Statistik Asas
| CIK | 1314223 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Amber International Holding Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| February 24, 2022 |
AMBR / Amber Road, Inc. / OAKTOP CAPITAL MANAGEMENT II, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) 12/31/2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
|
| July 12, 2019 |
AMBR / Amber Road, Inc. 15-12B - - 15-12B 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36360 Amber Road, Inc. (Exact name of registrant as specified in |
|
| July 11, 2019 |
AMBR / Amber Road, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 02318Y108 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike, Chadds Ford, PA 1 |
|
| July 3, 2019 |
AMBR / Amber Road, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive N |
|
| July 3, 2019 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing P |
|
| July 2, 2019 |
AMBR / Amber Road, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on July 2 2019 Registration No. |
|
| July 2, 2019 |
AMBR / Amber Road, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on July 2, 2019 Registration No. |
|
| July 2, 2019 |
EX-3.1 Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AMBER ROAD, INC. * * * * * * * * ARTICLE I. The name of the corporation (the “Corporation”) is: Amber Road, Inc. ARTICLE II. The address of the registered office of the Corporation in the State of Delaware is: Corporation Service Company, 251 Little Falls Drive, Wilmington, County of New Castle, Delaware, 19808. The nam |
|
| July 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2019 AMBER ROAD, INC. |
|
| July 2, 2019 |
EX-99.1 Exhibit 99.1 E2open Completes Acquisition of Amber Road With Amber Road, E2open expands global trade management offerings on leading cloud-based end-to-end supply chain platform AUSTIN, Texas – July 2, 2019 – E2open, LLC (“E2open”), the one place in the cloud to run your supply chain, today announced the completion of its previously announced acquisition of Amber Road, Inc. (NYSE: AMBR) (“ |
|
| July 2, 2019 |
Second Amended and Restated Bylaws of Amber Road, Inc., effective as of July 2, 2019. EX-3.2 Exhibit 3.2 AMBER ROAD, INC. a Delaware Corporation SECOND AMENDED AND RESTATED BYLAWS ARTICLE I. OFFICES. The registered office of Amber Road, Inc. (the “Corporation”) shall be located in the state of Delaware and shall be at such address as shall be set forth in the Certificate of Incorporation of the Corporation, originally filed with the Secretary of State of the State of Delaware on Oc |
|
| July 2, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 15, 2019 pursuant to the provisions of Rule 12d2-2 (a). |
|
| July 2, 2019 |
AMBR / Amber Road, Inc. SC 14D9/A - - AMENDMENT NO. 3 TO SCHEDULE 14D-9 Amendment No. 3 to Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 3) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AMBER ROAD, INC. (Name of Subject Company) AMBER ROAD, INC. (Name of Person Filing Statement) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Numbe |
|
| July 2, 2019 |
AMBR / Amber Road, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO/A (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) AMBER ROAD, INC. (Name of Subject Company (Issuer)) CHICAGO MERGER SUB, INC. (Names of Filing Persons (Offeror)) EAGLE PARENT HOLDINGS, LLC (Names of Filing Persons (Parent o |
|
| July 2, 2019 |
E2open and Amber Road Announce Successful Tender Offer EX-99.(a)(5)(A) Exhibit (a)(5)(A) FOR IMMEDIATE RELEASE E2open and Amber Road Announce Successful Tender Offer AUSTIN, Texas and EAST RUTHERFORD, NJ —July 2, 2019 —E2open, LLC (“E2open”), the one place in the cloud to run your supply chain, and Amber Road, Inc. (NYSE: AMBR) (“Amber Road”) today announced the successful completion of the previously commenced cash tender offer by Chicago Merger Sub, |
|
| June 24, 2019 |
AMBR / Amber Road, Inc. SC 14D9/A - - AMENDMENT NO. 2 TO SCHEDULE 14D-9 Amendment No. 2 to Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 2) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AMBER ROAD, INC. (Name of Subject Company) AMBER ROAD, INC. (Name of Person Filing Statement) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Numbe |
|
| June 14, 2019 |
AMBR / Amber Road, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communi |
|
| June 13, 2019 |
AMBR / Amber Road, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO/A (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) AMBER ROAD, INC. (Name of Subject Company (Issuer)) CHICAGO MERGER SUB, INC. (Names of Filing Persons (Offeror)) EAGLE PARENT HOLDINGS, LLC (Names of Filing Persons (Parent o |
|
| June 13, 2019 |
Exhibit (a)(6) Exhibit (a)(6) UNITED STATES DISTRICT COURT DISTRICT OF DELAWARE PATRICK PLUMLEY, Individually and On ) Behalf of All Others Similarly Situated, ) ) Plaintiff, ) Case No. |
|
| June 13, 2019 |
AMBR / Amber Road, Inc. SC 14D9/A - - AMENDMENT NO. 1 TO SCHEDULE 14D-9 Amendment No. 1 to Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 1) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AMBER ROAD, INC. (Name of Subject Company) AMBER ROAD, INC. (Name of Person Filing Statement) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Numbe |
|
| June 3, 2019 |
EX-99.(a)(5)(A) Exhibit (a)(5)(A) June 3, 2019 Dear Stockholder: On behalf of the Board of Directors of Amber Road, Inc., I am pleased to inform you that on May 12, 2019, Amber Road agreed to be acquired by Eagle Parent Holdings, LLC (“Parent”), a Delaware limited liability company and an affiliate of E2open, LLC (“E2open”), pursuant to the terms of an Agreement and Plan of Merger (the “Merger Agr |
|
| June 3, 2019 |
AMBR / Amber Road, Inc. SC 14D9 - - SCHEDULE 14D9 Schedule 14D9 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 AMBER ROAD, INC. (Name of Subject Company) AMBER ROAD, INC. (Name of Person Filing Statement) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number of Class of Securi |
|
| June 3, 2019 |
AMBR / Amber Road, Inc. SC TO-T - - SC TO-T SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 AMBER ROAD, INC. (Name of Subject Company (Issuer)) CHICAGO MERGER SUB, INC. (Names of Filing Persons (Offeror)) EAGLE PARENT HOLDINGS, LLC (Names of Filing Persons (Parent of Offeror)) E2OPEN, LLC INSIGHT VENTU |
|
| June 3, 2019 |
EX-99.(d)(3) Exhibit (d)(3) JOINDER AGREEMENT This Joinder Agreement (the “Joinder”) is made, executed and delivered by each of Insight Venture Management, LLC (with its Affiliates, “Insight”) and Elliott Management Corporation (“Elliott”) as of April 30, 2019. RECITALS: WHEREAS, the Non-Disclosure Agreement attached hereto as Exhibit A (the “Confidentiality Agreement”) has been executed and deliv |
|
| June 3, 2019 |
EX-99.(a)(1)(F) Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase (as defined below) and the related Letter of Transmittal (as defined below) and any amendments or supplements thereto. The Offeror (as defined below) is not aware of any state where |
|
| June 3, 2019 |
EX-99.(A)(1)(D) 5 d746440dex99a1d.htm EX-99.(A)(1)(D) Exhibit (a)(1)(D) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of AMBER ROAD, INC. at $13.05 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 3, 2019 by CHICAGO MERGER SUB, INC. an indirect wholly owned subsidiary of EAGLE PARENT HOLDINGS, LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTE |
|
| June 3, 2019 |
GOLUB CAPITAL MARKETS LLC 666 Fifth Avenue New York, New York 10103 EX-99.(B)(1) 8 d746440dex99b1.htm EX-99.(B)(1) Exhibit (b)(1) EXECUTION VERSION GOLUB CAPITAL MARKETS LLC 666 Fifth Avenue New York, New York 10103 CONFIDENTIAL May 12, 2019 E2open, LLC c/o Insight Venture Management, LLC 1114 Avenue of the Americas, 36th Floor New York, NY 10036 Attention: Kevin Hurth Project Ampersand Commitment Letter Ladies and Gentlemen: You have advised Golub Capital Markets |
|
| June 3, 2019 |
EX-99.(d)(4) Exhibit (d)(4) May 7, 2019 CONFIDENTIAL Amber Road, Inc. One Meadowlands Plaza East Rutherford, NJ 07073 Attention: James Preuninger Dear James: Based upon our discussions and in consideration of the significant time and resources that E2open, LLC (“E2open”) and Insight Venture Management, LLC (“Insight”) have devoted to date, and plan to devote following the date hereof, in each case |
|
| June 3, 2019 |
c/o Elliott Management Corporation 40 West 57th Street New York, NY 10019 May 12, 2019 EX-99.(d)(6) Exhibit (d)(6) EXECUTION VERSION c/o Elliott Management Corporation 40 West 57th Street New York, NY 10019 May 12, 2019 Eagle Parent Holdings, LLC 9600 Great Hills Trail, Suite 300E Austin, TX 78759 Attn: Laura Fese Re: Equity Commitment Letter Ladies and Gentlemen: This letter agreement sets forth the commitment of the parties set forth on the signature pages hereto as the “Investors |
|
| June 3, 2019 |
EX-99.(A)(1)(C) 4 d746440dex99a1c.htm EX-99.(A)(1)(C) Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY for Tender of Shares of Common Stock of AMBER ROAD, INC. at $13.05 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 3, 2019 by CHICAGO MERGER SUB, INC. an indirect wholly owned subsidiary of EAGLE PARENT HOLDINGS, LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFT |
|
| June 3, 2019 |
EX-99.(a)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL to Tender Shares of Common Stock of AMBER ROAD, INC. at $13.05 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 3, 2019 by CHICAGO MERGER SUB, INC. An indirect wholly owned subsidiary of EAGLE PARENT HOLDINGS, LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON JULY 1, 2019 UNLESS |
|
| June 3, 2019 |
NONDISCLOSURE AND STANDSTILL AGREEMENT EX-99.(d)(2) Exhibit (d)(2) EXECUTION COPY NONDISCLOSURE AND STANDSTILL AGREEMENT This NONDISCLOSURE AND STANDSTILL AGREEMENT is effective as of April 24, 2019 between E2open, LLC, a Delaware limited liability company with offices located at 9600 Great Hills Trail, Suite 300E, Austin, TX 78759 (“E2open”), and Amber Road, Inc., a Delaware corporation with offices located at One Meadowlands Plaza, E |
|
| June 3, 2019 |
EX-99.(d)(5) Exhibit (d)(5) EXECUTION VERSION c/o Insight Venture Partners, LLC 1114 Avenue of the Americas, 36th Floor New York, NY 10036 May 12, 2019 Eagle Parent Holdings, LLC 9600 Great Hills Trail, Suite 300E Austin, TX 78759 Attn: Laura Fese Re: Equity Commitment Letter Ladies and Gentlemen: This letter agreement sets forth the commitment of the parties set forth on the signature pages heret |
|
| June 3, 2019 |
EX-99.(a)(1)(E) Exhibit (a)(1)(E) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of AMBER ROAD, INC. at $13.05 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 3, 2019 by CHICAGO MERGER SUB, INC. an indirect wholly owned subsidiary of EAGLE PARENT HOLDINGS, LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON JULY 1, 2 |
|
| June 3, 2019 |
EX-99.(a)(1)(A) Table of Contents Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of AMBER ROAD, INC. at $13.05 Per Share, Net In Cash by CHICAGO MERGER SUB, INC. an indirect wholly owned subsidiary of EAGLE PARENT HOLDINGS, LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON JULY 1, 2019, UNLESS THE OFFER IS EXTENDED O |
|
| May 23, 2019 |
AMBR / Amber Road, Inc. / Chicago Merger Sub, Inc. - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amber Road, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 02318Y108 (CUSIP Number) Chicago Merger Sub, Inc. Eagle Parent Holdings, LLC c/o Laura Fese E2open, LLC 9600 Great Hills Trail, Suite 300E Austin, Texas 78759 (866) 432-6736 |
|
| May 23, 2019 |
EX-99.3 Exhibit 99.3 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the signature page hereto (“Stockholder” |
|
| May 23, 2019 |
EX-99.5 Exhibit 99.5 May 12, 2019 CONFIDENTIAL TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the signature page hereto (“Stoc |
|
| May 23, 2019 |
EX-99.4 4 d748519dex994.htm EX-99.4 Exhibit 99.4 May 12, 2019 CONFIDENTIAL TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the |
|
| May 23, 2019 |
EX-99.6 Exhibit 99.6 May 12, 2019 CONFIDENTIAL TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the signature page hereto (“Stoc |
|
| May 23, 2019 |
AMBR / Amber Road, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment SC 13D 1 ambr0519.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 02318Y108 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pi |
|
| May 23, 2019 |
EX-99.7 Exhibit 99.7 May 12, 2019 CONFIDENTIAL TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the signature page hereto (“Stoc |
|
| May 23, 2019 |
EX-99.8 Exhibit 99.8 May 12, 2019 CONFIDENTIAL TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc., a Delaware corporation (“Purchaser”), and the Person listed as “Stockholder” on the signature page hereto (“Stoc |
|
| May 23, 2019 |
EX-99.1 2 d748519dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The unders |
|
| May 20, 2019 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Amber Road, Inc. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) May 13, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
|
| May 14, 2019 |
TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of May 12, 2019, is entered into by and among Eagle Parent Holdings, LLC, a Delaware limited liability company (“Parent”), Chicago Merger Sub, Inc. |
|
| May 14, 2019 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing P |
|
| May 13, 2019 |
AMBR / Amber Road, Inc. SC TO-C SCHEDULE TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 AMBER ROAD, INC. (Name of Subject Company (Issuer)) CHICAGO MERGER SUB, INC. (Names of Filing Persons (Offeror)) EAGLE PARENT HOLDINGS, LLC (Names of Filing Persons (Parent of Offeror)) E2OPEN, LLC INSIGHT VENTURE PARTN |
|
| May 13, 2019 |
E2open and Amber Road Announce Definitive Acquisition Agreement EX-99.1 2 e29509677b.htm PRESS RELEASE Exhibit 99.1 E2open and Amber Road Announce Definitive Acquisition Agreement Customers to receive unprecedented integration of E2open’s and Amber Road’s end-to-end supply chain and global trade management capabilities – delivered with the speed of the cloud. AUSTIN, Texas and EAST RUTHERFORD, NJ— May 13, 2019 — E2open and Amber Road, Inc. (NYSE: AMBR) (“Amber |
|
| May 13, 2019 |
EX-99.1 2 d748607dex991.htm EX-99.1 Exhibit 99.1 E2open and Amber Road Announce Definitive Acquisition Agreement Customers to receive unprecedented integration of E2open’s and Amber Road’s end-to-end supply chain and global trade management capabilities – delivered with the speed of the cloud. AUSTIN, Texas and EAST RUTHERFORD, NJ — May 13, 2019 — E2open and Amber Road, Inc. (NYSE: AMBR) (“Amber R |
|
| May 13, 2019 |
EX-99.2 Exhibit 99.2 Transaction FAQ Note: E2open’s merger with Amber Road is subject to customary closing conditions, including regulatory approval. Please refer to the related press release announcing the merger. What are the terms of the transaction? E2open today announced that it has entered into a definitive agreement to acquire Amber Road (NYSE: AMBR) for $13.05 per share in an all-cash tran |
|
| May 13, 2019 |
EX-99.6 Exhibit 99.6 Customer FAQ Note: E2open’s merger with Amber Road is subject to customary closing conditions, including regulatory approval. Please refer to the related press release announcing the merger. What is E2open? E2open is one of the premier cloud-based providers of networked supply chain solutions, featuring a complete portfolio of applications that enable the world’s most complex |
|
| May 13, 2019 |
EX-99.4 5 d748607dex994.htm EX-99.4 Exhibit 99.4 Dear Valued Customer- I am pleased to inform you that effective today, Amber Road has entered into a definitive agreement to be acquired by E2open. This is a compelling, highly complementary combination that will ultimately drive significant value for you and your organization. The combination of E2open and Amber Road creates a premier offering in t |
|
| May 13, 2019 |
EX-99.3 Exhibit 99.3 Dear Amber Road team members, I am writing to share with you that Amber Road has entered into a definitive agreement to be acquired by E2open, LLC, a leading provider of supply chain management solutions and a portfolio company of Insight Partners. A copy of the press release announcing the merger is attached. E2open’s cloud-based supply chain platform enables companies to use |
|
| May 13, 2019 |
EX-99.5 6 d748607dex995.htm EX-99.5 Exhibit 99.5 Employee FAQ Note: E2open’s merger with Amber Road is subject to customary closing conditions, including regulatory approval. Please refer to the related press release announcing the merger. What is E2open? E2open is one of the premier cloud-based providers of networked supply chain solutions, featuring a complete portfolio of applications that enab |
|
| May 13, 2019 |
AMBR / Amber Road, Inc. SC14D9C SC14D9C SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AMBER ROAD, INC. (Name of Subject Company) AMBER ROAD, INC. (Name of Person Filing Statement) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number of Class of Securities) Jim |
|
| May 13, 2019 |
EX-2.1 2 d748255dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among EAGLE PARENT HOLDINGS, LLC CHICAGO MERGER SUB, INC. AMBER ROAD, INC. And E2OPEN, LLC, solely for purposes of Section 9.17 Dated as of May 12, 2019 TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.01. Commencement of the Offer 2 Section 1.02. Conditions of the Offer 2 Section 1.03. Expiration of the Offer 3 |
|
| May 13, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2019 AMBER ROAD, INC. |
|
| May 13, 2019 |
EX-99.1 Exhibit 99.1 E2open and Amber Road Announce Definitive Acquisition Agreement Customers to receive unprecedented integration of E2open’s and Amber Road’s end-to-end supply chain and global trade management capabilities – delivered with the speed of the cloud. AUSTIN, Texas and EAST RUTHERFORD, NJ — May 13, 2019 — E2open and Amber Road, Inc. (NYSE: AMBR) (“Amber Road”), today announced they |
|
| May 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (E |
|
| May 9, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 AMBER ROAD, INC. |
|
| May 9, 2019 |
Amber Road Announces First Quarter 2019 Financial Results Exhibit 99.1 Amber Road Announces First Quarter 2019 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-May 9, 2019-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the first quarter ended March 31, 2019. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “I am very pleased with our results for |
|
| April 18, 2019 |
EX-99 2 exhibit1.htm EXHIBIT 1 Altai Capital Responds to Amber Road’s Postponement of Annual Meeting Company’s Action Constitutes Unnecessary Delay and Hinders Shareholders’ Ability to Elect Representatives to the Board Underscores Need for Change on the Board by Electing Altai Capital’s Highly Qualified Nominees Marshall Heinberg and Jim Watson NEW YORK-(BUSINESS WIRE)-Altai Capital Management, L |
|
| April 18, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Amber Road, Inc. |
|
| April 18, 2019 |
AMBR / Amber Road, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| April 18, 2019 |
Amber Road Announces Postponement of the 2019 Annual Meeting of Stockholders EX-99.1 2 a51971397ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Announces Postponement of the 2019 Annual Meeting of Stockholders EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-April 18, 2019-Amber Road, Inc. (NYSE: AMBR) (the “Company”) today announced that its Board of Directors has determined to postpone the 2019 Annual Meeting of Stockholders, originally scheduled for May 7, 2019. The Board has decid |
|
| April 18, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 AMBER ROAD, INC. |
|
| April 16, 2019 |
AMBR / Amber Road, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| April 15, 2019 | ||
| April 15, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Amber Road, Inc. |
|
| April 15, 2019 |
begin 644 p19-1007exhibit1.pdf M)5!$1BTQ+C4-)>+CS],-"C$X-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" W M,#@V.3@O3R Q.#%LQ.#4@ M,C-=+TEN9F\@,3@T(# @4B],96YG=&@@.#(O4')E=B W,#@P.#@O4F]O=" Q M.#8@,"!2+U-I>F4@,C X+U1Y<&4O6%)E9B]76S$@,B Q73X^R!A6L[ Q,C@ 3**@1&=^,^HP<@P 9K X<#0IE;F1S=')E M86T-96YD;V)J#7-T87)T>')E9@T*, T*)25%3T8-"B @(" @(" @#0HR,#<@ M,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+TD@-30R+TP@-3(V+TQE;F=T M:" |
|
| April 9, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Amber Road, Inc. |
|
| April 9, 2019 |
EXHIBIT 2 April 9, 2019 To Our Fellow Amber Road Shareholders: I am writing on behalf of Altai Capital Management, L. |
|
| April 9, 2019 |
EXHIBIT 1 Altai Capital Files Definitive Proxy Statement to Elect Two Highly Qualified Nominees to Amber Road’s Board and Mails Letter to Shareholders Urges Shareholders to Vote on the GOLD Proxy Card to Elect Both of Altai’s Highly Qualified and Independent Nominees Marshall Heinberg and Jim Watson Believes Amber Road’s Nominees Rudy Howard and Andre G. |
|
| April 8, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. DEFC14A 1 p19-0944defc14a.htm AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additio |
|
| April 8, 2019 |
AMBR / Amber Road, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| April 5, 2019 |
AMBR / Amber Road, Inc. DEFC14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
|
| April 3, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 2, 2019 |
AMBR / Amber Road, Inc. PRER14A PRER14A 1 ncp10000737x2prer14a.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement Confidential, for Use of the Commission Only (a |
|
| April 2, 2019 |
AMBR / Amber Road, Inc. CORRESP - - dentons.com Via EDGAR and Federal Express April 2, 2019 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Amber Road, Inc. PREC14A preliminary proxy statement filing made on Schedule 14A Filed on March 25, 2019 by Amber Road, Inc. File No. 001-36360 Dear Mr. Panos: We are counsel to Amber Road, Inc. (“Amber Road” or the “ |
|
| March 26, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Under Rule 14a-12 Amber Road, Inc. |
|
| March 25, 2019 |
AMBR / Amber Road, Inc. PREC 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement D |
|
| March 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Exact |
|
| March 5, 2019 |
Exhibit 10.20 AMBER ROAD, INC. 2012 Omnibus Incentive Compensation Plan Employee Restricted Stock Units Award Agreement This Restricted Stock Units Award Agreement (the "Award Agreement") dated as of [ , 2018] (the "Grant Date") by and between Amber Road, Inc. (the "Company") and ("Grantee") memorializes the grant of the number of Restricted Stock Units (the "Units") indicated below under the Comp |
|
| March 5, 2019 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Amber Road, Inc. Amber Road UK, Ltd. (United Kingdom) Amber Road Software Private, Ltd. (India) Amber Road Switzerland, AG (Switzerland) Amber Road Holdings, Inc. (Delaware) Sunrise International Ltd. (Barbados) Amber Road China, Ltd. (People’s Republic of China) Amber Road (International), Inc. (Cayman Islands) Amber Road (Shenzhen) Co. Ltd. (People’s Republic of Chin |
|
| March 5, 2019 |
Exhibit 10.21 AMBER ROAD, INC. 2012 Omnibus Incentive Compensation Plan Employee Performance Shares Award Agreement (Replacement) Amber Road, Inc., a Delaware corporation (the “Company”), hereby awards [] (the “Grantee”) [] performance shares (the “Performance Shares”) as of [ , 2017 (the “Grant Date”), subject to the terms and conditions set forth in this Performance Shares Award Agreement (the “ |
|
| March 5, 2019 |
Amendment No.4 to Credit Agreement, dated as of March 4, 2015, between the Registrant and KeyBank Exhibit 10.26 AMENDMENT NO. 4 TO CREDIT AGREEMENT This AMENDMENT NO. 4 TO CREDIT AGREEMENT (this “Amendment”) is entered into as of December 26, 2018, 2018 between AMBER ROAD, INC., a Delaware corporation (the “Borrower”), and KEYBANK NATIONAL ASSOCIATION (the “Lender”). RECITALS: A. The Borrower and the Lender are parties to the Credit Agreement, dated as of March 4, 2015 (as amended by that cert |
|
| February 26, 2019 |
EX 99.1 Company Overview February 2019 Safe Harbor Statement This presentation contains "forward-looking" statements. These statements identify substantial risks and uncertainties and relate to future events or our future financial performance. In some cases, you can identify forward-looking statements by terminology such as “may,” “will,” “could,” “should,” “expect,” “intend,” “plan,” “anticipate |
|
| February 26, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2019 AMBER ROAD, INC. |
|
| February 26, 2019 |
EX 99.2 Security Ownership of Directors and Executive Officers The following table sets forth certain information regarding the beneficial ownership of the common stock of Amber Road, Inc. (the “Company”) as of February 25, 2019 by each director, and the executive officers, of the Company. There were 28,076,326 shares of our common stock outstanding as of February 25, 2019. Unless otherwise indica |
|
| February 26, 2019 |
DEFA14A 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2019 AMBER ROAD, INC. (Exact name of Registrant as specified in its charter) Delaware 001-36360 22-2590301 (State of incorporation) (Commission Fil |
|
| February 26, 2019 |
EX 99.1 Company Overview February 2019 Safe Harbor Statement This presentation contains "forward-looking" statements. These statements identify substantial risks and uncertainties and relate to future events or our future financial performance. In some cases, you can identify forward-looking statements by terminology such as “may,” “will,” “could,” “should,” “expect,” “intend,” “plan,” “anticipate |
|
| February 26, 2019 |
EX-99.2 3 ex992.htm EXHIBIT 99.2 EX 99.2 Security Ownership of Directors and Executive Officers The following table sets forth certain information regarding the beneficial ownership of the common stock of Amber Road, Inc. (the “Company”) as of February 25, 2019 by each director, and the executive officers, of the Company. There were 28,076,326 shares of our common stock outstanding as of February |
|
| February 13, 2019 |
AMBR / Amber Road, Inc. / Oaktop Capital Management II, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) 12/31/2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
|
| February 12, 2019 |
AMBR / Amber Road, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G/A Passive Investment SC 13G/A 1 d646721dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
|
| February 11, 2019 |
Amber Road Announces Fourth Quarter and Full Year 2018 Financial Results Exhibit 99.1 Amber Road Announces Fourth Quarter and Full Year 2018 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-February 11, 2019-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the fourth quarter and full year ended December 31, 2018. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “ |
|
| February 11, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51938903.htm AMBER ROAD, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2019 AMBER ROAD, INC. (Exact name of Registrant as specified in its charter) Delaware 001-36360 22-2590301 (State of incorporation) |
|
| January 22, 2019 |
Amber Road, Inc. Confirms Receipt of Director Nominations Exhibit 99.1 Amber Road, Inc. Confirms Receipt of Director Nominations EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-January 22, 2019-Amber Road, Inc. (NYSE: AMBR), a leading provider of cloud-based global trade management (GTM) solutions, today confirmed that it has received notice that Altai Capital Management, L.P. intends to nominate two candidates for election to Amber Road’s Board of Directors at th |
|
| January 22, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2019 AMBER ROAD, INC. |
|
| January 22, 2019 |
AMBR / Amber Road, Inc. AMBER ROAD, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2019 AMBER ROAD, INC. |
|
| January 22, 2019 |
Press release issued by Amber Road, Inc. on January 22, 2019 Exhibit 99.1 Amber Road, Inc. Confirms Receipt of Director Nominations EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-January 22, 2019-Amber Road, Inc. (NYSE: AMBR), a leading provider of cloud-based global trade management (GTM) solutions, today confirmed that it has received notice that Altai Capital Management, L.P. intends to nominate two candidates for election to Amber Road’s Board of Directors at th |
|
| January 18, 2019 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing Principal Alt |
|
| January 18, 2019 |
EXHIBIT 99.3 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D with respect to the common stock of Amber Road, Inc. is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(f) under the Securities Exchange Act of 1934, a |
|
| January 18, 2019 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Amber Road, Inc. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 18, 2019 |
EX-99.2 2 p19-0199exh992.htm FORM OF NOMINEE AGREEMENT EXHIBIT 99.2 FORM OF NOMINEE AGREEMENT [Nominee Address] Dear [Nominee]: This will confirm our understanding as of [—], 2019, as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the “Slate”) to be proposed by Altai Capital Management, L.P. or an affiliate thereof (the “Nominating Person”), |
|
| December 20, 2018 |
Amber Road Publishes a Letter to Stockholders Exhibit 99.1 Amber Road Publishes a Letter to Stockholders EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-December 20, 2018-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today published a letter to stockholders reaffirming the Board of Directors’ confidence in the Company’s business potential and long-term growth strategy. The full text of the letter can be v |
|
| December 20, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2018 AMBER ROAD, INC. |
|
| December 17, 2018 |
<5:!-R@J MO(7!HL6S H45!2BNMFETOB]_1G2W=*J-;@IG4[B"";Z:6I&0*Y1#)A3VJY44 MU0Q,!9-\!87! begin 644 p18-2255lettertoboard.pdf M)5!$1BTQ+C4-)>+CS],-"CF4@,3$Q+U1Y<&4O6%)E9B]76S$@,R Q73X^"2*8:L!H&,/D 3)J Q7O [%(P.QK, [email protected]@D5<@DJL%;$X.B-PY'\Q. Y*,O3/ [!@0&:(/)/KF1@ KKG.M@E M#(Q4(\S,.W^#!!@ ,6+$E@-"F5N9'-T@<4Z6TJD#RA$'&S)DSI\LW '1[&*Z]7R+D^+:=35* M@KRYQ0\%.K*SYW.T.$?''!1DKKU)"BZ+7K-E#6];2=7SG:KML)%LP(# @-C$R M(#&*9,DH!@F7+H03BF MI4W8Y\]\5"[+:K+)9QX[=8(1"'8S&/ O#\W%I,D;5%Q,**:@."7#8Q-IY( |
|
| December 17, 2018 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing P |
|
| December 17, 2018 |
December 17, 2018 VIA EMAIL Barry M. V. Williams Chairman of the Board Amber Road, Inc. 1 Meadowlands Plaza East Rutherford, NJ 07073 CC: Board of Directors of Amber Road Dear Mr. Williams and Members of the Board: Altai Capital Management, L.P. (“Altai Capital”) is a beneficial owner of approximately 8.6% of the outstanding common stock of Amber Road, Inc. (“Amber Road” or the “Company”), making |
|
| November 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC |
|
| November 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 AMBER ROAD, INC. |
|
| November 8, 2018 |
Amber Road Announces Third Quarter 2018 Financial Results Exhibit 99.1 Amber Road Announces Third Quarter 2018 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-November 8, 2018-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the third quarter ended September 30, 2018. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “Q3 was another good quarter fo |
|
| October 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2018 AMBER ROAD, INC. |
|
| August 14, 2018 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Amber Road, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) August 9, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Ex |
|
| August 7, 2018 |
Amber Road Announces Second Quarter 2018 Financial Results Exhibit 99.1 Amber Road Announces Second Quarter 2018 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-August 7, 2018-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the second quarter ended June 30, 2018. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “Q2 was another good quarter for Amb |
|
| August 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2018 AMBER ROAD, INC. |
|
| May 10, 2018 |
Amber Road Announces First Quarter 2018 Financial Results Exhibit 99.1 Amber Road Announces First Quarter 2018 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-May 10, 2018-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the first quarter ended March 31, 2018. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “Q1 was a very good start to the year. |
|
| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 AMBER ROAD, INC. |
|
| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (E |
|
| May 10, 2018 |
Amendment No.3 to Credit Agreement, dated as of March 4, 2015, between the Registrant and KeyBank Exhibit 10.1 AMENDMENT NO. 3 TO CREDIT AGREEMENT This AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”) is entered into as of March 6, 2018 between AMBER ROAD, INC., a Delaware corporation (the “Borrower”), and KEYBANK NATIONAL ASSOCIATION (the “Lender”). RECITALS: A. The Borrower and the Lender are parties to the Credit Agreement, dated as of March 4, 2015 (as amended by that certain Amendme |
|
| May 2, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8-kxannualmeetingvotin.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 AMBER ROAD, INC. (Exact name of Registrant as specified in its charter) Delaware (State of incorporation) 001-36360 (Commission File |
|
| April 25, 2018 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing P |
|
| March 27, 2018 |
AMBR / Amber Road, Inc. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2018 AMBER ROAD, INC. |
|
| March 12, 2018 |
AMBR / Amber Road, Inc. / Altai Capital Management, L.P. - AMBER ROAD, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Number) Rishi Bajaj Managing Principal Altai Capital Management, L.P. 520 Newport Center Drive – 12th Floor Newport Beach, California 92660 (949) |
|
| March 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Exact |
|
| March 9, 2018 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Amber Road, Inc. Amber Road UK, Ltd. (United Kingdom) Amber Road Software Private, Ltd. (India) Amber Road Switzerland, AG (Switzerland) Amber Road Holdings, Inc. (Delaware) Sunrise International Ltd. (Barbados) Amber Road China, Ltd. (People’s Republic of China) Amber Road (International), Inc. (Cayman Islands) Amber Road (Shenzhen) Co. Ltd. (People’s Republic of Chin |
|
| February 15, 2018 |
Amber Road Announces Fourth Quarter and Full Year 2017 Financial Results EX-99.1 2 a51759653ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Announces Fourth Quarter and Full Year 2017 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-February 15, 2018-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the fourth quarter and full year ended December 31, 2017. Jim Preuninger, Chief |
|
| February 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2018 AMBER ROAD, INC. |
|
| February 14, 2018 |
AMBR / Amber Road, Inc. / Oaktop Capital Management II, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) 12/31/2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
|
| February 14, 2018 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Amber Road, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AMBER ROAD, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| February 12, 2018 |
AMBR / Amber Road, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| December 5, 2017 |
Ralph Faison Joins Amber Road’s Board of Directors Exhibit Exhibit 99.1 Ralph Faison Joins Amber Road?s Board of Directors EAST RUTHERFORD, NJ, December 5, 2017 ? Amber Road (NYSE: AMBR), a leading provider of cloud-based global trade management (GTM) solutions, today announced the appointment of Ralph Faison as an independent director of the Company, effective immediately. Mr. Faison?s appointment expands the Board to seven directors, six of whom |
|
| December 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 AMBER ROAD, INC. |
|
| November 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC |
|
| November 2, 2017 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 a51710233.htm AMBER ROAD, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2017 AMBER ROAD, INC. (Exact name of Registrant as specified in its charter) Delaware (State of incorporation) 001-36360 (Commission |
|
| November 2, 2017 |
Amber Road Announces Third Quarter 2017 Financial Results EX-99.1 2 a51710233ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Announces Third Quarter 2017 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-November 2, 2017-Amber Road, Inc. (NYSE:AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the third quarter ended September 30, 2017. Jim Preuninger, Chief Executive Officer of Amber Road |
|
| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Ex |
|
| August 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2017 AMBER ROAD, INC. |
|
| August 3, 2017 |
Amber Road Announces Second Quarter 2017 Financial Results EX-99.1 2 a51632339ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Announces Second Quarter 2017 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-August 3, 2017-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the second quarter ended June 30, 2017. Jim Preuninger, Chief Executive Officer of Amber Road, st |
|
| May 10, 2017 |
As filed with the Securities and Exchange Commission on May 10, 2017 Registration No. |
|
| May 10, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD |
|
| May 8, 2017 |
Amber Road Announces First Quarter 2017 Financial Results Exhibit 99.1 Amber Road Announces First Quarter 2017 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-May 8, 2017-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the first quarter ended March 31, 2017. Jim Preuninger, Chief Executive Officer of Amber Road, stated, ?We are off to a strong start to 2017. W |
|
| May 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2017 AMBER ROAD, INC. |
|
| May 4, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 AMBER ROAD, INC. |
|
| March 29, 2017 |
Plan as amended and restated effective March 10, 2017. Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No.1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBE |
|
| March 10, 2017 |
Subsidiaries of Amber Road, Inc. Exhibit 21.1 Subsidiaries of Amber Road, Inc. Amber Road UK, Ltd. (United Kingdom) Amber Road Software Private, Ltd. (India) Amber Road Switzerland, AG (Switzerland) Amber Road Holdings, Inc. (Delaware) Sunrise International Ltd. (Barbados) Amber Road China, Ltd. (People’s Republic of China) Amber Road (International), Inc. (Cayman Islands) Amber Road (Shenzhen) Co. Ltd. (People’s Republic of Chin |
|
| March 10, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 . OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, I |
|
| February 16, 2017 |
Amber Road Announces Fourth Quarter and Full Year 2016 Financial Results Exhibit 99.1 Amber Road Announces Fourth Quarter and Full Year 2016 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-February 16, 2017-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the fourth quarter and full year ended December 31, 2016. Jim Preuninger, Chief Executive Officer of Amber Road, stated, ? |
|
| February 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2017 AMBER ROAD, INC. |
|
| February 14, 2017 |
AMBR / Amber Road, Inc. / G2 Investment Partners Management LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 14, 2017 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Amber Road, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AMBER ROAD, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| January 24, 2017 |
Amber Road 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2017 AMBER ROAD, INC. |
|
| January 5, 2017 |
Amber Road 8-K/A (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
|
| January 4, 2017 |
Amber Road 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2017 AMBER ROAD, INC. |
|
| November 10, 2016 |
10-Q 1 ambr-930201610xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file |
|
| November 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 AMBER ROAD, INC. |
|
| November 3, 2016 |
Amber Road Announces Third Quarter 2016 Financial Results EX-99.1 2 a51453570-ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Announces Third Quarter 2016 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-November 3, 2016-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the third quarter ended September 30, 2016. Jim Preuninger, Chief Executive Officer of Amber Ro |
|
| October 20, 2016 |
AMBR / Amber Road, Inc. / G2 Investment Partners Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| September 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| September 26, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| September 26, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
|
| September 26, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on September 6, 2016. |
|
| September 26, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| September 6, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on August 26, 2016. |
|
| September 6, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| September 6, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
|
| September 6, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| September 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| August 26, 2016 |
EX-4 5 t1600553ex4.htm EXHIBIT 4 EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be fil |
|
| August 26, 2016 |
EX-2 3 t1600553ex2.htm EXHIBIT 2 EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. 3 to Schedule 13D to which this Agreement is attached. Dated: August 26, 2016 DISCOVERY GROUP I, LLC, for itself and as general partner of DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Managing Member Daniel J. Donoghue* Daniel J. Donoghu |
|
| August 26, 2016 |
EX-3 4 t1600553ex3.htm EXHIBIT 3 EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be fi |
|
| August 26, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on August 19, 2016. |
|
| August 26, 2016 |
EX-2 3 t1600553ex2.htm EXHIBIT 2 EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. 3 to Schedule 13D to which this Agreement is attached. Dated: August 26, 2016 DISCOVERY GROUP I, LLC, for itself and as general partner of DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Managing Member Daniel J. Donoghue* Daniel J. Donoghu |
|
| August 26, 2016 |
EX-3 4 t1600553ex3.htm EXHIBIT 3 EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be fi |
|
| August 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| August 26, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on August 19, 2016. |
|
| August 19, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EX-1 2 t1600535ex1.htm EXHIBIT 1 EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. Such transactions involved the purchase and sale of shares on the New York Stock Exchange. Certain of the prices reported below reflect the weighted average purchase or sale price of the shares of C |
|
| August 19, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
|
| August 19, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
|
| August 19, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| August 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| August 19, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| August 19, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EX-1 2 t1600535ex1.htm EXHIBIT 1 EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. Such transactions involved the purchase and sale of shares on the New York Stock Exchange. Certain of the prices reported below reflect the weighted average purchase or sale price of the shares of C |
|
| August 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| August 19, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| August 19, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| August 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Ex |
|
| August 4, 2016 |
Amber Road Announces Second Quarter 2016 Financial Results Exhibit 99.1 Amber Road Announces Second Quarter 2016 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-August 4, 2016-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the second quarter ended June 30, 2016. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “We delivered a strong second quarte |
|
| August 4, 2016 |
Amber Road AMBER ROAD, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 AMBER ROAD, INC. |
|
| July 1, 2016 |
Document VIA EDGAR TRANSMISSION July 1, 2016 Stephen Krikorian Branch Chief ? Accounting Office of Information Technologies and Services U. |
|
| May 9, 2016 |
Employment Agreement, dated May 5, 2016 between Amber Road, Inc. and James W. Preuninger EXHIBIT 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of March , 2016 (the “Effective Date”), by and between AMBER ROAD, INC., a Delaware corporation (the “Company”), and JAMES W. PREUNINGER (the “Executive”). WHEREAS, the Executive is currently employed by the Company as its Chief Executive Officer pursuant to the terms of an employment agreement dated M |
|
| May 9, 2016 |
10-Q 1 ambr-331201610xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file num |
|
| May 5, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 AMBER ROAD, INC. |
|
| May 5, 2016 |
Amber Road Announces First Quarter 2016 Financial Results Exhibit 99.1 Amber Road Announces First Quarter 2016 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-May 5, 2016-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the first quarter ended March 31, 2016. Jim Preuninger, Chief Executive Officer of Amber Road, stated, ?I am very pleased with our start to 201 |
|
| May 4, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 AMBER ROAD, INC. |
|
| March 31, 2016 |
Amber Road DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 16, 2016 |
10-K 1 ambr-1231201510xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number |
|
| March 16, 2016 |
Subsidiaries of Amber Road, Inc. Exhibit 21.1 Subsidiaries of Amber Road, Inc. Amber Road UK, Ltd. (United Kingdom) Amber Road Software Private, Ltd. (India) Amber Road Switzerland, AG (Switzerland) Amber Road Holdings, Inc. (Delaware) Sunrise International Ltd. (Barbados) Amber Road China, Ltd. (People?s Republic of China) Amber Road (International), Inc. (Cayman Islands) Amber Road (Shenzhen) Co. Ltd. (People?s Republic of Chin |
|
| March 8, 2016 |
AMBR / Amber Road, Inc. / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* AMBER ROAD, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 02318Y108 (CUSIP Number) February 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is |
|
| February 12, 2016 |
AMBR / Amber Road, Inc. / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SC 13G/A 1 v430970sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 02318Y108 (CUSIP Nu |
|
| February 11, 2016 |
Amber Road AMBER ROAD, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2016 AMBER ROAD, INC. |
|
| February 11, 2016 |
Amber Road Announces Fourth Quarter and Full Year 2015 Financial Results Exhibit 99.1 Amber Road Announces Fourth Quarter and Full Year 2015 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-February 11, 2016-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the fourth quarter and full year ended December 31, 2015. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “ |
|
| January 29, 2016 |
AMBR / Amber Road, Inc. / GAGNON NEIL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Amber Road, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| January 20, 2016 |
AMBR / Amber Road, Inc. / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* AMBER ROAD, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is |
|
| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC |
|
| November 9, 2015 |
Exhibit 10-1 AMENDMENT NO. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”) is entered into as of November 5, 2015 between AMBER ROAD, INC., a Delaware corporation (the “Borrower”), and KEYBANK NATIONAL ASSOCIATION (the “Lender”). RECITALS: A. The Borrower and the Lender are parties to the Credit Agreement, dated as of March 4, 2015 (as the same may from time to ti |
|
| November 5, 2015 |
Amber Road AMBER ROAD, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 AMBER ROAD, INC. |
|
| November 5, 2015 |
Amber Road Announces Third Quarter 2015 Financial Results Exhibit 99.1 Amber Road Announces Third Quarter 2015 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-November 5, 2015-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the third quarter ended September 30, 2015. Jim Preuninger, Chief Executive Officer of Amber Road, stated, ?I am pleased with our third qu |
|
| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Ex |
|
| August 6, 2015 |
Amber Road Announces Second Quarter 2015 Financial Results Exhibit 99.1 Amber Road Announces Second Quarter 2015 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-August 6, 2015-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the second quarter ended June 30, 2015. Jim Preuninger, Chief Executive Officer of Amber Road, stated, “During the second quarter, we saw o |
|
| August 6, 2015 |
Amber Road AMBER ROAD, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 AMBER ROAD, INC. |
|
| July 30, 2015 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| July 30, 2015 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on July 2, 2015. |
|
| July 30, 2015 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| July 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 023 |
|
| July 30, 2015 |
EX-2 3 t82864ex2.htm EXHIBIT 2 EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. 1 to Schedule 13D to which this Agreement is attached. Dated: July 30, 2015 DISCOVERY GROUP I, LLC, for itself and as general partner of DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Managing Member Daniel J. Donoghue* Daniel J. Donoghue Mi |
|
| July 2, 2015 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| July 2, 2015 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. |
|
| July 2, 2015 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13D to which this Agreement is attached. |
|
| July 2, 2015 |
AMBR / Amber Road, Inc. / Discovery Group I, LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Amber Road, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 0231 |
|
| July 2, 2015 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
|
| May 18, 2015 |
99.1 -ecVIntlIncFY2014v7FromPWC Exhibit 99.1 ECVISION (INTERNATIONAL) INC. (Incorporated in the Cayman Islands with limited liability) AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED MARCH 31, 2014 ECVISION (INTERNATIONAL) INC. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Content Pages Report of Independent Auditors 1 Consolidated Balance Sheet as of March 31, 2014 2 Consolidated Statement of Compre |
|
| May 18, 2015 |
99.2 -EcvisionInternationalIncFSDRAFTMAY820153 Exhibit 99.2 ECVISION (INTERNATIONAL) INC. (Incorporated in the Cayman Islands with limited liability) Condensed Consolidated Financial Statements Nine months ended December 31, 2014 ECVISION (INTERNATIONAL) INC. (Incorporated in the Cayman Islands with limited liability) Condensed Consolidated Financial Statements Table of Contents Page(s) Condensed |
|
| May 18, 2015 |
Financial Statements and Exhibits 8-K 1 form8-kxproformaforecvision.htm 8-K AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2015 Amber Road, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-36360 22-2 |
|
| May 18, 2015 |
99.3 -ecVision ProForma Footnotes Exhibit 99.3 Amber Road, Inc. and ecVision (International) Inc. Unaudited Pro forma Combined Financial Information On March 2, 2015, we entered into and completed the acquisition of ecVision (International) Inc. (ecVision), a Cayman Islands company with U.S., Hong Kong and China subsidiaries (the “Acquisition”). The unaudited pro forma condensed combined balance s |
|
| May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (E |
|
| May 8, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2015 AMBER ROAD, INC. |
|
| May 7, 2015 |
Amber Road AMBER ROAD, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 AMBER ROAD, INC. |
|
| May 7, 2015 |
Amber Road Announces First Quarter 2015 Financial Results Exhibit 99.1 Amber Road Announces First Quarter 2015 Financial Results EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-May 7, 2015-Amber Road, Inc. (NYSE: AMBR), a leading provider of global trade management (GTM) solutions, today announced its financial results for the first quarter ended March 31, 2015. Jim Preuninger, Chief Executive Officer of Amber Road, stated, ?During the first quarter, we experience |
|
| March 24, 2015 |
Amber Road DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-36360 AMBER ROAD, INC. (Exact |
|
| March 13, 2015 |
Form of Non-Employee Director Restricted Stock Units Award Agreement. Exhibit 10.28 AMBER ROAD, INC. 2012 Omnibus Incentive Compensation Plan Non-Employee Director Restricted Stock Units Award Agreement This Restricted Stock Units Award Agreement (the "Award Agreement") dated as of (the "Grant Date") by and between AMBER ROAD, INC. (the "Company") and ("Grantee") memorializes the grant of the number of Restricted Stock Units (the "Units") indicated below under the C |
|
| March 13, 2015 |
Subsidiaries of Amber Road, Inc. Exhibit 21.1 Subsidiaries of Amber Road, Inc. Amber Road UK, Ltd. (United Kingdom) Amber Road Software Private, Ltd. (India) Amber Road Switzerland, AG (Switzerland) Amber Road Holdings, Inc. (Delaware) Sunrise International Ltd. (Bermuda) Amber Road China, Ltd. (People?s Republic of China) Amber Road (International), Inc. (Cayman Islands) ecVision (Shenzhen) Co. Ltd. (People?s Republic of China) |
|
| March 6, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION MERGER AGREEMENT AMONG ECVISION (INTERNATIONAL) INC., PROJECT 20/20 ACQUISITION CORP., AMBER ROAD, INC. AND FORTIS ADVISORS LLC, AS THE SHAREHOLDERS? REPRESENTATIVE Dated as of March 2, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.01. The Merger 1 Section 1.02. Plan of Merger 2 Section 1.03. Closing 2 Section 1.04. Effective Time of the Merger 2 |
|
| March 6, 2015 |
Amber Road FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2015 AMBER ROAD, INC. |
|
| March 6, 2015 |
EX-10.1 3 d884088dex101.htm EX-10.1 Exhibit 10.1 EXECUTION COPY CREDIT AGREEMENT dated as of March 4, 2015 Among AMBER ROAD, INC., as Borrower, KEYBANK NATIONAL ASSOCIATION, as Lender. $5,000,000 Revolving Facility $20,000,000 Term Loan TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND TERMS 1 Section 1.01 Certain Defined Terms 1 Section 1.02 Computation of Time Periods 24 Section 1.03 Accounting |
|
| March 2, 2015 |
EX-99.1 2 a51050565ex991.htm EXHIBIT 99.1 Exhibit 99.1 Amber Road Acquires ecVision Global Sourcing and Collaborative Supply Chain Management Platform Enables Brand Companies and Overseas Suppliers to Improve Product Innovation, Reduce Compliance Risks and Shorten Time to Market EAST RUTHERFORD, N.J.-(BUSINESS WIRE)-March 2, 2015-Amber Road (NYSE: AMBR), a leading provider of global trade manageme |
|
| March 2, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2015 AMBER ROAD, INC. |
|
| February 25, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2015 AMBER ROAD, INC. |
|
| February 25, 2015 |
Form of the 2015 Stock Option Award Certificate EX-10.1 Exhibit 10.1 AMBER ROAD, INC. 2012 Omnibus Incentive Compensation Plan Stock Option Award Certificate Amber Road, Inc., a Delaware corporation (the “Company”), hereby awards this Stock Option Certificate (the “Award Certificate”) to [ ] (the “Grantee”), as of [ ] (the “Date of Grant”). This Award Certificate is issued pursuant to the terms of the Company’s 2012 Omnibus Incentive Compensati |
|
| February 25, 2015 |
Form of the 2015 Performance Share Award Certificate EX-10.2 Exhibit 10.2 AMBER ROAD, INC. 2012 Omnibus Incentive Compensation Plan Performance Shares Award Certificate Amber Road, Inc., a Delaware corporation (the “Company”), hereby awards [ ] (the “Grantee”) [ ] performance shares (the “Performance Shares”) as of February 19, 2015 (the “Date of Grant”), subject to the terms and conditions set forth in this Performance Shares Award Certificate (the |
|
| February 18, 2015 |
AMBR / Amber Road, Inc. / Preuninger James W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AMBER ROAD, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| February 17, 2015 |
AMBR / Amber Road, Inc. / Preuninger John W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AMBER ROAD, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| February 17, 2015 |
AMBR / Amber Road, Inc. / CALDWELL DONALD R Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AMBER ROAD, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 02318Y108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
