Statistik Asas
LEI | YF6ZV0M6AU4FY94MK914 |
CIK | 849399 |
SEC Filings
SEC Filings (Chronological Order)
August 13, 2025 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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August 13, 2025 |
m of Performance Based Restricted Stock Unit Award Agreement EXHIBIT 10.01 GEN DIGITAL INC. PERFORMANCE BASED RESTRICTED STOCK UNIT NOTICE OF GRANT OF AWARD Effective 1 and pursuant to the terms and conditions of the Gen Digital Inc. 2013 Equity Incentive Plan, as amended from time to time, Gen Digital Inc., a Delaware corporation, hereby grants to the individual listed below (“Participant”) the performance based restricted stock units (the “PRUs”) set fort |
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August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 4, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Digital |
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August 13, 2025 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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August 13, 2025 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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August 13, 2025 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 7, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fi |
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August 7, 2025 |
PRESS RELEASE Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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July 28, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Onl |
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July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 17, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fil |
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July 22, 2025 |
Gen Announces Leadership Transition for its Board of Directors CONTACTS Investor Contact Jason Starr Media Contact Jess Monney Gen Gen IR@GenDigital. |
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May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission File |
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May 16, 2025 |
Gen Announces Board Transitions, Welcomes John Chrystal as Peter Feld Departs CONTACTS Investor Contact Jason Starr Media Contact Jess Monney Gen Gen IR@GenDigital. |
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May 15, 2025 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer, President and Director of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Compan |
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May 15, 2025 |
Exhibit 4.01 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Gen Digital Inc. (“Gen Digital,” or “we,” “our,” “us,” or the “Company”) has the following classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, $0.10 par value per share (“common stoc |
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May 15, 2025 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements (Nos. 333-286590, 333-282935, 333-267386, 333-230163, 333-229511, 333-223734, 333-221341, 333-219714, 333-216132, 333-212847, 333-191889, 333-179268, 333-170326 and 333-155266) on Form S-8, (Nos. 333-238756, 333-221042, 333-214054, and 333-211513) on Fo |
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May 15, 2025 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 15, 2025 |
Exhibit 21.01 GEN DIGITAL INC. SUBSIDIARIES Name of Subsidiary State or Other Jurisdiction of Incorporation NortonLifeLock Security Holdings Inc. Delaware NortonLifeLock Ireland Limited Ireland NortonLifeLock Singapore Pte. Ltd. Singapore NortonLifeLock Japan G.K. Japan Avast Software s.r.o Czech Republic |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 28, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 |
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May 15, 2025 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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May 15, 2025 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual report on Form |
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May 15, 2025 |
Exhibit 97.01 GEN DIGITAL INC. COMPENSATION RECOUPMENT POLICY As Adopted and Approved by the Board of Directors (the “Board”) of Gen Digital Inc. (the “Company”) on October 3, 2023 Last Reviewed on October 7, 2024 The Committee and the Board have determined that it is in the Company’s best interests to adopt and implement a compensation recoupment policy (the “Policy”) for Executive Officers, in l |
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May 15, 2025 |
Exhibit 19.01 Insider Trading Policy March 2023 Overview Our Insider Trading Policy (this Policy) helps clarify your responsibilities to avoid even the appearance of improper insider trading. This Policy applies to all of our officers, employees, directors, consultants and contractors worldwide. Internally we share information, including Insider Information (which is defined below). You may also o |
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May 6, 2025 |
NEWS RELEASE CONTACTS Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-17781 (Commission File Number) 77-01818 |
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May 2, 2025 |
As filed with the Securities and Exchange Commission on May 2, 2025 As filed with the Securities and Exchange Commission on May 2, 2025 Registration No. |
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April 17, 2025 |
Execution Version Exhibit 10.02 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of April 16, 2025 (this “Amendment”), by and among Gen Digital Inc. (f/k/a NortonLifeLock Inc.), a corporation organized under the laws of the State of Delaware (the “Parent Borrower”), the guarantors party hereto (collectively, the “Guaranto |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 17, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation) (Commission File Nu |
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April 17, 2025 |
As filed with the Securities and Exchange Commission on April 17, 2025 As filed with the Securities and Exchange Commission on April 17, 2025 Registration No. |
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April 17, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.02 KPMG LLP 2755 Augustine Drive Suite 701 Santa Clara, CA 95054 Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated May 15, 2024, with respect to the consolidated financial statements of Gen Digital Inc., and the effectiveness of internal control over financial reporting, incorporated herein by reference. /s/ KPMG LLP Santa Clara, Californ |
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April 17, 2025 |
Execution Version Exhibit 10.01 CONTINGENT VALUE RIGHTS AGREEMENT This CONTINGENT VALUE RIGHTS AGREEMENT, dated as of April 17, 2025 (this “Agreement”), is entered into by and among Gen Digital Inc., a Delaware corporation (“Parent”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company (“Compute |
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April 17, 2025 |
601 Lexington Avenue New York, NY 10022 United States +1 212 446 4800 Exhibit 5.01 601 Lexington Avenue New York, NY 10022 United States +1 212 446 4800 www.kirkland.com Facsimile: +1 212 446 4900 April 17, 2025 Gen Digital Inc. 60 E. Rio Salado Parkway, Suite 1000 Tempe, AZ 85281 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We are acting as special counsel for Gen Digital Inc., a Delaware corporation (the “Company”), in connection with the filing an |
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April 17, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Gen Digital Inc. |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 77-0181864 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 60 E. Rio Salado Park |
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March 5, 2025 |
MERGER PROPOSAL—YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No.: 333-284654 MERGER PROPOSAL—YOUR VOTE IS VERY IMPORTANT March 5, 2025 Dear MoneyLion Inc. Stockholders: On behalf of the board of directors of MoneyLion Inc., which is referred to in this notice as MoneyLion, we are pleased to enclose the proxy statement/prospectus relating to the merger of MoneyLion with a wholly-owned subsidia |
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March 4, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 4, 2025 As filed with the U.S. Securities and Exchange Commission on March 4, 2025 Registration No. 333-284654 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GEN DIGITAL INC. (Exact name of registrant as specified in its charter) Delaware 7372 77-0181864 (State or other jurisdiction of incorporatio |
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March 3, 2025 |
Exhibit 99.1 |
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March 3, 2025 |
Gen Digital Inc. 350 Ellis Street Mountain View, CA 94043 March 3, 2025 Gen Digital Inc. 350 Ellis Street Mountain View, CA 94043 March 3, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Gen Digital Inc. Registration Statement on Form S-4 Filed March 3, 2025 File No. 333-284654 REQUEST FOR ACCELERATION OF EFFECTIVENESS Pursuant to Rule 461 under the Securities Act of 1933, as amended, Gen |
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March 3, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 3, 2025 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on March 3, 2025 Registration No. 333-284654 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GEN DIGITAL INC. (Exact name of registrant as specified in its charter) Delaware 7372 77-0181864 (Sta |
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February 28, 2025 |
Exhibit 4.01 FOURTH SUPPLEMENTAL INDENTURE Dated as of February 28, 2025 Between GEN DIGITAL INC. as Issuer, the GUARANTORS party hereto from time to time and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee 6.250% SENIOR NOTES DUE 2033 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions. 1 ARTICLE 2 THE NOTES 7 SECTION 2.01. Notes. |
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February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation) (Commission File |
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February 10, 2025 |
Exhibit 99.1 Lender Presentation February 10, 2025 Copyright © 2025 Gen Digital Inc. All rights reserved. Special Notice Regarding Publicly Available Information THE COMPANY HAS REPRESENTED THAT THE INFORMATION CONTAINED IN THIS LENDER PRESENTATION IS EITHER PUBLICLY AVAILABLE OR DOES NOT CONSTITUTE MATERIAL NON-PUBLIC INFORMATION WITH RESPECT TO THE COMPANY OR ITS SECURITIES. THE RECIPIENT OF THI |
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February 10, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 10, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation) (Commission File |
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February 3, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 31, 2025 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on January 31, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GEN DIGITAL INC. (Exact name of registrant as specified in its charter) Delaware 7372 77-0181864 (State or other jurisdic |
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February 3, 2025 |
Exhibit 99.1 SCAN TO VIEW MATERIALS & VOTE MONEYLION INC. 249-245 WEST 17TH STREET, FLOOR 4 NEW YORK, NY 10011 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Have your proxy car |
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February 3, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Gen Digital Inc. |
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February 3, 2025 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. Exhibit 99.2 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors (the “Board”) of MoneyLion Inc. (“MoneyLion”), as Annex D to the Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of Maverick Group Hold |
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January 31, 2025 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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January 31, 2025 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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January 31, 2025 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 31, 2025 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 27, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Dig |
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January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 30, 2025 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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January 30, 2025 |
PRESS RELEASE Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 10, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation or organization) |
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December 11, 2024 |
Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of December [●], 2024, is entered into by and among each of the undersigned stockholders (collectively, the “Stockholders” and each, a “Stockholder”) of MoneyLion Inc., a Delaware corporation (the “Company”), and Gen Digital Inc., a Delaware corporation (“Parent”). Capitalized terms used but not defined herein shall h |
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December 11, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among GEN DIGITAL INC., MAVERICK GROUP HOLDINGS, INC. and MONEYLION INC. Dated as of December 10, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Index of Defined Terms 19 1.3 Certain Interpretations 22 ARTICLE II THE MERGER 23 2.1 The Merger 23 2.2 The Effective Time 24 2.3 The Cl |
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December 11, 2024 |
CONTINGENT VALUE RIGHTS AGREEMENT Exhibit 10.2 CONTINGENT VALUE RIGHTS AGREEMENT This CONTINGENT VALUE RIGHTS AGREEMENT, dated as of [●], 202[5] (this “Agreement”), is entered into by and among Gen Digital Inc., a Delaware corporation (“Parent”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company (“Computershare Trust” and, tog |
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December 11, 2024 |
Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of December [●], 2024, is entered into by and among each of the undersigned stockholders (collectively, the “Stockholders” and each, a “Stockholder”) of MoneyLion Inc., a Delaware corporation (the “Company”), and Gen Digital Inc., a Delaware corporation (“Parent”). Capitalized terms used but not defined herein shall h |
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December 11, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 10, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation or organization) |
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December 11, 2024 |
CONTINGENT VALUE RIGHTS AGREEMENT Exhibit 10.2 CONTINGENT VALUE RIGHTS AGREEMENT This CONTINGENT VALUE RIGHTS AGREEMENT, dated as of [●], 202[5] (this “Agreement”), is entered into by and among Gen Digital Inc., a Delaware corporation (“Parent”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company (“Computershare Trust” and, tog |
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December 11, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among GEN DIGITAL INC., MAVERICK GROUP HOLDINGS, INC. and MONEYLION INC. Dated as of December 10, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Index of Defined Terms 19 1.3 Certain Interpretations 22 ARTICLE II THE MERGER 23 2.1 The Merger 23 2.2 The Effective Time 24 2.3 The Cl |
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December 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 10, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation or organization) |
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December 10, 2024 |
Filed by Gen Digital Inc. (Commission File No.: 000-17781) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: MoneyLion Inc. (Commission File No.: 001-39346) The following communications were posted on LinkedIn, by Gen Digital Inc., its chief executive officer and its chief financial officer on Decembe |
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December 10, 2024 |
Exhibit 99.01 PRESS RELEASE Investor Contact Jason Starr Media Contact Jess Monney Gen Gen [email protected] [email protected] Gen Extends its Financial Wellness Offerings with the Acquisition of MoneyLion Gen Adds Financial Empowerment to Credit and Identity Protection Solutions TEMPE, Ariz. & PRAGUE, December 10, 2024 – Gen Digital Inc. (NASDAQ: GEN), a global leader dedicated to powering Dig |
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December 10, 2024 |
Exhibit 99.02 December 10, 2024 Announces Acquisition of MoneyLion Copyright © 2024 Gen Digital Inc. All rights reserved. 2 Forward Looking Statements Certain statements herein and the documents incorporated herein by reference may constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act and Rule 175 promu |
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December 10, 2024 |
Exhibit 99.02 December 10, 2024 Announces Acquisition of MoneyLion Copyright © 2024 Gen Digital Inc. All rights reserved. 2 Forward Looking Statements Certain statements herein and the documents incorporated herein by reference may constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act and Rule 175 promu |
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December 10, 2024 |
Exhibit 99.01 PRESS RELEASE Investor Contact Jason Starr Media Contact Jess Monney Gen Gen [email protected] [email protected] Gen Extends its Financial Wellness Offerings with the Acquisition of MoneyLion Gen Adds Financial Empowerment to Credit and Identity Protection Solutions TEMPE, Ariz. & PRAGUE, December 10, 2024 – Gen Digital Inc. (NASDAQ: GEN), a global leader dedicated to powering Dig |
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December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 10, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation or organization) |
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October 31, 2024 |
As filed with the Securities and Exchange Commission on October 31, 2024 As filed with the Securities and Exchange Commission on October 31, 2024 Registration No. |
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October 31, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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October 31, 2024 |
Calculation of Filing Fee Tables S-8 Gen Digital Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.01 per share, Equity Incentive Plan Other 30,000,000 $ 27.05 $ 811,500,000.00 0.0001531 $ |
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October 31, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 27, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Di |
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October 31, 2024 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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October 31, 2024 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 30, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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October 30, 2024 |
PRESS RELEASE Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 8, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission F |
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October 16, 2024 |
Amended and Restated Bylaws of Registrant. BYLAWS OF GEN DIGITAL INC. (A DELAWARE CORPORATION) (as amended and restated as of October 8, 2024) ARTICLE I STOCKHOLDERS Section 1.1 Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place, either within or without the State of Delaware, as the board of directors of the Corporation (the “Board of Directors” or the “Board |
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September 13, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 10, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commissio |
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August 7, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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August 7, 2024 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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August 7, 2024 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Digital |
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August 7, 2024 |
Agreement, effective as of June 13, 2024 by and between Gen Digital Inc. and Ondrej Vlcek. Exhibit 10.01 10 May 2024 Ondrej Vlcek EID: 304059 Dear Mr. Vlcek, This Transition Agreement (Section 49 of Act No. 262/2006 of the Labor Code) (the "Agreement") sets forth the agreement between you and your employer Avast Software s.r.o. an affiliate of Gen Digital, Inc., seated at Prague 4, Pikrtova 1737/1a, Postal Code: 140 00, Czech Republic, Identification No.: 021 76 475, registered in the C |
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August 7, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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August 7, 2024 |
Exhibit 10.02 Execution Version FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 5, 2024 (this “Amendment”), by and among Gen Digital Inc. (f/k/a NortonLifeLock Inc.), a corporation organized under the laws of the State of Delaware (the “Parent Borrower”), the guarantors party hereto (collectively, the “Guarantors”) |
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August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fi |
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August 1, 2024 |
Gen Reports First Quarter Fiscal Year 2025 Results PRESS RELEASE Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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July 29, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Gen Digital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) 77-0181 |
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May 16, 2024 |
Exhibit 19.01 Insider Trading Policy March 2023 Overview Our Insider Trading Policy (this Policy) helps clarify your responsibilities to avoid even the appearance of improper insider trading. This Policy applies to all of our officers, employees, directors, consultants and contractors worldwide. Internally we share information, including Insider Information (which is defined below). You may also o |
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May 16, 2024 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23.01 Consent of Independent Registered Public Accounting Firm To Board of Directors Gen Digital Inc.: We consent to the incorporation by reference in the registration statements (Nos. 333-267386, 333-230163, 333-229511, 333-223734, 333-221341, 333-219714, 333-216132, 333-212847, 333-191889, 333-179268, 333-170326, and 333-155266) on Form S-8 and (Nos. 333-238756, 333-221042, 333-214054, a |
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May 16, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 29, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 |
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May 16, 2024 |
Exhibit 21.01 GEN DIGITAL INC. SUBSIDIARIES Name of Subsidiary State or Other Jurisdiction of Incorporation NortonLifeLock Security Holdings Inc. Delaware NortonLifeLock Ireland Limited Ireland NortonLifeLock Singapore Pte. Ltd. Singapore NortonLifeLock Japan G.K. Japan Avast Software s.r.o Czech Republic Avast Holding B.V. Netherlands |
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May 16, 2024 |
Board of Directors Meeting - Governance and Administrative Matters Exhibit 97.01 GEN DIGITAL INC. COMPENSATION RECOUPMENT POLICY As Adopted and Approved by the Board of Directors (the “Board”) of Gen Digital Inc. (the “Company”) on October 3, 2023 The Committee and the Board have determined that it is in the Company’s best interests to adopt and implement a compensation recoupment policy (the “Pol |
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May 16, 2024 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual report on Form |
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May 16, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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May 16, 2024 |
Exhibit 4.01 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Gen Digital Inc. (“we,” “our,” “us,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following summary of the terms of our common stock is based upon our Amended and Resta |
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May 16, 2024 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer and Director of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission File |
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May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-17781 (Commission File Number) 77-01818 |
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May 9, 2024 |
NEWS RELEASE CONTACTS Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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February 13, 2024 |
NLOK / NortonLifeLock Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01001-gendigitalinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Gen Digital Inc Title of Class of Securities: Common Stock CUSIP Number: 668771108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the |
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February 5, 2024 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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February 5, 2024 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 29, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Dig |
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February 5, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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February 5, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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February 1, 2024 |
PRESS RELEASE Investor Contact Jason Starr Media Contact Audra Proctor Gen Gen IR@GenDigital. |
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February 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 1, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2024 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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January 19, 2024 |
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance, Office of Technology 100 F Street, NE Washington, D. |
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November 7, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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November 7, 2023 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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November 7, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 7, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 29, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Di |
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November 7, 2023 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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November 7, 2023 |
PRESS RELEASE Investor Contact Jason Starr Media Contact Jenna Torluemke Gen Gen IR@GenDigital. |
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October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 30, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commissio |
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September 13, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 12, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commissio |
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August 4, 2023 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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August 4, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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August 4, 2023 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Digital |
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August 4, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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August 3, 2023 |
Gen Reports 16th Consecutive Quarter of Growth in Q1 FY24 NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Jess Monney Gen Gen IR@GenDigital. |
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August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 3, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fi |
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July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ De |
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July 31, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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July 28, 2023 |
NLOK / NortonLifeLock Inc / Baudis Pavel - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 GEN DIGITAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 668771108 (CUSIP Number) Damian Beaven R2G a.s. Martinický palác Hradčanské náměstí 67/8 118 00 Praha 1 +420 731 992 273 (Name, Address and Telephone Number of Person |
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May 25, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 25, 2023 |
Exhibit 10.07 GEN DIGITAL INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT GRANT NOTICE (NON-EMPLOYEE DIRECTORS) Pursuant to the terms and conditions of the 2013 Equity Incentive Plan (as amended from time to time, the “Plan”), Gen Digital Inc., a Delaware corporation (the “Company”), hereby grants to the individual listed below (“Participant”) the number of restricted stock units (the “RSUs” |
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May 25, 2023 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23.01 Consent of Independent Registered Public Accounting Firm To Board of Directors Gen Digital Inc.: We consent to the incorporation by reference in the registration statements (Nos. 333-267386, 333-230163, 333-229511, 333-223734, 333-221341, 333-219714, 333-216132, 333-212847, 333-191889, 333-179268, 333-170326, and 333-155266) on Form S-8 and (Nos. 333-238756, 333-221042, 333-214054, a |
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May 25, 2023 |
Form of Restricted Stock Unit Award Agreement under Avast Limited Long Term Incentive Plan Exhibit 10.10 AVAST LIMITED LONG TERM INCENTIVE PLAN RESTRICTED STOCK UNIT GRANT NOTICE Pursuant to the terms and conditions of the Avast Limited Long Term Incentive Plan (as amended from time to time, the “Plan”), Gen Digital Inc., a Delaware corporation (the “Company”), hereby grants to the individual listed below (“Participant”) the number of restricted stock units (the “RSUs”) set forth below. |
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May 25, 2023 |
Exhibit 10.08 GEN DIGITAL INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT GRANT NOTICE (EMPLOYEES) Pursuant to the terms and conditions of the 2013 Equity Incentive Plan (as amended from time to time, the “Plan”), Gen Digital Inc., a Delaware corporation (the “Company”), hereby grants to the individual listed below (“Participant”) the number of restricted stock units (the “RSUs”) set forth b |
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May 25, 2023 |
Form of Performance Stock Unit Award Agreement under Avast Limited Long Term Incentive Plan Exhibit 10.11 AVAST LIMITED PERFORMANCE STOCK UNIT NOTICE OF GRANT OF AWARD Effective and pursuant to the terms and conditions of Avast Limited Long Term Incentive Plan (as amended from time to time, the “Plan”), Gen Digital Inc., a Delaware corporation, hereby grants to the individual listed below (“Participant”) the performance stock units (the “PSUs”) set forth below. This award of the PSUs is |
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May 25, 2023 |
Exhibit 21.01 GEN DIGITAL INC. SUBSIDIARIES Name of Subsidiary State or Other Jurisdiction of Incorporation LifeLock, Inc. Delaware NortonLifeLock Security Holdings Inc. Delaware NortonLifeLock Ireland Limited Ireland NortonLifeLock Singapore Pte. Ltd. Singapore NortonLifeLock Japan G.K. Japan Avast Software s.r.o Czech Republic Avast Holding B.V. Netherlands Avast Software B.V. Netherlands |
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May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 |
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May 25, 2023 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer and Director of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual |
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May 25, 2023 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual report on Form |
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May 25, 2023 |
Exhibit 10.09 GEN DIGITAL INC. PERFORMANCE BASED RESTRICTED STOCK UNIT NOTICE OF GRANT OF AWARD Effective and pursuant to the terms and conditions of the Gen Digital Inc. 2013 Equity Incentive Plan, as amended from time to time, Gen Digital Inc., a Delaware corporation, hereby grants to the individual listed below (“Participant”) the performance based restricted stock units (the “PRUs”) set forth |
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May 25, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this annual report on Form 10-K of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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May 11, 2023 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Jenna Torluemke Gen Gen IR@GenDigital. |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 11, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission File |
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February 9, 2023 |
NLOK / NortonLifeLock Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0968-gendigitalinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Gen Digital Inc. Title of Class of Securities: Common Stock CUSIP Number: 668771108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the |
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February 6, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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February 6, 2023 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on Fo |
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February 6, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Gen Digital Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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February 6, 2023 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of Gen Digital Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Dig |
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February 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 2, 2023 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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February 2, 2023 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Jenna Torluemke Gen Gen IR@GenDigital. |
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November 9, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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November 9, 2022 |
Exhibit 10.04 NORTONLIFELOCK INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT GRANT NOTICE (NON-EMPLOYEE DIRECTORS) Pursuant to the terms and conditions of the 2013 Equity Incentive Plan (as amended from time to time, the “Plan”), NortonLifeLock Inc., a Delaware corporation (the “Company”), hereby grants to the individual listed below (“Participant”) the number of restricted stock units (the |
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November 9, 2022 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report |
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November 9, 2022 |
Employment Agreement dated September 12, 2022, between AVAST Software s.r.o. and Ondrej Vlcek Exhibit 10.05 EMPLOYMENT CONTRACT between AVAST Software s.r.o. and Ondřej Vlček Exhibit 10.05 THIS EMPLOYMENT CONTRACT (hereinafter the "Contract") was concluded on 12 September 2022 (the “Effective Date”) between: AVAST Software s.r.o. a limited liability company incorporated and existing under the laws of the Czech Republic, with its registered office at Pikrtova 1737/la, 140 00, Czech Republic |
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November 9, 2022 |
Amended and Restated Certificate of Incorporation of Registrant, and all amendments thereto. Exhibit 3.01 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SYMANTEC CORPORATION (A DELAWARE CORPORATION) ARTICLE 1 The name of the corporation is Symantec Corporation. ARTICLE 2 The address of the registered office of the corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, in the County of Newcastle. The name of its registered ag |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 Gen Di |
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November 9, 2022 |
Form of Non-Competition and Non-Solicitation Agreement Exhibit 10.06 NON-COMPETITION AND NON-SOLICITATION AGREEMENT This Non-Competition and Non-Solicitation Agreement (the “Agreement”) is being executed, and is effective as of the date of the last signature below, between XXX (“Employee”) and NortonLifeLock Inc., a Delaware corporation, and its direct and indirect affiliates and subsidiaries (collectively, the “Company”) (together, “the Parties”). IN |
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November 9, 2022 |
Form of Restricted Stock Unit Award Agreements under Avast Long-Term Incentive Plan AVAST LIMITED LONG TERM INCENTIVE PLAN RSU AWARD AGREEMENT RECITALS A.The Board has adopted the Avast Limited Long Term Incentive Plan (as amended from time to time, the ?Plan?) for the purpose of providing incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company and the members of the Group Company. B.The Par |
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November 9, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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November 9, 2022 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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November 8, 2022 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Jenna Torluemke Gen Gen IR@GenDigital. |
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November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 8, 2022 Gen Digital Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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November 7, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTONLIFELOCK INC. NortonLifeLock Inc., a Delaware corporation (the ?Company?), does hereby certify that: First: This Certificate of Amendment (this ?Certificate of Amendment?) amends the provisions of the Company?s Amended and Restated Certificate of Incorporation, as amended to date (the ?Certificate of |
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November 7, 2022 |
Exhibit 99.01 Media Contact: Investor Contact: Jenna Torluemke Mary Lai Gen Gen [email protected] [email protected] Introducing Gen: The Company to Power Digital Freedom Gen Unites Trusted Brands Including Norton, Avast, LifeLock and Avira TEMPE, Ariz. & PRAGUE, Czech Republic ? November 7, 2022 ? NortonLifeLock Inc. (NASDAQ: NLOK) today unveiled its new company name, Gen Digital Inc. (TO BE NA |
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November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 Gen Digital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) 77- |
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November 7, 2022 |
Amended and Restated Bylaws of Registrant. Exhibit 3.2 BYLAWS OF GEN DIGITAL INC. (A DELAWARE CORPORATION) (as amended and restated as of November 7, 2022) Article I STOCKHOLDERS Section 1.1?????????Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place, either within or without the State of Delaware, as the board of directors of the Corporation (the ?Board of Directors? |
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September 19, 2022 |
? Exhibit 4.01 ? ? ? SECOND SUPPLEMENTAL INDENTURE ? Dated as of September?19, 2022 Between ? NORTONLIFELOCK INC. as Issuer, ? the GUARANTORS party hereto from time to time ? and ? COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee ? 6.750% SENIOR NOTES DUE 2027 ? 7.125% SENIOR NOTES DUE 2030 ? ? ? ? ? TABLE OF CONTENTS ? ? ? Page ? ? ? ARTICLE?1 ? ? ? DEFINITIONS AND INCORPORATION BY R |
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September 19, 2022 |
Exhibit 4.02 THIRD SUPPLEMENTAL INDENTURE This THIRD SUPPLEMENTAL INDENTURE, dated September 19, 2022 (this ?Supplemental Indenture?), is made and entered into by NortonLifeLock Inc., a Delaware corporation (the ?Issuer?), LifeLock, Inc., Avira, Inc., EMBP 455, L.L.C., Kintiskton LLC and Guardsman LLC, each a Subsidiary of the Issuer, as guarantors (each, a ?Guarantor? and together, the ?Guarantor |
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September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number |
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September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-17781 (Commission File Number) 77 |
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September 12, 2022 |
Consent of Ernst & Young LLP, Independent Auditors. Exhibit 23.02 Consent of Independent Auditors We consent to the incorporation by reference in this Registration Statement on Form S-8 of NortonLifeLock Inc. of our report dated 24 February 2022 relating to the consolidated financial statements of Avast plc as of and for the years ended 31 December 2021 and 2020, which appears in NortonLifeLock Inc.?s Current Report on Form 8-K dated 7 September 20 |
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September 12, 2022 |
Avast Limited (formerly Avast plc) 2018 Long Term Incentive Plan Exhibit 99.01 Rules of the Avast plc Long Term Incentive Plan Effective August 12, 2019 Adopted by the Avast Board May 9, 2018 Approved by the Avast plc Shareholders May 9, 2018 Amended by the Board September 9, 2022 Table of contents 1. Definitions 3 2. Grant of Awards 7 3. Determination of Vesting Date 8 4. Dividend Equivalent 9 5. Grant Limits 9 6. Vesting of Awards 9 7. Consequences of Vesting |
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September 12, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 NortonLifeLock Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, par value $0.01 per share Rule 457(c) and Rule 457(h)(2) 8,041,07 |
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September 12, 2022 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated May 20, 2022, with respect to the consolidated financial statements of NortonLifeLock Inc., and the effectiveness of internal control over financial reporting, incorporated herein by reference. /s/ KPMG LLP Santa Clara, California September 12, 2022 |
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September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) |
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September 12, 2022 |
NortonLifeLock Completes Merger with Avast Exhibit 99.01 News Release Media Contact: Investor Contact: Spring Harris Mary Lai NortonLifeLock Inc. NortonLifeLock Inc. [email protected] [email protected] NortonLifeLock Completes Merger with Avast TEMPE, Ariz. & PRAGUE ? September 12, 2022 ? NortonLifeLock (NASDAQ: NLOK), a global leader in Cyber Safety, today announced it has completed its previously announced acquisition of Avast |
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September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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September 12, 2022 |
Consent of Kirkland & Ellis LLP (filed as part of Exhibit 5.01). Exhibit 5.01 601 Lexington Avenue New York, NY 10022 United States +1 212 446 4800 www.kirkland.com Facsimile: +1 212 446 4900 September 12, 2022 NortonLifeLock Inc. 60 E. Rio Salado Parkway Suite 1000 Tempe, AZ 85281 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We are acting as special counsel to NortonLifeLock Inc., a Delaware corporation (the ?Company?), in connection with the f |
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September 12, 2022 |
Exhibit 10.01 RESTATEMENT AGREEMENT Restatement Agreement (this ?Restatement Agreement?), dated as of September 12, 2022, by and among NORTONLIFELOCK INC., a Delaware corporation (the ?Parent Borrower?), the other Loan Parties party hereto, the Lenders party hereto, JPMORGAN CHASE BANK, N.A. (?JPM?), as term loan administrative agent and collateral agent under the Existing Credit Agreement (as def |
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September 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) |
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September 7, 2022 |
Exhibit 99.2 Copyright ? 2022 NortonLifeLock + Avast. All rights reserved. + Copyright ? 202 2 NortonLifeLock + Avast . All rights reserved. INVESTOR PRESENTATION September 7, 2022 Copyright ? 2022 NortonLifeLock + Avast. All rights reserved. Forward - Looking Statements This presentation contains certain forward - looking statements with respect to NortonLifeLock Inc. (?NortonLifeLock?), Avast pl |
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September 7, 2022 |
Exhibit 99.3 Risks Related to the Avast plc Business For purposes of these risk factors Avast plc, together with its subsidiaries, is defined as ?Avast? or ?the Avast Group.? The data Avast stores, such as customer data and the systems that store, manage and process this data could become compromised. The Avast Group?s data and systems risk has increased as a result of higher levels of online acti |
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September 7, 2022 |
Exhibit 99.5 Full Year Results 2021 CONSOLIDATED STATEMENT OF PROFIT AND LOSS For the year-ended 31 December 2021 Year-ended Year-ended 31 December 2021 31 December 2020 Note $M $M REVENUE 5 941.1 892.9 Cost of revenues 8 (149.5 ) (196.0 ) GROSS PROFIT 791.6 696.9 Sales and marketing (179.8 ) (134.7 ) Research and development (79.8 ) (86.1 ) General and administrative (137.4 ) (140.7 ) Total opera |
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September 7, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On August 10, 2021, pursuant to Rule 2.7 of the Takeover Code, NortonLifeLock Inc. ("NortonLifeLock", the "Company") and Avast PLC ("Avast") released the Offer Announcement disclosing the terms on which NortonLifeLock intends to make a recommended offer to acquire the entire issued and to be issued share capital of Avast (the |
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September 7, 2022 |
Six-months ended 30 June 2022 (Unaudited) Exhibit 99.6 Avast plc Half Year Results 2022 CONSOLIDATED STATEMENT OF PROFIT AND LOSS FOR THE SIX-MONTHS ENDED 30 JUNE 2022 ($?M) Six-months ended Six-months ended Note 30 June 2022 (Unaudited) 30 June 2021 (Unaudited) REVENUES 3 470.3 471.3 Cost of revenues (80.6 ) (74.8 ) GROSS PROFIT 389.7 396.5 Sales and marketing (88.0 ) (77.4 ) Research and development (46.3 ) (38.4 ) General and administr |
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September 7, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF AVAST Exhibit 99.1 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF AVAST Avast plc and its subsidiaries are referred to collectively as ?Avast Group? in this section. The financial information and related discussion and analysis contained in this section are presented in U.S. dollars. The following discussion and analysis should be read in conjunction with Avast |
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September 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) |
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September 2, 2022 |
Exhibit 99.01 CONTACTS Media Contact Investor Contact Spring Harris NortonLifeLock Inc. Mary Lai NortonLifeLock Inc. [email protected] [email protected] NortonLifeLock?s Acquisition of Avast to Close September 12, 2022 NortonLifeLock Receives Approval from U.K. Competition and Markets Authority (CMA) TEMPE, Ariz. ? September 2, 2022 ? NortonLifeLock (NASDAQ: NLOK), a global leader in co |
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August 5, 2022 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report |
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August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 NortonLifeLo |
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August 5, 2022 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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August 5, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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August 5, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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August 5, 2022 |
Registrant’s Non-Employee Director Compensation Policy NortonLifeLock Inc. Non-Employee Director Compensation Policy In accordance with the recommendations of the Compensation Committee of the Board of Directors (the ?Board?) of NortonLifelock Inc. (the ?Company?), the Board has approved this Non-Employee Director Compensation Policy (the ?Policy?), effective as of June 28, 2022. Annual Cash Fees: The below rates are effective as of the beginning of f |
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August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 4, 2022 NortonLifeLock Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission |
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August 4, 2022 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Spring Harris NortonLifeLock Inc. |
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August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ????) Filed by the Registrant?x Filed by a Party other than the Registrant?? Check the appropriate box: ???????Preliminary Proxy Statement ???????Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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August 3, 2022 |
Definitive Proxy Statement on Schedule 14A filed with the Commission on August 3, 2022 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ????) Filed by the Registrant?? Filed by a Party other than the Registrant?? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by R |
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July 18, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other Jurisdiction of Incorporation) 000-17781 (Commission File Number) 77- |
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July 18, 2022 |
EX-2.1 2 tm2221114d1ex2-01.htm EXHIBIT 2.01 Exhibit 2.01 Dated 15 July 2022 Amendment and Restatement Agreement between NortonLifeLock Inc. and Nitro Bidco Limited and Avast plc White & Case LLP 5 Old Broad Street London EC2N 1DW Table of Contents Page 1. Interpretation 1 2. Amendment and Restatement of the Co-operation Agreement 1 3. Further Assurance 2 4. Entire Agreement 2 5. Severance and Vali |
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July 8, 2022 |
NLOK / NortonLifeLock Inc / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* NortonLifeLock Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 668771108 (CUSIP Number) June 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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May 20, 2022 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of NortonLifeLock Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annual report on Fo |
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May 20, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this annual report on Form 10-K of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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May 20, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this annual report on Form 10-K of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended April 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 N |
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May 20, 2022 |
Exhibit 21.01 NORTONLIFELOCK INC. SUBSIDIARIES Name of Subsidiary State or Other Jurisdiction of Incorporation Alpaca BidCo GmbH Germany Alpaca HoldCo GmbH Germany Alpaca TopCo GmbH Germany Avira CM GmbH Germany Avira Holding GmbH and Co KG Germany Blue Coat Systems Holding LLC Delaware LifeLock, Inc. Delaware Norton LifeLock Ireland Holdings Unlimited Company Ireland NortonLifeLock Ireland Limite |
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May 20, 2022 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23.01 Consent of Independent Registered Public Accounting Firm The Board of Directors NortonLifeLock Inc.: We consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-230163, 333-229511, 333-223734, 333-221341, 333-219714, 333-216132, 333-212847, 333-191889, 333-179268, 333-175783, 333-170326, 333-155266, 333-148107, 333-141986, 333-140252, 333-126403, |
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May 20, 2022 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer and Director of NortonLifeLock Inc. (the "Company"), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s annu |
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May 18, 2022 |
SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SANTA CLARA Exhibit 99.2 ROBBINS LLP BRIAN J. ROBBINS (#190264) [email protected] KEVIN A. SEELY (#199982) [email protected] ASHLEY R. RIFKIN (#246602) [email protected] 5040 Shoreham Place San Diego, CA 92122 Telephone: (619) 525-3990 Facsimile: (619) 525-3991 Attorneys for Plaintiff SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SANTA CLARA IRON WORKERS MID-SOUTH PENSION FUND, Derivative |
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May 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 4, 2022 NortonLifeLock Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fi |
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May 18, 2022 |
SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SANTA CLARA Exhibit 99.1 ROBBINS LLP BRIAN J. ROBBINS (#190264) [email protected] KEVIN A. SEELY (#199982) [email protected] ASHLEY R. RIFKIN (#246602) [email protected] 5040 Shoreham Place San Diego, CA 92122 Telephone: (619) 525-3990 Facsimile: (619) 525-3991 Attorneys for Plaintiff [Additional Counsel on Signature Page] SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF SANTA CLARA IRON WOR |
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May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 5, 2022 NortonLifeLock Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commission Fi |
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May 5, 2022 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Spring Harris NortonLifeLock Inc. |
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May 3, 2022 |
NortonLifeLock to challenge jury verdict on SONAR/BASH behavior protection technology EX-99.01 2 tm2214286d1ex99-01.htm EXHIBIT 99.01 Exhibit 99.01 NortonLifeLock to challenge jury verdict on SONAR/BASH behavior protection technology Tempe, AZ, May 3, 2022: NortonLifeLock Inc. (NASDAQ: NLOK) announced today that the jury returned its verdict in a patent infringement case filed in 2013 by the Trustees of Columbia University in the City of New York in the U.S. District Court for the |
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May 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-17781 77-0181864 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission File |
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March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission File |
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March 16, 2022 |
Exhibit 99.01 Media Contact Investor Contact Spring Harris NortonLifeLock Inc. Mary Lai NortonLifeLock Inc. [email protected] [email protected] U.K. Competition and Markets Authority to Refer Merger to a Phase 2 Review Merger Timeline Delayed to Mid-to-Late 2022 TEMPE, Ariz. ? March 16, 2022 ? NortonLifeLock (NASDAQ: NLOK), a global leader in consumer Cyber Safety, today released the fo |
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March 16, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission File |
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February 18, 2022 |
Exhibit 99.01 Media Contact Investor Contact Spring Harris NortonLifeLock Inc. Mary Lai NortonLifeLock Inc. [email protected] [email protected] NortonLifeLock Updates Merger Closing Date to April 4, 2022 Aligns with the Company?s target date for the start of operational integration TEMPE, Ariz. ? February 17, 2022 ? NortonLifeLock (NASDAQ: NLOK), a global leader in consumer Cyber Safety |
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February 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission F |
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February 18, 2022 |
RECOMMENDED MERGER of AVAST PLC with NORTONLIFELOCK INC. Updated Merger Timetable Exhibit 99.02 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE RELEASE 18 February 2022 RECOMMENDED MERGER of AVAST PLC with NORTONLIFELOCK INC. Updated Merger Timetable On 10 August 2021, the boards of Avast |
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February 11, 2022 |
NLOK / NortonLifeLock Inc / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* NortonLifeLock Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 668771108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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February 10, 2022 |
NLOK / NortonLifeLock Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: NortonLifeLock Inc. Title of Class of Securities: Common Stock CUSIP Number: 668771108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? |
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February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-17781 NortonL |
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February 4, 2022 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report |
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February 4, 2022 |
RECOMMENDED MERGER AVAST PLC NORTONLIFELOCK INC. Updated Merger Timetable EX-99.01 2 tm225535d1ex99-01.htm EXHIBIT 99.01 Exhibit 99.01 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE RELEASE 4 February 2022 RECOMMENDED MERGER of AVAST PLC with NORTONLIFELOCK INC. Updated Merger Tim |
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February 4, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.01 Certification I, Vincent Pilette, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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February 4, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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February 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission Fi |
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February 4, 2022 |
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.02 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Natalie Derse, Chief Financial Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report on |
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February 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2022 NortonLifeLock Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-17781 (Commissi |
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February 3, 2022 |
NEWS RELEASE CONTACTS Investor Contact Mary Lai Media Contact Spring Harris NortonLifeLock Inc. |
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January 27, 2022 |
Exhibit 99.01 Copyright ? 202 2 NortonLifeLock + Avast . All rights reserved. + Copyright ? 202 2 NortonLifeLock + Avast . All rights reserved. TRANSACTION UPDATE January 27, 2022 Copyright ? 202 2 NortonLifeLock + Avast . All rights reserved. Forward - Looking Statements This presentation contains certain forward - looking statements with respect to NortonLifeLock and Avast. These forward - looki |
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January 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission Fi |
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January 12, 2022 |
Exhibit 99.02 Copyright ? 2022NortonLifeLock + Avast. All rights reserved. + Copyright ? 2022NortonLifeLock + Avast. All rights reserved. LENDER PRESENTATION January 13, 2022 Copyright ? 2022NortonLifeLock + Avast. All rights reserved. Forward-Looking Statements This presentation contains certain forward-looking statements with respect to NortonLifeLock and Avast. These forward-looking statements |
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January 12, 2022 |
RECOMMENDED MERGER AVAST PLC NORTONLIFELOCK INC. NortonLifeLock Financing Update Exhibit 99.01 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE RELEASE 12 January 2022 RECOMMENDED MERGER of AVAST PLC with NORTONLIFELOCK INC. NortonLifeLock Financing Update On 10 August 2021, the boards of |
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January 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 NortonLifeLock Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-17781 77-0181864 (State or other Jurisdiction of Incorporation) (Commission Fi |
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November 16, 2021 |
Exhibit 99.01 Media Contact Investor Contact Spring Harris NortonLifeLock Inc. Mary Lai NortonLifeLock Inc. [email protected] [email protected] NortonLifeLock?s Recommended Merger with Avast Cleared by U.S. Department of Justice TEMPE, Ariz. ? November 15, 2021 ? NortonLifeLock (NASDAQ: NLOK), a global leader in consumer Cyber Safety, today announced the expiration of the waiting period |
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November 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 15, 2021 NortonLifeLock Inc. (Exact name of registrant as specified in its charter) Delaware 000-17781 77-0181864 (State or other jurisdiction of incorporation or organizatio |
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November 8, 2021 |
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 32.01 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Vincent Pilette, Chief Executive Officer of NortonLifeLock Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (i) the Company’s quarterly report |
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November 8, 2021 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.02 Certification I, Natalie Derse, certify that: 1. I have reviewed this quarterly report on Form 10-Q of NortonLifeLock Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |