EML / The Eastern Company - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2025 (Date of earliest event reported)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2025 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

THE EASTERN COMPANY REPORTS SECOND QUARTER 2025 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS SECOND QUARTER 2025 RESULTS · Cost reduction and operational improvement program successfully implemented at Big 3 Precision · Restructuring charges totaling $1.8 million expected to drive significant, ongoing cost savings of approximately $4 million throughout Eastern · Capital allocation focus drove debt reduction of $5.9 million and

Amendment No. 4. to Credit Agreement, dated as of May 15, 2025, by and among the Company as borrower, the lenders from time to time party thereto, and TD Bank, N.A., as administrative agent

EXHIBIT 10.2

The Eastern Company Conflict Minerals Report - Reporting Year 2024

EXHIBIT 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2024 COMPANY OVERVIEW The operations of The Eastern Company (the “Company”) designs, manufactures and markets a diverse product line of custom and standard vehicular and industrial hardware, including turnkey returnable packaging solutions, access and security hardware, mirrors, and mirror-cameras. During 2024, the Company i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3 Enterprise Drive, Suite 408, Shelton, CT 06484 (Address of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2025 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

THE EASTERN COMPANY REPORTS FIRST QUARTER 2025 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS FIRST QUARTER 2025 RESULTS · Net sales from continuing operations of $63.3 million, Adjusted EBITDA from continuing operations of $4.6 million, and Earnings per share from continuing operations of $0.31 · Completed sale of Big 3 Mold’s ISBM business unit on April 30, 2025 · Revamped Big 3 Precision’s geographic footprint for improved f

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2025 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2025 (Date of earliest event reported)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2025 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction of incorporation) (Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTER

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 30, 2025 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

THE EASTERN COMPANY APPOINTS CHAN W. GALBATO TO ITS BOARD OF DIRECTORS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE May 5, 2025 THE EASTERN COMPANY APPOINTS CHAN W. GALBATO TO ITS BOARD OF DIRECTORS SHELTON, CT – May 5, 2025 - The Eastern Company (“Eastern” or the “Company”) (Nasdaq: EML), today announced that its Board of Directors (the “Board”) has elected Chan W. Galbato to the Board, effective May 1, 2025. Mr. Galbato currently serves as a Director of Electrical Components

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2025 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Amendment No. 1 to Credit Agreement, dated as of March 25, 2024, by and among the Company as borrower, the lenders from time to time party thereto, and TD Bank, N.A., as administrative agent.

EXHIBIT 10.2 AMENDMENT NO. 1 TO CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”), dated as of March 25, 2024, is entered into by and among The Eastern Company, a Connecticut corporation, as the borrower (“Borrower”), the lenders from time to time party thereto (each a “Lender” and collectively, the “Lenders”), and TD Bank, N.A., as the administrative agent (in such capa

Amendment No. 3 to Credit Agreement, dated as of April 4, 2025, by and among the Company as borrower, the lenders from time to time party thereto, and TD Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on April 9, 2025).

EXHIBIT 10.4 AMENDMENT NO. 3 TO CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”), dated as of April 4, 2025, is entered into by and among The Eastern Company, a Connecticut corporation, as the borrower (“Borrower”), the lenders from time to time party thereto (each a “Lender” and collectively, the “Lenders”), and TD Bank, N.A., as the administrative agent (in such capac

Amendment No. 2 to Credit Agreement, dated as of May 8, 2024, by and among the Company as borrower, the lenders from time to time party thereto, and TD Bank, N.A., as administrative agent.

EXHIBIT 10.3 AMENDMENT NO. 2 TO CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”), dated as of May 8, 2024, is entered into by and among The Eastern Company, a Connecticut corporation, as the borrower (“Borrower”), the lenders from time to time party thereto (each a “Lender” and collectively, the “Lenders”), and TD Bank, N.A., as the administrative agent (in such capacit

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 4, 2025 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Em

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 11, 2025 (Date of earliest event reported)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 11, 2025 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS · Net sales from continuing operations of $66.7 million in Q4 2024 compared to $63.8 million in Q4 2023. · Net sales from continuing operations of $272.8 million in FY 2024 compared to $258.9 million in FY 2023. · Income from continuing operations before income tax of $17.1 million in FY 2024 c

The Eastern Company Insider Trading Policy (filed herewith).

Subsidiaries of the Company (filed herewith).

EXHIBIT 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Eberhard Manufacturing Ohio Illinois Lock Company Illinois Name of Subsidiary Big 3 Precision Products, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2024 The Eastern Compan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2024 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Separation Agreement and General Release, dated November 4, 2024, between the Company and Mark Anthony Hernandez (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed on November 8, 2024).

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (the “Agreement”), is entered into on November 4, 2024 between The Eastern Company (the “Company”) and Mark Hernandez (the “Executive”). The Company and the Executive shall be referred to collectively as the “Parties”. R E C I T A L S WHEREAS, the Company employed the Executive, as its Chief Executi

Employment Agreement between The Eastern Company and Ryan Schroeder, effective as of November 6, 2024

Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (as may be amended from time to time in accordance with its terms, this “Agreement”), is entered into as of November 4, 2024 between The Eastern Company (the “Company”) and Ryan Schroeder (the “Executive”). R E C I T A L S WHEREAS, the Company desires to employ the Executive, and the Executive has agreed to be employed by the Company, on

EML / The Eastern Company / Forager Fund, L.P. - SC 13 G/A Passive Investment

SC 13G/A 1 dlasc13ga.htm SC 13 G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* THE EASTERN COMPANY (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 276317104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

THE EASTERN COMPANY REPORTS THIRD QUARTER 2024 RESULTS ANNOUNCES A NEW CEO

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS THIRD QUARTER 2024 RESULTS ANNOUNCES A NEW CEO · Net sales from continuing operations increase to $71.3 million in Q3 2024 compared to $62.0 million in Q3 2023 · Gross margin from continuing operations increases to 25.5% in Q3 2024 compared to 24.9% in Q3 2023 · Earnings per diluted share from continuing operations increase 36% to $0.7

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 5, 2024 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EA

EML / The Eastern Company / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) The Eastern Company (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number001-35383 THE EASTERN

THE EASTERN COMPANY REPORTS SECOND QUARTER 2024 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS SECOND QUARTER 2024 RESULTS · Net income for Q2 2024 rises to $3.5 million, or $0.56 per diluted share, compared to net income of $1.4 million, or $0.22 per diluted share, for Q2 2023. · Gross margin increases to 25% in Q2 2024 compared to 22% in Q1 2023. · Backlog as of June 29, 2024 rises 43% to $107.3 million from $75.3 million as o

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 6, 2024 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3 Enterprise Drive, Suite 408, Shelton, CT 06484 (Address of

The Eastern Company Conflict Minerals Report - Reporting Year 2023

EXHIBIT 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2023 COMPANY OVERVIEW The operations of The Eastern Company (the “Company”) designs, manufactures and markets a diverse product line of custom and standard vehicular and industrial hardware, including turnkey returnable packaging solutions, access and security hardware, mirrors, and mirror-cameras. During 2023, the Company i

Award Agreement – Performance-Based Stock Awards

EXHIBIT 10.1 THE EASTERN COMPANY 2020 STOCK INCENTIVE PLAN AWARD AGREEMENT— PERFORMANCE-BASED STOCK This Award Agreement (this “Agreement”) is made as of , 20 between THE EASTERN COMPANY, a Connecticut corporation and its division or subsidiary corporations (as such terms are defined in Section 424 of the Internal Revenue Code of 1986, as amended (the “Code”)) (hereinafter called the “Company”) an

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2024 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Award Agreement – Non-Qualified Stock Options

EXHIBIT 10.2 THE EASTERN COMPANY 2020 STOCK INCENTIVE PLAN AWARD AGREEMENT — NON-QUALIFIED STOCK OPTIONS This Award Agreement (this “Agreement”) is made as of , 20 between THE EASTERN COMPANY, a Connecticut corporation and its division or subsidiary corporations (as such terms are defined in Section 424 of Internal revenue Code of 1986, as amended) (hereinafter called the “Company”) and (hereinaft

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2024 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Empl

THE EASTERN COMPANY AND SUBSIDIARIES

EXHIBIT 99.1 The Eastern Company Reports FIRST QUARTER 2024 results · Gross margin increases to 24% in Q1 2024 compared to 21% in Q1 2023. · Net income for Q1 2024 rises to $1.9 million, or $0.31 per diluted share, compared to net income of $0.6 million, or $0.10 per diluted share, for Q1 2023. · Backlog as of March 30, 2024 rises 22% to $97.4 million compared to $80.1 million as of December 30, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTER

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2024 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Subsidiaries of the Company (filed herewith).

EXHIBIT 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Eberhard Manufacturing Ohio Illinois Lock Company Illinois Name of Subsidiary Big 3 Precision Products, Inc.

3 ENTERPRISE DRIVE, SUITE 408, SHELTON, CONNECTICUT 06484 PHONE (203) 729 - 2255 * FAX (203) 723 - 8653 * WWW.EASTERNCOMPANY.COM

EXHIBIT 99.1 FOR IMMEDIATE RELEASE The Eastern Company Reports Fourth QUARTER and full year 2023 results · Gross Margin increased sequentially in each quarter of 2023, rising to 26.8% in Q4 2023 compared to 16.6% in Q4 2022. · Cash flow from operations for the year ended December 30, 2023 increased $19.0 million compared to fiscal 2022, enabling debt paydown of $20.2 million. · EPS increased seque

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Form of The Eastern Company Stock Award Agreement (filed herewith)

EXHIBIT 10.9 THE EASTERN COMPANY 2020 EXECUTIVE STOCK INCENTIVE PLAN STOCK AWARD AGREEMENT AGREEMENT made as of , 20 between THE EASTERN COMPANY, a Connecticut corporation (hereinafter called the "Company") and (hereinafter called the "Executive"). W I T N E S S E T H WHEREAS, the Board of Directors of the Company has established The Eastern Company 2020 Executive Stock Incentive Plan (the “Plan”)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN COM

The Eastern Company Clawback Policy in the Event of a Financial Restatement (filed herewith).

EXHIBIT 97 The Eastern Company Clawback Policy in the Event of a Financial Restatement I.

THE EASTERN COMPANY 3 Enterprise Drive Suite 408 Shelton, CT 06484 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS April 25, 2024

THE EASTERN COMPANY 3 Enterprise Drive Suite 408 Shelton, CT 06484 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS April 25, 2024 The Annual Meeting of Shareholders of The Eastern Company (“Eastern” or the “Company”) will be held on April 25, 2024 at 11:00 a.

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Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 30, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

EML / The Eastern Company / Forager Fund, L.P. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* THE EASTERN COMPANY (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

EML / The Eastern Company / Minerva Advisors LLC - MINERVA 13GA8 EASTERN CO Passive Investment

SC 13G/A 1 easternco13ga8-2.htm MINERVA 13GA8 EASTERN CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Che

EML / The Eastern Company / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Eastern Co/The (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

EML / The Eastern Company / GAMCO INVESTORS, INC. ET AL Activist Investment

SC 13D/A 1 eml12.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) The Eastern Company (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso

THE EASTERN COMPANY REPORTS THIRD QUARTER 2023 RESULTS

EXHIBIT 99.1 THE EASTERN COMPANY REPORTS THIRD QUARTER 2023 RESULTS · Impact of new operational transformation program evident in working capital improvement, margin improvement and an increase in EPS from continuing operations sequentially. · Gross margin as a percentage of sales improved to 24.9% in the third quarter of 2023 from 22.2% in the second quarter of 2023. · Cash flow from operations f

The Eastern Company (NASDAQ:

EXHIBIT 99.2 The Eastern Company (NASDAQ:EML) Q3 2023 Earnings Conference Call November 8, 2023 11:00 AM ET Company Participants Ernie Hawkins - Corporate Controller Mark Hernandez - President and CEO Nicholas Vlahos - Chief Financial Officer Conference Call Participants Ross Davisson - Banneton Company Operator Greetings. And welcome to The Eastern Company’s Third Quarter of Fiscal Year 2023 Earn

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2023 (Date of earliest event reported)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction of incorporation) (Commission

Amended and Restated Employment Agreement between The Eastern Company and Mark Hernandez dated as of November 14, 2023.

EXHIBIT 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (as the same may be amended from time to time in accordance with its terms, this “Agreement” ), is entered into as of November14, 2023, this supersedes the original Agreement dated on January 9, 2023, between The Eastern Company (the “Company” ) and Mark Anthony Hernandez (the “Executive”) R E C I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EA

THE EASTERN COMPANY ANNOUNCES PROGRAM TO REPURCHASE UP TO 200,000 SHARES BY AUGUST 20, 2028

EXHIBIT 99.1 FOR IMMEDIATE RELEASE August 21, 2023 THE EASTERN COMPANY ANNOUNCES PROGRAM TO REPURCHASE UP TO 200,000 SHARES BY AUGUST 20, 2028 Shelton, CT–The Eastern Company (NASDAQ:EML) (the “Company”) announced that its Board of Directors has approved a new share repurchase program authorizing the Company to repurchase up to 200,000 shares of its common stock through August 20, 2028. Under the

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 21, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 8, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

THE EASTERN COMPANY REPORTS SECOND QUARTER 2023 RESULTS

EXHIBIT 99.1 THE EASTERN COMPANY REPORTS SECOND QUARTER 2023 RESULTS · New leadership team executing on its operational transformation program with results beginning to materialize. · Cash flow from operations for the six months ended July 1, 2023 increased by $16 million as compared to the same period in 2022. · Secured $60 million term loan, $30 million revolver, and $75 million accordion for fu

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 9, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of incor

THE EASTERN COMPANY REPORTS FIRST QUARTER 2023 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE THE EASTERN COMPANY REPORTS FIRST QUARTER 2023 RESULTS · Net sales from continuing operations rose 5% to $72.5 million compared to last year’s period. · Inventory down 11% compared to December 31, 2022; working capital also reduced quarter over quarter. · New leadership team focusing on efficient operations that consistently deliver strong results. SHELTON, CT –

The Eastern Company (EML) Q1 2023 Earnings Call Transcript

EXHIBIT 99.2 The Eastern Company (EML) Q1 2023 Earnings Call Transcript May 10, 2023 11:00 AM ET Company Participants Ernie Hawkins - Corporate Controller Mark Hernandez - President and CEO Nicholas Vlahos - Chief Financial Officer Conference Call Participants Ross Davisson - Banneton Capital Operator Greetings. And welcome to The Eastern Company’s First Quarter Fiscal Year 2023 Earnings Call. At

The Eastern Company Investors Presentation

EXHIBIT 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 12, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 12, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Pledge and Security Agreement, dated as of June 16, 2023 among the Company, certain of its subsidiaries (as grantors), and TD Bank, N.A., as administrative agent for the benefit of the Secured Creditors (as defined therein) (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed on June 20, 2023).

EX-10.2 3 emlex102.htm SECURITY AGREEMENT EXHIBIT 10.2 PLEDGE AND SECURITY AGREEMENT dated as of June 16, 2023 Among THE EASTERN COMPANY, as a Grantor, THE OTHER GRANTORS NAMED HEREIN, and TD BANK, N.A., as the Administrative Agent, for the benefit of THE SECURED CREDITORS TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 1 Section 1.01 Defined Terms 1 Section 1.02 Additional Defined Terms 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 16, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 16, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Credit Agreement dated as of June 16, 2023 among the Company as Borrower, the Lenders signatory thereto and TD Bank, N.A., as the administrative agent (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed on June 20, 2023).

EX-10.1 2 emlex101.htm CREDIT AGREEMENT EXHIBIT 10.1 CREDIT AGREEMENT dated as of June 16, 2023 among THE EASTERN COMPANY, as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, and TD BANK, N.A., as an LC Issuer, the Swing Line Lender, as the Administrative Agent and TD SECURITIES (USA) LLC, as Sole Arranger and Sole Bookrunner and BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASS

THE EASTERN COMPANY ANNOUNCES NEW $90 MILLION 5-YEAR CREDIT FACILITY

EXHIBIT 99.1 FOR IMMEDIATE RELEASE June 20, 2023 THE EASTERN COMPANY ANNOUNCES NEW $90 MILLION 5-YEAR CREDIT FACILITY SHELTON, CT – June 20, 2023 - The Eastern Company (the “Company”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial markets, today announced the establishment of a new $90 million 5-year senior

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3 Enterprise Drive, Suite 408, Shelton, CT 06484 (Address of

The Eastern Company Conflict Minerals Report - Reporting Year 2022

EXHIBIT 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2022 COMPANY OVERVIEW The operations of The Eastern Company (the “Company”) designs, manufactures and markets a diverse product line of custom and standard vehicular and industrial hardware, including turnkey returnable packaging solutions, access and security hardware, mirrors, and mirror-cameras. During 2022, the Company i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

THE EASTERN COMPANY TO EXIT ASSOCIATED TOOL MAKERS, LTD. Company Expects to Record a Charge of Approximately $4.0 Million in the Second Quarter

EXHIBIT 99.1 FOR IMMEDIATE RELEASE May 1, 2023 THE EASTERN COMPANY TO EXIT ASSOCIATED TOOL MAKERS, LTD. Company Expects to Record a Charge of Approximately $4.0 Million in the Second Quarter SHELTON, CT – May 1, 2023 - The Eastern Company (the “Company”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 21, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 21, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

THE EASTERN COMPANY ANNOUNCES THE RESTRUCTURING OF THE CHIEF OPERATING OFFICER POSITION

EXHIBIT 99.1 THE EASTERN COMPANY ANNOUNCES THE RESTRUCTURING OF THE CHIEF OPERATING OFFICER POSITION SHELTON, CT / March 24, 2023 / The Eastern Company (the "Company" or "Eastern") (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial markets, today announced that Mark Hernandez, Eastern’s President and Chief Exec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e

THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2022 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASED 13%

EXHIBIT 99.1 FOR IMMEDIATE RELEASE March 14, 2023 THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2022 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASED 13% · Strong demand across core markets, combined with superb execution by our teams, drove growth in net sales from continuing operations to $279.3 million in 2022, an increase of 13% compared to net sales from continuing

ARS

ARS 1 theeasterncompany10k2023.htm ARS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 emldefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN COM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 14, 2023 (Date of earliest event reported)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 14, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

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Subsidiaries of the Company (filed herewith).

EXHIBIT 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Eberhard Manufacturing Ohio Illinois Lock Company Illinois Name of Subsidiary Associated Toolmakers Ltd.

Letter to our shareholders from the Annual Report 2022 (filed herewith).

EXHIBIT 99 2023 LETTER TO SHAREHOLDERS To our Shareholders: 2022 represented a year of continued transformation and focus on our core operations for ongoing long-term growth and shareholder value creation.

EML / Eastern Co / Forager Fund, L.P. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* THE EASTERN COMPANY (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

EML / Eastern Co / Minerva Advisors LLC - EASTERN CO 13GA7 Passive Investment

SC 13G/A 1 easternco13ga7.htm EASTERN CO 13GA7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app

EML / Eastern Co / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Eastern Co/The (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

Offer Letter, dated February 1, 2023, between the Company and Nicholas Vlahos

EXHIBIT 10.1 February 1, 2023 Nicholas Vlahos c/o The Eastern Company 3 Enterprise Drive, Suite 408 Shelton, CT 06484 Nick, We are pleased to make this offer for employment with The Eastern Company, the terms of which are outlined below. Title: Vice President, Chief Financial Officer, Treasurer and Secretary Primary responsibilities: · Provide executive leadership in all areas of Finance · Lead fi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 22, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission

Severance Agreement, dated as of February 1, 2023, between the Company and Nicholas Vlahos (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed February 6, 2023).

EXHIBIT 10.2 SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT is made and entered into as of February 1, 2023, by and between THE EASTERN COMPANY, (the “Employer”) a Connecticut corporation with principal offices at 3 Enterprise Drive, Suite 408, Shelton, CT 06484, and NICHOLAS VLAHOS (the “Executive”). 1. Termination Benefits. The Executive is an “at will” employee of the Employer. The Employer may t

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 22, 2023 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction of incorporation) (Commission

Employment Agreement between The Eastern Company and Mark Hernandez dated as of January 9, 2023.

EXHIBIT 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (as the same may be amended from time to time in accordance with its terms, this “Agreement” ), is entered into as of January 9, 2023 between The Eastern Company (the “Company” ) and Mark Anthony Hernandez (the “Executive”) R E C I T A L S WHEREAS, the Company desires to employ the Executive, and the Executive has agreed to be employed by

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 9, 2023 The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

MARK HERNANDEZ TO SUCCEED AUGUST VLAK AS CHIEF EXECUTIVE OFFICER OF THE EASTERN COMPANY

EXHIBIT 99.1 FOR IMMEDIATE RELEASE January 10, 2023 MARK HERNANDEZ TO SUCCEED AUGUST VLAK AS CHIEF EXECUTIVE OFFICER OF THE EASTERN COMPANY SHELTON, CT – January 10, 2023 – The Eastern Company (the ”Company” or “Eastern”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial markets, today announced that its Board

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 10, 2023 (January 9, 2023)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 10, 2023 (January 9, 2023) The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of

THE EASTERN COMPANY REPORTS ANOTHER RECORD SETTING QUARTER THIRD QUARTER 2022 NET SALES FROM CONTINUING OPERATIONS GREW 12% OVER PRIOR-YEAR PERIOD EARNINGS PER SHARE FROM CONTINUING OPERATIONS GREW 18% OVER PRIOR-YEAR PERIOD

EXHIBIT 99.1 FOR IMMEDIATE RELEASE November 7, 2022 THE EASTERN COMPANY REPORTS ANOTHER RECORD SETTING QUARTER THIRD QUARTER 2022 NET SALES FROM CONTINUING OPERATIONS GREW 12% OVER PRIOR-YEAR PERIOD EARNINGS PER SHARE FROM CONTINUING OPERATIONS GREW 18% OVER PRIOR-YEAR PERIOD ? Net sales from continuing operations grew to a new record of $71.6 million in the third quarter of 2022, an increase of 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended October 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTE

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 2, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 31, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

THE EASTERN COMPANY REPORTS ANOTHER RECORD SETTING QUARTER SECOND QUARTER 2022 NET SALES FROM CONTINUING OPERATIONS GREW 14% OVER PRIOR-YEAR PERIOD EARNINGS PER SHARE FROM CONTINUING OPERATIONS GREW 34% OVER PRIOR-YEAR PERIOD

EXHIBIT 99.1 FOR IMMEDIATE RELEASE August 8, 2022 THE EASTERN COMPANY REPORTS ANOTHER RECORD SETTING QUARTER SECOND QUARTER 2022 NET SALES FROM CONTINUING OPERATIONS GREW 14% OVER PRIOR-YEAR PERIOD EARNINGS PER SHARE FROM CONTINUING OPERATIONS GREW 34% OVER PRIOR-YEAR PERIOD ? Net sales from continuing operations grew to a new record of $69.5 million in the second quarter of 2022, an increase of 1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 8, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended July 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 13, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 13, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Em

THE EASTERN COMPANY APPOINTS MARK HERNANDEZ AND MICHAEL MARDY TO ITS BOARD OF DIRECTORS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE June 29, 2022 THE EASTERN COMPANY APPOINTS MARK HERNANDEZ AND MICHAEL MARDY TO ITS BOARD OF DIRECTORS NAUGATUCK, CT ? June 29, 2022 - The Eastern Company (?Eastern?, or the ?Company?) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial markets, today announced that its Board of

The Eastern Company Conflict Minerals Report - Reporting Year 2021

EXHIBIT 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2021 COMPANY OVERVIEW The operations of The Eastern Company (the “Company”) designs, manufactures and markets a diverse product line of custom and standard vehicular and industrial hardware, including turnkey returnable packaging solutions, access and security hardware, mirrors, and mirror-cameras. The Company also manufactu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 112 Bridge Street, Naugatuck, CT 06770 (Address of Principal

THE EASTERN COMPANY AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (UNAUDITED)

EXHIBIT 99.1 The Eastern Company Reports First Quarter 2022 Results Record Net Sales From Continuing Operations; an Increase of 12% Over Prior-Year Period ? Net sales from continuing operations grew to a record $69.0 million in the first quarter of 2022, an increase of 12% compared to net sales from continuing operations in the first quarter of 2021. Customer orders were strong and our backlog at

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 9, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of incor

Offer Letter, dated as of March 16, 2022, between the Company and Peter O’Hara.*

EXHIBIT 10.3 CONFIDENTIAL March 16, 2022 Peter O?Hara 614 N Eagle Street Naperville IL 60563 Peter, We are pleased to make this conditional offer for employment with The Eastern Company. The terms of which are outlined below. Title: Chief Financial Officer, effective May 16, 2022 Primary responsibilities: ? Provide executive leadership in all areas of Finance ? Lead financial reporting and analysi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended April 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 26, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of in

THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2021 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASE BY 25% FULL-YEAR NET INCOME FROM CONTINUING OPERATIONS GROW BY 47% EASTERN ANNOUNCES UPCOMING RETIREMENT OF JOHN SULLIVAN, C

EXHIBIT 99.1 FOR IMMEDIATE RELEASE March 17, 2022 THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2021 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASE BY 25% FULL-YEAR NET INCOME FROM CONTINUING OPERATIONS GROW BY 47% EASTERN ANNOUNCES UPCOMING RETIREMENT OF JOHN SULLIVAN, CFO, AND HIRING OF PETER O?HARA ? Strong demand across core markets, combined with superb execution b

Subsidiaries of the Company (filed herewith).

EXHIBIT 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Argo EMS Connecticut Eberhard Manufacturing Ohio Illinois Lock Company Illinois Name of Subsidiary Associated Toolmakers Ltd.

Letter to our shareholders from the Annual Report 2021 (filed herewith).

EXHIBIT 99.1 2021 LETTER TO SHAREHOLDERS To our Shareholders: 2021 was a transformative year for The Eastern Company (?Eastern?). We are proud of how we executed our plan, which we believe will create long-term shareholder value in a dynamic environment. We focused on doing everything we could to keep our teams safe and supply chains moving, ramping up production to address the strong demand for o

Termination Agreement, dated as of March 16, 2022, between the Company and Peter O’Hara.

EXHIBIT 10..1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT is made and entered into as of March 16, 2022, by and between THE EASTERN COMPANY, (the ?Employer?) a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and PETER O?HARA (the ?Executive?.) 1. Termination Benefits. The Executive is an ?at will? employee of the Employer. The Employer may terminate t

THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2021 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASE BY 25% FULL-YEAR NET INCOME FROM CONTINUING OPERATIONS GROW BY 47% EASTERN ANNOUNCES UPCOMING RETIREMENT OF JOHN SULLIVAN, C

EXHIBIT 99.1 FOR IMMEDIATE RELEASE March 17, 2022 THE EASTERN COMPANY REPORTS FOURTH QUARTER AND FULL-YEAR 2021 RESULTS FULL-YEAR NET SALES FROM CONTINUING OPERATIONS INCREASE BY 25% FULL-YEAR NET INCOME FROM CONTINUING OPERATIONS GROW BY 47% EASTERN ANNOUNCES UPCOMING RETIREMENT OF JOHN SULLIVAN, CFO, AND HIRING OF PETER O?HARA ? Strong demand across core markets, combined with superb execution b

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended January 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN COMPA

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEF 14A 1 emldef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report:March 16, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction of incorporation) (Commission Fi

Amended and Restated By-Laws of the Company, as amended through March 11, 2022 (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed on March 11, 2022).

EXHIBIT (3)(II) AMENDED AND RESTATED BYLAWS OF THE EASTERN COMPANY As Amended Through March 11, 2022 ARTICLE I.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 11, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

EML / Eastern Co / Forager Capital Management, LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* THE EASTERN COMPANY (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

EML / Eastern Co / Minerva Advisors LLC - MINERVA 13GA6 EASTERN CO Passive Investment

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

EML / Eastern Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Eastern Co. Title of Class of Securities: Common Stock CUSIP Number: 276317104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13

EML / Eastern Co / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* Eastern Co/The (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 14, 2022 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

Termination Agreement, dated as of January 14, 2022, between the Company and James P. Woidke (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed January 19, 2022).

EXHIBIT 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT is made and entered into as of January 14, 2022 by and between THE EASTERN COMPANY, (the ?Employer?) a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and JAMES P. WOIDKE (the ?Executive?.) 1. Termination Benefits. The Executive is an ?at will? employee of the Employer. The Employer may terminat

THE EASTERN COMPANY ANNOUNCES THE RETIREMENT OF MICHAEL McMANUS, DIRECTOR

EXHIBIT 99.1 FOR IMMEDIATE RELEASE December 20, 2021 THE EASTERN COMPANY ANNOUNCES THE RETIREMENT OF MICHAEL McMANUS, DIRECTOR NAUGATUCK, CT - The Eastern Company ("Eastern" or the "Company") (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving commercial transportation, logistics, and other industrial markets, today announced that Michael McManus will retire from its Bo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 15, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of

The Eastern Company presentation materials.

EXHIBIT 99.1

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 9, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of incorporation)

November 24, 2021

Exhibit 99.10 November 24, 2021 Mr. Steven Spector Hilco, Inc. 150 South Wacker Drive Suite 2325 Chicago, IL 60606 Re: The Eastern Company (the ?Company?) (CUSIP: 276317104) Ladies and Gentlemen: In connection with the purchase by Barington Companies Equity Partners, LP. (?Buyer?) from Hilco, Inc. (?Seller?) of an aggregate of 44,020 shares of the Company?s common stock (the ?Shares?) at a price o

EML / Eastern Co / BARINGTON CAPITAL GROUP, L.P. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 9) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Eastern Company (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 276317104 (CUSIP Number) James A. Mitarotonda Barington Cap

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended October 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTE

THE EASTERN COMPANY REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS NET SALES FROM CONTINUING OPERATIONS INCREASE BY 15%; NET EARNINGS FROM CONTINUING OPERATIONS GROW BY 21%

EXHIBIT 99.1 FOR IMMEDIATE RELEASE November 10, 2021 THE EASTERN COMPANY REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS NET SALES FROM CONTINUING OPERATIONS INCREASE BY 15%; NET EARNINGS FROM CONTINUING OPERATIONS GROW BY 21% ? Strengthening demand across our core markets drove growth in our net sales from continuing operations to $63.9 million in the third quarter of 2021, an increase of 15% compar

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 10, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of

EML / Eastern Co / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) The Eastern Company (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 12, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission (IRS Employer of i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended July 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

The Eastern Company Reports SECOND QUARTER 2021 Financial results NET SALES from continuing operations INCREASED BY 55%; NET EARNINGS from continuing operations grew BY 32%

EXHIBIT 99.1 FOR IMMEDIATE RELEASE August 12, 2021 The Eastern Company Reports SECOND QUARTER 2021 Financial results NET SALES from continuing operations INCREASED BY 55%; NET EARNINGS from continuing operations grew BY 32% ? Eastern accelerates its transformation and focus on growing its Engineered Solutions segment. The Company reports its Diversified Products segment as ?discontinued operations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 112 Bridge Street, Naugatuck, CT 06770 (Address of Principal

Exhibit 1.01

Exhibit 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2020 COMPANY OVERVIEW The operations of The Eastern Company (the ?Company?) consist of two business segments: Engineered Solutions and Diversified Products. The Engineered Solutions segment designs, manufactures and markets a diverse product line of custom and standard vehicular and industrial hardware, including turnkey ret

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

THE EASTERN COMPANY REPORTS FIRST QUARTER 2021 RESULTS NET SALES INCREASE 12% TO A NEW RECORD $73.1 MILLION; FIRST QUARTER 2021 EARNINGS MORE THAN DOUBLED TO $0.93 PER DILUTED SHARE

EX-99.1 2 emlex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE April 28, 2021 THE EASTERN COMPANY REPORTS FIRST QUARTER 2021 RESULTS NET SALES INCREASE 12% TO A NEW RECORD $73.1 MILLION; FIRST QUARTER 2021 EARNINGS MORE THAN DOUBLED TO $0.93 PER DILUTED SHARE ● The launch of new products at Big 3 Precision and Velvac, as well as strong demand across many of our core markets, drove first q

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

Subsidiaries of the Company (filed herewith).

EX-21 2 emlex21.htm LIST OF DIVISIONS AND SUBSIDIARIES Exhibit 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Argo EMS Connecticut Frazer & Jones Company New York Eberhard Manufacturing Ohio Greenwald Industries Connecticut Illinois Lock Company Illinois Name of Subsidiary Associated Toolmakers Ltd. England

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended January 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN COMPA

THE EASTERN COMPANY REPORTS RESULTS FOR THE FOURTH QUARTER FISCAL 2020 a Rebound IN SALES to $60.4 MILLION and BACKLOG TO $85.0 MILLION, AS many markets RETURN TO PRE-PANDEMIC DEMAND

EX-99.1 2 emlex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE March 16, 2021 THE EASTERN COMPANY REPORTS RESULTS FOR THE FOURTH QUARTER FISCAL 2020 a Rebound IN SALES to $60.4 MILLION and BACKLOG TO $85.0 MILLION, AS many markets RETURN TO PRE-PANDEMIC DEMAND NAUGATUCK, CT – March 16, 2021 - The Eastern Company (“Eastern” or the “Company”) (NASDAQ:EML), a manufacturer of unique engineere

Letter to our shareholders from the Annual Report 2020 (filed herewith).

EX-99 6 emlex99.htm LETTER TO SHAREHOLDERS Exhibit 99 LETTER TO SHAREHOLDERS To our Shareholders: We will remember 2020. We are proud of how we executed on each element of our three-part strategy: we acted quickly to deliver results in the face of unprecedented turmoil; we strengthened our portfolio of businesses through several divestitures and one acquisition; and we preserved our balance sheet

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e

Change in Control Agreement, dated as of March 8, 2021, between the Company and James P. Woidke (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383), filed March 12, 2021).

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is made and entered into as of March 8, 2021 by and between THE EASTERN COMPANY, a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and JAMES WOIDKE. A. Employer is engaged in the Employer's Business; B. The Executive is employed by Employer is the position of Chief Operating Officer. C. Employer and E

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 9, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Em

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Eastern Co/The (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Eastern Co. Title of Class of Securities: Common Stock CUSIP Number: 276317104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1(

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) (CUSIP Nu

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

Regulation FD Disclosure - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 12, 2021 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

EX-99.1

Exhibit 99.1

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 16, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 16, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

EML / Eastern Company / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) The Eastern Company (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended October 3, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTE

THE EASTERN COMPANY REPORTS RESULTS FOR THE THIRD QUARTER FISCAL 2020 A RECOVERY OF SALES TO $65.8 MILLION AND EARNINGS OF $0.48 PER SHARE

EX-99.1 2 emlex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE November 9, 2020 THE EASTERN COMPANY REPORTS RESULTS FOR THE THIRD QUARTER FISCAL 2020 A RECOVERY OF SALES TO $65.8 MILLION AND EARNINGS OF $0.48 PER SHARE NAUGATUCK, CT – November 9, 2020 - The Eastern Company (“Eastern” or the “Company”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving niche in

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 9, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 27, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EASTERN

CORRECTION: THE EASTERN COMPANY REPORTS RESULTS FOR THE SECOND QUARTER 2020 A 21% DECLINE IN NET SALES TO $48.8 MILLION; A LOSS OF $0.30 PER SHARE, PRIMARILY DUE TO $4.0 MILLION GOODWILL CHARGE; AND ADJUSTED EARNINGS OF $0.23 PER SHARE

Exhibit 99.1 FOR IMMEDIATE RELEASE July 31, 2020 CORRECTION: THE EASTERN COMPANY REPORTS RESULTS FOR THE SECOND QUARTER 2020 A 21% DECLINE IN NET SALES TO $48.8 MILLION; A LOSS OF $0.30 PER SHARE, PRIMARILY DUE TO $4.0 MILLION GOODWILL CHARGE; AND ADJUSTED EARNINGS OF $0.23 PER SHARE This revised press release corrects the press release issued by The Eastern Company (NASDAQ:EML) at 8:00 a.m. ET on

Current Report

8-K/A 1 eml8ka.htm AMENDMENT NO 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 31, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State

THE EASTERN COMPANY REPORTS RESULTS FOR THE SECOND QUARTER 2020 A 21% DECLINE IN NET SALES TO $48.8 MILLION; A LOSS OF $0.30 PER SHARE, PRIMARILY DUE TO $4.0 MILLION GOODWILL CHARGE; AND ADJUSTED EARNINGS OF $0.38 PER SHARE

Exhibit 99.1 FOR IMMEDIATE RELEASE July 31, 2020 THE EASTERN COMPANY REPORTS RESULTS FOR THE SECOND QUARTER 2020 A 21% DECLINE IN NET SALES TO $48.8 MILLION; A LOSS OF $0.30 PER SHARE, PRIMARILY DUE TO $4.0 MILLION GOODWILL CHARGE; AND ADJUSTED EARNINGS OF $0.38 PER SHARE NAUGATUCK, CT – July 31, 2020 - The Eastern Company (“Eastern” or the “Company”) (NASDAQ:EML), an industrial manufacturer of un

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 31, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Em

THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2019

Exhibit 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2019 COMPANY OVERVIEW The operations of The Eastern Company (the “Company”) consist of three business segments: industrial hardware, security products, and metal products. The industrial hardware segment produces turnkey returnable packing solutions, designs and manufactures blow mold tools, latching devices for use on indus

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in its charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 112 Bridge Street, Naugatuck, CT 06770 (Address of Principal

- 2020 STOCK INCENTIVE PLAN

As filed with the Securities and Exchange Commission on May 21, 2020 Registration No.

The Company’s 2020 Executive Stock Incentive Plan, effective February 19, 2020 (incorporated herein by reference to Exhibit 99.1 to the Company’s Registration Statement on Form S-8 (SEC File No. 333-238565), filed on May 21, 2020).

EX-99.1 4 2020stockincentive.htm Exhibit 99.1 Adopted by the Board of Directors on February 19, 2020 Approved by the shareholders on April 29, 2020 THE EASTERN COMPANY 2020 STOCK INCENTIVE PLAN 1. Purpose. The purpose of The Eastern Company 2020 Stock Incentive Plan (the “Plan”) is to promote the interests of The Eastern Company and its shareholders by providing a method whereby executives and oth

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 28, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EA

Description of Securities (incorporated by reference to Exhibit 4 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 28, 2020 (SEC File No. 001-35383) filed on May 6, 2020).

Exhibit 4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE SECURITIES EXCHANGE ACT OF 1934 The Eastern Company (the “Company”) has one class of securities registered under Section 12(b) of the Securities Exchange Act of 1934, as amended: common stock, no par value (“Common Stock”).

Amended and Restated By-Laws of the Company, as amended through April 27, 2016 (conformed copy) (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q filed on May 6, 2020).

Exhibit 3.2 BYLAWS OF THE EASTERN COMPANY As Amended Through April 27, 2016 ARTICLE I. SHAREHOLDERS Section 1. The annual meeting of the Shareholders of this Corporation for the election of Directors and for the transaction of such other business as may properly come before such meeting shall be held on such date during the months of April or May, or at such other time, in each year as may be fixe

Restated Certificate of Incorporation of the Company, as amended (conformed copy) (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q filed on May 6, 2020).

Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF THE EASTERN COMPANY (Conformed Copy – As of April 29, 2016) FIRST: That the name of the corporation is The Eastern Company. SECOND: That said corporation is to be located in the Town of Naugatuck, in the State of Connecticut. THIRD: That the nature of the business to be transacted and the purposes to be promoted or carried out by the said corpor

Current Report

8-K 1 8kproxyresults2020.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (C

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

THE EASTERN COMPANY REPORTS FIRST QUARTER 2020 RESULTS NET SALES INCREASE 7% TO $65.3 MILLION; FIRST QUARTER 2020 EARNINGS GROW 84% TO $0.46 PER SHARE

Exhibit 99.1 FOR IMMEDIATE RELEASE April 29, 2020 THE EASTERN COMPANY REPORTS FIRST QUARTER 2020 RESULTS NET SALES INCREASE 7% TO $65.3 MILLION; FIRST QUARTER 2020 EARNINGS GROW 84% TO $0.46 PER SHARE NAUGATUCK, CT – April 29, 2020 - The Eastern Company (“Eastern”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving niche industrial markets, today announced the results

EML / Eastern Company DEFA14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻Preliminary Proxy Statement ◻CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14(a)-6(e)

LIST OF DIVISIONS AND SUBSIDIARIES THE EASTERN COMPANY

Exhibit 21 LIST OF DIVISIONS AND SUBSIDIARIES OF THE EASTERN COMPANY Name of Division State or Other Jurisdiction of Incorporation or Organization Argo EMS Connecticut Frazer & Jones Company New York Eberhard Manufacturing Ohio Greenwald Industries Connecticut Illinois Lock Company Illinois Name of Subsidiary Associated Toolmakers Ltd.

2020 LETTER TO SHAREHOLDERS

Exhibit 99 2020 LETTER TO SHAREHOLDERS Dear Fellow Eastern Shareholders: 2019 was, in many ways, a transformative year for The Eastern Company as we made significant progress with our strategy for creating long-term shareholder value.

EML / Eastern Company DEF 14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e

EML / Eastern Company 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 28, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 28, 2020 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

THE EASTERN COMPANY FOURTH QUARTER 2019 NET SALES INCREASE 21% TO $68.7 MILLION; FOURTH QUARTER 2019 EARNINGS GROW 14% TO $0.79 PER SHARE

Exhibit 99.1 FOR IMMEDIATE RELEASE February 28, 2020 THE EASTERN COMPANY FOURTH QUARTER 2019 NET SALES INCREASE 21% TO $68.7 MILLION; FOURTH QUARTER 2019 EARNINGS GROW 14% TO $0.79 PER SHARE NAUGATUCK, CT – February 28, 2020 - The Eastern Company (“Eastern”) (NASDAQ:EML), an industrial manufacturer of unique engineered solutions serving niche industrial markets, today announced the results of oper

EML / Eastern Company / Minerva Advisors LLC - EASTERN CO 13GA4 Passive Investment

sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The Eastern Company (Name of Issuer) Common Stock, No par value (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

EML / Eastern Company / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* EASTERN CO/THE (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

BIG 3 HOLDINGS, LLC AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS, SUPPLEMENTARY INFORMATION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2018 AND 2017 BIG 3 HOLDINGS, LLC AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS, SUPPLEMENTARY INFORM

Exhibit 99.6 BIG 3 HOLDINGS, LLC AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS, SUPPLEMENTARY INFORMATION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2018 AND 2017 BIG 3 HOLDINGS, LLC AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS, SUPPLEMENTARY INFORMATION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2018 AND 2017 TABLE OF CONTENTS Page INDEPENDENT AUDITOR'S REPORT 1 - 2 CONSOLIDATED

EML / Eastern Company 10-Q - Quarterly Report -

The following table summarizes the consideration paid for Big 3 Precision and the amounts of the assets acquired and liabilities assumed recognized at the acquisition date, as well as the fair value at the acquisition date.

Big 3 Precision Unaudited consolidated balance sheet As of June 30, 2019

Ex. 99.7 Big 3 Precision Unaudited consolidated balance sheet As of June 30, 2019 Assets Current Assets Cash and cash equivalents $ 2,636,418 Accounts receivables 14,825,516 Inventories 5,201,342 Prepaid expenses and other assets 351,695 Total current assets 23,014,971 Property, plant and equipment, net 13,283,669 Goodwill 10,142,204 Trademarks 853,097 Other intangible assets, net 2,929,123 Other

Eastern Company Unaudited Pro Forma Condensed Combined Financial Statements

Exhibit 99.5 Eastern Company Unaudited Pro Forma Condensed Combined Financial Statements Overview On August 30, 2019, the Company acquired 100% of the outstanding shares of Big 3 Precision for an adjusted purchase price of $81.2 million. Among the primary reasons why the Company entered into the acquisition with Big 3 Precision, and the factors that contributed to a purchase price resulting in the

THE EASTERN COMPANY REPORTS AN 11.3% INCREASE IN THIRD QUARTER 2019 EARNINGS TO $0.67 PER SHARE, AND A 5.8% INCREASE IN SALES TO $60.7 MILLION BIG 3 PRECISION EXPECTEDTO BE ACCRETIVE TO FULL-YEAR EPS BEFORE TRANSACTION EXPENSES

Exhibit 99.1 FOR IMMEDIATE RELEASE November 7, 2019 THE EASTERN COMPANY REPORTS AN 11.3% INCREASE IN THIRD QUARTER 2019 EARNINGS TO $0.67 PER SHARE, AND A 5.8% INCREASE IN SALES TO $60.7 MILLION BIG 3 PRECISION EXPECTEDTO BE ACCRETIVE TO FULL-YEAR EPS BEFORE TRANSACTION EXPENSES NAUGATUCK, CT – November 7, 2019 - The Eastern Company (“Eastern”) (NASDAQ:EML), an industrial manufacturer of unique en

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

Acquisition of Big 3 PrecisionTuesday, September 3, 2019 NASDAQ: EML Forward Looking Statements Statements in this document about our future expectations, beliefs, goals, plans or prospects constitute forward-looking statements within the meaning of

Acquisition of Big 3 PrecisionTuesday, September 3, 2019 NASDAQ: EML Forward Looking Statements Statements in this document about our future expectations, beliefs, goals, plans or prospects constitute forward-looking statements within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and the rules, regulations and releases of the Securities and Exchange Commission.

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

ISDA® International Swaps and Derivatives Association, Inc. 2002 MASTER AGREEMENT dated as of August 29, 2019

EX-99.3 6 ex993.htm ISDA MASTER AGREEMENT AUGUST 30, 2019 Exhibit 99.3 ISDA® International Swaps and Derivatives Association, Inc. 2002 MASTER AGREEMENT dated as of August 29, 2019 SANTANDER BANK, N.A. and The Eastern Company have entered and/or anticipate entering into one or more transactions (each a "Transaction") that are or will be governed by this 2002 Master Agreement, which includes the sc

PLEDGE AND SECURITY AGREEMENT dated as of August 30, 2019 THE EASTERN COMPANY, as a Grantor, THE OTHER GRANTORS NAMED HEREIN, SANTANDER BANK, N.A., as the Administrative Agent, for the benefit of THE SECURED CREDITORS TABLE OF CONTENTS

EX-99.2 5 ex992.htm PLEDGE & SECURITY AGREEMENT Exhibit 99.2 PLEDGE AND SECURITY AGREEMENT dated as of August 30, 2019 Among THE EASTERN COMPANY, as a Grantor, THE OTHER GRANTORS NAMED HEREIN, and SANTANDER BANK, N.A., as the Administrative Agent, for the benefit of THE SECURED CREDITORS TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND TERMS Section 1.01 Defined Terms Section 1.02 Additional Defi

ESCROW AGREEMENT

Exhibit 2.2 ESCROW AGREEMENT This Escrow Agreement dated this 30th day of August, 2019 (the "Escrow Agreement"), is entered into by and among The Eastern Company a Connecticut corporation ("Buyer Party"), Big 3 Holdings, LLC, a Delaware limited liability company ("Seller Representative", on behalf of and as representative of the Seller (as defined below) and its owners, and together with Buyer Par

ISDAÒ International Swap and Derivatives Association, Inc. to the Master Agreement dated as of August 29, 2019

Exhibit 99.4 ISDAÒ International Swap and Derivatives Association, Inc. SCHEDULE to the Master Agreement dated as of August 29, 2019 between Santander Bank, N.A. And The Eastern Company ("Party A") ("Party B") Part 1. Termination Provisions. In the Agreement: (a) "Specified Entity" means in relation to Party A for the purpose of: Section 5(a)(v), None; Section 5(a)(vi), None; Section 5(a)(vii), No

CREDIT AGREEMENT dated as of August 30, 2019 THE EASTERN COMPANY, as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, SANTANDER BANK, N.A., as an LC Issuer, the Swing Line Lender, as the Administrative Agent, as Sole Arranger and Sole Boo

EX-99.1 4 ex991.htm CREDIT AGREEMENT, AUGUST 30, 2019 Exhibit 99.1 DEAL CUSIP NUMBER: [] REVOLVER CUSIP NUMBER: [] TERM LOAN CUSIP NUMBER: [] CREDIT AGREEMENT dated as of August 30, 2019 among THE EASTERN COMPANY, as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, and SANTANDER BANK, N.A., as an LC Issuer, the Swing Line Lender, as the Administrative Agent, as Sole Arranger and Sole B

EASTERN ACQUIRES A LEADING PROVIDER OF ENGINEERED PACKAGING FOR $81.7 MILLION EASTERN TAKES NEXT STEP TOWARD $100 MILLION EBITDA GOAL WITH ADDITION OF NEW GROWTH BUSINESS TRANSACTION EXPECTED TO BE ACCRETIVE BY AT LEAST $0.40 TO FY 2020 EPS MANAGEMEN

Exhibit 99.5 FOR IMMEDIATE RELEASE September 3, 2019 EASTERN ACQUIRES A LEADING PROVIDER OF ENGINEERED PACKAGING FOR $81.7 MILLION EASTERN TAKES NEXT STEP TOWARD $100 MILLION EBITDA GOAL WITH ADDITION OF NEW GROWTH BUSINESS TRANSACTION EXPECTED TO BE ACCRETIVE BY AT LEAST $0.40 TO FY 2020 EPS MANAGEMENT WILL HOLD A CONFERENCE CALL AT 4:30PM EASTERN TIME TODAY NAUGATUCK, CT – September 3, 2019 - Th

Stock Purchase Agreement dated August 30, 2019, among the Company, Eastern Engineered Systems, Inc., Big 3 Holdings, LLC, Big 3 Precision Mold Services, Inc., Industrial Design Innovations, LLC, Sur-Form, LLC, Associated Toolmakers Limited, TVV Capital Partners III, L.P., TVV Capital Partners III-A, L.P, Alan Scheidt, Todd Riley, Clinton Hyde and Big 3 Holdings, LLC, as the initial Seller Representative (incorporated herein by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K (SEC File No. 001-35383) filed on September 3, 2019).

Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG THE EASTERN COMPANY, EASTERN ENGINEERED SYSTEMS, INC., BIG 3 HOLDINGS, LLC, BIG 3 PRECISION MOLD SERVICES, INC., BIG 3 PRECISION PRODUCTS, INC., INDUSTRIAL DESIGN INNOVATIONS, LLC, SUR-FORM, LLC, ASSOCIATED TOOLMAKERS LIMITED, TVV CAPITAL PARTNERS III, L.P., TVV CAPITAL PARTNERS III-A, L.P., ALAN SCHEIDT, TODD RILEY, CLINTON HYDE, AND BIG 3 HOLDING

THE EASTERN COMPANY REPORTS NET SALES OF $61.4 MILLION AND EARNINGS OF $0.40 PER DILUTED SHARE FOR THE SECOND QUARTER OF 2019 SECOND QUARTER CASH FROM OPERATIONS OF $7.2 MILLION SETS A NEW RECORD IN EASTERN'S 160-YEAR HISTORY

Exhibit 99 FOR IMMEDIATE RELEASE August 8, 2019 THE EASTERN COMPANY REPORTS NET SALES OF $61.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 8, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

EML / Eastern Company 10-Q - Quarterly Report - 2ND QTR FORM 10-Q 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 29, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EAS

EML / Eastern Company SD - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 112 Bridge Street, Naugatuck, CT 06770 (Address of Principal Executive Office

THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2018

Exhibit 1.01 THE EASTERN COMPANY CONFLICT MINERALS REPORT REPORTING YEAR: 2018 COMPANY OVERVIEW The operations of The Eastern Company (the "Company") consist of three business segments: industrial hardware, security products, and metal products. The industrial hardware segment produces latching devices for use on industrial equipment and instrumentation, composite panels used primarily in the tran

EML / Eastern Company 10-Q Quarterly Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EA

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 1, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Empl

THE EASTERN COMPANY REPORTS NET SALES OF $60.9 MILLION AND EARNINGS OF $0.25 PER DILUTED SHARE FOR THE FIRST QUARTER OF 2019

Exhibit 99.1 FOR IMMEDIATE RELEASE May 1, 2019 THE EASTERN COMPANY REPORTS NET SALES OF $60.9 MILLION AND EARNINGS OF $0.25 PER DILUTED SHARE FOR THE FIRST QUARTER OF 2019 Naugatuck, CT – The Eastern Company (NASDAQ:EML) today announced the results of operations for the first quarter of 2019. Net sales for the first quarter were $60.9 million, compared to $59.4 for the same period in 2018. Net inc

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 1, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Empl

EML / Eastern Company / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) The Eastern Company (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receiv

EML / Eastern Company

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14(a)-6(e

EML / Eastern Company

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)

72

Exhibit 99 2019 LETTER TO SHAREHOLDERS Dear Fellow Eastern Shareholders: We continued to make significant progress on our commitment to creating long-term value for our shareholders in 2018.

EML / Eastern Company (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 29, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35383 THE EASTERN

LIST OF SUBSIDIARIES EASTERN COMPANY

Exhibit 21 LIST OF SUBSIDIARIES OF EASTERN COMPANY Name of Division: State or Other Jurisdiction of Incorporation or Organization Eberhard Manufacturing Ohio Eberhard Hardware Manufacturing Ltd.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 28, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

THE EASTERN COMPANY WILL NOMINATE PEGGY B. SCOTT TO JOIN ITS BOARD OF DIRECTORS

Exhibit 99.1 FOR IMMEDIATE RELEASE February 28, 2019 THE EASTERN COMPANY WILL NOMINATE PEGGY B. SCOTT TO JOIN ITS BOARD OF DIRECTORS Naugatuck, CT – The Eastern Company (NASDAQ:EML) today announced that the Board of Directors has decided to nominate Peggy B. Scott to join its Board of Directors. Shareholders will have an opportunity to elect Ms. Scott at Eastern's annual meeting on May 1, 2019. Mr

THE EASTERN COMPANY REPORTS RECORD EARNINGS OF $2.31 PER DILUTED SHARE FOR THE FULL YEAR OF 2018

Exhibit 99.1 FOR IMMEDIATE RELEASE February 26, 2019 THE EASTERN COMPANY REPORTS RECORD EARNINGS OF $2.31 PER DILUTED SHARE FOR THE FULL YEAR OF 2018 Naugatuck, CT – The Eastern Company (NASDAQ:EML) today announced the results of operations for the full year and fourth quarter of 2018. Sales for the full year and fourth quarter were $234.3 million and $56.6 million, respectively, compared to $204.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 26, 2019 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IR

EML / Eastern Company / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* EASTERN CO/THE (Name of Issuer) Common Stock (Title of Class of Securities) 276317104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

EML / Eastern Company 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 29, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 TH

THE EASTERN COMPANY REPORTS EARNINGS OF $0.60 PER DILUTED SHARE FOR THE THIRD QUARTER OF 2018, AN INCREASE OF 71% OVER THE SAME PERIOD IN 2017

Exhibit 99.1 FOR IMMEDIATE RELEASE November 2, 2018 THE EASTERN COMPANY REPORTS EARNINGS OF $0.60 PER DILUTED SHARE FOR THE THIRD QUARTER OF 2018, AN INCREASE OF 71% OVER THE SAME PERIOD IN 2017 Naugatuck, CT – The Eastern Company (NASDAQ:EML) today announced the results of operations for the third quarter of 2018. Sales for the third quarter were $57.4 million, compared to $56.0 million for the s

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 2, 2018 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS

EML / Eastern Company 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-35383 THE EAS

THE EASTERN COMPANY REPORTS NET SALES OF $60.9 MILLION AND EARNINGS OF $0.52 PER DILUTED SHARE FOR THE SECOND QUARTER OF 2018

Exhibit 99.1 FOR IMMEDIATE RELEASE August 2, 2018 THE EASTERN COMPANY REPORTS NET SALES OF $60.9 MILLION AND EARNINGS OF $0.52 PER DILUTED SHARE FOR THE SECOND QUARTER OF 2018 Naugatuck, CT – The Eastern Company (NASDAQ:EML) today announced the results of operations for the second quarter of 2018. Sales for the second quarter were $60.9 million, compared to $58.0 million for the same period in 201

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 2, 2018 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS E

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 4, 2018 (Date of earliest event reported) The Eastern Company (Exact name of Registrant as specified in its charter) Connecticut 001-35383 06-0330020 (State or other jurisdiction (Commission File Number) (IRS Emp

EASTERN STRENGTHENS ITS SECURITY PRODUCTS SEGMENT WITH THE ACQUISITION OF CERTAIN ASSETS OF LOAD N LOCK

Exhibit 99 FOR IMMEDIATE RELEASE June 4, 2018 EASTERN STRENGTHENS ITS SECURITY PRODUCTS SEGMENT WITH THE ACQUISITION OF CERTAIN ASSETS OF LOAD N LOCK Naugatuck, CT–The Eastern Company (NASDAQ-EML) (the "Company" or "Eastern"), a diversified provider of niche industrial products and services, today announced that it has acquired specific assets of Load N Lock Systems, Inc.

EML / Eastern Company SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Eastern Company (Exact Name of Registrant as Specified in Charter) Connecticut 001-35383 06-0330020 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 112 Bridge Street, Naugatuck, CT 06770 (Address of Principal Executive Office