| Saham Orang Dalam | 13,518,207 shares |
| Jumlah Orang Dalam | 45 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.
Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.
Kekerapan Kemas Kini: Harian
Skor Sentimen Pegawai
Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.
Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.
Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.
Kekerapan Kemas Kini: Harian
Metrik Orang Dalam Utama
Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.
Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).
Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)
0.000 %( )
731 out of 11224Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.
Carta Dagangan Dalaman
INNOVATE Corp. - Equity Right dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.
Senarai Orang Dalam dan Metrik Keberuntungan
Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.
See our leaderboard of most profitable insider traders.
| Orang dalam | Purata Keuntungan (%) | Saham Dimiliki |
Berpecah Dilaraskan |
|---|---|---|---|
| Peter D Aquino Executive Chairman, Director - [D] [O] | 497,267 | 497,267 | |
| Wayne Jr Barr President and CEO, Director - [D] [O] | 436,660 | 43,666 | |
| Andrew G Backman Managing Director - [O] | 31,240 | 31,240 | |
|
Benefit Street Partners LLC
10% Owner -
|
807,750 | 807,750 | |
| Courtis Kenneth S. Director - [D] | 551,272 | 55,127 | |
|
DG Capital Management, LLC
10% Owner -
|
1,019,015 | 1,019,015 | |
| Andrew Day CEO and President - [O] | 37,799 | 37,799 | |
| Mesfin Demise CFO;Corp. Controller;Treasurer - [O] | 16,964 | 16,964 | |
| Craig Denson President of ICS Business Unit - [O] | 13,850 | 13,850 | |
| Ian Estus Managing Director, Investments - [O] | 90,423 | 90,423 | |
|
Philip Falcone
10% Owner -
|
1,962,400 | 1,962,400 | |
| John D Filipowicz CAO, VP, HR & GC & Sec - [O] | 10,594 | 10,594 | |
| Joseph Anthony Ferraro Chief Legal Officer & Corp Sec - [O] | 343,306 | 34,331 | |
| Warren H Gfeller Director - [D] | 67,703 | 67,703 | |
|
Avram A Glazer
Director, 10% Owner -
[D]
|
53,984 | 53,984 |
| Orang dalam | Purata Keuntungan (%) | Saham Dimiliki |
Berpecah Dilaraskan |
|---|---|---|---|
|
Sander Gerber
10% Owner -
|
254,372 | 254,372 | |
| Global Opportunities Breakaway MM, L.L.C. - | 1,080,000 | 1,080,000 | |
|
Howard Golden
10% Owner -
|
591,627 | 484,795 | |
| Brian Steven Goldstein Director - [D] | 48,983 | 48,983 | |
| Michael Gorzynski Director - [D] | 56,303 | 56,303 | |
| Lee S Hillman Director - [D] | 71,478 | 71,478 | |
| Mark E Holliday Director - [D] | 16,250 | 16,250 | |
|
Hrg Group, Inc.
10% Owner -
|
0 | 0 | |
| Suzi R Herbst Chief Operating Officer - [O] | 285,534 | 28,553 | |
| Keith Hladek, Chief Operating Officer - [O] | 249,091 | 249,091 | |
| James C Keeley CFO - [O] | 11,525 | 11,525 | |
| Robert V Jr Leffler Director - [D] | 66,097 | 66,097 | |
| Tracy Lawson See Remarks - [O] | 404 | 404 | |
| Shelly Lombard Director - [D] | 31,298 | 3,130 | |
|
MG Capital Management Ltd.
10% Owner -
|
24,462 | 24,462 |
| Orang dalam | Purata Keuntungan (%) | Saham Dimiliki |
Berpecah Dilaraskan |
|---|---|---|---|
| Andrea L Mancuso Deputy General Counsel - [O] | 47,809 | 47,809 | |
| Robert M Pons EVP Business Development, Director - [D] [O] | 154,106 | 154,106 | |
|
Percy Rockdale LLC
10% Owner -
|
5,048,755 | 5,048,755 | |
| Paul Robinson Chief Legal Officer & Corp Sec - [O] | 136,534 | 136,534 | |
| Richard Ramlall ChiefCommun.Off.; SVPCorp.Dev. - [O] | 18,306 | 18,306 | |
| Steven D Scheiwe Director - [D] | 20,000 | 20,000 | |
| Ken Schwarz CFO (PFO); SVP, IT - [O] | 26,835 | 26,835 | |
| Karen Singer - | 0 | 0 | |
| Neil S Subin Director - [D] | 117,000 | 117,000 | |
| Sena Michael J. Chief Financial Officer - [O] | 123,893 | 123,893 | |
|
Southpaw Asset Management LP
10% Owner -
|
591,627 | 484,795 | |
| Julie Totman Springer | 0 | ||
| Daniel Tseung Director - [D] | 14,619 | 14,619 | |
| Paul Voigt Interim CEO - [O] | 625,890 | 625,890 | |
| Amy Marie Wilkinson Director - [D] | 46,904 | 46,904 |
Report errors via our new Insider Auditing Tool
Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam VATE.RT / INNOVATE Corp. - Equity Right. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .
Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.
Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.
Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam VATE.RT / INNOVATE Corp. - Equity Right. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .
Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.
Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.
Sejarah Transaksi
Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.
| Fail Tarikh |
Dagangan Tarikh |
Borang | Orang dalam | Simbol Saham | Nama Sekuriti | Kod | Langsung | Harga Pelaksanaan |
Harga Unit |
Unit Berubah |
Nilai Berubah (1K) |
Baki Opsyen |
Baki Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-07 | 2025-08-06 | 4 | Voigt Paul | VATE | Common Stock | D | 5.6800 | 176,056 | 1,000 | 625,890 | ||||
| 2025-06-16 | 2025-06-12 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 16,363 | 53,984 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 16,363 | 67,703 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 16,363 | 46,904 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 16,363 | 48,983 | ||||||
| 2025-03-17 | 2025-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.8100 | -1,053 | -8 | 123,893 | ||||
| 2025-03-17 | 2025-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.6600 | -4,302 | -33 | 124,946 | ||||
| 2025-03-13 | 2025-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 12,946 | 129,248 | ||||||
| 2025-03-13 | 2025-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.2300 | -862 | -6 | 116,302 | ||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A KAG Irrevocable Exempt Trust | VATE | Common Stock | I | 2,097,902 | 2,097,902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A LHG Irrevocable Exempt Trust | VATE | Common Stock | I | 2,097,902 | 2,097,902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2,097,902 | 37,621 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2,097,902 | 37,621 | ||||||
| 2024-11-21 | 2024-11-19 | 4 | Voigt Paul Paul K Voigt Rev Trust | VATE | Common Stock | I | 3.9800 | 25,000 | 100 | 25,000 | ||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 142,857 | 449,834 | ||||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 95,322 | 306,977 | ||||||
| 2024-09-16 | 2024-09-12 | 4 | Voigt Paul | VATE | Common Stock | D | 3.8000 | 43,785 | 166 | 211,655 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 161,001 | 513,389 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 0.7000 | 44,693,895 | 31,286 | 64,078,091 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 161,001 | 376,196 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 161,001 | 305,406 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 161,001 | 326,194 | ||||||
| 2024-06-17 | 2024-06-14 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 176 | 0 | 1,678,695 | ||||
| 2024-06-12 | 2024-06-12 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 7,030 | 4 | 1,678,519 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 8,826 | 5 | 1,671,489 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 1,965 | 1 | 1,662,663 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 0.7000 | 16,751 | 12 | 75,362 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul | VATE | Common Stock | D | 0.7000 | 369,130 | 258 | 1,660,698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.7000 | 114,285 | 80 | 1,171,632 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Voigt Paul | VATE | Common Stock | D | 0.7000 | 369,130 | 258 | 1,660,698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 0.7000 | 63,428 | 44 | 352,388 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.6217 | -21,471 | -13 | 1,057,347 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.6856 | -11,675 | -8 | 1,078,818 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 358,015 | 1,090,493 | ||||||
| 2023-07-27 | 3 | Voigt Paul | VATE | Common Stock | D | 1,291,568 | ||||||||
| 2023-07-27 | 3 | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 58,611 | ||||||||
| 2023-06-20 | 2023-06-15 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 46,392 | 288,960 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 46,392 | 165,193 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 46,392 | 215,195 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 46,392 | 144,405 | ||||||
| 2023-05-23 | 2023-05-23 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1.4800 | 5,000 | 7 | 436,660 | ||||
| 2023-05-23 | 2023-05-18 | 4/A | BARR WAYNE JR | VATE | Common Stock | D | 1.5499 | 4,750 | 7 | 431,660 | ||||
| 2023-05-19 | 2023-05-18 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1.5499 | 4,750 | 7 | 431,660 | ||||
| 2023-03-31 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 88,737 | 426,910 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 87,600 | 732,478 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 85,324 | 276,258 | ||||||
| 2023-03-16 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2.9300 | -8,117 | -24 | 338,173 | ||||
| 2023-03-16 | 2023-03-13 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2.9600 | -5,895 | -17 | 346,290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 2.9300 | -8,412 | -25 | 644,878 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 2.9600 | -8,615 | -26 | 653,290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2.9300 | -8,060 | -24 | 190,934 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2.9600 | -9,381 | -28 | 198,994 | ||||
| 2022-11-15 | 2022-11-14 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 0.9299 | 10,000 | 9 | 352,185 | ||||
| 2022-11-15 | 2022-11-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9690 | 5,000 | 5 | 661,905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9680 | 5,000 | 5 | 656,905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9670 | 5,000 | 5 | 651,905 | ||||
| 2022-11-08 | 2022-11-04 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 98,013 | 98,013 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 108,801 | 118,801 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 112,500 | 168,803 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 112,500 | 242,568 | ||||||
| 2022-09-13 | 2022-09-09 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 1.4505 | 10,000 | 15 | 10,000 | ||||
| 2022-06-16 | 2022-06-15 | 4 | Lombard Shelly | VATE | Common Stock | D | 1.9100 | -35,000 | -67 | 31,298 | ||||
| 2022-05-10 | 2022-05-09 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2.7953 | 300,000 | 839 | 19,384,196 | ||||
| 2022-05-10 | 2022-05-06 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2.9246 | 100,242 | 293 | 19,084,196 | ||||
| 2022-04-22 | 2022-04-20 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.7642 | -5,184 | -20 | 208,375 | ||||
| 2022-04-21 | 2022-04-12 | 4/A | Herbst Suzi R | VATE | Common Stock | D | 3.7500 | -200 | -1 | 213,559 | ||||
| 2022-04-14 | 2022-04-12 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.7500 | 200 | 1 | 213,959 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 3.5719 | -8,626 | -31 | 343,306 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.5710 | -8,081 | -29 | 213,759 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 64,304 | 351,932 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Herbst Suzi R | VATE | Common Stock | D | 69,832 | 221,840 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 71,695 | 646,905 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 72,626 | 342,185 | ||||||
| 2022-01-04 | 2021-06-17 | 4 | Courtis Kenneth S. | VATE | Common Stock | D | 22,556 | 551,272 | ||||||
| 2021-08-11 | 2021-08-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.8599 | 2,500 | 10 | 269,559 | ||||
| 2021-07-12 | 3 | Percy Rockdale LLC | HCHC | Common Stock, par value $0.001 per share | D | 5,048,755 | ||||||||
| 2021-07-12 | 3 | Rio Royal LLC By: Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 24,462 | ||||||||
| 2021-07-08 | 2021-07-06 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4.0700 | -4,160 | -17 | 267,059 | ||||
| 2021-07-07 | 2021-07-06 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9252 | 116,565 | 458 | 3,139,405 | ||||
| 2021-07-07 | 2021-07-02 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 26,223 | 105 | 3,022,840 | ||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-4 Convertible Preferred Stock | I | 5.33 | 10,000 | 10,000 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-3 Convertible Preferred Stock | I | 3.52 | 6,125 | 6,125 | |||||
| 2021-07-01 | 2021-07-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9717 | 29,322 | 116 | 2,996,617 | ||||
| 2021-07-01 | 2021-06-29 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9965 | 33,829 | 135 | 2,967,295 | ||||
| 2021-06-28 | 2021-06-17 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 22,556 | 56,303 | ||||||
| 2021-06-24 | 2021-06-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9921 | 27,725 | 111 | 2,933,466 | ||||
| 2021-06-24 | 2021-06-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 15,492 | 62 | 2,905,741 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 22,556 | 130,068 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Lombard Shelly | HCHC | Common Stock | D | 22,556 | 66,298 | ||||||
| 2021-06-21 | 2021-06-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9320 | 11,588 | 46 | 2,890,249 | ||||
| 2021-06-21 | 2021-06-18 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9777 | 71,000 | 282 | 2,878,661 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 22,556 | 56,303 | ||||||
| 2021-06-04 | 2021-06-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 971 | 4 | 2,807,661 | ||||
| 2021-06-01 | 2021-05-28 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9854 | 3,327 | 13 | 2,806,690 | ||||
| 2021-06-01 | 2021-05-26 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9971 | 23,128 | 92 | 2,803,363 | ||||
| 2021-05-21 | 2021-05-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9592 | 16,191 | 64 | 2,780,235 | ||||
| 2021-05-21 | 2021-05-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9383 | 22,394 | 88 | 2,764,044 | ||||
| 2021-05-21 | 2021-05-19 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9677 | 51,000 | 202 | 2,741,650 | ||||
| 2021-05-12 | 2021-05-12 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.8003 | 69,233 | 263 | 2,690,650 | ||||
| 2021-05-12 | 2021-05-11 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7368 | 58,461 | 218 | 2,621,417 | ||||
| 2021-05-12 | 2021-05-10 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7324 | 83,159 | 310 | 2,562,956 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7500 | 2,500 | 9 | 271,219 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7000 | 2,500 | 9 | 268,719 | ||||
| 2021-04-27 | 2021-04-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9932 | 108,000 | 431 | 2,479,797 | ||||
| 2021-04-26 | 2021-04-22 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7387 | 53,500 | 200 | 2,371,797 | ||||
| 2021-04-26 | 2021-04-21 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7577 | 62,090 | 233 | 2,318,297 | ||||
| 2021-04-26 | 2021-04-20 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.5219 | 92,099 | 324 | 2,256,207 | ||||
| 2021-04-22 | 2021-04-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7387 | 53,500 | 200 | 2,371,797 | ||||
| 2021-04-22 | 2021-04-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7577 | 62,090 | 233 | 2,318,297 | ||||
| 2021-04-22 | 2021-04-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.5219 | 92,099 | 324 | 2,256,207 | ||||
| 2021-03-18 | 2021-03-16 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.8000 | 2,164,108 | 8,224 | 2,164,108 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3.5523 | -16,555 | -59 | 575,210 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 70,000 | 591,765 | ||||||
| 2021-03-17 | 2021-03-17 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.5500 | 1,500 | 5 | 266,219 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.6000 | 1,000 | 4 | 264,719 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7000 | 5,000 | 18 | 263,719 | ||||
| 2021-03-17 | 2021-03-15 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 100,000 | 258,719 | ||||||
| 2021-03-17 | 2021-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3.6599 | -669 | -2 | 287,628 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 66,000 | 288,297 | ||||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3.5983 | -9,619 | -35 | 152,008 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 60,000 | 161,627 | ||||||
| 2020-12-08 | 2020-11-20 | 4/A | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2.2700 | 2,259,080 | 5,128 | 5,073,217 | ||||
| 2020-12-08 | 2020-12-08 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4917 | 43,000 | 150 | 18,983,954 | ||||
| 2020-12-08 | 2020-12-07 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4868 | 197,548 | 689 | 18,940,954 | ||||
| 2020-12-08 | 2020-12-04 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4761 | 100,000 | 348 | 18,743,406 | ||||
| 2020-12-03 | 2020-12-03 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.5431 | 1,062,009 | 3,763 | 18,643,406 | ||||
| 2020-12-03 | 2020-12-02 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.3844 | 1,344,276 | 4,550 | 17,581,397 | ||||
| 2020-12-03 | 2020-12-01 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.3596 | 193,715 | 651 | 16,237,121 | ||||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Series B Non-Voting Participating Convertible Preferred Stoc | I | 21,433,793.53 | 1,000.0000 | 21,434 | 21,434 | 21,434 | |||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Common Stock | I | 11,891,539 | 11,891,539 | ||||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -308,224 | 0 | |||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2.2700 | 168,351 | 382 | 528,716 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Subscription Rights (right to buy) | I | 2.27 | -2,814,137 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2.2700 | 2,176,621 | 4,941 | 4,990,758 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -33,747 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2.2700 | 18,433 | 42 | 360,365 | ||||
| 2020-11-24 | 2020-11-16 | 4/A | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.3100 | -11,493 | -27 | 276,732 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Subscription Rights (right to buy) | I | 2.27 | -6,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Subscription Rights (right to buy) | D | 2.27 | -19,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.2700 | 3,276 | 7 | 9,276 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.2700 | 10,377 | 24 | 101,627 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.5081 | -1,497 | -4 | 521,765 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.4046 | -91,291 | -220 | 523,262 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -81,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.2700 | 44,242 | 100 | 614,553 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Subscription Rights (right to buy) | D | 2.27 | -18,300 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Common Stock | D | 2.2700 | 9,995 | 23 | 43,742 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Subscription Rights (right to buy) | D | 2.27 | -60,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 2.2700 | 32,771 | 74 | 158,719 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.5143 | -1,096 | -3 | 222,297 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.4040 | -66,554 | -160 | 223,393 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Subscription Rights (right to buy) | D | 2.27 | -24,196 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2700 | 13,215 | 30 | 289,947 | ||||
| 2020-11-17 | 2020-11-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.3100 | -11,493 | -27 | 276,732 | ||||
| 2020-09-10 | 2020-09-09 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Investment Agreement | I | 2.27 | 10,000 | 0 | |||||
| 2020-08-03 | 2020-07-30 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 33,747 | 341,932 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 31,034 | 107,512 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 31,034 | 125,948 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Lombard Shelly | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Stock Opion (right to buy) | D | 2.62 | 71,548 | 71,548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 198,398 | 288,225 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Stock Opion (right to buy) | D | 2.62 | 71,548 | 71,548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 198,398 | 570,311 | ||||||
| 2020-06-17 | 2020-06-16 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3.7900 | 40,000 | 152 | 2,814,137 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3.5800 | 70,600 | 253 | 2,774,137 | ||||
| 2020-06-17 | 2020-06-16 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.7833 | 515,000 | 1,948 | 4,151,867 | ||||
| 2020-06-17 | 2020-06-15 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.5864 | 446,233 | 1,600 | 3,636,867 | ||||
| 2020-06-09 | 2020-06-05 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3.1251 | 24,835 | 78 | 308,185 | ||||
| 2020-06-05 | 2020-06-04 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3.0000 | 32,746 | 98 | 283,350 | ||||
| 2020-06-05 | 2020-06-03 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 2.9500 | 13,268 | 39 | 250,604 | ||||
| 2020-06-04 | 2020-06-03 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.9615 | -20,000 | -59 | 89,827 | ||||
| 2020-06-04 | 2020-06-02 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.9177 | -20,000 | -58 | 109,827 | ||||
| 2020-06-04 | 2020-06-03 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.9721 | 162,000 | 481 | 3,190,634 | ||||
| 2020-06-04 | 2020-06-02 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.9170 | 300,000 | 875 | 3,028,634 | ||||
| 2020-06-04 | 2020-06-01 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.7209 | 52,224 | 142 | 2,728,634 | ||||
| 2020-06-04 | 2020-05-19 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.4990 | 13,910 | 35 | 2,676,410 | ||||
| 2020-06-04 | 2020-05-15 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.3990 | 84,500 | 203 | 2,662,500 | ||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474,672 | ||||||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474,672 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-20 | 3 | Lombard Shelly | HCHC | Common Stock | D | 0 | ||||||||
| 2020-03-17 | 2020-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2500 | -9,628 | -22 | 129,827 | ||||
| 2020-03-17 | 2020-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.2500 | -2,619 | -6 | 91,250 | ||||
| 2020-03-17 | 2020-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6800 | -19,717 | -53 | 93,869 | ||||
| 2020-03-16 | 2020-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2.5200 | -212,875 | -536 | 1,962,400 | ||||
| 2019-11-14 | 2019-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2200 | -11,256 | -25 | 139,455 | ||||
| 2019-06-17 | 2019-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 36,734 | 76,478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 36,734 | 94,914 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 36,734 | 71,478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 36,734 | 66,097 | ||||||
| 2019-03-19 | 2019-03-14 | 4/A | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.6120 | 6,000 | 16 | 6,000 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.6200 | -16,582 | -43 | 150,711 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.6237 | 5,750 | 15 | 167,293 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6200 | -5,260 | -14 | 113,586 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 71,565 | 118,846 | ||||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6530 | 3,770 | 10 | 47,281 | ||||
| 2019-03-19 | 2019-03-15 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2.6730 | 20,000 | 53 | 2,175,275 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.6200 | -31,789 | -83 | 371,913 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.6100 | 9,600 | 25 | 403,702 | ||||
| 2019-03-18 | 2019-03-14 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.6120 | 6,000 | 16 | 6,000 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3.0300 | -2,316 | -7 | 43,511 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3.0300 | -9,665 | -29 | 394,102 | ||||
| 2018-11-23 | 2018-11-21 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.0500 | 1,000 | 3 | 58,180 | ||||
| 2018-11-23 | 2018-11-20 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | 7.5% Conv Senior Note due 2022 (conv into common stock) | I | 4.38 | 570,776 | ||||||
| 2018-11-23 | 2018-11-14 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.4923 | 200 | 1 | 57,180 | ||||
| 2018-11-23 | 2018-11-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4.9500 | 400 | 2 | 56,980 | ||||
| 2018-11-23 | 2018-11-08 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5.2200 | 400 | 2 | 56,580 | ||||
| 2018-11-15 | 2018-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3.6500 | -11,256 | -41 | 161,543 | ||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.02 | -21,795 | 28,452 | |||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -150,000 | 84,608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.02 | -21,795 | 28,452 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -150,000 | 84,608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 6.0800 | -136,293 | -829 | 2,155,275 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.0200 | 21,795 | 88 | 2,291,568 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.0500 | 150,000 | 608 | 2,269,773 | ||||
| 2018-09-13 | 2018-09-05 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 2,119,773 | ||||||
| 2018-09-13 | 2018-07-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50,000 | 2,144,773 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.45 | 425,276 | 425,276 | |||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 1,134,852 | 2,194,773 | ||||||
| 2018-06-15 | 2018-05-31 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,059,921 | ||||||
| 2018-06-15 | 2018-05-08 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,084,921 | ||||||
| 2018-06-15 | 2018-04-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,109,921 | ||||||
| 2018-06-15 | 2018-04-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,134,921 | ||||||
| 2018-06-15 | 2018-04-02 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50,000 | 1,159,921 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 9,584 | 34,744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.45 | 70,880 | 70,880 | |||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Common Stock | D | 189,142 | 403,767 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 9,584 | 39,744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9,584 | 29,363 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 73,395 | 172,799 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 9,584 | 56,180 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 20,642 | 45,827 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | Common Stock | I | 5.3500 | 200,000 | 1,070 | 200,000 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5.7400 | -2,308 | -13 | 25,185 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.7400 | -8,114 | -47 | 214,625 | ||||
| 2018-03-13 | 2018-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5.7400 | -42,992 | -247 | 1,209,921 | ||||
| 2017-11-14 | 2017-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 99,404 | 99,404 | ||||||
| 2017-11-14 | 2017-11-13 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 4.9940 | -5,303 | -26 | 27,493 | ||||
| 2017-11-14 | 2017-11-10 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 4.9960 | -20,000 | -100 | 19,779 | ||||
| 2017-06-21 | 2017-06-19 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 10,526 | 25,160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 10,526 | 39,779 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 10,526 | 30,160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 10,526 | 46,596 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5.50 | 15,909 | 15,909 | |||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 42,617 | 136,534 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5.50 | 75,095 | 75,095 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 201,163 | 623,348 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.50 | 26,626 | 26,626 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 71,326 | 222,739 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.50 | 143,246 | 143,246 | |||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 383,725 | 1,252,913 | ||||||
| 2017-04-06 | 2017-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.8400 | -12,324 | -72 | 151,413 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.50 | 40,943 | 40,943 | |||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5.5000 | -46,316 | -255 | 869,188 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 109,677 | 915,504 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5.5000 | -6,019 | -33 | 32,796 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 15,909 | 38,815 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 5.5000 | -1,164 | -6 | 47,809 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9,091 | 48,973 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.50 | 8,266 | 8,266 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.5000 | -8,803 | -48 | 163,737 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 22,143 | 172,540 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5.50 | 14,802 | 14,802 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 5.5000 | -14,177 | -78 | 422,185 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 39,650 | 436,362 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 5.5000 | -5,124 | -28 | 31,240 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 36,364 | 36,364 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5.50 | 6,729 | 6,729 | |||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5.5000 | -6,439 | -35 | 93,917 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 18,026 | 100,356 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4.7600 | -12,797 | -61 | 150,397 | ||||
| 2016-11-16 | 2016-11-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.5348 | 21,000 | 95 | 805,827 | ||||
| 2016-11-15 | 2016-11-11 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 4.2679 | 5,000 | 21 | 19,634 | ||||
| 2016-11-15 | 2016-11-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.4065 | 31,200 | 137 | 784,827 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4.5485 | 10,000 | 45 | 163,194 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 4.5756 | 25,000 | 114 | 396,712 | ||||
| 2016-10-04 | 2016-09-30 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5.4500 | -51,718 | -282 | 82,330 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 5.4500 | -14,309 | -78 | 471,712 | ||||
| 2016-07-11 | 2016-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 3.8700 | -129,951 | -503 | 1,293,627 | ||||
| 2016-07-11 | 2016-05-21 | 4 | Estus Ian | HCHC | Common Stock | D | 4.1700 | -7,853 | -33 | 90,423 | ||||
| 2016-06-16 | 2016-06-14 | 4 | LEFFLER ROBERT V JR | HCHC | COMMON STOCK | D | 14,634 | 29,253 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | HILLMAN LEE S | HCHC | COMMON STOCK | D | 14,634 | 14,634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | GFELLER WARREN H | HCHC | COMMON STOCK | D | 14,634 | 14,634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | BARR WAYNE JR | HCHC | COMMON STOCK | D | 14,634 | 36,070 | ||||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 13.50 | 500,000 | 500,000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 7.50 | 500,000 | 500,000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 10.50 | 500,000 | 500,000 | |||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45,812 | ||||||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45,812 | ||||||||
| 2016-03-23 | 2016-03-21 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 134,048 | 134,048 | ||||||
| 2016-03-22 | 2016-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 66,666 | 153,194 | ||||||
| 2016-02-01 | 2016-01-29 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.93 | 6,848 | 6,848 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.08 | 200,000 | 200,000 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 5.90 | 100,742 | 100,742 | |||||
| 2015-11-09 | 2015-11-09 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.17 | 845,250 | 845,250 | |||||
| 2015-10-19 | 2015-10-15 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 | I | 7.5000 | -522,000 | -3,915 | 254,372 | ||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1,080,000 | ||||||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1,080,000 | ||||||||
| 2015-10-15 | 2015-10-15 | 4 | HRG GROUP, INC. | HCHC | Common Stock | I | 7.5000 | -4,678,395 | -35,088 | 0 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Voigt Paul | HCHC | Common Stock | D | 7.5000 | 100,000 | 750 | 486,021 | ||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 9.00 | 106,706 | 106,706 | |||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Common Stock | D | 261,021 | 386,021 | ||||||
| 2015-10-13 | 2015-10-12 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock | I | 7.9326 | -62,500 | -496 | 776,372 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 ("Common Stock") | I | 7.6505 | -25,000 | -191 | 838,872 | ||||
| 2015-10-09 | 2015-10-09 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 7.5000 | 540,000 | 4,050 | 1,423,578 | ||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.46 | 7,084 | 7,084 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.46 | -7,527 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.25 | 2,510 | 2,510 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.00 | -2,667 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.25 | 705,882 | 705,882 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -750,000 | 0 | |||||
| 2015-06-29 | 2015-06-29 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.1100 | -17,900 | -163 | 4,678,395 | ||||
| 2015-06-29 | 2015-06-26 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.0500 | -934,541 | -8,458 | 4,696,295 | ||||
| 2015-06-29 | 2015-06-25 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.5000 | -127,524 | -1,211 | 5,630,836 | ||||
| 2015-06-15 | 2015-06-11 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 5,435 | 14,619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 5,435 | 14,619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5,435 | 21,436 | ||||||
| 2015-05-27 | 2015-05-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 86,528 | 86,528 | ||||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9100 | -25,000 | -273 | 1,019,015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0400 | -15,000 | -166 | 1,044,015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0100 | -9,218 | -101 | 1,059,015 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9100 | -11,675 | -127 | 1,068,233 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9500 | -4,897 | -54 | 1,079,908 | ||||
| 2015-04-02 | 2015-03-31 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0200 | -60,886 | -671 | 1,084,805 | ||||
| 2015-03-31 | 2015-03-30 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.6000 | -32,615 | -378 | 1,145,691 | ||||
| 2015-03-31 | 2015-03-27 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.9500 | -14,029 | -168 | 1,178,306 | ||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 9.00 | 31,486 | 31,486 | |||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 77,023 | 154,106 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 9.00 | 4,832 | 4,832 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9,882 | 39,882 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Denson Craig | HCHC | Common Stock | D | 12,500 | 13,850 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 9.00 | 17,492 | 17,492 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Common Stock | D | 35,776 | 98,276 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 9.00 | 50,728 | 50,728 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Common Stock | D | 124,091 | 249,091 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 9.00 | 644 | 644 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Common Stock | D | 1,964 | 16,964 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 9.00 | 309,620 | 309,620 | |||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 881,550 | 883,578 | ||||||
| 2015-01-09 | 2015-01-07 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 8.25 | 169,697 | 169,697 | |||||
| 2014-11-21 | 2014-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 7.0000 | 725 | 5 | 16,001 | ||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.36 | 258,824 | 258,824 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.46 | 7,786 | 7,786 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.00 | 2,667 | 2,667 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.05 | 750,000 | 750,000 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.99 | 280,472 | 280,472 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.85 | 49,372 | 49,372 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.03 | 52,485 | 52,485 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.02 | 50,247 | 50,247 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.04 | 33,124 | 33,124 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.00 | 2,394 | 2,394 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.98 | 6,140 | 6,140 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.77 | 53,963 | 53,963 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.05 | 234,608 | 234,608 | |||||
| 2014-10-06 | 2014-10-01 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 9,184 | 9,184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9,184 | 9,184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 13,043 | 15,276 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 4.55 | 25,000 | 25,000 | |||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 125,000 | 125,000 | ||||||
| 2014-10-01 | 3/A | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 1,192,335 | ||||||||
| 2014-10-01 | 2014-09-22 | 4 | DG Capital Management, LLC | HCHC | Series A-1 Convertible Participating Preferred Stock | I | 1,000.0000 | 1,000 | 1,000 | 1,000 | ||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | 12,500 | 12,500 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | -12,500 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 962 | 962 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2,938 | 2,938 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2,988 | 2,988 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 5,612 | 5,612 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -962 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2,938 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2,988 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -5,612 | 0 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 4.06 | 12,500 | 12,500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 62,500 | 77,083 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 4.06 | 25,000 | 25,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Common Stock | D | 125,000 | 125,000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 4.06 | 6,000 | 6,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 30,000 | 30,000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 4.06 | 12,500 | 12,500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Common Stock | D | 62,500 | 62,500 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 4.06 | 3,000 | 3,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Common Stock | D | 15,000 | 15,000 | ||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-05-23 | 2014-05-21 | 4 | FALCONE PHILIP | HCHC | Stock Opion (right to buy) | D | 4.56 | 1,568,864 | 1,568,864 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Stock Option (right to buy) | D | 3.58 | 4,055 | 4,055 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Common Stock | D | 2,028 | 2,028 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 20,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -5,000 | 15,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 2,500 | 20,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -2,500 | 17,500 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 16,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -5,000 | 11,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 2,500 | 16,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -2,500 | 13,750 | ||||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Stock Option (right to buy) | D | 3.62 | 4,466 | 4,466 | |||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Common Stock | D | 2,233 | 2,233 | ||||||
| 2014-01-07 | 3 | FALCONE PHILIP See Footnotes | NONE | Common Stock | I | 3,837,114 | ||||||||
| 2014-01-07 | 2014-01-07 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 12,836 | 51 | 5,758,360 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 115,076 | 460 | 5,745,524 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 2,181 | 9 | 5,630,448 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 25,200 | 101 | 5,628,267 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 29,100 | 116 | 5,603,067 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 25,000 | 100 | 5,573,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 150,000 | 600 | 5,548,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 420,000 | 1,680 | 5,398,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 158,352 | 633 | 4,978,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 953,501 | 3,814 | 4,820,615 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 30,000 | 120 | 3,867,114 | ||||
| 2014-01-07 | 2014-01-03 | 4 | SINGER KAREN As the trustee of the Singer Children't Management Trust | PTGI | Common Stock | I | 4.0000 | -1,825,138 | -7,301 | 0 | ||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -5,000 | 112,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 10,667 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -10,667 | 106,333 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 2,500 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -2,500 | 114,500 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2.7900 | -6,197 | -17 | 11,525 | ||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 15,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 13,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 15,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 13,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,193 | 13,336 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4.0200 | -2,863 | -12 | 10,594 | ||||
| 2013-09-04 | 2013-08-30 | 4 | Ramlall Richard | PTGI | Common Stock | D | 4.0200 | -9,516 | -38 | 18,306 | ||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 13,457 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 9,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 9,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,536 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -1,536 | 10,386 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,631 | 27,822 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5,000 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5,000 | 20,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5,000 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5,000 | 20,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,632 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -2,632 | 22,559 | ||||||
| 2013-08-12 | 3 | Denson Craig | PTGI | Common Stock | D | 1,350 | ||||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | 11.9800 | -8,060 | -97 | 37,799 | ||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 45,859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 45,859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 37,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 37,175 | ||||||
| 2013-08-01 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 42,175 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 20,000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 117,000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 16,250 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5,000 | 14,583 | ||||||
| 2013-04-30 | 2013-04-30 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 12.5700 | -17,924 | -225 | 497,267 | ||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 41,586 | 515,191 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | -41,586 | 473,605 | ||||||
| 2013-04-17 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | 10.2300 | -1,710 | -17 | 38,491 | ||||
| 2013-04-02 | 2013-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 11.0500 | -17,924 | -198 | 515,191 | ||||
| 2013-01-02 | 2013-01-01 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 10.8700 | -35,728 | -388 | 533,115 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Keeley James C | PTGI | Common Stock | D | 10.5000 | -648 | -7 | 15,529 | ||||
| 2013-01-02 | 2012-12-31 | 4 | Day Andrew | PTGI | Common Stock | D | 10.8700 | -1,710 | -19 | 40,201 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Day Andrew | PTGI | Common Stock | D | 10.5000 | -774 | -8 | 41,911 | ||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5,000 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 23,649 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 1,667 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 7,369 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5,000 | ||||||||
| 2012-08-02 | 2012-08-01 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 32,000 | 112,000 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 16.6300 | -1,754 | -29 | 11,922 | ||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 13,676 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 12,141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 10,141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16.6300 | -5,948 | -99 | 26,835 | ||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3,801 | 32,783 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 5,000 | 28,982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | -5,000 | 23,982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 16.6300 | -7,967 | -132 | 25,191 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,632 | 33,158 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 10,000 | 30,526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | -10,000 | 20,526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 16.6300 | -3,046 | -51 | 16,177 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 19,223 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 17,030 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 15,030 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 15,000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 80,000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 11,250 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5,000 | 9,583 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6,000 | 17,034 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6,579 | 11,034 | ||||||
| 2012-04-17 | 2011-12-31 | 4/A | Keeley James C | PTGI | Common Stock | D | 12.6600 | -1,261 | -16 | 15,773 | ||||
| 2012-04-17 | 2012-04-15 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 12,141 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16.7600 | -1,223 | -20 | 28,982 | ||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3,801 | 30,205 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,631 | 30,526 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 16.7600 | -936 | -16 | 17,030 | ||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,966 | ||||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (4) | D | 16.0800 | -17,549 | -282 | 568,843 | ||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (3) | D | 62,380 | 586,392 | ||||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (2) | D | 16.1300 | -34,508 | -557 | 524,012 | ||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (1) | D | 81,774 | 558,520 | ||||||
| 2012-01-04 | 2011-12-31 | 4 | Keeley James C | PTGI | Common Stock | D | 12.6600 | -1,261 | -16 | 12,440 | ||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 6,000 | ||||||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4,606 | ||||||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11.71 | 10,000 | 10,000 | |||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 10,000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 62,380 | 471,246 | ||||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11.71 | 10,000 | 10,000 | |||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 75,000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 20,000 | 70,000 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 20,000 | 27,895 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 7,895 | 7,895 | ||||||
| 2011-03-31 | 3 | Lawson Tracy | NONE | Common Stock | D | 404 | ||||||||
| 2011-03-09 | 3 | SINGER KAREN As the trustee of the Singer Children's Management Trust | PMUG | Common Stock | I | 1,673,606 | ||||||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | PMUG | Class A-1 Warrants | I | 12.22 | 1.7000 | -100,000 | -170 | 106,832 | |||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.6475 | -50,000 | -382 | 484,795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.1500 | -110,000 | -786 | 534,795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.3000 | -35,000 | -256 | 644,795 | ||||
| 2009-08-28 | 2009-08-25 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.0846 | -280,000 | -1,984 | 679,795 | ||||
| 2009-08-20 | 2009-08-19 | 4 | Southpaw Asset Management LP | PMUG | Common Stock | I | 5.8000 | -33,000 | -191 | 959,795 | ||||
| 2009-07-13 | 3 | Wyman Kevin | PRTL | Common Stock | I | 992,795 |
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)
