.8000	3,030	60		8,096
2024-06-24	2024-06-20	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		19.8000	3,030	60		52,874
2024-06-24	2024-06-20	4/A	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		19.6911	-13,300	-262		4,234
2024-06-24	2024-06-20	4/A	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		16.3400	13,300	217		17,534
2024-06-24	2024-06-18	4/A	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		19.6000	-1,700	-33		4,234
2024-06-24	2024-06-18	4/A	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		16.3400	1,700	28		5,934
2024-06-21	2024-06-20	4	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		19.6911	-13,300	-262		4,234
2024-06-21	2024-06-20	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		16.3400	13,300	217		17,534
2024-06-21	2024-06-18	4	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		19.6000	-1,700	-33		4,234
2024-06-21	2024-06-18	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		16.3400	1,700	28		5,934
2024-04-15	2024-04-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		18.4100	-1,251	-23		96,052
2024-04-15	2024-04-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		18.4100	-6,708	-123		348,919
2024-04-15	2024-04-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.4100	-21,926	-404		2,283,135
2024-04-15	2024-04-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		18.4100	-822	-15		49,029
2024-04-12	2024-04-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		18.3300	-217	-4		49,852
2024-04-10	2024-01-11	4/A	Meyer Seth H	HTGC	Common Stock	F - Taxes	D			-19,083			358,322
2024-01-30	2024-01-12	4/A	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.5800	-579	-10		97,075
2024-01-30	2024-01-11	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.4800	-59,861	-1,046		2,314,105
2024-01-30	2024-01-12	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.5800	-9,044	-159		2,305,061
2024-01-17	2024-01-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.5800	-566	-10		97,088
2024-01-17	2024-01-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.5800	-9,158	-161		2,304,619
2024-01-17	2024-01-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.5800	-2,696	-47		355,492
2024-01-16	2024-01-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.4800	-5,554	-97		97,654
2024-01-16	2024-01-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.4800	-60,189	-1,052		2,313,777
2024-01-16	2024-01-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.4800	-19,217	-336		358,188
2024-01-16	2024-01-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		17.4800	-2,602	-45		50,069
2024-01-12	2024-01-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		17.4500	-171	-3		52,671
2024-01-10	2024-01-09	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.4000	264,368	4,600		2,373,966
2024-01-10	2024-01-09	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		17.4000	94,828	1,650		377,405
2024-01-10	2024-01-09	4	Follmann Christian	HTGC	Common Stock	A - Award	D		17.4000	32,184	560		103,208
2024-01-10	2024-01-09	4	Botelho Kiersten Zaza	HTGC	Common Stock	A - Award	D		17.4000	25,862	450		52,842
2023-11-27	2023-11-22	4	Follmann Christian	HTGC	Common Stock	A - Award	D		15.5600	260	4		71,024
2023-11-27	2023-11-22	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.7200	1,051	17		47,740
2023-11-27	2023-11-22	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.8700	149	2		46,689
2023-11-27	2023-11-22	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			5,800			85,113
2023-11-27	2023-11-22	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.8700	149	2		5,066
2023-11-27	2023-11-22	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-5,800			4,917
2023-11-27	2023-11-22	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		15.5600	499	8		16,679
2023-11-27	2023-11-22	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			5,744			16,180
2023-11-27	2023-11-22	4	Loo Wade	HTGC	Common Stock	A - Award	D		15.8700	91	1		3,101
2023-11-27	2023-11-22	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-5,744			3,010
2023-11-27	2023-11-22	4	Theodosopoulos Nikos	HTGC	Common Stock	A - Award	D		15.8700	28	0		951
2023-10-16	2023-10-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.2500	-8,740	-142		2,109,598
2023-10-16	2023-10-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		16.2500	-415	-7		70,764
2023-10-16	2023-10-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.2500	-2,720	-44		282,577
2023-10-13	2023-10-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.2600	-7,815	-127		2,118,338
2023-10-13	2023-10-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		16.2600	-412	-7		71,179
2023-10-13	2023-10-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.2600	-2,657	-43		285,297
2023-10-12	2023-10-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		16.2600	-144	-2		26,980
2023-09-25	2023-09-21	4	Theodosopoulos Nikos	HTGC	Common Stock	A - Award	D		16.2400	923	15		923
2023-09-25		3	Theodosopoulos Nikos	HTGC	Common Stock		D						0
2023-09-11	2023-09-08	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.9000	5,656	90		46,540
2023-09-11	2023-09-08	4	Loo Wade	HTGC	Common Stock	A - Award	D		15.9000	5,656	90		8,754
2023-09-11	2023-09-08	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.9000	5,656	90		10,717
2023-09-11	2023-09-08	4	Randhawa Paramjeet K	HTGC	Common Stock	A - Award	D		15.9000	5,656	90		12,584
2023-09-11	2023-09-08	4	Aguirre DeAnne By Trust	HTGC	Common Stock	A - Award	I			1,693			1,693
2023-09-11	2023-09-08	4	Aguirre DeAnne	HTGC	Common Stock	D - Sale to Issuer	D			-1,693			6,214
2023-09-11	2023-09-08	4	Aguirre DeAnne	HTGC	Common Stock	A - Award	D		15.9000	2,828	45		7,907
2023-08-28	2023-08-25	4	Follmann Christian	HTGC	Common Stock	A - Award	D		16.3400	40	1		71,591
2023-08-28	2023-08-25	4	Follmann Christian	HTGC	Common Stock	A - Award	D		16.4500	199	3		71,551
2023-08-28	2023-08-25	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			1,377			79,313
2023-08-28	2023-08-25	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.4100	144	2		5,061
2023-08-28	2023-08-25	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-1,377			4,917
2023-08-28	2023-08-25	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		16.4500	296	5		10,436
2023-08-28	2023-08-25	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			1,667			10,140
2023-08-28	2023-08-25	4	Loo Wade	HTGC	Common Stock	A - Award	D		16.4100	88	1		3,098
2023-08-28	2023-08-25	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-1,667			3,010
2023-08-28	2023-08-25	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		16.4400	812	13		40,884
2023-08-28	2023-08-25	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		16.4100	144	2		40,072
2023-07-17	2023-07-12	4/A	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		15.7300	-2,720	-43		287,954
2023-07-17	2023-07-11	4/A	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		15.5500	-2,666	-41		290,674
2023-07-17	2023-07-12	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.7300	-8,740	-137		2,126,153
2023-07-17	2023-07-11	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.5500	-7,815	-122		2,134,893
2023-07-13	2023-07-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		15.7300	-2,720	-43		287,963
2023-07-13	2023-07-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		15.5500	-2,657	-41		290,683
2023-07-13	2023-07-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		15.7300	-415	-7		71,352
2023-07-13	2023-07-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		15.5500	-412	-6		71,767
2023-07-13	2023-07-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.7300	-8,853	-139		2,125,939
2023-07-13	2023-07-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.5500	-7,916	-123		2,134,792
2023-07-12	2023-07-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		15.3000	-144	-2		27,124
2023-06-26	2023-06-22	4	Randhawa Paramjeet K	HTGC	Common Stock	A - Award	D		14.1700	4,234	60		6,928
2023-06-26	2023-06-22	4	BADAVAS ROBERT P By Trust	HTGC	Common Stock	A - Award	I			107,452			107,452
2023-06-26	2023-06-22	4	BADAVAS ROBERT P	HTGC	Common Stock	D - Sale to Issuer	D			-107,452			4,234
2023-06-26	2023-06-22	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		14.1700	4,234	60		111,686
2023-05-25	2023-05-23	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		13.9100	276	4		8,473
2023-05-25	2023-05-23	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			138			8,197
2023-05-25	2023-05-23	4	Loo Wade	HTGC	Common Stock	A - Award	D		13.0900	162	2		4,677
2023-05-25	2023-05-23	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-138			4,515
2023-05-25	2023-05-23	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			186			77,936
2023-05-25	2023-05-23	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.0900	218	3		6,294
2023-05-25	2023-05-23	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-186			6,076
2023-05-25	2023-05-23	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.8700	865	12		39,928
2023-05-25	2023-05-23	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.0900	218	3		39,063
2023-05-25	2023-05-24	4	Follmann Christian	HTGC	Common Stock	S - Sale	D		13.7200	-455	-6		72,179
2023-05-25	2023-05-24	4	Follmann Christian	HTGC	Common Stock	P - Purchase	D		13.7300	455	6		72,634
2023-05-25	2023-05-23	4	Follmann Christian	HTGC	Common Stock	A - Award	D		13.9100	253	4		72,179
2023-05-09	2023-05-08	4	CROWELL GAYLE A	HTGC	Common Stock	P - Purchase	D		13.6600	7,200	98		38,845
2023-05-03	2023-05-02	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.0500	-749,872	-9,786		2,142,708
2023-05-03	2023-05-02	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.0500	1,669,089	21,782		2,892,580
2023-05-03	2023-05-02	4	Bluestein Scott	HTGC	Performance Stock Units	D - Sale to Issuer	D		13.0500	-1,669,089	-21,782		0
2023-04-14	2023-04-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		12.4500	-415	-5		71,925
2023-04-14	2023-04-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		12.4500	-3,083	-38		293,340
2023-04-14	2023-04-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.4500	-8,740	-109		1,223,491
2023-04-13	2023-04-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		12.4300	-3,011	-37		296,423
2023-04-13	2023-04-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		12.4300	-412	-5		72,340
2023-04-13	2023-04-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.4300	-7,815	-97		1,232,231
2023-04-12	2023-04-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		12.3800	-144	-2		27,268
2023-03-21	2023-03-17	4	Loo Wade By Trust	HTGC	Common Stock	P - Purchase	I		11.9500	4,000	48		8,059
2023-03-13	2023-03-09	4	Follmann Christian	HTGC	Common Stock	A - Award	D		15.3100	223	3		72,752
2023-03-13	2023-03-09	4	Bluestein Scott	HTGC	Performance Stock Units	A - Award	D		13.8300	54,858	759		1,669,089
2023-03-13	2023-03-09	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.3300	755	12		31,645
2023-03-13	2023-03-09	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.3200	187	3		30,890
2023-03-13	2023-03-10	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I		12.7500	10,000	128		77,750
2023-03-13	2023-03-09	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			220			67,751
2023-03-13	2023-03-09	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.3200	187	3		6,262
2023-03-13	2023-03-09	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-220			6,075
2023-03-13	2023-03-09	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		15.3100	121	2		4,059
2023-03-13	2023-03-09	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			164			3,939
2023-03-13	2023-03-09	4	Loo Wade	HTGC	Common Stock	A - Award	D		15.3200	139	2		4,653
2023-03-13	2023-03-09	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-164			4,514
2023-01-17	2023-01-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6500	-10,421	-142		1,240,046
2023-01-17	2023-01-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6900	-8,263	-113		1,250,467
2023-01-17	2023-01-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.6500	-2,180	-30		299,434
2023-01-17	2023-01-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.6900	-2,150	-29		301,614
2023-01-17	2023-01-13	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		13.6500	-493	-7		72,529
2023-01-17	2023-01-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		13.6900	-490	-7		73,022
2023-01-13	2023-01-11	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.5000	-21,224	-287		1,258,730
2023-01-13	2023-01-11	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.5000	333,333	4,500		1,279,954
2023-01-13	2023-01-11	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.5000	-9,006	-122		303,764
2023-01-13	2023-01-11	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		13.5000	111,111	1,500		312,770
2023-01-13	2023-01-11	4	Botelho Kiersten Zaza	HTGC	Common Stock	A - Award	D		13.5000	22,222	300		27,412
2023-01-13	2023-01-11	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		13.5000	-1,942	-26		73,512
2023-01-13	2023-01-11	4	Follmann Christian	HTGC	Common Stock	A - Award	D		13.5000	27,778	375		75,454
2023-01-12	2023-01-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	F - Taxes	D		13.3200	-685	-9		5,190
2022-11-22	2022-11-21	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		14.1600	-100,000	-1,416		946,621
2022-11-21	2022-11-17	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		14.1000	132	2		3,775
2022-11-21	2022-11-17	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			149			3,642
2022-11-21	2022-11-17	4	Loo Wade	HTGC	Common Stock	A - Award	D		14.0600	164	2		4,678
2022-11-21	2022-11-17	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-149			4,514
2022-11-21	2022-11-17	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I		14.0600	138	2		27,273
2022-11-21	2022-11-17	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I			125			27,136
2022-11-21	2022-11-17	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		14.0600	136	2		6,211
2022-11-21	2022-11-17	4	Koenig Bradford C.	HTGC	Common Stock	D - Sale to Issuer	D			-125			6,074
2022-11-21	2022-11-17	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			202			67,531
2022-11-21	2022-11-17	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		14.0600	220	3		6,295
2022-11-21	2022-11-17	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-202			6,074
2022-11-21	2022-11-17	4	Follmann Christian	HTGC	Common Stock	A - Award	D		14.0900	254	4		47,676
2022-11-21	2022-11-17	4	Bluestein Scott	HTGC	Performance Stock Units	A - Award	D		14.1500	56,157	795		1,614,231
2022-11-21	2022-11-17	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		14.3200	839	12		30,703
2022-11-21	2022-11-17	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		14.0600	220	3		29,863
2022-10-14	2022-10-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.6600	-10,421	-132		1,046,621
2022-10-14	2022-10-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.1000	-8,740	-106		1,057,042
2022-10-14	2022-10-13	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		12.6600	-418	-5		47,422
2022-10-14	2022-10-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		12.1000	-415	-5		47,840
2022-10-14	2022-10-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		12.6600	-3,125	-40		201,659
2022-10-14	2022-10-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		12.1000	-3,083	-37		204,784
2022-08-22	2022-08-19	4	Loo Wade By Trust	HTGC	Common Stock	P - Purchase	I		15.6300	24	0		3,493
2022-08-22	2022-08-18	4	Loo Wade By Trust	HTGC	Common Stock	P - Purchase	I		15.6300	57	1		3,469
2022-08-18	2022-08-16	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I		15.1300	126	2		27,011
2022-08-18	2022-08-16	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I			1,157			26,885
2022-08-18	2022-08-16	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		15.1300	125	2		6,199
2022-08-18	2022-08-16	4	Koenig Bradford C.	HTGC	Common Stock	D - Sale to Issuer	D			-1,157			6,074
2022-08-18	2022-08-16	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		15.6300	27	0		3,412
2022-08-18	2022-08-16	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			2,170			3,385
2022-08-18	2022-08-16	4	Loo Wade	HTGC	Common Stock	A - Award	D		15.1300	149	2		4,663
2022-08-18	2022-08-16	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-2,170			4,514
2022-08-18	2022-08-16	4	Bluestein Scott	HTGC	Performance Stock Units	A - Award	D		15.5600	48,508	755		1,558,074
2022-08-18	2022-08-16	4	Follmann Christian	HTGC	Common Stock	A - Award	D		15.6200	218	3		48,255
2022-08-18	2022-08-16	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.7600	718	11		29,643
2022-08-18	2022-08-16	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.1300	201	3		28,925
2022-08-18	2022-08-16	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			5,496			67,330
2022-08-18	2022-08-16	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.1300	202	3		6,276
2022-08-18	2022-08-16	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-5,496			6,074
2022-08-01	2022-08-01	4	Randhawa Paramjeet K	HTGC	Common Stock	A - Award	D		16.1318	723	12		2,694
2022-08-01	2022-08-01	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		16.1318	4,339	70		28,724
2022-08-01	2022-08-01	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I		16.1318	4,339	70		25,728
2022-08-01	2022-08-01	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I			120			21,389
2022-08-01	2022-08-01	4	Koenig Bradford C.	HTGC	Common Stock	D - Sale to Issuer	D			-120			7,231
2022-08-01	2022-08-01	4	Loo Wade	HTGC	Common Stock	A - Award	D		16.1318	2,170	35		6,684
2022-08-01	2022-08-01	4	Fallon Thomas J By Trust	HTGC	Common Stock	A - Award	I			230			61,834
2022-08-01	2022-08-01	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.1318	4,339	70		11,570
2022-08-01	2022-08-01	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-230			7,231
2022-07-19	2022-07-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.8200	-2,844	-39		1,065,782
2022-07-14	2022-07-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.7800	-10,421	-144		1,068,626
2022-07-14	2022-07-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.7700	-8,740	-120		1,079,047
2022-07-14	2022-07-13	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		13.7800	-418	-6		48,037
2022-07-14	2022-07-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		13.7700	-415	-6		48,455
2022-07-14	2022-07-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.7800	-3,125	-43		207,867
2022-07-14	2022-07-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.7700	-3,083	-42		210,992
2022-06-27	2022-06-23	4	Aguirre DeAnne	HTGC	Common Stock	A - Award	D		13.2900	5,079	67		5,079
2022-06-27	2022-06-23	4	Loo Wade	HTGC	Common Stock	A - Award	D		13.2900	4,514	60		4,514
2022-06-27	2022-06-23	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			374			1,215
2022-06-27	2022-06-23	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-374			0
2022-06-27		3	Aguirre DeAnne	HTGC	Common Stock		D						0
2022-05-26	2022-05-24	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I		15.0600	121	2		21,269
2022-05-26	2022-05-24	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		15.0600	120	2		7,351
2022-05-26	2022-05-24	4	Koenig Bradford C. By Trust	HTGC	Common Stock	A - Award	I			21,148			21,148
2022-05-26	2022-05-24	4	Koenig Bradford C.	HTGC	Common Stock	D - Sale to Issuer	D			-21,148			7,231
2022-05-26	2022-05-26	4	Follmann Christian	HTGC	Common Stock	P - Purchase	D		14.2400	420	6		48,869
2022-05-26	2022-05-26	4	Follmann Christian	HTGC	Common Stock	S - Sale	D		14.2300	-420	-6		48,449
2022-05-26	2022-05-24	4	Follmann Christian	HTGC	Common Stock	A - Award	D		13.8900	213	3		48,869
2022-05-26	2022-05-24	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.8200	799	11		24,385
2022-05-26	2022-05-24	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.0600	230	3		7,461
2022-05-26	2022-05-24	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I		13.8800	28	0		841
2022-05-26	2022-05-24	4	Loo Wade	HTGC	Common Stock	A - Award	D		13.8800	11	0		374
2022-05-26	2022-05-24	4	Loo Wade By Trust	HTGC	Common Stock	A - Award	I			813			813
2022-05-26	2022-05-24	4	Loo Wade	HTGC	Common Stock	D - Sale to Issuer	D			-813			363
2022-05-25	2022-05-24	4	Bluestein Scott	HTGC	Performance Stock Units	A - Award	D		13.6700	51,208	700		1,509,566
2022-05-13	2022-05-12	4	Fallon Thomas J By Trust	HTGC	Common Stock	P - Purchase	I		14.8800	10,000	149		61,604
2022-05-13	2022-05-12	4	Fallon Thomas J	HTGC	Common Stock	D - Sale to Issuer	D			-7,231			7,231
2022-05-09	2022-05-06	4	Bluestein Scott	HTGC	Performance Stock Units	A - Award	D			1,458,358			1,458,358
2022-04-26	2022-04-24	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.9600	-144	-3		48,656
2022-04-26	2022-04-24	4	Follmann Christian	HTGC	Common Stock	A - Award	D		17.9600	415	7		48,800
2022-04-26	2022-04-24	4	Follmann Christian	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.9600	-415	-7		0
2022-04-19	2022-04-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.5900	-2,843	-53		1,087,787
2022-04-14	2022-04-13	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		18.5400	-418	-8		48,385
2022-04-14	2022-04-12	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		18.3000	-415	-8		48,803
2022-04-14	2022-04-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.5400	-10,421	-193		1,090,630
2022-04-14	2022-04-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		18.3000	-8,740	-160		1,101,051
2022-04-14	2022-04-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		18.5400	-3,125	-58		214,075
2022-04-14	2022-04-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		18.3000	-3,083	-56		217,200
2022-03-24	2022-03-24	4	Loo Wade	HTGC	Common Stock	P - Purchase	D		17.8900	75	1		1,176
2022-03-18	2022-03-16	4	Loo Wade	HTGC	Common Stock	A - Award	D		16.9900	10	0		1,101
2022-03-18	2022-03-16	4	Follmann Christian	HTGC	Common Stock	A - Award	D		17.1700	167	3		49,218
2022-03-18	2022-03-16	4	Follmann Christian	HTGC	Common Stock	F - Taxes	D		17.1200	-4	-0		49,051
2022-03-18	2022-03-16	4	Follmann Christian	HTGC	Common Stock	A - Award	D		17.1200	10	0		49,055
2022-03-18	2022-03-16	4	Follmann Christian	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.1200	-10	-0		415
2022-03-18	2022-03-16	4	Follmann Christian	HTGC	Restricted Stock Units	A - Award	D		17.1200	12	0		425
2022-03-18	2022-03-16	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.9900	205	3		58,835
2022-03-18	2022-03-16	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		17.1700	643	11		23,586
2022-03-18	2022-03-16	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		16.9900	214	4		28,379
2022-03-16	2022-03-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.0200	-1,668	-28		220,283
2022-02-02		3	Follmann Christian	HTGC	Common Stock		D						49,045
2022-02-02		3	Follmann Christian By Spouse	HTGC	Common Stock		I						350
2022-02-02		3	Follmann Christian	HTGC	Restricted Stock Units		D						413
2022-02-01	2022-01-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.8800	-10,947	-196		1,109,791
2022-02-01	2022-01-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.8800	24,683	441		1,120,738
2022-02-01	2022-01-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.8800	-24,683	-441		0
2022-01-18	2022-01-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.6300	-2,843	-50		1,096,055
2022-01-18	2022-01-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.7300	-10,421	-185		1,098,898
2022-01-18	2022-01-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.7300	-2,180	-39		221,951
2022-01-14	2022-01-12	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.7500	-35,314	-627		1,109,319
2022-01-14	2022-01-12	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.7500	-9,020	-160		224,131
2022-01-12	2022-01-11	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.5000	211,429	3,700		1,144,633
2022-01-12	2022-01-11	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		17.5000	72,857	1,275		233,151
2022-01-11	2022-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.0300	-50,077	-853		933,204
2022-01-11	2022-01-09	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.0300	137,531	2,342		983,281
2022-01-11	2022-01-09	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.0300	-137,531	-2,342		24,683
2022-01-11		3	Botelho Kiersten Zaza	HTGC	Common Stock		D						0
2022-01-11	2022-01-10	4	Botelho Kiersten Zaza	HTGC	Common Stock	A - Award	D		17.0200	5,875	100		5,875
2021-12-27	2021-12-22	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		17.3300	94	2		58,630
2021-12-27	2021-12-22	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		17.1500	91	2		58,536
2021-12-21	2021-08-18	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.9800	-417	-7		925,011
2021-12-21	2021-08-18	4/A	Bluestein Scott	HTGC	Common Stock	A - Award	D		16.9800	939	16		925,428
2021-12-21	2021-08-18	4/A	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9800	-939	-16		183,623
2021-12-21	2021-08-18	4/A	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		16.9800	4,144	70		184,562
2021-12-21	2021-10-31	4/A	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.6700	-24,630	-435		158,993
2021-12-16	2021-12-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.3200	-1,668	-27		160,294
2021-11-19	2021-11-17	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		17.3300	166	3		58,445
2021-11-19	2021-11-17	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		17.3300	521	9		22,942
2021-11-19	2021-11-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.9400	-237	-4		845,750
2021-11-19	2021-11-17	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		16.9400	534	9		845,987
2021-11-19	2021-11-17	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9400	-534	-9		162,214
2021-11-19	2021-11-17	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		16.9400	3,755	64		162,748
2021-11-19	2021-11-17	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		17.3300	176	3		28,167
2021-11-16	2021-11-15	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		17.1100	-80,000	-1,369		845,453
2021-11-02	2021-11-01	4	Randhawa Paramjeet K	HTGC	Common Stock	A - Award	D		18.0700	1,971	36		1,971
2021-11-02		3	Randhawa Paramjeet K	HTGC	Common Stock		D						0
2021-11-02	2021-10-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.6700	-10,924	-193		925,453
2021-11-02	2021-10-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.6700	24,630	435		936,377
2021-11-02	2021-10-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.6700	-24,630	-435		155,353
2021-10-18	2021-10-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.4000	-2,843	-49		911,747
2021-10-15	2021-10-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.2700	-3,143	-54		161,962
2021-10-15	2021-10-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.2700	-10,421	-180		914,590
2021-09-16	2021-09-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.5700	-1,517	-25		165,105
2021-08-20	2021-08-18	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		16.9800	-21	-0		66,106
2021-08-20	2021-08-18	4	Grace Melanie	HTGC	Common Stock	A - Award	D		16.9800	64	1		66,127
2021-08-20	2021-08-18	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9800	-64	-1		21,034
2021-08-20	2021-08-18	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		16.9800	485	8		21,098
2021-08-20	2021-08-18	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.9800	-417	-7		925,199
2021-08-20	2021-08-18	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		16.9800	1,127	19		925,616
2021-08-20	2021-08-18	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9800	-1,127	-19		179,983
2021-08-20	2021-08-18	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		16.9800	3,017	51		181,110
2021-08-19	2021-08-18	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		16.9800	498	8		22,421
2021-08-19	2021-08-18	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.9800	165	3		58,279
2021-08-19	2021-08-18	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		16.9800	172	3		27,991
2021-08-03	2021-07-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		17.2700	-531	-9		66,063
2021-08-03	2021-07-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		17.2700	1,390	24		66,594
2021-08-03	2021-07-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.2700	-1,390	-24		20,613
2021-08-03	2021-07-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.2700	-10,884	-188		924,489
2021-08-03	2021-07-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.2700	24,539	424		935,373
2021-08-03	2021-07-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.2700	-24,539	-424		178,093
2021-08-02	2021-08-02	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		17.4400	4,013	70		27,819
2021-08-02	2021-08-02	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		17.4400	4,013	70		27,201
2021-08-02	2021-08-02	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		17.4400	4,013	70		21,923
2021-08-02	2021-08-02	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		17.4400	4,013	70		58,114
2021-07-27	2021-07-13	4/A	Grace Melanie	HTGC	Common Stock	F - Taxes	D		17.2500	-304	-5		65,204
2021-07-19	2021-07-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.1100	-2,844	-49		910,834
2021-07-15	2021-07-13	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		17.2500	-271	-5		65,237
2021-07-15	2021-07-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.2500	-10,421	-180		913,678
2021-07-15	2021-07-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.2500	-2,767	-48		166,622
2021-07-06	2021-07-01	4	Loo Wade	HTGC	Common Stock	A - Award	D		17.1700	1,091	19		1,091
2021-07-06		3	Loo Wade	HTGC	Common Stock		D						0
2021-06-28	2021-06-24	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		17.2800	3,472	60		17,910
2021-06-28	2021-06-24	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		17.2800	3,472	60		54,101
2021-06-28	2021-06-24	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		17.2800	3,472	60		23,806
2021-06-15	2021-06-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		17.4100	-1,477	-26		169,389
2021-05-21	2021-05-19	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.9500	-561	-10		924,100
2021-05-21	2021-05-19	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		16.9500	1,264	21		924,661
2021-05-21	2021-05-19	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9500	-1,264	-21		202,632
2021-05-21	2021-05-19	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		16.9500	-70	-1		203,896
2021-05-21	2021-05-19	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		16.9500	4,638	79		203,966
2021-05-21	2021-05-19	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		16.9500	-36	-1		65,473
2021-05-21	2021-05-19	4	Grace Melanie	HTGC	Common Stock	A - Award	D		16.9500	72	1		65,509
2021-05-21	2021-05-19	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.9500	-72	-1		22,003
2021-05-21	2021-05-19	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		16.9500	-10	-0		22,075
2021-05-21	2021-05-19	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		16.9500	508	9		22,085
2021-05-21	2021-05-19	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		15.9800	92	1		50,629
2021-05-21	2021-05-19	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		15.9800	329	5		14,438
2021-05-21	2021-05-19	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		15.9800	184	3		20,334
2021-05-21	2021-05-19	4	Foster Carol L	HTGC	Common Stock	A - Award	D		15.9800	226	4		16,997
2021-05-05	2021-05-04	4	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		17.4900	-10,000	-175		107,452
2021-05-05	2021-05-04	4	BADAVAS ROBERT P	HTGC	Common Stock	S - Sale	D		17.5100	-10,000	-175		117,452
2021-05-05	2021-05-04	4	Hoffman Joseph F	HTGC	Common Stock	F - Taxes	D		17.5800	-7,744	-136		42,862
2021-05-05	2021-05-04	4	Hoffman Joseph F	HTGC	Common Stock	M - Exercise	D		13.6200	10,000	136		50,606
2021-05-04	2021-04-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.4100	-10,820	-188		923,397
2021-05-04	2021-04-30	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		17.4100	24,396	425		934,217
2021-05-04	2021-04-30	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.4100	-24,396	-425		199,328
2021-05-04	2021-04-30	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		17.4100	-470	-8		65,437
2021-05-04	2021-04-30	4	Grace Melanie	HTGC	Common Stock	A - Award	D		17.4100	1,383	24		65,907
2021-05-04	2021-04-30	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		17.4100	-1,383	-24		21,577
2021-05-03	2021-05-03	4	Fallon Thomas J	HTGC	Common Stock	F - Taxes	D		17.5300	-9,400	-165		50,537
2021-05-03	2021-05-03	4	Fallon Thomas J	HTGC	Common Stock	M - Exercise	D		16.3400	10,000	163		59,937
2021-05-03	2021-05-03	4	CROWELL GAYLE A	HTGC	Common Stock	P - Purchase	D		17.5000	377	7		14,109
2021-04-20	2021-04-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.0000	-2,843	-48		909,822
2021-04-15	2021-04-13	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		16.9000	-271	-5		64,536
2021-04-15	2021-04-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.9000	-10,421	-176		912,665
2021-04-15	2021-04-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.9000	-2,767	-47		170,866
2021-03-19	2021-03-18	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		15.8000	-80,000	-1,264		923,086
2021-03-17	2021-03-15	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		16.6000	-41	-1		64,807
2021-03-17	2021-03-15	4	Grace Melanie	HTGC	Common Stock	A - Award	D		16.6000	82	1		64,848
2021-03-17	2021-03-15	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.6000	-82	-1		22,960
2021-03-17	2021-03-15	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		16.6000	-10	-0		23,042
2021-03-17	2021-03-15	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		16.6000	513	9		23,052
2021-03-17	2021-03-15	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.6000	-639	-11		1,003,086
2021-03-17	2021-03-15	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		16.6000	1,440	24		1,003,725
2021-03-17	2021-03-15	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		16.6000	-1,440	-24		223,724
2021-03-17	2021-03-15	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		16.6000	-66	-1		225,164
2021-03-17	2021-03-15	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		16.6000	4,958	82		225,230
2021-03-16	2021-03-15	4	Fallon Thomas J	HTGC	Common Stock	S - Sale	D		16.5600	-15,000	-248		49,937
2021-03-16	2021-03-15	4	Fallon Thomas J	HTGC	Common Stock	M - Exercise	D		11.4400	15,000	172		64,937
2021-03-16	2021-03-15	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.6000	90	1		49,937
2021-03-16	2021-03-15	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		16.6000	124	2		13,732
2021-03-16	2021-03-15	4	Foster Carol L	HTGC	Common Stock	A - Award	D		16.6000	220	4		16,771
2021-03-16	2021-03-15	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		16.6000	181	3		20,150
2021-03-16	2021-03-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		16.2200	-1,477	-24		173,633
2021-03-03	2021-03-01	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		10.6000	5,000	53		127,452
2021-03-03	2021-03-01	4	Hoffman Joseph F	HTGC	Common Stock	F - Taxes	D		16.2400	-11,518	-187		40,606
2021-03-03	2021-03-01	4	Hoffman Joseph F	HTGC	Common Stock	M - Exercise	D		12.4700	15,000	187		52,124
2021-03-03	2021-03-01	4	Ho Doreen Woo	HTGC	Common Stock	F - Taxes	D		16.2400	-8,381	-136		23,188
2021-03-03	2021-03-01	4	Ho Doreen Woo	HTGC	Common Stock	M - Exercise	D		13.6100	10,000	136		31,569
2021-02-02	2021-01-24	4/A	Bluestein Scott	HTGC	Common Stock	A - Award	D		15.2800	105,844	1,617		988,810
2021-02-02	2021-01-24	4/A	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		15.2800	-105,844	-1,617		244,487
2021-02-02	2021-01-24	4/A	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		15.2800	-78,093	-1,193		350,331
2021-02-02	2021-01-24	4/A	Grace Melanie	HTGC	Common Stock	A - Award	D		15.2800	20,738	317		63,860
2021-02-02	2021-01-24	4/A	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		15.2800	-20,738	-317		23,912
2021-02-02	2021-01-24	4/A	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		15.2800	-10,784	-165		44,650
2021-02-02	2021-01-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.6700	-10,740	-158		1,002,285
2021-02-02	2021-01-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		14.6700	24,215	355		1,013,025
2021-02-02	2021-01-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.6700	-24,215	-355		220,272
2021-02-02	2021-01-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		14.6700	-467	-7		64,766
2021-02-02	2021-01-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		14.6700	1,373	20		65,233
2021-02-02	2021-01-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.6700	-1,373	-20		22,539
2021-01-26	2021-01-24	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		15.2800	105,712	1,615		988,678
2021-01-26	2021-01-24	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		15.2800	-105,712	-1,615		245,458
2021-01-26	2021-01-24	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		15.2800	-77,254	-1,180		351,170
2021-01-26	2021-01-24	4	Grace Melanie	HTGC	Common Stock	A - Award	D		15.2800	20,715	317		63,837
2021-01-26	2021-01-24	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		15.2800	-20,715	-317		24,064
2021-01-26	2021-01-24	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		15.2800	-10,655	-163		44,779
2021-01-20	2021-01-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.9100	-2,843	-42		882,966
2021-01-14	2021-01-13	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		14.6500	-1,295	-19		43,122
2021-01-14	2021-01-12	4	Grace Melanie	HTGC	Common Stock	A - Award	D		14.5900	9,253	135		44,417
2021-01-14	2021-01-13	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.6500	-34,238	-502		885,809
2021-01-14	2021-01-12	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		14.5900	236,463	3,450		920,047
2021-01-14	2021-01-13	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		14.6500	-7,704	-113		175,110
2021-01-14	2021-01-12	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		14.5900	74,606	1,089		182,814
2021-01-12	2021-01-09	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		14.8000	-327	-5		428,424
2021-01-12	2021-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.8000	-2,687	-40		683,584
2021-01-12	2020-11-16	4/A	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.8900	-36	-0		35,591
2021-01-12	2020-11-16	4/A	Grace Melanie	HTGC	Common Stock	A - Award	D		12.8900	104	1		35,627
2021-01-12	2020-11-16	4/A	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		12.8900	-104	-1		55,556
2021-01-12	2021-01-09	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		14.8000	-122	-2		55,434
2021-01-12	2021-01-09	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		14.8000	-427	-6		35,164
2020-12-18	2020-12-18	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-10,000			122,452
2020-12-16	2020-12-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		13.9200	-975	-14		108,208
2020-11-18	2020-11-16	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		11.4900	154	2		13,608
2020-11-18	2020-11-16	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		11.4900	111	1		49,847
2020-11-18	2020-11-18	4	Foster Carol L	HTGC	Common Stock	P - Purchase	D		12.9900	3,850	50		16,551
2020-11-18	2020-11-16	4	Foster Carol L	HTGC	Common Stock	A - Award	D		11.4900	308	4		12,701
2020-11-18	2020-11-16	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		11.4900	224	3		19,969
2020-11-18	2020-11-16	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.8900	-817	-11		686,271
2020-11-18	2020-11-16	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		12.8900	1,842	24		687,088
2020-11-18	2020-11-16	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		12.8900	-1,842	-24		428,751
2020-11-18	2020-11-16	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		12.8900	-181	-2		430,593
2020-11-18	2020-11-16	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.8900	11,113	143		430,774
2020-11-18	2020-11-16	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.8900	-36	-0		36,813
2020-11-18	2020-11-16	4	Grace Melanie	HTGC	Common Stock	A - Award	D		12.8900	1,326	17		36,849
2020-11-18	2020-11-16	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		12.8900	-1,326	-17		54,334
2020-11-18	2020-11-16	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		12.8900	-29	-0		55,660
2020-11-18	2020-11-16	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.8900	1,439	19		55,689
2020-11-10	2020-11-06	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		11.4000	4,379	50		21,569
2020-11-10	2020-11-06	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		11.4000	4,379	50		19,745
2020-11-10	2020-11-06	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		11.4000	4,379	50		37,124
2020-11-10	2020-11-06	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		11.4000	4,379	50		49,736
2020-11-10	2020-11-06	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		11.4000	4,379	50		13,454
2020-11-03	2020-10-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.2000	-10,625	-119		685,246
2020-11-03	2020-10-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.2000	23,956	268		695,871
2020-11-03	2020-10-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.2000	-23,956	-268		419,661
2020-11-03	2020-10-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		11.2000	-462	-5		35,523
2020-11-03	2020-10-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.2000	1,358	15		35,985
2020-11-03	2020-10-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.2000	-1,358	-15		54,250
2020-10-20	2020-10-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.6300	-2,844	-33		671,915
2020-10-14	2020-10-09	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		12.0400	-34	-0		55,608
2020-10-14	2020-10-09	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.0400	-364	-4		34,627
2020-10-14	2020-10-09	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		12.0400	-243	-3		443,617
2020-10-14	2020-10-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0400	-3,402	-41		674,759
2020-09-16	2020-09-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		11.6800	-975	-11		109,183
2020-08-25	2020-08-17	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.4800	-876	-10		678,161
2020-08-25	2020-08-17	4/A	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.4800	1,975	23		679,037
2020-08-25	2020-08-17	4/A	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.4800	-1,975	-23		439,740
2020-08-19	2020-08-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		11.4800	-43	-0		34,991
2020-08-19	2020-08-17	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.4800	112	1		35,034
2020-08-19	2020-08-17	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.4800	-112	-1		55,453
2020-08-19	2020-08-17	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		11.4800	-25	-0		55,565
2020-08-19	2020-08-17	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		11.4800	1,329	15		55,590
2020-08-19	2020-08-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.4800	-171	-2		677,276
2020-08-19	2020-08-17	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.4800	385	4		677,447
2020-08-19	2020-08-17	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.4800	-385	-4		441,330
2020-08-19	2020-08-17	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		11.4800	-180	-2		441,715
2020-08-19	2020-08-17	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		11.4800	8,008	92		441,895
2020-08-19	2020-08-17	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		11.9300	178	2		9,074
2020-08-19	2020-07-17	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		11.9300	100	1		45,354
2020-08-19	2020-08-17	4	Foster Carol L	HTGC	Common Stock	A - Award	D		11.9300	320	4		12,393
2020-08-19	2020-08-17	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		11.9300	202	2		15,363
2020-08-19	2020-08-17	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		11.9300	41	0		17,190
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		11.0400	-553	-6		34,922
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.0400	1,446	16		35,475
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-1,446	-16		54,261
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.0400	-11,340	-125		677,062
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.0400	25,568	282		688,402
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-25,568	-282		433,887
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.0400	-11,340	-125		677,062
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.0400	25,568	282		688,402
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-25,568	-282		433,887
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.0400	-11,340	-125		677,062
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		11.0400	25,568	282		688,402
2020-08-04	2020-07-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-25,568	-282		433,887
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		11.0400	-553	-6		34,922
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.0400	1,446	16		35,475
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-1,446	-16		54,261
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		11.0400	-553	-6		34,922
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.0400	1,446	16		35,475
2020-08-04	2020-07-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.0400	-1,446	-16		54,261
2020-07-20	2020-07-17	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.7300	-11,372	-122		662,834
2020-07-13	2020-07-09	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		10.0200	-410	-4		34,029
2020-07-13	2020-07-09	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		10.0200	-44	-0		459,455
2020-07-13	2020-07-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.0200	-3,402	-34		674,206
2020-06-16	2020-03-09	4/A	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.5400	-42	-1		34,035
2020-06-16	2020-03-09	4/A	Grace Melanie	HTGC	Common Stock	A - Award	D		12.5400	109	1		34,077
2020-06-16	2020-03-09	4/A	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.5400	109	1		55,738
2020-06-16	2020-03-09	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.5400	-858	-11		668,081
2020-06-16	2020-03-09	4/A	Bluestein Scott	HTGC	Common Stock	A - Award	D		12.5400	1,934	24		668,939
2020-06-16	2020-03-09	4/A	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.5400	1,934	24		474,109
2020-06-16	2020-06-12	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		10.9100	5,499	60		132,452
2020-06-16	2020-06-12	4	Foster Carol L	HTGC	Common Stock	A - Award	D		10.9100	5,499	60		12,073
2020-06-16	2020-03-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		10.9100	-1,163	-13		110,158
2020-05-26	2020-05-21	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		10.3300	234	2		15,161
2020-05-26	2020-05-21	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		10.3300	253	3		8,647
2020-05-26	2020-05-21	4	Foster Carol L	HTGC	Common Stock	A - Award	D		10.3300	193	2		6,574
2020-05-26	2020-05-21	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.1400	-20	-0		55,707
2020-05-26	2020-05-21	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		11.1400	1,561	17		55,727
2020-05-26	2020-05-21	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		11.1400	-115	-1		459,499
2020-05-26	2020-05-21	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		11.1400	12,864	143		459,614
2020-05-26	2020-05-21	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		10.3300	205	2		8,896
2020-05-26	2020-05-21	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		10.3300	116	1		45,254
2020-05-04	2020-04-30	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		10.2600	-504	-5		34,439
2020-05-04	2020-04-30	4	Grace Melanie	HTGC	Common Stock	A - Award	D		10.2600	1,317	14		34,943
2020-05-04	2020-04-30	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		10.2600	-1,317	-14		54,166
2020-05-04	2020-04-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.2600	-10,305	-106		677,608
2020-05-04	2020-04-30	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		10.2600	23,234	238		687,913
2020-05-04	2020-04-30	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		10.2600	-23,234	-238		446,750
2020-04-13	2020-04-09	4	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		9.0900	-37	-0		55,592
2020-04-13	2020-04-09	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		9.0900	-409	-4		33,559
2020-04-13	2020-04-09	4	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		9.0900	-257	-2		471,918
2020-04-13	2020-04-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		9.0900	-3,402	-31		663,603
2020-04-02	2020-03-09	4/A	Grace Melanie	HTGC	Restricted Stock Units	F - Taxes	D		12.5400	-22	-0		55,629
2020-04-02	2020-03-09	4/A	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.5400	1,725	22		55,651
2020-04-02	2020-03-09	4/A	Bluestein Scott	HTGC	Restricted Stock Units	F - Taxes	D		12.5400	-124	-2		472,175
2020-04-02	2020-03-09	4/A	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.5400	14,621	183		472,299
2020-03-17	2020-03-14	4	Meyer Seth H	HTGC	Common Stock	F - Taxes	D		10.5700	-4,652	-49		111,321
2020-03-11	2020-03-09	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		14.0800	13,021	183		470,699
2020-03-11	2020-03-09	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		14.0800	1,536	22		55,462
2020-03-11	2020-03-09	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		14.0800	188	3		8,691
2020-03-11	2020-03-09	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		14.0800	106	1		45,138
2020-03-11	2020-03-09	4	Foster Carol L	HTGC	Common Stock	A - Award	D		14.0800	172	2		6,381
2020-03-11	2020-03-09	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		14.0800	214	3		14,927
2020-03-11	2020-03-09	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		14.0800	231	3		8,394
2020-02-04	2020-01-31	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		14.4100	-1,970	-28		33,968
2020-02-04	2020-01-31	4	Grace Melanie	HTGC	Common Stock	A - Award	D		14.4100	5,154	74		35,938
2020-02-04	2020-01-31	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.4100	-5,154	-74		53,926
2020-02-04	2020-01-31	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.4100	-40,359	-582		667,005
2020-02-04	2020-01-31	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		14.4100	91,001	1,311		707,364
2020-02-04	2020-01-31	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.4100	-91,001	-1,311		457,678
2020-01-28	2020-01-24	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.3800	-75	-1		59,080
2020-01-28	2020-01-24	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.3800	-505	-7		548,679
2020-01-13	2020-01-09	4	Grace Melanie	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.0100	-114	-2		59,155
2020-01-13	2020-01-01	4	Bluestein Scott	HTGC	Restricted Stock Units	D - Sale to Issuer	D		14.0100	-211	-3		549,184
2020-01-13	2020-01-13	4	Grace Melanie	HTGC	Common Stock	A - Award	D		14.1500	9,541	135		30,784
2020-01-13	2020-01-09	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		14.0100	-469	-7		21,243
2020-01-13	2020-01-13	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		14.1500	281,943	3,989		616,363
2020-01-13	2020-01-08	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		14.0100	-2,690	-38		334,420
2020-01-13	2020-01-13	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		14.1500	75,618	1,070		115,973
2019-12-09	2019-12-05	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D		14.2000	-17,500	-248		126,953
2019-11-20	2019-10-07	4	Foster Carol L	HTGC	Common Stock	S - Sale	D		13.2718	-1,328	-18		6,057
2019-11-20	2019-11-18	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		13.9100	201	3		8,163
2019-11-20	2019-11-18	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		13.9100	199	3		14,713
2019-11-20	2019-11-18	4	Foster Carol L	HTGC	Common Stock	A - Award	D		13.9100	152	2		6,209
2019-11-20	2019-11-18	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.9100	94	1		45,032
2019-11-20	2019-11-18	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.9100	203	3		8,503
2019-11-19	2019-11-18	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.9100	13,483	188		549,395
2019-11-19	2019-11-18	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.9100	1,453	20		59,269
2019-11-18	2019-11-14	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D		14.1100	-15,250	-215		144,453
2019-10-11	2019-10-09	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		13.1400	-409	-5		21,712
2019-10-11	2019-10-09	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		13.1400	-3,435	-45		337,110
2019-09-30	2019-09-26	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.3000	3,759	50		8,300
2019-09-30	2019-09-26	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.3000	3,759	50		44,938
2019-09-30	2019-09-26	4	Foster Carol L	HTGC	Common Stock	A - Award	D		13.3000	3,759	50		7,385
2019-09-30	2019-09-26	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		13.3000	3,759	50		32,745
2019-09-30	2019-09-26	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		13.3000	3,759	50		7,962
2019-08-20	2019-08-19	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.7400	1,501	19		57,816
2019-08-20	2019-08-19	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.7400	117	1		41,179
2019-08-20	2019-08-19	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.7400	4,149	53		159,703
2019-08-20	2019-08-19	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		12.7400	108	1		10,755
2019-08-20	2019-08-19	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		12.7400	109	1		4,203
2019-08-20	2019-08-19	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		12.7400	118	2		4,541
2019-08-20	2019-08-19	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		12.7400	109	1		17,043
2019-08-20	2019-08-19	4	Foster Carol L	HTGC	Common Stock	A - Award	D		12.7400	94	1		3,626
2019-08-20	2019-08-19	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.7400	13,929	177		535,912
2019-07-18	2019-07-17	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.0000	76,923	1,000		340,545
2019-07-11	2019-07-09	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		12.9100	-410	-5		22,121
2019-07-11	2019-07-09	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		12.9100	-3,406	-44		263,622
2019-07-05	2019-05-30	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		13.0300	4,604	60		28,986
2019-07-05	2019-05-30	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		13.0300	4,604	60		16,934
2019-05-22	2019-05-20	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.1300	32,138	422		1,310,898
2019-05-22	2019-05-20	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.1300	3,753	49		155,554
2019-05-22	2019-05-20	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.1300	107	1		41,062
2019-05-22	2019-05-20	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		13.1300	100	1		12,330
2019-05-22	2019-05-20	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		13.1300	98	1		10,647
2019-05-22	2019-05-20	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		13.1300	100	1		4,094
2019-05-22	2019-05-20	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		13.1300	108	1		4,423
2019-05-22	2019-05-20	4	Foster Carol L	HTGC	Common Stock	A - Award	D		13.1300	86	1		3,532
2019-05-22	2019-05-20	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.1300	12,796	168		521,983
2019-05-22	2019-05-20	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.1300	1,379	18		56,315
2019-04-11	2019-04-09	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		12.6400	-3,410	-43		267,028
2019-04-11	2019-04-09	4	Henriquez Manuel A	HTGC	Common Stock	D - Sale to Issuer	D		12.6400	-9,509	-120		1,972,708
2019-04-11	2019-04-09	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		12.6400	-409	-5		22,531
2019-03-28	2019-03-27	4	Foster Carol L	HTGC	Common Stock	A - Award	D		12.4400	3,446	43		3,446
2019-03-28	2019-03-27	4	CROWELL GAYLE A	HTGC	Common Stock	A - Award	D		12.4400	4,315	54		4,315
2019-03-21	2019-03-14	4	Meyer Seth H	HTGC	Common Stock	A - Award	D		12.3900	40,355	500		40,355
2019-03-13	2019-03-11	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.4700	11,454	154		509,187
2019-03-13	2019-03-11	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.4700	1,234	17		54,936
2019-03-13	2019-03-11	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.4700	28,766	387		1,278,760
2019-03-13	2019-03-11	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4700	3,469	47		151,801
2019-03-13	2019-03-11	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.4700	96	1		40,955
2019-03-13	2019-03-11	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		13.4700	90	1		12,230
2019-03-13	2019-03-11	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		13.4700	238	3		10,549
2019-03-13	2019-03-11	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		13.4700	90	1		3,994
2019-03-04		3	Meyer Seth H	HTGC	Common Stock		D						0
2019-02-05		3	CROWELL GAYLE A	HTGC	Common Stock		D						0
2019-02-04	2019-01-31	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.1400	14,018	184		53,702
2019-02-04	2019-01-31	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.1400	247,336	3,250		497,733
2019-02-04	2019-01-31	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.1400	570,776	7,500		1,249,994
2019-02-04	2018-12-20	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		10.7800	500	5		12,140
2019-02-04	2018-11-06	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		12.6300	500	6		11,640
2019-01-18		3	Foster Carol L	HTGC	Common		D						0
2019-01-11	2019-01-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.1400	-10,057	-122		1,982,217
2019-01-11	2019-01-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.0300	-29,808	-359		1,992,274
2019-01-11	2019-01-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.1400	-343	-4		22,940
2019-01-11	2019-01-09	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.0300	-1,869	-22		23,283
2019-01-11	2019-01-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.1400	-3,013	-37		270,438
2019-01-11	2019-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0300	-9,014	-108		273,451
2018-12-10	2018-08-20	4/A	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4200	3,133	42		140,675
2018-12-10	2018-11-19	4/A	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.2800	3,855	47		148,332
2018-12-10	2018-11-19	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		12.2800	102	1		3,904
2018-12-10	2018-11-19	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		12.2800	102	1		24,382
2018-12-10	2018-11-19	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		12.2800	269	3		10,311
2018-12-10	2018-08-20	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		13.4200	141	2		10,042
2018-12-10	2018-11-19	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.2800	234	3		40,859
2018-12-10	2018-08-20	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.4200	111	1		40,625
2018-12-10	2018-11-19	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		12.2800	102	1		11,140
2018-11-21	2018-08-20	4/A	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.4200	5,504	74		243,845
2018-11-21	2018-08-20	4/A	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.4200	871	12		38,647
2018-11-21	2018-08-20	4/A	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.4200	14,933	200		661,445
2018-11-21	2018-11-19	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.2800	3,627	45		147,998
2018-11-21	2018-11-19	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.2800	6,552	80		250,397
2018-11-21	2018-11-19	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.2800	1,037	13		39,684
2018-11-21	2018-11-19	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		12.2800	17,773	218		679,218
2018-10-15	2018-10-10	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		12.8000	-3,853	-49		282,465
2018-10-15	2018-10-10	4	Henriquez Manuel A	HTGC	Common Stock	D - Sale to Issuer	D		12.8000	-13,780	-176		2,022,082
2018-10-15	2018-10-10	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		12.8000	-300	-4		25,152
2018-09-19	2018-09-17	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		144,371
2018-09-19	2018-09-17	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		40,514
2018-09-19	2018-09-17	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		11,038
2018-09-19	2018-09-17	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		24,280
2018-09-19	2018-09-17	4	Titinger Jorge	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		3,802
2018-09-19	2018-09-17	4	Koenig Bradford C.	HTGC	Common Stock	A - Award	D		13.1500	3,802	50		9,901
2018-09-19	2018-09-17	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		13.1500	-319	-4		25,452
2018-08-21	2018-08-20	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4400	3,027	41		140,569
2018-08-21	2018-08-20	4	Waldt Gerard R Jr.	HTGC	Restricted Stock Units	A - Award	D		13.4400	185	2		8,243
2018-08-21	2018-08-20	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.4400	14,912	200		661,424
2018-08-21	2018-08-20	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.4400	871	12		38,647
2018-08-21	2018-08-20	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.4400	5,497	74		243,838
2018-07-12	2018-07-11	4	BADAVAS ROBERT P	HTGC	Common	A - Award	D		12.9800	4,580	59		137,542
2018-07-12	2018-07-10	4	Grace Melanie	HTGC	Common Stock	D - Sale to Issuer	D		12.9300	-300	-4		25,771
2018-07-12	2018-07-10	4	Henriquez Manuel A	HTGC	Common Stock	D - Sale to Issuer	D		12.9300	-13,780	-178		2,035,862
2018-07-12	2018-07-10	4	Bluestein Scott	HTGC	Common Stock	D - Sale to Issuer	D		12.9300	-3,853	-50		286,318
2018-07-12	2018-07-11	4	Koenig Bradford C.	HTGC	Common	A - Award	D		12.9800	6,099	79		6,099
2018-07-12	2018-07-11	4	Fallon Thomas J	HTGC	Common	A - Award	D		12.9800	4,754	62		36,712
2018-06-18	2018-06-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.5200	-280	-4		26,071
2018-05-23	2018-05-21	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.4000	42	1		31,958
2018-05-23	2018-05-21	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		12.4000	1,485	18		262,309
2018-05-23	2018-05-21	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.4000	3,219	40		132,962
2018-05-21	2018-05-21	4	Waldt Gerard R Jr.	HTGC	Restricted Stock Units	A - Award	D		12.4000	196	2		8,058
2018-05-21	2018-05-21	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.4000	921	11		37,776
2018-05-21	2018-05-21	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.4000	5,813	72		238,341
2018-05-21	2018-05-21	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		12.4000	15,768	196		646,512
2018-04-12	2018-04-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0900	-3,834	-46		290,171
2018-04-12	2018-04-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.0900	-13,780	-167		2,049,642
2018-04-12	2018-04-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.0900	-263	-3		26,351
2018-03-19	2018-03-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.0300	-280	-3		26,614
2018-03-14	2018-03-12	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.2700	3,238	40		129,743
2018-03-14	2018-03-12	4	Waldt Gerard R Jr.	HTGC	Restricted Stock Units	A - Award	D		12.2700	193	2		7,862
2018-03-14	2018-03-12	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		12.2700	15,543	191		630,744
2018-03-14	2018-03-12	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.2700	908	11		36,855
2018-03-14	2018-03-12	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		12.2700	1,467	18		260,824
2018-03-14	2018-03-12	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.2700	42	1		31,916
2018-03-14	2018-03-12	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.2700	5,729	70		232,528
2018-03-13	2018-03-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.2500	-13,070	-160		2,063,422
2018-03-13	2018-03-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.2500	-1,656	-20		294,005
2018-02-08	2017-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.6300	2	0		126,505
2018-02-08	2017-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		13.1200	973	13		259,357
2018-01-16	2018-01-09	4	Waldt Gerard R Jr.	HTGC	Restricted Stock Units	A - Award	D		13.0400	7,669	100		7,669
2018-01-12	2018-01-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.9300	-312	-4		26,894
2018-01-12	2018-01-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.9300	-4,139	-54		295,661
2018-01-12	2018-01-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.9300	-10,142	-131		2,076,492
2018-01-12	2018-01-09	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.0400	12,845	167		35,947
2018-01-12	2018-01-09	4	Grace Melanie	HTGC	Common Stock	A - Award	D		13.0400	12,845	167		35,947
2018-01-12	2018-01-09	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.0400	92,024	1,200		226,799
2018-01-12	2018-01-09	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.0400	92,025	1,200		299,800
2018-01-12	2018-01-09	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.0400	230,125	3,001		615,201
2018-01-12	2018-01-09	4	Henriquez Manuel A	HTGC	Common Stock	A - Award	D		13.0400	230,125	3,001		615,201
2017-12-18	2017-12-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.9900	-301	-4		14,361
2017-12-11	2017-12-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.3400	-1,564	-21		207,775
2017-12-11	2017-12-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.3400	-13,154	-175		1,856,509
2017-12-01	2017-11-30	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D		13.4300	-5,000	-67		126,503
2017-11-22	2017-11-20	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.4400	38	1		31,874
2017-11-22	2017-11-20	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4400	2,938	39		131,503
2017-11-22	2017-11-20	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		13.4400	1,279	17		258,384
2017-11-21	2017-11-20	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.4400	8,681	117		385,076
2017-11-21	2017-11-20	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.4400	520	7		23,102
2017-11-21	2017-11-20	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.4400	3,038	41		134,775
2017-10-11	2017-10-10	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		12.7400	-1,037	-13		52,568
2017-10-11	2017-10-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.7400	-2,822	-36		209,339
2017-10-11	2017-10-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.7400	-284	-4		14,662
2017-10-11	2017-10-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.7400	-13,752	-175		1,869,663
2017-09-18	2017-09-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		12.4000	-301	-4		14,946
2017-09-11	2017-09-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0400	-1,297	-16		212,161
2017-09-11	2017-09-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.0400	-13,154	-158		1,883,415
2017-08-22	2017-08-21	4	Harris Mark R	HTGC	Restricted Stock Units	A - Award	D		12.9200	881	11		37,638
2017-08-22	2017-08-21	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		12.9200	3,086	40		131,737
2017-08-22	2017-08-21	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		12.9200	529	7		22,582
2017-08-22	2017-08-21	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		12.9200	8,819	114		376,395
2017-08-22	2017-08-21	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		12.9200	466	6		257,105
2017-08-22	2017-08-21	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.9200	2,936	38		128,565
2017-08-22	2017-08-21	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.9200	40	1		31,836
2017-08-16	2017-08-15	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.8100	3,903	50		31,796
2017-08-16	2017-08-15	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		12.8100	3,903	50		7,236
2017-08-16	2017-08-15	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.8100	3,903	50		125,629
2017-08-16	2017-08-15	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		12.8100	3,903	50		20,478
2017-08-16	2017-08-15	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		12.8100	3,903	50		256,639
2017-08-07	2017-08-06	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		12.7800	-1,141	-15		53,605
2017-07-11	2017-07-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.4300	-2,805	-38		213,458
2017-07-11	2017-07-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.4300	-13,752	-185		1,896,569
2017-07-11	2017-07-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		13.4300	-188	-3		7,446
2017-07-11	2017-07-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		13.4300	-283	-4		15,247
2017-07-11	2017-07-10	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		13.4300	-1,034	-14		54,746
2017-06-19	2017-06-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		13.2800	-302	-4		15,530
2017-06-13	2017-06-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.0500	-1,261	-16		216,263
2017-06-13	2017-06-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.0500	-13,226	-173		1,910,321
2017-06-13	2017-06-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		13.0500	-120	-2		7,634
2017-05-24	2017-05-22	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.3100	2,795	37		121,726
2017-05-24	2017-05-22	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.3100	78	1		27,893
2017-05-24	2017-05-22	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		13.3100	1,216	16		252,736
2017-05-23	2017-01-24	4/A	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D			21,112			21,112
2017-05-23	2017-05-22	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		13.3100	501	7		22,053
2017-05-23	2017-05-22	4	Harris Mark R	HTGC	Restricted Stock Units	A - Award	D		13.3100	836	11		36,757
2017-05-23	2017-05-22	4	Olson Andrew	HTGC	Restricted Stock Units	A - Award	D		13.3100	418	6		18,378
2017-05-23	2017-05-22	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		13.3100	2,928	39		128,651
2017-05-23	2017-05-22	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		13.3100	8,366	111		367,576
2017-05-09	2017-05-06	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		13.0000	-1,302	-17		55,780
2017-04-11	2017-04-10	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		15.0800	-1,010	-15		57,082
2017-04-11	2017-04-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		15.0800	-219	-3		7,754
2017-04-11	2017-04-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.0800	-13,752	-207		1,923,547
2017-04-11	2017-04-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.0800	-2,822	-43		217,524
2017-04-11	2017-04-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		15.0800	-332	-5		15,832
2017-03-20	2017-03-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		15.0900	-353	-5		16,164
2017-03-15	2017-03-13	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		14.8500	1,146	17		251,520
2017-03-15	2017-03-13	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		14.8500	2,429	36		122,522
2017-03-15	2017-03-13	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		14.8500	70	1		27,815
2017-03-14	2017-03-13	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D		14.8500	440	7		21,661
2017-03-14	2017-03-13	4	Harris Mark R	HTGC	Restricted Stock Units	A - Award	D		14.8500	734	11		35,921
2017-03-14	2017-03-13	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D		14.8500	7,345	109		359,210
2017-03-14	2017-03-13	4	Olson Andrew	HTGC	Restricted Stock Units	A - Award	D		14.8500	367	5		17,960
2017-03-14	2017-03-13	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D		14.8500	2,570	38		125,723
2017-03-13	2017-03-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.6900	-1,297	-19		220,346
2017-03-13	2017-03-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.6900	-13,154	-193		1,937,299
2017-03-13	2017-03-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		14.6900	-139	-2		7,973
2017-03-07	2017-03-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.8200	-800	-12		221,643
2017-03-07	2017-03-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.8200	-6,079	-90		1,950,453
2017-02-16	2017-02-06	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		14.5100	-1,114	-16		58,092
2017-01-26	2017-01-24	4	Henriquez Manuel A	HTGC	Restricted Stock Units	A - Award	D			351,865			351,865
2017-01-26	2017-01-24	4	Bluestein Scott	HTGC	Restricted Stock Units	A - Award	D			123,153			123,153
2017-01-26	2017-01-24	4	Olson Andrew	HTGC	Restricted Stock Units	A - Award	D			17,593			17,593
2017-01-26	2017-01-24	4	Harris Mark R	HTGC	Restricted Stock Units	A - Award	D			42,224			42,224
2017-01-26	2017-01-24	4	Grace Melanie	HTGC	Restricted Stock Units	A - Award	D			21,221			21,221
2017-01-20	2016-12-31	5	Fallon Thomas J	HTGC	Common Stock	A - Award	D			337			27,745
2017-01-20	2016-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D			3,753			250,374
2017-01-20	2016-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D			168			120,093
2017-01-13	2016-02-09	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.3200	-276	-3		249,420
2017-01-12	2017-01-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.2100	-47,088	-669		1,956,532
2017-01-12	2017-01-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.2100	-11,680	-166		221,443
2017-01-12	2017-01-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		14.2100	-876	-12		8,112
2017-01-12	2017-01-10	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		14.2100	-4,656	-66		59,206
2017-01-12	2017-01-10	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		14.2100	-1,326	-19		16,517
2016-12-19	2016-12-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		13.4500	-353	-5		17,843
2016-12-12	2016-12-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.6700	-13,154	-180		2,003,620
2016-12-12	2016-12-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6700	-1,297	-18		233,123
2016-12-12	2016-12-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		13.6700	-117	-2		8,988
2016-12-06	2016-12-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.5500	-6,079	-82		2,016,774
2016-12-06	2016-12-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.5500	-800	-11		234,420
2016-11-28	2016-11-23	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-20,000			119,925
2016-11-07	2016-11-06	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		12.9000	-1,114	-14		63,862
2016-10-25	2016-10-21	4	Ho Doreen Woo	HTGC	Option (right to buy)	A - Award	D	13.61	13.6100	10,000	136	10,000
2016-10-25	2016-10-21	4	Ho Doreen Woo	HTGC	Common Stock	A - Award	D		13.6100	3,333	45		3,333
2016-09-19	2016-09-15	4/A	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D			0			139,925
2016-09-19	2016-09-15	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		139,925
2016-09-19	2016-09-15	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		246,621
2016-09-19	2016-09-15	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		246,621
2016-09-19	2016-09-15	4	Lyons Susanne D	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		11,575
2016-09-19	2016-09-15	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		27,408
2016-09-19	2016-09-15	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		13.4400	3,720	50		16,575
2016-09-19	2016-09-17	4	Grace Melanie	HTGC	Common Stock	F - Taxes	D		13.2900	-1,204	-16		18,196
2016-09-13	2016-09-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.5300	-13,154	-178		2,022,853
2016-09-13	2016-09-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.5300	-1,297	-18		235,220
2016-09-13	2016-09-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		13.5300	-117	-2		9,105
2016-09-06	2016-09-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.7600	-6,079	-84		2,036,007
2016-09-06	2016-09-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.7600	-800	-11		236,517
2016-08-08	2016-08-06	4	Harris Mark R	HTGC	Common Stock	F - Taxes	D		13.6700	-4,454	-61		64,976
2016-07-11	2016-07-07	4	Hoffman Joseph F	HTGC	Option (right to buy)	A - Award	D	12.47	12.4700	15,000	187	25,000
2016-07-11	2016-07-07	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		12.4700	5,000	62		12,855
2016-06-13	2016-06-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.2000	-13,154	-160		2,042,086
2016-06-13	2016-06-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.2000	-1,297	-16		237,317
2016-06-13	2016-06-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		12.2000	-117	-1		9,222
2016-06-07	2016-06-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.3300	-6,078	-75		2,055,240
2016-06-07	2016-06-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.3300	-800	-10		238,614
2016-04-18	2016-04-15	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.1700	-9,896	-120		2,061,318
2016-04-18	2016-04-14	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.1300	-1,831	-22		239,414
2016-04-11	2016-01-14	4/A	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.8300	-2,130	-29		249,696
2016-04-11	2016-04-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.2300	-17,009	-208		2,071,214
2016-04-11	2016-04-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.2300	-1,018	-12		241,245
2016-03-15	2016-03-14	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		11.5100	90	1		136,205
2016-03-15	2016-03-14	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		11.5100	1,388	16		242,901
2016-03-15	2016-03-14	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		11.5100	179	2		23,688
2016-03-11	2016-03-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.3800	-52,606	-599		2,088,223
2016-03-11	2016-03-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.1100	-2,526	-28		2,140,829
2016-03-11	2016-03-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.3800	-5,147	-59		242,263
2016-03-11	2016-03-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.1100	-232	-3		247,410
2016-03-11	2016-03-10	4	Olson Andrew	HTGC	Common Stock	F - Taxes	D		11.3800	-465	-5		9,339
2016-03-07	2016-03-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.2200	-6,079	-68		2,143,355
2016-03-07	2016-03-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.2200	-778	-9		247,642
2016-02-12	2015-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D			424			136,115
2016-02-12	2015-12-31	5	Fallon Thomas J	HTGC	Common Stock	A - Award	D			522			23,509
2016-02-12	2015-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D			4,875			241,513
2016-02-10	2014-12-30	4/A	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.0700	-1,289	-19		1,736,263
2016-02-10	2016-02-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.3200	-2,526	-26		2,149,434
2016-02-10	2016-02-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.3200	-276	-3		248,420
2016-01-19	2016-01-15	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.9000	-7,516	-82		2,151,934
2016-01-19	2016-01-14	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		2,130.0000	-2,130	-4,537		249,696
2016-01-12	2016-01-10	4	Henriquez Manuel A	HTGC	Common Stock	A - Award	D		12.0100	333,500	4,005		2,159,450
2016-01-12	2016-01-10	4	Grace Melanie	HTGC	Common Stock	A - Award	D		12.0100	9,400	113		19,400
2016-01-12	2016-01-10	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		12.0100	104,000	1,249		251,826
2016-01-12	2016-01-10	4	Harris Mark R	HTGC	Common Stock	A - Award	D		12.0100	33,000	396		69,430
2016-01-12	2016-01-10	4	Olson Andrew	HTGC	Common Stock	A - Award	D		12.0100	6,000	72		9,804
2016-01-11	2016-01-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.0100	-13,142	-158		1,825,950
2016-01-11	2016-01-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.0100	-2,235	-27		1,839,092
2016-01-11	2016-01-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0100	-1,183	-14		147,826
2016-01-11	2016-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.0100	-276	-3		149,009
2016-01-05	2015-12-31	4	Lyons Susanne D	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		7,855
2016-01-05	2015-12-31	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		7,855
2016-01-05	2015-12-31	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		22,987
2016-01-05	2015-12-31	4	FERGUSON RODNEY A	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		7,855
2016-01-05	2015-12-31	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		135,691
2016-01-05	2015-12-31	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		12.1900	2,050	25		236,638
2015-12-14	2015-12-14	4	Henriquez Manuel A	HTGC	Common Stock	P - Purchase	D		10.9900	1,000	11		1,841,327
2015-12-10	2015-12-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.7500	-2,526	-30		1,840,327
2015-12-10	2015-12-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.7500	-325	-4		149,285
2015-12-08	2015-12-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.7700	-6,079	-72		1,842,853
2015-12-08	2015-12-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.7700	-1,093	-13		149,610
2015-11-24	2015-11-23	4	Fallon Thomas J	HTGC	Common Stock	P - Purchase	D		11.1600	10,000	112		20,937
2015-11-12	2015-11-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.3600	-2,526	-29		1,848,932
2015-11-12	2015-11-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.3600	-325	-4		150,703
2015-10-22	2015-10-15	4/A	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.4200	-9,896	-103		1,851,458
2015-10-22	2015-10-10	4/A	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.6800	-17,009	-182		1,861,354
2015-10-22	2015-10-09	4/A	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.6800	-2,526	-27		1,878,363
2015-10-16	2015-10-14	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.4700	-2,184	-23		151,028
2015-10-16	2015-10-15	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.4200	-11,942	-124		1,845,278
2015-10-13	2015-10-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.6800	-20,570	-220		1,857,220
2015-10-13	2015-10-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		10.6800	-3,099	-33		1,877,790
2015-10-13	2015-10-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.6800	-1,018	-11		153,212
2015-10-13	2015-10-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		10.6800	-238	-3		154,230
2015-10-02	2015-09-30	4	Lyons Susanne D	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		5,805
2015-10-02	2015-09-30	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		5,805
2015-10-02	2015-09-30	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		10,937
2015-10-02	2015-09-30	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		133,641
2015-10-02	2015-09-30	4	FERGUSON RODNEY A	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		5,805
2015-10-02	2015-09-30	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		10.1100	2,472	25		234,588
2015-09-21	2015-09-17	4	Grace Melanie	HTGC	Common Stock	A - Award	D		11.2500	10,000	112		10,000
2015-09-10	2015-09-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.3100	-2,526	-29		1,880,889
2015-09-10	2015-09-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.3100	-238	-3		154,468
2015-09-08	2015-09-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.3200	-6,079	-69		1,883,415
2015-09-08	2015-09-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.3200	-800	-9		154,706
2015-08-11	2015-08-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.9000	-2,526	-30		1,889,494
2015-08-11	2015-08-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.9000	-238	-3		155,506
2015-08-10	2015-08-06	4	Harris Mark R	HTGC	Common Stock	A - Award	D		10.9800	36,430	400		36,430
2015-07-16	2015-07-15	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.7600	-9,896	-116		1,892,020
2015-07-16	2015-07-14	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.7600	-1,831	-22		155,744
2015-07-13	2015-07-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.5900	-17,009	-197		1,901,916
2015-07-13	2015-07-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		11.3500	-2,526	-29		1,918,925
2015-07-13	2015-07-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.5900	-1,018	-12		157,575
2015-07-13	2015-07-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		11.3500	-238	-3		158,593
2015-07-09	2015-07-07	4	Fallon Thomas J	HTGC	Stock Option (right to buy)	A - Award	D	11.44		15,000		25,000
2015-07-09	2015-07-07	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		11.4400	5,000	57		8,465
2015-07-09	2015-07-07	4	WOODWARD ALLYN C JR	HTGC	Stock Option (right to buy)	A - Award	D	11.44		15,000		25,000
2015-07-09	2015-07-07	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		11.4400	5,000	57		232,116
2015-07-09	2015-07-07	4	FERGUSON RODNEY A	HTGC	Stock Option (right to buy)	A - Award	D	11.44		10,000		10,000
2015-07-09	2015-07-07	4	FERGUSON RODNEY A	HTGC	Common Stock	A - Award	D		11.4400	3,333	38		3,333
2015-06-19	2015-06-19	4	Henriquez Manuel A	HTGC	Common Stock	P - Purchase	D		11.7500	2,000	24		1,921,451
2015-06-19	2015-06-19	4	Henriquez Manuel A	HTGC	Common Stock	P - Purchase	D		11.8000	2,500	30		1,919,451
2015-06-11	2015-06-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.5100	-2,526	-32		1,916,951
2015-06-11	2015-06-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.5100	-238	-3		158,831
2015-06-11	2015-06-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		12.5100	-274	-3		98,269
2015-06-05	2015-06-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.7300	-6,078	-77		1,919,477
2015-06-05	2015-06-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.7300	-800	-10		159,069
2015-06-05	2015-06-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		12.7300	-425	-5		98,543
2015-06-02	2015-05-29	4	Lake Robert C	HTGC	Common Stock	A - Award	D		12.8300	19,750	253		19,750
2015-05-28	2015-05-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		12.7500	-196	-2		98,968
2015-05-20	2015-05-19	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		12.6500	-6,000	-76		159,869
2015-05-11	2015-05-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		12.8800	-2,526	-33		1,925,555
2015-05-11	2015-05-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		12.8800	-238	-3		165,869
2015-05-11	2015-05-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		12.8800	-274	-4		99,164
2015-04-28	2015-04-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.7500	-196	-3		99,438
2015-04-24	2015-04-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		14.0600	-2,000	-28		99,634
2015-04-21	2015-04-20	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		13.9000	-6,000	-83		166,107
2015-04-16	2015-04-15	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.7300	-39,584	-543		1,928,081
2015-04-16	2015-04-14	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.7900	-7,324	-101		172,107
2015-04-16	2015-04-14	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.7900	-3,289	-45		101,634
2015-04-13	2015-04-10	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.7500	-66,220	-911		1,967,665
2015-04-13	2015-04-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.6300	-2,281	-31		2,033,885
2015-04-13	2015-04-10	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.7500	-4,424	-61		179,431
2015-04-13	2015-04-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6300	-276	-4		183,855
2015-04-13	2015-04-10	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.7500	-4,196	-58		104,923
2015-04-13	2015-04-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.6300	-320	-4		109,119
2015-04-07	2015-04-03	4	Hoffman Joseph F	HTGC	Stock Option (right to buy)	A - Award	D	13.62		10,000		10,000
2015-04-07	2015-04-03	4	Hoffman Joseph F	HTGC	Common Stock	A - Award	D		13.6200	3,333	45		3,333
2015-03-31	2015-03-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.6400	-1,164	-16		2,036,166
2015-03-31	2015-03-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6400	-60	-1		184,131
2015-03-31	2015-03-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.6400	-115	-2		109,439
2015-03-31	2015-03-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.6500	-229	-3		109,554
2015-03-24	2015-03-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		13.9900	-2,000	-28		109,783
2015-03-23	2015-03-19	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		13.4800	-6,000	-81		184,191
2015-03-12	2015-03-10	4	Olson Andrew	HTGC	Common Stock	A - Award	D		14.0200	3,804	53		3,804
2015-03-12	2015-03-10	4	Henriquez Manuel A	HTGC	Common Stock	A - Award	D		14.0200	318,983	4,472		2,037,330
2015-03-12	2015-03-10	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		14.0200	47,804	670		190,191
2015-03-12	2015-03-10	4	Baron Jessica T	HTGC	Common Stock	A - Award	D		14.0200	19,104	268		111,783
2015-03-11	2015-03-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.5300	-1,919	-28		1,718,347
2015-03-11	2015-03-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.5300	-277	-4		142,387
2015-03-11	2015-03-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5300	-320	-5		92,679
2015-03-10	2015-03-07	4	Lyons Susanne D	HTGC	Stock Option (right to buy)	A - Award	D	14.60		10,000		10,000
2015-03-10	2015-03-07	4	Lyons Susanne D	HTGC	Common Stock	A - Award	D		14.6000	3,333	49		3,333
2015-03-06	2015-03-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.4600	-1,675	-24		142,664
2015-03-06	2015-03-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.4600	-1,271	-18		92,999
2015-03-06	2015-03-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.4600	-9,549	-138		1,720,266
2015-03-02	2015-02-28	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.5500	-1,159	-18		1,729,815
2015-03-02	2015-02-28	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.5500	-60	-1		144,339
2015-03-02	2015-02-28	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.5500	-114	-2		94,270
2015-03-02	2015-02-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.5500	-229	-4		94,384
2015-02-25	2015-02-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.4400	-2,000	-31		94,613
2015-02-23	2015-02-19	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		15.3600	-6,000	-92		144,399
2015-02-13	2014-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D			270			131,169
2015-02-13	2014-12-31	5	Bluestein Scott	HTGC	Common Stock	A - Award	D			1,310			150,399
2015-02-13	2014-12-31	5	Fallon Thomas J	HTGC	Common Stock	A - Award	D			132			3,465
2015-02-13	2014-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D			3,505			227,116
2015-02-11	2015-02-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.4900	-1,893	-29		1,730,974
2015-02-11	2015-02-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.4900	-276	-4		149,089
2015-02-11	2015-02-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.4900	-320	-5		96,613
2015-02-09	2014-12-23	4/A	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-1,000			130,899
2015-02-09	2014-12-22	4/A	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-3,500			131,899
2015-02-02	2015-01-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.0200	-60	-1		149,365
2015-02-02	2015-01-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.0200	-1,135	-17		1,732,867
2015-02-02	2015-01-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.0200	-115	-2		96,933
2015-01-28	2015-01-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.7500	-229	-3		97,048
2015-01-26	2015-01-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.0000	-2,000	-30		97,277
2015-01-22	2015-01-20	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		13.9600	-6,000	-84		149,425
2015-01-12	2015-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.5800	-276	-4		155,425
2015-01-12	2015-01-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5800	-320	-5		99,277
2015-01-12	2015-01-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.5800	-2,235	-33		1,734,002
2014-12-31	2014-12-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.0700	-1,315	-20		1,736,237
2014-12-31	2014-12-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.0700	-51	-1		155,701
2014-12-31	2014-12-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.0700	-98	-1		99,597
2014-12-31	2014-12-23	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-1,000			125,899
2014-12-31	2014-12-22	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-3,500			126,899
2014-12-29	2014-12-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.1200	-196	-3		99,695
2014-12-29	2014-12-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		14.7400	-2,000	-29		99,891
2014-12-22	2014-12-19	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		14.8000	-43,132	-638		1,737,552
2014-12-22	2014-12-18	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		14.6900	-50,000	-734		1,780,684
2014-12-22	2014-12-19	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		14.8100	-6,000	-89		155,752
2014-12-12	2014-12-10	4/A	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.0200	-10,000	-150		101,891
2014-12-12	2014-12-09	4/A	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.0400	-274	-4		111,891
2014-12-11	2014-12-10	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.0200	-2,000	-30		101,891
2014-12-11	2014-12-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.0400	-274	-4		111,891
2014-12-11	2014-12-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.0400	-2,526	-38		1,830,684
2014-12-11	2014-12-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.0400	-238	-4		161,752
2014-12-08	2014-12-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.5300	-1,090	-17		112,165
2014-12-08	2014-12-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.5300	-12,498	-194		1,833,210
2014-12-08	2014-12-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.5300	-1,440	-22		161,990
2014-12-08	2014-12-04	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.5300	-2,272	-35		249,562
2014-12-05	2014-12-03	4	Olson Andrew	HTGC	Employee Stock Option (right to buy)	A - Award	D	15.12	15.1200	20,000	302	20,000
2014-12-03	2014-12-01	4	Shah Parag	HTGC	Common Stock	S - Sale	D		15.3300	-22,500	-345		251,834
2014-12-01	2014-11-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.7400	-505	-8		274,334
2014-12-01	2014-11-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.7400	-1,167	-18		1,845,708
2014-12-01	2014-11-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.7400	-61	-1		163,430
2014-12-01	2014-11-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.7400	-117	-2		113,255
2014-12-01	2014-11-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.7200	-234	-4		113,372
2014-11-25	2014-11-24	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.6300	-2,000	-31		113,606
2014-11-20	2014-11-19	4	Shah Parag	HTGC	Common Stock	S - Sale	D		15.6300	-22,500	-352		274,839
2014-11-10	2014-11-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.1300	-1,919	-31		1,846,875
2014-11-10	2014-11-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.1300	-716	-12		297,339
2014-11-10	2014-11-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.1300	-238	-4		163,491
2014-11-10	2014-11-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.1300	-274	-4		115,606
2014-11-04	2014-11-03	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		15.8400	-6,000	-95		163,729
2014-11-03	2014-10-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.6500	-424	-7		298,055
2014-11-03	2014-10-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.6500	-98	-2		115,880
2014-11-03	2014-10-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.6500	-51	-1		169,729
2014-11-03	2014-10-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.6500	-979	-15		1,848,794
2014-10-28	2014-10-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.4700	-206	-3		115,978
2014-10-24	2014-10-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.1400	-2,000	-30		116,184
2014-10-22	2014-10-20	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.5800	-74,802	-1,091		169,780
2014-10-22	2014-10-20	4	Bluestein Scott	HTGC	Common Stock	M - Exercise	D		9.9000	95,539	946		244,582
2014-10-21	2014-10-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.3600	-1,919	-28		1,849,773
2014-10-21	2014-10-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.3600	-320	-5		118,184
2014-10-21	2014-10-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.3600	-283	-4		149,043
2014-10-21	2014-10-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.3600	-716	-10		298,479
2014-10-09	2014-10-07	4	Butler Michael L	HTGC	Employee Stock Option (right to buy)	A - Award	D	14.49		85,000		85,000
2014-10-03	2014-10-01	4	Shah Parag	HTGC	Common Stock	S - Sale	D		14.3300	-22,500	-322		299,195
2014-10-03	2014-10-01	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		14.3300	-6,000	-86		149,326
2014-09-30	2014-09-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.4600	-424	-6		321,695
2014-09-30	2014-09-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.4600	-1,592	-23		1,851,692
2014-09-30	2014-09-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.4600	-61	-1		155,326
2014-09-30	2014-09-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.4600	-115	-2		118,504
2014-09-30	2014-09-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.9200	-234	-3		118,619
2014-09-25	2014-09-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		14.5100	-2,000	-29		118,853
2014-09-15	2014-09-12	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		15.4000	-41,962	-646		1,853,284
2014-09-15	2014-09-11	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		15.3900	-8,038	-124		1,895,246
2014-09-09	2014-09-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.3000	-3,803	-58		1,903,284
2014-09-09	2014-09-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.3000	-716	-11		322,119
2014-09-09	2014-09-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.3000	-283	-4		155,387
2014-09-09	2014-09-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.3000	-327	-5		120,853
2014-09-05	2014-09-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.4200	-18,812	-290		1,907,087
2014-09-05	2014-09-04	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.4200	-1,824	-28		322,835
2014-09-05	2014-09-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.4200	-1,715	-26		155,670
2014-09-05	2014-09-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.4200	-1,300	-20		121,180
2014-09-03	2014-09-02	4	Shah Parag	HTGC	Common Stock	S - Sale	D		15.2500	-33,000	-503		324,659
2014-09-03	2014-09-02	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		15.2500	-6,000	-92		157,385
2014-09-02	2014-08-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.2900	-1,940	-30		1,925,899
2014-09-02	2014-08-29	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		15.2400	-12,422	-189		1,927,839
2014-09-02	2014-08-28	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		15.1500	-37,578	-569		1,940,261
2014-09-02	2014-08-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.2900	-505	-8		357,659
2014-09-02	2014-08-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.2900	-61	-1		163,385
2014-09-02	2014-08-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.2900	-117	-2		122,480
2014-08-28	2014-08-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.2000	-234	-4		122,597
2014-08-26	2014-08-25	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.2200	-2,000	-30		122,831
2014-08-21	2014-08-20	4	Shah Parag	HTGC	Common Stock	S - Sale	D		15.7500	-33,000	-520		358,164
2014-08-11	2014-08-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.0400	-4,120	-66		1,977,839
2014-08-11	2014-08-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.0400	-852	-14		391,164
2014-08-11	2014-08-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.0400	-283	-5		163,446
2014-08-11	2014-08-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.0400	-327	-5		124,831
2014-08-04	2014-08-01	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		16.5500	-6,000	-99		163,729
2014-07-31	2014-07-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.8800	-2,127	-36		1,981,959
2014-07-31	2014-07-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.8800	-505	-9		392,016
2014-07-31	2014-07-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.8800	-61	-1		169,729
2014-07-31	2014-07-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.8800	-117	-2		125,158
2014-07-28	2014-07-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.7200	-234	-4		125,275
2014-07-24	2014-07-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		16.6100	-2,000	-33		125,509
2014-07-10	2014-07-08	4	BADAVAS ROBERT P	HTGC	Stock Option (right to buy)	A - Award	D	16.34		15,000		20,000
2014-07-10	2014-07-08	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		16.3400	5,000	82		135,399
2014-07-10	2014-07-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.4500	-1,919	-32		1,984,086
2014-07-10	2014-07-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.4500	-716	-12		392,521
2014-07-10	2014-07-08	4	Fallon Thomas J	HTGC	Stock Option (right to buy)	A - Award	D	16.34		10,000		10,000
2014-07-10	2014-07-08	4	Fallon Thomas J	HTGC	Common Stock	A - Award	D		16.3400	3,333	54		3,333
2014-07-10	2014-07-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.4500	-238	-4		169,790
2014-07-10	2014-07-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.4500	-274	-5		127,509
2014-07-10	2014-07-08	4	Feuerstein Harry	HTGC	Employee Stock Option (right to buy)	A - Award	D	16.34		60,000		60,000
2014-07-02	2014-07-01	4	Shah Parag	HTGC	Common Stock	S - Sale	D		16.2100	-33,000	-535		393,237
2014-07-02	2014-07-01	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		16.2100	-6,000	-97		170,028
2014-07-01	2014-06-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.1600	-979	-16		1,986,005
2014-07-01	2014-06-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.1600	-424	-7		426,237
2014-07-01	2014-06-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.1600	-51	-1		176,028
2014-07-01	2014-06-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.1600	-99	-2		127,783
2014-07-01	2014-06-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.1400	-196	-3		127,882
2014-06-24	2014-06-23	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		15.4400	-2,000	-31		128,078
2014-06-18	2014-06-16	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		15.5000	-6,000	-93		176,079
2014-06-16	2014-06-12	4	Shah Parag	HTGC	Common Stock	S - Sale	D		15.3700	-33,000	-507		426,661
2014-06-10	2014-06-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.6600	-1,919	-30		1,986,984
2014-06-10	2014-06-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.6600	-716	-11		459,661
2014-06-10	2014-06-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.6600	-238	-4		182,079
2014-06-10	2014-06-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.6600	-274	-4		130,078
2014-06-06	2014-06-05	4	Henriquez Manuel A	HTGC	Common Stock	S - Sale	D		15.6000	-100,000	-1,560		1,988,903
2014-06-06	2014-06-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.3000	-9,491	-145		2,088,903
2014-06-06	2014-06-04	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.3000	-1,664	-25		460,377
2014-06-06	2014-06-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.3000	-1,440	-22		182,317
2014-06-06	2014-06-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.3000	-1,090	-17		130,352
2014-06-02	2014-05-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.2400	-979	-15		2,098,394
2014-06-02	2014-05-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.2400	-424	-6		462,041
2014-06-02	2014-05-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.2400	-51	-1		183,757
2014-06-02	2014-05-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.2400	-98	-1		131,442
2014-05-28	2014-05-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.9500	-196	-3		131,540
2014-05-19	2014-05-16	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		13.8800	-10,000	-139		131,736
2014-05-12	2014-05-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.9300	-1,877	-26		2,099,373
2014-05-12	2014-05-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		13.9300	-698	-10		462,465
2014-05-12	2014-05-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.9300	-232	-3		183,808
2014-05-12	2014-05-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.9300	-269	-4		141,736
2014-05-08	2014-05-07	4	Bluestein Scott	HTGC	Common Stock	S - Sale	D		14.2400	-17,733	-253		184,040
2014-05-01	2014-04-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.6800	-958	-13		2,101,250
2014-05-01	2014-04-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		13.6800	-414	-6		463,163
2014-05-01	2014-04-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.6800	-50	-1		201,773
2014-05-01	2014-04-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.6800	-96	-1		142,005
2014-04-29	2014-04-15	4	Henriquez Manuel A	HTGC	Common Stock	A - Award	D		13.7500	160,000	2,200		2,102,208
2014-04-29	2014-04-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.9800	-192	-3		142,101
2014-04-21	2013-04-17	4	Jaquez-Fissori Todd	HTGC	Common Stock	D - Sale to Issuer	D		14.0200	-115	-2		94,483
2014-04-15	2014-04-14	4	Shah Parag	HTGC	Common Stock	A - Award	D		13.8300	75,000	1,037		463,577
2014-04-15	2014-04-14	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.8300	45,000	622		201,823
2014-04-15	2014-04-14	4	Baron Jessica T	HTGC	Common Stock	A - Award	D		13.8300	17,500	242		142,293
2014-04-15	2013-04-14	4	Jaquez-Fissori Todd	HTGC	Common Stock	A - Award	D		13.8300	30,000	415		94,598
2014-04-14	2014-04-10	4	Henriquez Manuel A	HTGC	Common Stock	A - Award	D		13.7900	275,000	3,792		1,942,208
2014-04-14	2014-04-10	4	Shah Parag	HTGC	Common Stock	A - Award	D		13.7900	60,000	827		388,577
2014-04-14	2014-04-10	4	Bluestein Scott	HTGC	Common Stock	A - Award	D		13.7900	25,000	345		156,823
2014-04-14	2014-04-10	4	Baron Jessica T	HTGC	Common Stock	A - Award	D		13.7900	20,000	276		124,793
2014-04-14	2013-04-10	4	Jaquez-Fissori Todd	HTGC	Common Stock	A - Award	D		13.7900	20,000	276		64,598
2014-04-14	2014-04-10	4	Penney Michael	HTGC	Common Stock	A - Award	D		13.7900	4,000	55		4,000
2014-04-10	2014-04-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		13.9400	-1,877	-26		1,667,208
2014-04-10	2014-04-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		13.9400	-698	-10		328,577
2014-04-10	2014-04-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		13.9400	-232	-3		131,823
2014-04-10	2014-04-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		13.9400	-269	-4		104,793
2014-04-10	2013-04-11	4	Jaquez-Fissori Todd	HTGC	Common Stock	F - Taxes	D		13.9400	-191	-3		44,598
2014-03-31	2014-03-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.4700	-958	-14		1,669,085
2014-03-31	2014-03-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.4700	-414	-6		329,275
2014-03-31	2014-03-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.4700	-50	-1		132,055
2014-03-31	2014-03-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.4700	-96	-1		105,062
2014-03-31	2014-03-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5200	-192	-3		105,158
2014-03-31	2013-03-30	4	Jaquez-Fissori Todd	HTGC	Common Stock	F - Taxes	D		14.4700	-77	-1		44,789
2014-03-25	2014-03-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.9200	-1,724	-26		1,670,043
2014-03-25	2014-03-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.9200	-166	-2		329,689
2014-03-25	2014-03-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.9200	-16	-0		105,350
2014-03-18	2014-03-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.3000	-695	-11		329,855
2014-03-18	2014-03-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.3000	-43	-1		105,366
2014-03-18	2013-03-17	4	Jaquez-Fissori Todd	HTGC	Common Stock	F - Taxes	D		14.8400	-115	-2		44,866
2014-03-13	2013-03-12	4	Jaquez-Fissori Todd	HTGC	Common Stock	S - Sale	D		15.3600	-22,229	-341		44,981
2014-03-10	2014-03-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.6600	-1,878	-28		1,671,767
2014-03-10	2014-03-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.6600	-698	-10		330,550
2014-03-10	2014-03-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.6600	-232	-3		132,105
2014-03-10	2014-03-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.6600	-269	-4		105,409
2014-03-10	2013-03-09	4	Jaquez-Fissori Todd	HTGC	Common Stock	F - Taxes	D		14.6600	-192	-3		67,210
2014-03-06	2014-03-04	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.5700	-52,920	-824		1,673,645
2014-03-06	2014-03-04	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.5700	-6,499	-101		331,248
2014-03-06	2014-03-04	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.5700	-5,779	-90		132,337
2014-03-06	2014-03-04	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.5700	-4,387	-68		105,678
2014-03-06	2013-03-04	4	Jaquez-Fissori Todd	HTGC	Common Stock	F - Taxes	D		15.5700	-3,526	-55		67,402
2014-03-03	2014-02-28	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.7400	-958	-15		1,726,565
2014-03-03	2014-02-28	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.7400	-413	-7		337,747
2014-03-03	2014-02-28	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.7400	-60	-1		138,116
2014-03-03	2014-02-28	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.7400	-115	-2		110,065
2014-03-03	2014-02-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.3200	-229	-4		110,180
2014-03-03	2013-02-28	4	Jaquez-Fissori Todd	HTGC	Common Stock	D - Sale to Issuer	D		15.7400	-92	-1		70,928
2014-02-25	2014-02-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.5600	-1,724	-29		1,727,523
2014-02-25	2014-02-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.5600	-166	-3		338,160
2014-02-25	2014-02-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.5600	-19	-0		110,409
2014-02-18	2014-02-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.3900	-694	-11		338,326
2014-02-18	2014-02-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.3900	-51	-1		110,428
2014-02-18	2013-02-17	4	Jaquez-Fissori Todd	HTGC	Common Stock	D - Sale to Issuer	D		16.3900	-137	-2		71,020
2014-02-11	2014-02-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.8900	-1,873	-30		1,729,247
2014-02-11	2014-02-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.8900	-765	-12		339,020
2014-02-11	2014-02-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.8900	-277	-4		138,176
2014-02-11	2014-02-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.8900	-320	-5		110,479
2014-02-07	2013-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D			2,320			130,399
2014-02-07	2013-12-31	5	Bluestein Scott	HTGC	Common Stock	A - Award	D			2,053			138,453
2014-02-07	2013-12-31	5	CHOW JOSEPH W	HTGC	Common Stock	A - Award	D			62			124,325
2014-02-07	2013-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D			6,821			223,611
2014-02-03	2014-01-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.1100	-956	-15		1,731,120
2014-02-03	2014-01-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.1100	-494	-8		339,785
2014-02-03	2014-01-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.1100	-60	-1		136,400
2014-02-03	2014-01-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.1100	-115	-2		110,799
2014-01-28	2014-01-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.8400	-1,980	-31		1,732,076
2014-01-28	2014-01-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.8400	-210	-3		340,279
2014-01-28	2014-01-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.4400	-241	-4		110,914
2014-01-28	2014-01-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.8400	-19	-0		111,155
2014-01-21	2014-01-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.0700	-881	-14		340,489
2014-01-21	2014-01-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.0700	-53	-1		111,174
2014-01-13	2014-01-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.0300	-2,360	-38		1,734,056
2014-01-13	2014-01-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.0300	-885	-14		341,370
2014-01-13	2014-01-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.0300	-294	-5		136,460
2014-01-13	2014-01-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.0300	-338	-5		111,227
2013-12-31	2013-12-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.4700	-968	-16		1,736,416
2013-12-31	2013-12-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.4700	-413	-7		342,255
2013-12-31	2013-12-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.4700	-54	-1		136,754
2013-12-31	2013-12-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.4700	-96	-2		111,565
2013-12-31	2013-12-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.5700	-192	-3		111,661
2013-12-27	2012-12-24	4	BADAVAS ROBERT P	HTGC	Common Stock	G - Gift	D			-3,000			128,079
2013-12-24	2013-12-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.8300	-1,720	-29		1,737,384
2013-12-24	2013-12-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.8300	-166	-3		342,668
2013-12-24	2013-12-24	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		16.8500	-200	-3		111,853
2013-12-24	2013-12-24	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		16.8000	-1,524	-26		112,053
2013-12-24	2013-12-24	4	Baron Jessica T	HTGC	Common Stock	S - Sale	D		16.8100	-3,276	-55		113,577
2013-12-24	2013-12-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.8300	-16	-0		116,853
2013-12-18	2013-12-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.5500	-954	-16		342,834
2013-12-18	2013-12-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.5500	-43	-1		116,869
2013-12-10	2013-12-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.7600	-2,480	-42		1,739,104
2013-12-10	2013-12-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.7600	-959	-16		343,788
2013-12-10	2013-12-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.7600	-249	-4		136,808
2013-12-10	2013-12-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.7600	-268	-4		116,912
2013-12-02	2013-11-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		17.0700	-1,266	-22		1,741,584
2013-12-02	2013-11-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		17.0700	-568	-10		344,747
2013-12-02	2013-11-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		17.0700	-54	-1		137,057
2013-12-02	2013-11-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		17.0700	-96	-2		117,180
2013-11-29	2013-11-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		17.0900	-199	-3		117,276
2013-11-25	2013-11-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		17.0400	-2,278	-39		1,742,850
2013-11-25	2013-11-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		17.0400	-228	-4		345,315
2013-11-25	2013-11-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		17.0400	-17	-0		117,475
2013-11-19	2013-11-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.8500	-954	-16		345,543
2013-11-19	2013-11-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.8500	-45	-1		117,492
2013-11-12	2013-11-11	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.6200	-206,366	-3,430		1,745,128
2013-11-12	2013-11-11	4	Henriquez Manuel A	HTGC	Common Stock	M - Exercise	D		14.0200	225,000	3,154		1,951,494
2013-11-12	2013-11-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		16.2400	-1,873	-30		1,726,494
2013-11-12	2013-11-11	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.6200	-250,276	-4,160		346,497
2013-11-12	2013-11-11	4	Shah Parag	HTGC	Common Stock	M - Exercise	D		10.4900	15,500	163		596,773
2013-11-12	2013-11-11	4	Shah Parag	HTGC	Common Stock	M - Exercise	D		12.2000	204,155	2,491		581,273
2013-11-12	2013-11-11	4	Shah Parag	HTGC	Common Stock	M - Exercise	D		14.0200	80,000	1,122		377,118
2013-11-12	2013-11-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		16.2400	-697	-11		297,118
2013-11-12	2013-11-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		16.2400	-249	-4		137,111
2013-11-12	2013-11-11	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.6200	-2,531	-42		117,537
2013-11-12	2013-11-11	4	Baron Jessica T	HTGC	Common Stock	M - Exercise	D		14.0200	3,000	42		120,068
2013-11-12	2013-11-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		16.2400	-285	-5		117,068
2013-10-31	2013-10-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.7000	-956	-15		1,728,367
2013-10-31	2013-10-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.7000	-413	-6		297,815
2013-10-31	2013-10-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.7000	-54	-1		137,360
2013-10-31	2013-10-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.7000	-102	-2		117,353
2013-10-28	2013-10-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.7700	-1,720	-27		1,729,323
2013-10-28	2013-10-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.7700	-165	-3		298,228
2013-10-28	2013-10-25	4	Bluestein Scott	HTGC	Common Stock	M - Exercise	D		9.9000	5,051	50		137,414
2013-10-28	2013-10-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.9400	-203	-3		117,455
2013-10-28	2013-10-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.7700	-17	-0		117,658
2013-10-18	2013-10-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.1800	-694	-11		298,393
2013-10-18	2013-10-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.1800	-45	-1		117,675
2013-10-10	2013-10-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.8900	-1,873	-28		1,731,043
2013-10-10	2013-10-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.8900	-697	-10		299,087
2013-10-10	2013-10-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.8900	-249	-4		132,363
2013-10-10	2013-10-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.8900	-285	-4		117,720
2013-10-01	2013-09-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.2500	-956	-15		1,732,916
2013-10-01	2013-09-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.2500	-413	-6		299,784
2013-10-01	2013-09-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		15.2500	-54	-1		132,612
2013-10-01	2013-09-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.2500	-102	-2		118,005
2013-10-01	2013-09-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.2300	-204	-3		118,107
2013-09-25	2013-09-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		15.1900	-1,720	-26		1,733,872
2013-09-25	2013-09-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.1900	-166	-3		300,197
2013-09-25	2013-09-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.1900	-17	-0		118,311
2013-09-18	2013-09-16	4	BADAVAS ROBERT P	HTGC	Common Stock	F - Taxes	D		15.0300	-21,881	-329		131,079
2013-09-18	2013-09-16	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		10.6000	10,000	106		152,960
2013-09-18	2013-09-16	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		10.3900	15,000	156		142,960
2013-09-18	2013-09-16	4	BADAVAS ROBERT P	HTGC	Common Stock	M - Exercise	D		13.4000	5,000	67		127,960
2013-09-18	2013-09-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		15.0300	-694	-10		300,363
2013-09-18	2013-09-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		15.0300	-45	-1		118,328
2013-09-11	2013-09-10	4	Henriquez Manuel A	HTGC	Common Stock	P - Purchase	D		14.3200	5,000	72		1,735,592
2013-09-11	2013-09-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.6300	-1,873	-27		1,730,592
2013-09-11	2013-09-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.6300	-697	-10		301,057
2013-09-11	2013-09-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.6300	-249	-4		132,666
2013-09-11	2013-09-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.6300	-285	-4		118,373
2013-09-03	2013-08-30	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.4900	-956	-14		1,732,465
2013-09-03	2013-08-30	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.4900	-413	-6		301,754
2013-09-03	2013-08-30	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.4900	-50	-1		132,915
2013-09-03	2013-08-30	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.4900	-96	-1		118,658
2013-08-29	2013-08-27	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5200	-192	-3		118,754
2013-08-27	2013-08-24	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.7500	-1,720	-25		1,733,421
2013-08-27	2013-08-24	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.7500	-166	-2		302,167
2013-08-27	2013-08-24	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.7500	-16	-0		118,946
2013-08-20	2013-08-07	4/A	CHOW JOSEPH W	HTGC	Common Stock	F - Taxes	D		14.6700	-22,418	-329		124,263
2013-08-20	2013-08-12	4/A	WOODWARD ALLYN C JR	HTGC	Common Stock	F - Taxes	D		14.8000	-21,238	-314		216,790
2013-08-20	2013-08-12	4/A	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		8.4900	15,000	127		238,028
2013-08-20	2013-08-12	4/A	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		13.4000	10,000	134		223,028
2013-08-20	2013-08-12	4/A	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		10.5900	5,000	53		213,028
2013-08-20	2013-08-16	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.5900	-694	-10		302,333
2013-08-20	2013-08-16	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5900	-42	-1		118,962
2013-08-13	2013-08-13	4	WOODWARD ALLYN C JR	HTGC	Common Stock	F - Taxes	D		14.8000	-23,936	-354		214,092
2013-08-13	2013-08-13	4	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		8.4900	15,000	127		238,028
2013-08-13	2013-08-13	4	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		13.4000	10,000	134		223,028
2013-08-13	2013-08-13	4	WOODWARD ALLYN C JR	HTGC	Common Stock	M - Exercise	D		10.5900	5,000	53		213,028
2013-08-13	2013-08-09	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.5500	-1,873	-27		1,735,141
2013-08-13	2013-08-09	4	Shah Parag	HTGC	Common Stock	F - Taxes	D		14.5500	-697	-10		303,027
2013-08-13	2013-08-09	4	Bluestein Scott	HTGC	Common Stock	F - Taxes	D		14.5500	-232	-3		132,965
2013-08-13	2013-08-09	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5500	-268	-4		119,004
2013-08-09	2013-08-07	4	CHOW JOSEPH W	HTGC	Common Stock	F - Taxes	D		14.6700	-24,810	-364		121,871
2013-08-09	2013-08-07	4	CHOW JOSEPH W	HTGC	Common Stock	M - Exercise	D		10.3900	15,000	156		146,681
2013-08-09	2013-08-07	4	CHOW JOSEPH W	HTGC	Common Stock	M - Exercise	D		13.4000	5,000	67		131,681
2013-08-09	2013-08-07	4	CHOW JOSEPH W	HTGC	Common Stock	M - Exercise	D		10.6000	10,000	106		126,681
2013-08-09	2013-08-08	4	WOODWARD ALLYN C JR	HTGC	Common Stock	P - Purchase	D		14.7500	1,500	22		208,028
2013-08-07	2013-08-06	4	BADAVAS ROBERT P	HTGC	Common Stock	P - Purchase	D		14.6300	5,000	73		122,960
2013-08-07	2013-08-05	4	BADAVAS ROBERT P	HTGC	Common Stock	A - Award	D		14.5100	3,445	50		115,578
2013-08-07	2013-08-05	4	CHOW JOSEPH W	HTGC	Common Stock	A - Award	D		14.5100	3,445	50		116,681
2013-08-07	2013-08-05	4	WOODWARD ALLYN C JR	HTGC	Common Stock	A - Award	D		14.5100	3,445	50		206,528
2013-08-06	2013-08-02	4	Henriquez Manuel A	HTGC	Common Stock	F - Taxes	D		14.5200	-450,288	-6,538		1,737,014
2013-08-06	2013-08-02	4	Henriquez Manuel A	HTGC	Common Stock	M - Exercise	D		12.2000	250,716	3,059		2,187,302
2013-08-06	2013-08-02	4	Henriquez Manuel A	HTGC	Common Stock	M - Exercise	D		14.0200	225,000	3,154		1,936,586
2013-08-06	2013-08-02	4	Baron Jessica T	HTGC	Common Stock	F - Taxes	D		14.5200	-18,469	-268		119,272
2013-08-06	2013-08-02	4	Baron Jessica T	HTGC	Common Stock	M - Exercise	D		12.8400	20,000	257		137,741
2013-08-01	2013-07-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.8700	-956	-13		1,711,586
2013-08-01	2013-07-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.8700	-413	-6		302,835
2013-08-01	2013-07-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.8700	-50	-1		131,854
2013-08-01	2013-07-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.8700	-96	-1		118,027
2013-07-31	2013-07-29	4	Penney Michael	HTGC	Employee Stock Option (right to buy)	A - Award	D	13.78		85,000		85,000
2013-07-30	2013-07-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.9200	-192	-3		118,123
2013-07-25	2013-07-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.9400	-1,720	-24		1,712,542
2013-07-25	2013-07-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.9400	-166	-2		303,248
2013-07-25	2013-07-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.9400	-16	-0		118,315
2013-07-18	2013-07-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		14.0200	-694	-10		303,414
2013-07-18	2013-07-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		14.0200	-43	-1		118,331
2013-07-11	2013-07-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.7200	-2,480	-34		1,714,262
2013-07-11	2013-07-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.7200	-697	-10		304,108
2013-07-11	2013-07-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.7200	-232	-3		131,904
2013-07-11	2013-07-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.7200	-268	-4		118,374
2013-07-01	2013-06-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.9400	-1,266	-18		1,716,742
2013-07-01	2013-06-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.9400	-413	-6		304,805
2013-07-01	2013-06-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.9400	-50	-1		132,136
2013-07-01	2013-06-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.9400	-96	-1		118,642
2013-07-01	2013-06-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		14.1300	-192	-3		118,738
2013-06-25	2013-06-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.2800	-2,277	-30		1,718,008
2013-06-25	2013-06-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.2800	-166	-2		305,218
2013-06-25	2013-06-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.2800	-16	-0		118,930
2013-06-18	2013-06-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3900	-694	-9		305,384
2013-06-18	2013-06-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.3900	-42	-1		118,946
2013-06-10	2013-06-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.5100	-2,287	-31		1,720,285
2013-06-10	2013-06-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.5100	-697	-9		306,078
2013-06-10	2013-06-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.5100	-232	-3		132,186
2013-06-10	2013-06-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.5100	-268	-4		118,988
2013-06-03	2013-05-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.6900	-956	-13		1,722,572
2013-06-03	2013-05-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.6900	-413	-6		306,775
2013-06-03	2013-05-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.6900	-50	-1		132,418
2013-06-03	2013-05-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.6900	-96	-1		119,256
2013-05-28	2013-05-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.3300	-1,720	-23		1,723,528
2013-05-28	2013-05-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3300	-166	-2		307,188
2013-05-28	2013-05-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.3300	-192	-3		119,352
2013-05-28	2013-05-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.3300	-16	-0		119,544
2013-05-20	2013-05-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.1900	-694	-9		307,354
2013-05-20	2013-05-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.1900	-43	-1		119,560
2013-05-10	2013-05-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.3500	-2,480	-33		1,725,248
2013-05-10	2013-05-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3500	-88,321	-1,179		308,048
2013-05-10	2013-05-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	M - Exercise	D		12.1400	94,400	1,146		396,369
2013-05-10	2013-05-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3500	-697	-9		301,969
2013-05-10	2013-05-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.9000	24,410	242		132,468
2013-05-10	2013-05-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3500	-235	-3		108,058
2013-05-10	2013-05-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.3500	-268	-4		119,603
2013-05-06	2013-05-03	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.4100	-92,278	-1,237		1,727,728
2013-05-06	2013-05-03	4	Henriquez Manuel A	HTGC	Common Stock $0.001	M - Exercise	D		12.1400	97,400	1,182		1,820,006
2013-05-06	2013-05-03	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.4100	-14,588	-196		119,871
2013-05-06	2013-05-03	4	Baron Jessica T	HTGC	Common Stock par value $0.001	M - Exercise	D		12.2000	15,759	192		134,459
2013-05-02	2013-04-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		13.3000	-1,266	-17		1,722,606
2013-05-02	2013-04-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3000	-413	-5		302,666
2013-05-02	2013-04-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		13.3000	-60	-1		108,293
2013-05-02	2013-04-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.3000	-96	-1		118,700
2013-04-30	2013-04-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		13.0000	-191	-2		118,796
2013-04-26	2013-04-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.8700	-1,721	-22		1,723,872
2013-04-26	2013-04-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.8700	-165	-2		303,079
2013-04-26	2013-04-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.8700	-16	-0		118,987
2013-04-18	2013-04-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.0200	-1,493	-18		303,244
2013-04-18	2013-04-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.0200	-48	-1		119,003
2013-04-10	2013-04-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.7100	-2,060	-24		1,725,593
2013-04-10	2013-04-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.7100	-771	-9		304,737
2013-04-10	2013-04-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.7100	-277	-3		108,353
2013-04-10	2013-04-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.7100	-320	-4		119,051
2013-04-01	2013-03-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.2500	-1,187	-15		1,727,653
2013-04-01	2013-03-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.2500	-414	-5		305,508
2013-04-01	2013-03-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.2500	-50	-1		108,630
2013-04-01	2013-03-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.2500	-96	-1		119,371
2013-04-01	2013-03-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.3400	-2,293	-28		119,467
2013-03-26	2013-03-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.2500	-1,720	-21		1,728,840
2013-03-26	2013-03-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.2500	-166	-2		305,922
2013-03-26	2013-03-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.2500	-16	-0		121,760
2013-03-18	2013-03-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.2700	-298	-4		306,088
2013-03-18	2013-03-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.2700	-694	-9		306,386
2013-03-18	2013-03-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.2700	-43	-1		121,776
2013-03-12	2013-03-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.3400	-22,467	-277		1,730,560
2013-03-12	2013-03-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.3400	-8,361	-103		307,080
2013-03-12	2013-03-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.3400	-2,952	-36		108,680
2013-03-12	2013-03-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.3400	-3,364	-42		121,819
2013-03-06	2013-03-04	4	Henriquez Manuel A	HTGC	Common Stock $0.001	A - Award	D		12.7200	196,540	2,500		1,753,027
2013-03-06	2013-03-04	4	Henriquez Manuel A	HTGC	Common Stock $0.001	A - Award	D		12.7200	103,774	1,320		1,556,487
2013-03-06	2013-03-04	4	Shah Parag	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	51,101	650		315,441
2013-03-06	2013-03-04	4	Shah Parag	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	15,330	195		264,340
2013-03-06	2013-03-04	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	39,308	500		111,632
2013-03-06	2013-03-04	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	15,723	200		72,324
2013-03-06	2013-03-04	4	Baron Jessica T	HTGC	Common Stock par value $0.001	A - Award	D		12.7200	18,082	230		125,183
2013-03-06	2013-03-04	4	Baron Jessica T	HTGC	Common Stock par value $0.001	A - Award	D		12.7200	14,151	180		107,101
2013-03-06	2013-03-04	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	9,827	125		71,157
2013-03-06	2013-03-04	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	A - Award	D		12.7200	13,267	169		61,330
2013-03-01	2013-02-28	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.5300	-956	-12		1,452,713
2013-03-01	2013-02-28	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.5300	-413	-5		249,010
2013-03-01	2013-02-28	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.5300	-60	-1		56,601
2013-03-01	2013-02-28	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.5300	-115	-1		92,950
2013-02-25	2013-02-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.5100	-1,724	-22		1,453,669
2013-02-25	2013-02-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.5100	-166	-2		249,423
2013-02-25	2013-02-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.5100	-19	-0		93,065
2013-02-20	2013-02-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.3000	-298	-4		249,589
2013-02-20	2013-02-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.3000	-803	-10		249,887
2013-02-20	2013-02-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.3000	-51	-1		93,084
2013-02-07	2012-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock $0.001 par value	A - Award	D			2,873			112,133
2013-02-07	2012-12-31	5	CHOW JOSEPH W	HTGC	Common Stock $0.001 par value	A - Award	D			152			109,607
2013-02-07	2012-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock $0.001 par value	A - Award	D			6,896			196,488
2013-02-01	2013-01-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.9200	-1,027	-12		1,455,393
2013-02-01	2013-01-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.9200	-475	-6		250,690
2013-02-01	2013-01-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.9200	-57	-1		56,661
2013-02-01	2013-01-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.9200	-109	-1		93,135
2013-01-28	2013-01-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		12.0200	-2,058	-25		1,456,420
2013-01-28	2013-01-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		12.0200	-198	-2		251,165
2013-01-28	2013-01-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		12.0200	-41	-0		93,244
2013-01-18	2013-01-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.8200	-337	-4		251,363
2013-01-18	2013-01-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.8200	-786	-9		251,700
2013-01-18	2013-01-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.8200	-48	-1		93,130
2013-01-02	2012-12-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.8800	-1,216	-13		1,461,882
2013-01-02	2012-12-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8800	-543	-6		254,725
2013-01-02	2012-12-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8800	-50	-1		55,039
2013-01-02	2012-12-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.8800	-96	-1		93,178
2012-12-26	2012-12-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.0700	-2,188	-24		1,463,098
2012-12-26	2012-12-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0700	-218	-2		255,268
2012-12-26	2012-12-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.0700	-16	-0		93,274
2012-12-20	2012-12-19	4	BADAVAS ROBERT P	HTGC	Common Stock $0.001 par value	G - Gift	D			-7,176			109,260
2012-12-19	2012-12-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.6600	-391	-4		255,486
2012-12-19	2012-12-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5900	-912	-10		255,877
2012-12-19	2012-12-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.5900	-43	-0		93,290
2012-12-10	2012-12-09	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4500	-1,124	-12		48,563
2012-12-10	2012-12-09	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	1,166	11		49,687
2012-12-03	2012-11-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.7500	-1,216	-13		1,465,286
2012-12-03	2012-11-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7500	-543	-6		256,789
2012-12-03	2012-11-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7500	-50	-1		55,089
2012-12-03	2012-11-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.7500	-96	-1		93,333
2012-11-26	2012-11-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.6500	-2,189	-23		1,466,502
2012-11-26	2012-11-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.6500	-218	-2		257,332
2012-11-26	2012-11-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.6500	-16	-0		93,429
2012-11-20	2012-11-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.3900	-392	-4		257,550
2012-11-20	2012-11-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.3900	-913	-9		257,942
2012-11-20	2012-11-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.3900	-42	-0		93,445
2012-11-13	2012-11-09	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.0500	-2,305	-23		48,521
2012-11-13	2012-11-09	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	2,334	23		50,829
2012-10-31	2012-10-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.8700	-1,216	-13		1,468,691
2012-10-31	2012-10-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8700	-543	-6		258,855
2012-10-31	2012-10-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8700	-50	-1		55,139
2012-10-31	2012-10-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.8700	-96	-1		93,487
2012-10-26	2012-10-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.8000	-2,188	-24		1,469,907
2012-10-26	2012-10-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8000	-217	-2		259,398
2012-10-26	2012-10-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.8000	-16	-0		93,583
2012-10-18	2012-10-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.9500	-391	-4		259,615
2012-10-18	2012-10-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.9200	-912	-10		260,006
2012-10-18	2012-10-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.9200	-43	-0		93,599
2012-10-01	2012-09-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.0100	-1,217	-13		1,472,095
2012-10-01	2012-09-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0100	-543	-6		260,918
2012-10-01	2012-09-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0100	-50	-1		55,189
2012-10-01	2012-09-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.0100	-96	-1		93,642
2012-09-25	2012-09-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.4100	-2,189	-25		1,473,312
2012-09-25	2012-09-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.4100	-214	-2		261,247
2012-09-25	2012-09-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.4100	-16	-0		93,738
2012-09-18	2012-09-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.5300	-384	-4		261,461
2012-09-18	2012-09-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.5200	-896	-10		261,845
2012-09-18	2012-09-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.5200	-43	-0		93,754
2012-09-18	2012-09-17	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	S - Sale	D		11.5000	-500	-6		48,492
2012-09-12	2012-09-10	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3500	-1,029	-12		48,992
2012-09-12	2012-09-10	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	1,166	11		50,021
2012-08-31	2012-08-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.2200	-1,216	-14		1,475,501
2012-08-31	2012-08-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2200	-533	-6		262,741
2012-08-31	2012-08-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2200	-49	-1		55,239
2012-08-31	2012-08-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.2200	-96	-1		93,797
2012-08-27	2012-08-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.3400	-2,188	-25		1,476,717
2012-08-27	2012-08-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3400	-214	-2		263,274
2012-08-27	2012-08-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.3400	-16	-0		93,893
2012-08-20	2012-08-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2600	-153	-2		73,177
2012-08-20	2012-08-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2900	-77	-1		73,330
2012-08-20	2012-08-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2600	-384	-4		263,488
2012-08-20	2012-08-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2900	-895	-10		263,872
2012-08-20	2012-08-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.2900	-42	-0		93,909
2012-08-16	2012-08-15	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.1900	-512	-6		264,767
2012-08-16	2012-08-14	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3600	-3,948	-45		265,279
2012-08-16	2012-08-14	4	Shah Parag	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	6,944	29		269,227
2012-08-15	2012-08-13	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.3600	-267	-3		93,951
2012-08-15	2012-08-13	4	Baron Jessica T	HTGC	Common Stock par value $0.001	M - Exercise	D		4.2100	694	3		94,218
2012-08-15	2012-08-14	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3600	-2,024	-23		48,855
2012-08-15	2012-08-14	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	2,334	23		50,379
2012-08-09	2012-08-08	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	S - Sale	D		11.1300	-500	-6		48,045
2012-08-08	2012-08-06	4	BADAVAS ROBERT P	HTGC	Common Stock $0.001 par value	A - Award	D		11.0400	4,528	50		116,436
2012-08-08	2012-08-06	4	CHOW JOSEPH W	HTGC	Common Stock, $0.001 par value	A - Award	D		11.0400	4,528	50		112,940
2012-08-08	2012-08-06	4	WOODWARD ALLYN C JR	HTGC	Common Stock $0.001 par value	A - Award	D		11.0400	4,528	50		189,592
2012-08-01	2012-07-30	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2600	-31	-0		73,407
2012-08-01	2012-07-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.2600	-8,868	-100		1,478,905
2012-08-01	2012-07-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	M - Exercise	D		4.2100	13,889	58		1,487,773
2012-08-01	2012-07-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.2600	-1,216	-14		1,473,884
2012-08-01	2012-07-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2600	-533	-6		262,283
2012-08-01	2012-07-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2600	-49	-1		55,288
2012-08-01	2012-07-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.2600	-96	-1		93,524
2012-07-25	2012-07-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.2000	-2,189	-25		1,475,100
2012-07-25	2012-07-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2000	-2,141	-24		262,816
2012-07-25	2012-07-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.2000	-16	-0		93,620
2012-07-18	2012-07-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2800	-153	-2		73,438
2012-07-18	2012-07-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3900	-77	-1		73,591
2012-07-18	2012-07-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.2800	-384	-4		263,030
2012-07-18	2012-07-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3900	-896	-10		263,414
2012-07-18	2012-07-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.3900	-43	-0		93,636
2012-07-18	2012-07-17	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	A - Award	D		11.2800	15,000	169		48,545
2012-07-03	2012-06-30	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3400	-31	-0		73,668
2012-07-03	2012-06-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.3400	-1,216	-14		1,477,289
2012-07-03	2012-06-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3400	-533	-6		264,310
2012-07-03	2012-06-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.3400	-49	-1		55,337
2012-07-03	2012-06-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.3400	-96	-1		93,650
2012-06-26	2012-06-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.8600	-2,188	-24		1,478,505
2012-06-26	2012-06-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8600	-214	-2		264,843
2012-06-26	2012-06-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.8600	-16	-0		93,746
2012-06-19	2012-06-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8300	-153	-2		73,699
2012-06-19	2012-06-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8300	-77	-1		73,852
2012-06-19	2012-06-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8300	-384	-4		265,057
2012-06-19	2012-06-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.8300	-895	-10		265,441
2012-06-19	2012-06-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.8300	-42	-0		93,762
2012-06-12	2012-06-11	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7700	-1,067	-11		33,545
2012-06-12	2012-06-11	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	1,166	11		34,612
2012-06-04	2012-05-30	4/A	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5900	-49	-1		55,386
2012-06-01	2012-05-30	4	WOODWARD ALLYN C JR	HTGC	Options to purchase Common Stock	A - Award	D	10.59	10.5900	15,000	159	40,000
2012-06-01	2012-05-30	4	WOODWARD ALLYN C JR	HTGC	Common Stock $0.001 par value	A - Award	D		10.5900	5,000	53		185,020
2012-06-01	2012-06-01	4	BADAVAS ROBERT P	HTGC	Common Stock $0.001 par value	P - Purchase	D		10.4000	10,000	104		111,908
2012-06-01	2012-05-30	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5900	-31	-0		73,929
2012-06-01	2012-05-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.5900	-1,216	-13		1,480,693
2012-06-01	2012-05-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5900	-533	-6		266,336
2012-06-01	2012-05-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		1,059.0000	-49	-52		55,386
2012-06-01	2012-05-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.5900	-96	-1		93,804
2012-05-29	2012-05-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		10.5100	-2,189	-23		1,477,194
2012-05-29	2012-05-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5100	-214	-2		266,869
2012-05-29	2012-05-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.5100	-16	-0		93,900
2012-05-23	2012-05-22	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	S - Sale	D		10.3000	-2,500	-26		33,446
2012-05-18	2012-05-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7400	-153	-2		73,960
2012-05-18	2012-05-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.9200	-77	-1		74,113
2012-05-18	2012-05-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7400	-384	-4		267,083
2012-05-18	2012-05-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.9200	-896	-10		267,467
2012-05-18	2012-05-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.9200	-72	-1		93,916
2012-05-15	2012-05-11	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.1000	-3,106	-34		35,946
2012-05-15	2012-05-11	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		9.8500	3,500	34		39,052
2012-05-01	2012-04-30	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.4100	-31	-0		77,199
2012-05-01	2012-04-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.4100	-1,216	-14		1,477,194
2012-05-01	2012-04-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.4100	-533	-6		267,497
2012-05-01	2012-04-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.4100	-49	-1		55,435
2012-05-01	2012-04-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.4100	-96	-1		93,442
2012-04-25	2012-04-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.1700	-2,188	-24		1,478,410
2012-04-25	2012-04-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.1700	-213	-2		268,030
2012-04-25	2012-04-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.1700	-16	-0		93,538
2012-04-18	2012-04-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.1900	-153	-2		77,230
2012-04-18	2012-04-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0600	-77	-1		77,383
2012-04-18	2012-04-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.1900	-384	-4		268,243
2012-04-18	2012-04-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0600	-895	-10		268,627
2012-04-18	2012-04-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.0600	-42	-0		93,554
2012-04-03	2012-03-30	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.0800	-13,865	-154		1,480,598
2012-04-03	2012-03-30	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0800	-367	-4		77,460
2012-04-03	2012-03-30	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0800	-6,359	-70		269,522
2012-04-03	2012-03-30	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0800	-595	-7		55,484
2012-04-03	2012-03-30	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.0800	-1,147	-13		93,596
2012-03-29	2012-03-27	4	Baron Jessica T	HTGC	Common Stock par value $0.001	A - Award	D		11.0100	25,000	275		94,743
2012-03-27	2012-03-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		11.0500	-1,767	-20		1,494,463
2012-03-27	2012-03-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		11.0500	-188	-2		275,881
2012-03-27	2012-03-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		11.0500	-18	-0		69,743
2012-03-20	2012-03-19	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7900	-217	-2		74,827
2012-03-20	2012-03-19	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	555	2		75,044
2012-03-19	2012-03-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5300	-153	-2		74,489
2012-03-19	2012-03-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5300	-77	-1		74,642
2012-03-19	2012-03-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5300	-298	-3		276,069
2012-03-19	2012-03-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.5300	-694	-7		276,367
2012-03-19	2012-03-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	S - Sale	D		10.5900	-113,630	-1,203		277,061
2012-03-19	2012-03-15	4	Shah Parag	HTGC	Common Stock $0.001 par value	S - Sale	D		10.6700	-46,108	-492		390,691
2012-03-19	2012-03-15	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7100	-69,912	-749		436,799
2012-03-19	2012-03-15	4	Shah Parag	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	119,409	503		506,711
2012-03-19	2012-03-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.5300	-43	-0		69,761
2012-03-13	2012-03-09	4	Henriquez Manuel A	HTGC	Common Stock $0.001	A - Award	D			245,000			1,496,230
2012-03-13	2012-03-09	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	A - Award	D			22,059			74,719
2012-03-13	2012-03-12	4	Shah Parag	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	2,636	11		387,302
2012-03-13	2012-03-09	4	Shah Parag	HTGC	Common Stock $0.001 par value	A - Award	D			105,500			384,666
2012-03-13	2012-03-09	4	Bluestein Scott	HTGC	Common Stock $0.001 par value	A - Award	D			35,000			56,079
2012-03-13	2012-03-09	4	Baron Jessica T	HTGC	Common Stock par value $0.001	A - Award	D			35,000			69,804
2012-03-13	2012-03-09	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	A - Award	D			25,000			35,552
2012-03-07	2012-03-06	4	CHOW JOSEPH W	HTGC	Common Stock, $0.001 par value	P - Purchase	D		10.4400	5,000	52		108,172
2012-03-07	2012-03-06	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	S - Sale	D		10.5800	-5,500	-58		52,660
2012-03-07	2012-03-05	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.7000	-1,966	-21		58,160
2012-03-07	2012-03-05	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	4,995	21		60,126
2012-03-07	2012-03-05	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.7000	-2,258	-24		34,804
2012-03-07	2012-03-05	4	Baron Jessica T	HTGC	Common Stock par value $0.001	M - Exercise	D		4.2100	5,557	23		37,062
2012-03-05	2012-03-05	4	WOODWARD ALLYN C JR	HTGC	Common Stock $0.001 par value	P - Purchase	D		10.4800	22,500	236		173,848
2012-03-05	2012-03-01	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.6100	-8,782	-93		10,552
2012-03-05	2012-03-01	4	Jaquez-Fissori Todd	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	9,334	39		19,334
2012-02-27	2012-02-25	4	Henriquez Manuel A	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4200	-5,204	-54		1,251,230
2012-02-27	2012-02-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4200	-1,767	-18		1,256,434
2012-02-27	2012-02-25	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4200	-1,533	-16		55,131
2012-02-27	2012-02-25	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4200	-3,057	-32		279,166
2012-02-27	2012-02-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4200	-188	-2		282,223
2012-02-27	2012-02-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.4200	-18	-0		31,505
2012-02-21	2012-02-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4500	-171	-2		56,664
2012-02-21	2012-02-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4100	-86	-1		56,835
2012-02-21	2012-02-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4500	-337	-4		282,411
2012-02-21	2012-02-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.4100	-786	-8		282,748
2012-02-21	2012-02-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		10.4100	-49	-1		31,523
2012-02-14	2011-12-31	5	BADAVAS ROBERT P	HTGC	Common Stock $0.001 par value	A - Award	D			2,543			99,443
2012-02-14	2011-12-31	5	Baron Jessica T	HTGC	Common Stock $0.001 par value	A - Award	D			851			31,638
2012-02-14	2011-12-31	5	Bluestein Scott	HTGC	Common Stock $0.001 par value	A - Award	D			669			21,079
2012-02-14	2011-12-31	5	CHOW JOSEPH W	HTGC	Common Stock $0.001 par value	A - Award	D			243			103,172
2012-02-14	2011-12-31	5	WOODWARD ALLYN C JR	HTGC	Common Stock $0.001 par value	A - Award	D			3,891			149,523
2012-02-06	2012-02-03	4	Henriquez Manuel A	HTGC	Common Stock $0.001 par value	F - Taxes	D		10.9000	-65,805	-717		1,258,201
2012-02-06	2012-02-03	4	Henriquez Manuel A	HTGC	Common Stock $0.001 par value	M - Exercise	D		4.2100	111,112	468		1,324,006
2012-01-26	2012-01-24	4	Henriquez Manuel A	HTGC	Common Stock $0.001	F - Taxes	D		9.6200	-1,964	-19		1,212,894
2012-01-26	2012-01-24	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		9.6200	-188	-2		283,534
2012-01-26	2012-01-24	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		9.6200	-18	-0		31,572
2012-01-18	2012-01-17	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		9.8600	-171	-2		56,651
2012-01-18	2012-01-16	4	Harvey Scott H	HTGC	Common Stock $0.001 par value	F - Taxes	D		9.9400	-86	-1		56,822
2012-01-18	2012-01-17	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		9.8600	-338	-3		283,722
2012-01-18	2012-01-16	4	Shah Parag	HTGC	Common Stock $0.001 par value	F - Taxes	D		9.9400	-787	-8		284,060
2012-01-18	2012-01-16	4	Baron Jessica T	HTGC	Common Stock par value $0.001	F - Taxes	D		9.9400	-48	-0		31,590

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

Penukaran derivatif

Penjualan atau pemindahan sekuriti kembali kepada syarikat

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

Hadiah sekuriti oleh atau kepada orang dalam

Swap ekuiti dan urus niaga lindung nilai yang serupa

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

Transaksi dilaporkan secara sukarela pada Borang 4

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

HCXY / Hercules Capital, Inc. - Corporate Bond/Note - Insider Trading and Ownership Report - SEC Form 3, 4, 5