RGCO / RGC Resources, Inc. - Pemfailan SEC, Laporan Tahunan, Penyata Proksi

EXHIBIT 99.1

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 13, 2025 RGC RESOURCES, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 13, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 R

RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: August 11, 2025 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: (540) 777-3997 RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS ROANOKE, Va. (August 11, 2025)-RGC Resources, Inc. (Nasdaq: RGCO) announced consolidated earnings of $538,412, or $0.05 per share, for the third quarter ended June 30, 2025, compared t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 11, 2025 RGC RESOURCES, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 11, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2025 RGC RESOURCES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 8, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC Resources, Inc. second quarter fiscal 2025 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 6, 2025 RGC RESOURCES, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 6, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: May 6, 2025 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: (540) 777-3997 RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS ROANOKE, Va. (May 6, 2025)-RGC Resources, Inc. (Nasdaq: RGCO) announced consolidated Company earnings of $7,676,208, or $0.74 per share, for the second quarter ended March 31, 2025, compa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591

greement by and between Roanoke Gas Company and DTE Energy Trading, Inc. effective as of April 1, 2025 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed March 31, 2025).

Exhibit 10.1 NATURAL GAS ASSET MANAGEMENT AGREEMENT BETWEEN ROANOKE GAS COMPANY AND DTE ENERGY TRADING, INC. NATURAL GAS ASSET MANAGEMENT AGREEMENT PREAMBLE This Natural Gas Asset Management Agreement (the "Agreement") is made and entered into on March 26, 2025 and effective as of April 1,2025, (the "Effective Date") by and between Roanoke Gas Company ("Counterparty"), a Virginia corporation, and

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 26, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Amended and Restated Promissory Note in the principal amount of $30,000,000 by Roanoke Gas Company with Pinnacle Bank, dated March 31, 2025.

Exhibit 10.3 AMENDED AND RESTATED PROMISSORY NOTE (Revolving Loan) $30,000,000.00 March 31, 2025 THIS AMENDED AND RESTATED PROMISSORY NOTE HEREBY AMENDS, RESTATES AND INCREASES THAT CERTAIN PROMISSORY NOTE MADE BY BORROWER (HEREINAFTER DEFINED) PAYABLE TO THE ORDER OF BANK (HEREINAFTER DEFINED) DATED MARCH 24, 2023 IN THE ORIGINAL PRINCIPAL AMOUNT OF UP TO TWENTY-FIVE MILLION AND NO/100 DOLLARS ($

Guaranty Agreement by RGC Resources, Inc. in favor of DTE Energy Trading, Inc. effective April 1, 2025 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed March 31, 2025).

Exhibit 10.2 GUARANTY AGREEMENT THIS GUARANTY AGREEMENT (this “Guaranty”) is between RGC RESOURCES INC. (“Guarantor”) and DTE ENERGY TRADING, INC. (the “Company”) and is effective from and after April 1, 2025 (the "Effective Date"). WHEREAS, Roanoke Gas Company, a Virginia corporation and wholly-owned subsidiary of Guarantor (the "Subsidiary") and the Company are parties to a Natural Gas Asset Man

Second Amendment to Loan Agreement by Roanoke Gas Company with Pinnacle Bank, dated March 31, 2025.

Exhibit 10.4 SECOND AMENDMENT TO LOAN AGREEMENT THIS SECOND AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is made as of March 31, 2025, by and among ROANOKE GAS COMPANY, a Virginia corporation (the “Borrower”), RGC RESOURCES, INC., a Virginia corporation (the “Guarantor”), and PINNACLE BANK, a Tennessee bank (the “Lender”). RECITALS A. Lender and Borrower entered into that certain Amended and Res

RGC Resources, Inc. first quarter fiscal 2025 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 11, 2025 RGC RESOURCES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 11, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-265

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 10, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 10, 2025 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: (540) 777-3997 RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS ROANOKE, Va. (February 10, 2025)-RGC Resources, Inc. (Nasdaq: RGCO) announced consolidated Company earnings of $5,269,689, or $0.51 per share, for the first quarter ended December 31

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 27, 2025 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: January 27, 2025 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING ROANOKE, Va. (January 27, 2025)-RGC Resources, Inc. (NASDAQ: RGCO) announced the election of Directors at its shareholders meeting held on January 27, 2025. Shareholders elected Abney S. Boxley III, Elizabeth

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Subsidiaries of the Company

Exhibit 21 RGC Resources, Inc. Subsidiaries of Registrant Roanoke Gas Company RGC Midstream, LLC

Annual Report

Exhibit 13

RGC Resources, Inc. fourth quarter fiscal 2024 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-26591 RGC Resources, Inc. (Exact nam

Insider Trading Policy

Exhibit 19 RGC RESOURCES, INC. INSIDER TRADING POLICY This policy applies to all directors, officers and employees (collectively “Employees”) of RGC Resources, Inc. and its subsidiaries (“RGC”). This policy extends to an Employees’ immediate family to include spouse, children and other persons living in an Employee’s household, and to entities over which an Employee exercises control. BACKGROUND S

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 5, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 13, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

RGC RESOURCES, INC. REPORTS 2024 EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: November 13, 2024 Contact: Timothy J. Mulvaney VP, Treasurer and CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS 2024 EARNINGS ROANOKE, Va. (November 13, 2024)-RGC Resources, Inc. (Nasdaq: RGCO) announced consolidated Company earnings of $11,760,896, or $1.16 per share, for the fiscal year ended September 30, 2024, compared to $11

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 16, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 7, 2024 RGC RESOURCES, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 7, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

RGC Resources, Inc. third quarter fiscal 2024 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 R

RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: August 5, 2024 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: (540) 777-3997 RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS ROANOKE, Va. (August 5, 2024)-RGC Resources, Inc. (Nasdaq: RGCO) announced consolidated Company earnings of $156,692, or $0.02 per share, for the third quarter ended June 30, 2024, comp

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 5, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 20, 2024 RGC RESOURCES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 20, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 6, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC Resources, Inc. second quarter fiscal 2024 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591

Credit Agreement between RGC Midstream, LLC and Bank of America, dated May 2, 2024.

Exhibit 10.5 CREDIT AGREEMENT Dated as of May 2, 2024 among RGC MIDSTREAM, LLC, as the Borrower, RGC RESOURCES INC., as the Parent Guarantor, and BANK OF AMERICA, N.A., as the Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING TERMS 1.01 Defined Terms 1 1.02 Other Interpretive Provisions 14 1.03 Accounting Terms 15 1.04 Rounding 16 1.05 Times of Day 16 1.06 Rates 16 ARTICLE II COMM

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 1, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: May 1, 2024 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: (540) 777-3997 RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS ROANOKE, Va. (May 1, 2024)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $6,443,390, or $0.63 per share, for the second quarter ended March 31, 2024, compa

Amendment to Promissory Note and Loan Agreement by Roanoke Gas Company with Pinnacle Bank, dated March 31, 2024.

Exhibit 10.1 AMENDMENT TO PROMISSORY NOTE AND LOAN AGREEMENT THIS AMENDMENT TO PROMISSORY NOTE AND LOAN AGREEMENT (this “Amendment”) is made as of March 31, 2024, by and among ROANOKE GAS COMPANY, a Virginia corporation (the “Borrower”), RGC RESOURCES, INC., a Virginia corporation (the “Guarantor”), and PINNACLE BANK, a Tennessee bank (the “Lender”). RECITALS A. Lender and Borrower entered into th

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 31, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 6, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Sixth Amendment to Credit Agreement between RGC Midstream, LLC and Atlantic Union Bank, dated March 6, 2024.

Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of March 6, 2024, among: RGC MIDSTREAM, LLC (“Borrower”), ATLANTIC UNION BANK as a Lender (“Atlantic Union”), and ATLANTIC UNION BANK as Administrative Agent (“Agent”), and joined by RGC RESOURCES, INC. (“Guarantor”). Recitals Agent, Borrower, Truist Bank as a Lender, Atl

Note Modification Agreement between RGC Midstream, LLC and Atlantic Union Bank, dated March 6, 2024.

Exhibit 10.2 NOTE MODIFICATION AGREEMENT This Note Modification Agreement (“Agreement”) is made as of March 6, 2024, between ATLANTIC UNION BANK (“Lender”) and RGC MIDSTREAM, LLC (“Borrower”), and joined by RGC RESOURCES, INC. (“Guarantor”) and provides as follows: The Borrower has previously executed and delivered to the Bank a promissory note dated November 1, 2021, in the original principal amo

RGC Resources, Inc. first quarter fiscal 2024 earnings webcast presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 7, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 5, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 5, 2024 Contact: Timothy J. Mulvaney Vice President, Treasurer and CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS ROANOKE, Va. (February 5, 2024)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $5,019,992, or $0.50 per share, for the first quarter ended December 31, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-265

RGC Resources, Inc. Recovery of Incentive Compensation Policy, effective as of October 1, 2023

Exhibit 99.1 RGC RESOURCES, INC. RECOVERY OF INCENTIVE COMPENSATION POLICY Effective as of October 1, 2023 In the event RGC Resources, Inc. (the “Company”) determines it must prepare an accounting restatement due to the material noncompliance of the Company with any financial reporting requirement under the securities laws, including any required accounting restatement to correct an error in previ

Change in Control Agreement between RGC Resources, Inc. and Mr. Timothy J. Mulvaney effective February 1, 2024.

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of February, 2024 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Timothy J. Mulvaney ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of ac

RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: January 29, 2024 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING ROANOKE, Va. (January 29, 2024)-RGC Resources, Inc. (NASDAQ: RGCO) announced the election of Directors at its shareholders meeting held on January 29, 2024. Shareholders elected T. Joe Crawford, Maryellen F. G

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 29, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 26, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

RGCO / RGC Resources, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) RGC Resources, Inc. (Name of Issuer) Common Stock, $5 Par Value (Title of Class of Securities) 74955L103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Author

Brown Edwards letter to the SEC dated January 11, 2024

Exhibit 16.1 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: RGC Resources, Inc. Commission File Number: 000-26591 Dear Sirs: We have received a copy of, and are in agreement with, the statements being made by RGC Resources, Inc. in Item 4.01 of its Form 8-K dated January 11, 2024, and captioned “Changes in Registrant’s Certifying A

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 8, 2024 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 4, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC Resources, Inc. fourth quarter fiscal 2023 earnings webcast presentation

Exhibit 99.1

Subsidiaries of the Company

Exhibit 21 RGC Resources, Inc. Subsidiaries of Registrant Roanoke Gas Company Diversified Energy Company RGC Midstream, LLC

Annual Report

Exhibit 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-26591 RGC Resources, Inc. (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

RGC RESOURCES, INC. REPORTS 2023 EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: November 20, 2023 Contact: Timothy J. Mulvaney Interim CFO and Treasurer Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS 2023 EARNINGS ROANOKE, Va. (November 20, 2023)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $11,299,282, or $1.14 per share, for the fiscal year ended September 30, 2023, compared to

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 20, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 17, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGCO / RGC Resources, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 RGC Resources, Inc. (Name of Issuer) Common Stock, $5 Par Value (Title of Class of Securities) 74955L103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive No

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 RGC RESOURCES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 7, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

RGC Resources, Inc. third quarter fiscal 2023 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 R

RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: August 3, 2023 Contact: Paul Nester President and CEO Telephone: 540-777-3831 RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS ROANOKE, Va. (August 3, 2023)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $686,816, or $0.07 per share, for the quarter ended June 30, 2023, compared to earnings of $592,527, or

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 3, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 28, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Fifth Amendment to Credit Agreement between RGC Midstream, LLC and the lenders Atlantic Union Bank and Truist Bank dated July 28, 2023 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed July 31, 2023)

Exhibit 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of July 28, 2023, among: RGC MIDSTREAM, LLC (“Borrower”), TRUIST BANK, as a Lender (“Truist”), ATLANTIC UNION BANK, formerly known as UNION BANK & TRUST, as a Lender and as Administrative Agent (“Atlantic Union”), and joined by RGC RESOURCES, INC. (“Guarantor”). Recitals

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 11, 2023 RGC RESOURCES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 11, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 28, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

LIBOR Transition Notice and ISDA Swap Amendment between Atlantic Union Bank and RGC Midstream, LLC, executed June 28, 2023 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed June 29, 2023)

Exhibit 10.1 June 5, 2023 RGC MIDSTREAM, LLC 519 KIMBALL AVE NE ROANOKE, VA 24016 Re: LIBOR Transition - Loan(s) Identified in Exhibit A (the “Loan(s)”) Dear Jason Field As a valued Atlantic Union Bank (“AUB”) client, we are providing this Notice of LIBOR Benchmark Replacement with Daily Simple SOFR and Conforming Changes to Loan Documents (this “Notice”). This Notice discusses the transition of y

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 20, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 3, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

Filing Fee Table

EX-FILING FEES 4 ex528729.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) RGC Resources, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Regist

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RGC Resources, Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RGC Resources, Inc. (Exact name of registrant as specified in its charter) Virginia (State or other jurisdiction of incorporation or organization) 54-1909697 (I.R.S. Employer Identification No.) 519 Kimball Ave., N.E. Roanoke, Virginia (Address of Principal Execu

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 22 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 8, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC Resources, Inc. second quarter fiscal 2023 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591

Letter Agreement dated May 4, 2023, between MVP Holdco, LLC and RGC Midstream, LLC (incorporated by reference to Exhibit 10.1 on Form 10-Q filed on May 5, 2023)

Exhibit 10.1 MVP HOLDCO, LLC 2200 Energy Drive Canonsburg, PA 15317 May 4, 2023 RGC Midstream, LLC 519 Kimball Ave NE Roanoke, Virginia 24016 RE: Mountain Valley Pipeline, LLC Ladies and Gentlemen: Reference is made to the (i) Third Amended and Restated Limited Liability Company Agreement of Mountain Valley Pipeline, LLC (the “Company”), dated as of April 6, 2018 (as amended by the First Amendment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 5, 2023 RGC RESOURCES, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 5, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: May 5, 2023 Contact: Jason A. Field VP, CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS ROANOKE, Va. (May 5, 2023)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $6,341,886, or $0.64 per share, for the quarter ended March 31, 2023, compared to a net loss of $24,494,429, or $2.

Change in Control Agreement between RGC Resources, Inc. and Mr. Carl J. Shockley, Jr. effective May 1, 2023 (incorporated herein by reference to Exhibit 10.4 on Form 8-K as filed April 27, 2023)

Exhibit 10.4 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of May, 2023 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Carl J. Shockley, Jr. ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activ

Change in Control Agreement between RGC Resources, Inc. and Mr. Jason A. Field effective May 1, 2023.

Exhibit 10.2 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of May, 2023 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Jason A. Field ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activities p

Change in Control Agreement between RGC Resources, Inc. and Mr. Lawrence T. Oliver effective May 1, 2023 (incorporated herein by reference to Exhibit 10.3 on Form 8-K as filed April 27, 2023)

Exhibit 10.3 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of May, 2023 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Lawrence T. Oliver ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activiti

Change in Control Agreement between RGC Resources, Inc. and Mrs. C. Brooke Miles effective May 1, 2023 (incorporated herein by reference to Exhibit 10.5 on Form 8-K as filed April 27, 2023)

Exhibit 10.5 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of May, 2023 between RGC Resources, Inc. and subsidiaries ("the Corporation") and C. Brooke Miles ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activities

Revised Code of Ethics (incorporated herein by reference to Exhibit 14.1 on Form 8-K as filed April 27, 2023)

Exhibit 14.1 CODE OF ETHICS FOR THE BOARD OF DIRECTORS, OFFICERS, AND EMPLOYEES Introduction This Code of Ethics for the Board of Directors, Officers, and Employees (“Code of Ethics”) has been approved by the Board of Directors of RGC Resources, Inc. to govern the professional conduct of the Board of Directors, the officers, and employees of RGC Resources, Inc. and its subsidiary companies (any re

Change in Control Agreement between RGC Resources, Inc. and Mr. Paul W. Nester effective May 1, 2023 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed April 27, 2023)

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 1st of May, 2023 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Paul W. Nester ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activities p

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 24, 2023 RGC RESOURCES, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 24, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Amended Swap Agreement by and between Roanoke Gas Company and Pinnacle Bank, dated April 3, 2023 (effective April 1, 2023) (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed April 4, 2023)

EX-10.1 2 ex496557.htm EXHIBIT 10.1 Exhibit 10.1 PINNACLE BANK AMENDED CONFIRMATION To: Roanoke Gas Company PO Box 13007 Roanoke, VA 24030 Attn: Paul Nester Email: [email protected] From: Pinnacle Bank Date: 3rd April, 2023 Our Ref: 53587 This Confirmation amends, supersedes and replaces the Confirmation between us with an initial Trade Date of 24th September, 2021 in the initial Notiona

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 3, 2023 RGC RESOURCES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 3, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Promissory Note (Revolving Loan) in the principal amount of $25,000,000 by Roanoke Gas Company with Pinnacle Bank, dated March 24, 2023 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed March 28, 2023)

Exhibit 10.1 PROMISSORY NOTE (Revolving Loan) $25,000,000.00 March 24, 2023 FOR VALUE RECEIVED, the undersigned, ROANOKE GAS COMPANY, a Virginia corporation (“Borrower”) unconditionally promises to pay to the order of PINNACLE BANK (the “Bank”), without offset or deduction at 202 Campbell Avenue SE, Roanoke, Virginia 24013 or such other address as Bank shall designate, in lawful money of the Unite

Amended and Restated Promissory Note (Term Loan) in the principal amount of $10,000,000 by Roanoke Gas Company with Pinnacle Bank, dated March 24, 2023 (effective as of April 1, 2023) (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed March 28, 2023)

Exhibit 10.2 AMENDED AND RESTATED PROMISSORY NOTE (Term Loan) $10,000,000.00 Executed March 24, 2023 Effective as of April 1, 2023 THIS AMENDED AND RESTATED PROMISSORY NOTE HEREBY AMENDS AND RESTATES THAT CERTAIN PROMISSORY NOTE MADE BY BORROWER IN THE ORIGINAL PRINCIPAL AMOUNT OF $10,000,000.00 PAYABLE TO THE ORDER OF BANK DATED AS OF SEPTEMBER 24, 2021, AS THE SAME MAY HAVE BEEN MODIFIED OR AMEN

Amended and Restated Guaranty Agreement by RGC Resources, Inc. with Pinnacle Bank, dated March 24, 2023 (incorporated herein by reference to Exhibit 10.4 on Form 8-K as filed March 28, 2023)

Exhibit 10.4 AMENDED AND RESTATED GUARANTY AGREEMENT THIS AMENDED AND RESTATED GUARANTY AGREEMENT HEREBY AMENDS AND RESTATES THAT CERTAIN GUARANTY AGREEMENT EXECUTED BY GUARANTOR FOR THE BENEFIT OF BANK DATED AS OF SEPTEMBER 24, 2021, AS THE SAME MAY HAVE BEEN MODIFIED OR AMENDED FROM TIME TO TIME. NO NOVATION IS INTENDED HEREBY. THIS AMENDED AND RESTATED GUARANTY AGREEMENT (this “Guaranty”) is ma

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 24, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Amended and Restated Loan Agreement by and between Roanoke Gas Company and Pinnacle Bank, dated March 24, 2023 (incorporated herein by reference to Exhibit 10.3 on Form 8-K as filed March 28, 2023)

Exhibit 10.3 AMENDED AND RESTATED LOAN AGREEMENT THIS AMENDED AND RESTATED LOAN AGREEMENT HEREBY AMENDS AND RESTATES THAT CERTAIN LOAN AGREEMENT BY AND BETWEEN BANK AND BORROWER DATED AS OF SEPTEMBER 24, 2021, AS THE SAME MAY HAVE BEEN MODIFIED OR AMENDED FROM TIME TO TIME. NO NOVATION IS INTENDED HEREBY. THIS AMENDED AND RESTATED LOAN AGREEMENT (this “Agreement”), dated as of March 24, 2023, is m

RGC Resources, Inc. Up to $20,000,000 of Common Stock

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-269462 PROSPECTUS SUPPLEMENT (To Prospectus dated February 10, 2023) RGC Resources, Inc. Up to $20,000,000 of Common Stock This prospectus supplement and the accompanying base prospectus relate to the offer and sale from time to time of shares of our common stock, par value $5.00 per share, in an aggregate offering amoun

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 21, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 10, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

RGC Resources, Inc. first quarter fiscal 2023 earnings webcast presentation

EX-99.1 2 ex473830.htm EXHIBIT 99.1 Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-265

February 8, 2023

CORRESP 1 filename1.htm RGC Resources, Inc. 519 Kimball Avenue, NE. P.O. Box 13007 Roanoke, Virginia 24030 (540) 777-4427 February 8, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Claudia Rios, Staff Attorney, Office of Energy & Transportation Mitchell Austin, Acting Legal Branch Chief, Office of Energy & Tran

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 8, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 8, 2023 Contact: Jason A. Field VP, CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS ROANOKE, Va. (February 8, 2023)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $3,256,405, or $0.33, per share for the quarter ended December 31, 2022. This compares to consolidated ear

Filing Fee Table (filed herewith)

EX-FILING FEES 4 d398451dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table S-3 (Form Type) RGC Resources, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered & Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Ra

As filed with the Securities and Exchange Commission on January 30, 2023

S-3 Table of Contents As filed with the Securities and Exchange Commission on January 30, 2023 Registration No.

RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: January 23, 2023 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING ROANOKE, Va. (January 23, 2023)-RGC Resources, Inc. (NASDAQ: RGCO) announced the election of Directors at its shareholders meeting held on January 23, 2023. Shareholders elected Nancy Howell Agee, Jacqueline L

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 23, 2023 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Third Amendment to Private Shelf Agreement dated as of December 6, 2022 (incorporated by reference to Exhibit 10.1 on Form 8-K as filed December 7, 2022)

Exhibit 10.1 EXECUTION VERSION ROANOKE GAS COMPANY THIRD AMENDMENT dated as of December 6, 2022 to PRIVATE SHELF AGREEMENT dated as of September 30, 2015 and as amended by the First Amendment dated as of September 30, 2017 and further amended by the Second Amendment dated as of December 6, 2019 ACTIVE 683467868v9 TABLE OF CONTENTS (Not a part of this Third Amendment) SECTION HEADING PAGE SECTION 1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 5, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC Resources, Inc. fourth quarter fiscal 2022 earnings webcast presentation

Exhibit 99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Subsidiaries of the Company

Exhibit 21 RGC Resources, Inc. Subsidiaries of Registrant Roanoke Gas Company Diversified Energy Company RGC Midstream, LLC

Annual Report

EX-13 2 ex452049.htm EXHIBIT 13 Exhibit 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-26591 RGC Resources, Inc. (Exact name of Registrant as

RGC RESOURCES, INC. REPORTS 2022 EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: November 16, 2022 Contact: Jason A. Field Vice President and CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS 2022 EARNINGS ROANOKE, Va. (November 16, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced a consolidated Company net loss of $31,732,602 or $3.48 per share for the fiscal year ended September 30, 2022. The net loss reflec

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 16, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 14, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorpor

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 1, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Amendment No. 3 to Natural Gas Asset Management Agreement dated September 23, 2022 by and between Roanoke Gas Company and Sequent Energy Management LLC (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed October 11, 2022)

Exhibit 10.1 AMENDMENT NO. 3 TO NATURAL GAS ASSET MANAGEMENT AGREEMENT THIS AMENDMENT NO. 3 TO NATURAL GAS ASSET MANAGEMENT AGREEMENT, dated September 23, 2022 (this ?Amendment?), is by and between Roanoke Gas Company ("Counterparty"), a Virginia corporation, and Sequent Energy Management LLC(?Manager?), a Delaware limited liability company (formerly Sequent Energy Management, L.P.). Manager and C

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 7, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 11, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

RGC Resources, Inc. third quarter fiscal 2022 earnings webcast presentation

Exhibit 99.1

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 8, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 R

RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS

EX-99.1 2 ex387028.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: August 8, 2022 Contact: Jason A. Field VP, CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS ROANOKE, Va. (August 8, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $592,527 or $0.06 per share for the quarter ended June 30, 2022. This comp

Code of Ethics (incorporated herein by reference to Exhibit 14 on Form 10-Q as filed August 9, 2022)

Exhibit 14. CODE OF ETHICS FOR THE BOARD OF DIRECTORS, OFFICERS, AND EMPLOYEES Introduction This Code of Ethics for the Board of Directors, Officers, and Employees (?Code of Ethics?) has been approved by the Board of Directors of RGC Resources, Inc. to govern the professional conduct of the Board of Directors, the officers, and employees of RGC Resources, Inc. and its subsidiary companies (any ref

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 25, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Change in control Agreement between RGC Resources, Inc. and Mr. Jason A. Field effective July 25, 2022.

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 25th of July, 2022 between RGC Resources, Inc. and subsidiaries ("the Corporation") and Jason A. Field ("Executive"), - W I T N E S S E T H - WHEREAS the Corporation desires for the Executive to be able to perform his executive duties and functions on an impartial and objective basis in the event of activities

Fourth Amendment to Credit Agreement between RGC Midstream, LLC and the lenders Atlantic Union Bank and Truist Bank dated June 30, 2022 (incorporated by reference to Exhibit 10.1 on Form 8-K as filed July 5, 2022)

Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) is entered into as of June 30, 2022, among: RGC MIDSTREAM, LLC (?Borrower?), TRUIST BANK, formerly known as BRANCH BANKING AND TRUST COMPANY, as a Lender (?Truist?), ATLANTIC UNION BANK, formerly known as UNION BANK & TRUST, as a Lender and as Administrative Agent (?Atlantic Union?), and

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 30, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Amended and Restated Note in the principal amount of $9,200,000 in favor of Truist Bank due December 31, 2023 (incorporated herein by reference to Exhibit 10.3 on Form 8-K as filed July 5, 2022)

Exhibit 10.3 NOTE (Amended and Restated) $9,200,000.00 June 30, 2022 FOR VALUE RECEIVED, the undersigned (?Borrower?), hereby promises to pay to Truist Bank or registered assigns (?Lender?), in accordance with the provisions of the Agreement (as hereinafter defined), the principal amount of each Loan from time to time made by the Lender to Borrower under that certain Credit Agreement, dated as of

Amended and Restated Note in the principal amount of $13,800,000 in favor of Atlantic Union Bank due December 31, 2023 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed July 5, 2022)

Exhibit 10.2 NOTE (Amended and Restated) $13,800,000.00 June 30, 2022 FOR VALUE RECEIVED, the undersigned (?Borrower?), hereby promises to pay to Atlantic Union Bank or registered assigns (?Lender?), in accordance with the provisions of the Agreement (as hereinafter defined), the principal amount of each Loan from time to time made by the Lender to Borrower under that certain Credit Agreement, dat

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 9, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

RGC Resources, Inc. second quarter fiscal 2022 earnings webcast presentation

EX-99.1 2 ex372148.htm EXHIBIT 99.1 Q2 2022 EARNINGS CALL PRESENTATION Exhibit 99.1

RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: May 5, 2022 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS ROANOKE, Va. (May 5, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company net loss of $24,494,429 or $2.89 per share for the quarter ended March 31, 2022. The net loss reflects an after-tax i

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 5, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 RGC Resources, Inc

Amended and Restated Bylaws of RGC Resources, Inc. (incorporated herein by reference to Exhibit 3(b) on Form 8-K as filed on April 8, 2022)

Exhibit 3.b AMENDED AND RESTATED BYLAWS OF RGC RESOURCES, INC. April 7, 2022 ARTICLE I STOCKHOLDERS Section 1. The stockholders of this corporation shall be those who appear on the books of the corporation as holders of one or more shares of any class of stock of the corporation. Section 2. The annual meeting of the stockholders shall be held annually on the fourth Monday in January of each year,

Current Report

-09-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 7, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commissio

RGC RESOURCES, INC. APPOINTS ROBERT JOHNSTON TO BOARD OF DIRECTORS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: April 8, 2022 Contact: Paul W. Nester President and CEO Telephone: (540) 777-3837 RGC RESOURCES, INC. APPOINTS ROBERT JOHNSTON TO BOARD OF DIRECTORS ROANOKE, Va. (April 8, 2022)?Robert Johnston was appointed to the Board of Directors of RGC Resources, Inc. (NASDAQ: RGCO) at a board meeting held on April 7, 2022. He will serve as a Class B

Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 7, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporatio

Seventh Amendment to Credit Agreement by and between Roanoke Gas Company and Wells Fargo Bank, N.A. dated March 31, 2022 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed April 1, 2022)

Exhibit 10.2 SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS AMENDMENT TO CREDIT AGREEMENT (this "Amendment") dated March 31, 2022, is entered into by and between ROANOKE GAS COMPANY, a Virginia corporation ("Borrower"), and WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank"). RECITALS WHEREAS, Borrower is currently indebted to Bank pursuant to the terms and conditions of that certain Credit Agreement betw

RGCO / RGC Resources Inc. / Zucker Anita G - SCHEDULE 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) RGC Resources, Inc. (Name of Issuer) Common Stock, $5.00 par value per share (Title of Class of Securities) 74955 L 103 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 843-744-5174 With a copy to

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 31, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Amended and Restated Revolving Line of Credit Note in the original principal amount of $33,000,000 by Roanoke Gas Company with Wells Fargo Bank, N.A. dated as of March 31, 2022 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed April 1, 2022)

Exhibit 10.1 AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE (VARIABLE MAXIMUM) $33,000,000.00 Roanoke, Virginia March 31, 2022 This Note amends, restates and supersedes in its entirety, and is given as a replacement for, and not in satisfaction of or as a novation with respect to, that certain Revolving Line of Credit Note (Variable Maximum) in the principal amount of Forty Million and No/100

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2022 RGC Resources, Inc.

RGC Resources, Inc. 200,000 Shares of Common Stock

424B5 1 d309215d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236275 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2020) RGC Resources, Inc. 200,000 Shares of Common Stock We are offering 200,000 shares of our common stock directly to the investors participating in this offering at a price of $20.00 per share. This offering is being made without

RGC RESOURCES, INC. THE INVESTORS NAMED HEREIN PURCHASE AGREEMENT Dated as of March 30, 2022

Exhibit 99.1 RGC RESOURCES, INC. AND THE INVESTORS NAMED HEREIN PURCHASE AGREEMENT Dated as of March 30, 2022 CONFIDENTIAL TABLE OF CONTENTS Page Section 1 Sale and Purchase 1 Section 2 Closing 1 Section 3 Representations and Warranties of the Company 3 Section 4 Representations and Warranties of the Purchaser 11 Section 5 Other Agreements 12 Section 6 Survival of Representations and Warranties; T

Form of Purchase Agreement (filed herewith)

Exhibit 10.1 RGC RESOURCES, INC. AND [] PURCHASE AGREEMENT Dated as of March 28, 2022 CONFIDENTIAL TABLE OF CONTENTS Page Section 1 Sale and Purchase 1 Section 2 Closing 1 Section 3 Representations and Warranties of the Company 2 Section 4 Representations and Warranties of the Purchaser 9 Section 5 [Board Representation][Intentionally Omitted] 9 Section 6 Survival of Representations and Warranties

RGC Resources, Inc. 1,150,000 Shares of Common Stock

424B5 1 d285159d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236275 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2020) RGC Resources, Inc. 1,150,000 Shares of Common Stock We are offering 1,150,000 shares of our common stock directly to the investors participating in this offering at a price of $20.00 per share. This offering is being made with

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2022 RGC Resources, Inc.

Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 7, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

FTS-1 Service Agreement between Columbia Gulf Transmission LLC and Roanoke Gas Company dated March 7, 2022 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed March 11, 2022)

Exhibit 10.1 Service Agreement No. 262643 Revision No. 0 FTS-1 SERVICE AGREEMENT THIS AGREEMENT is made and entered into this 7th day of March, 2022 by and between COLUMBIA GULF TRANSMISSION, LLC (?Transporter?) and ROANOKE GAS COMPANY (?Shipper?). WITNESSETH: That in consideration of the mutual covenants herein contained, the parties hereto agree as follows: Section 1. Service to be Rendered. Tra

Negotiated Rate Letter Agreement with Columbia Gulf Transmission, LLC (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed March 11, 2022)

Exhibit 10.2 Columbia Gulf Transmission, LLC 700 Louisiana Street, Suite 1300 Houston, Texas 77002 February 16, 2022 Roanoke Gas Company 519 Kimball Avenue, N. E. Roanoke, VA 24016 Attention: Paul Schneider Email: [email protected] RE: FTS Service Agreement No. 262643 - FTS-1 Negotiated Rate Letter Agreement Dear Mr. Schneider: This Negotiated Rate Letter Agreement (?NRL?) between Colum

RGC RESOURCES, INC. STATEMENT REGARDING MOUNTAIN VALLEY PIPELINE PROJECT

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 22, 2022 Contact: Paul W. Nester President and CEO Telephone: (540) 777-3837 RGC RESOURCES, INC. STATEMENT REGARDING MOUNTAIN VALLEY PIPELINE PROJECT Roanoke, VA (February 22, 2022) - RGC Midstream, LLC (?Midstream?), a subsidiary of RGC Resources, Inc. (?Resources?, the ?Company?, NASDAQ: RGCO), issued the following statement co

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 22, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

RGCO / RGC Resources Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0099-rgcresourcesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: RGC Resources Inc. Title of Class of Securities: Common Stock CUSIP Number: 74955L103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate

RGC Resources, Inc. first quarter fiscal 2022 earnings webcast presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 8, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 7, 2022 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS ROANOKE, Va. (February 7, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $3,584,529 or $0.43 per diluted share for the quarter ended December 31, 2021. This compares to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 RGC Resources,

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 7, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: January 24, 2022 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING ROANOKE, Va. (January 24, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced the election of Directors at its shareholders meeting held on January 24, 2022. Shareholders elected Abney S. Boxley, III, Elizabeth

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 24, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES, INC. NAMES CHIEF FINANCIAL OFFICER

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: January 12, 2022 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 FOR IMMEDIATE RELEASE RGC RESOURCES, INC. NAMES CHIEF FINANCIAL OFFICER ROANOKE, Va. (January 12, 2022)-RGC Resources, Inc. (NASDAQ: RGCO) announced Jason Field joined the company January 10, 2022 and will be appointed Vice President, Chief Financial Office

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 12, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 12, 2022 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

RGC Resources, Inc. fourth quarter fiscal 2021 earnings webcast presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 3, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Amendment dated November 29, 2021 to Gas Transportation Agreement originally dated December 1, 1993 between Tennessee Gas Pipeline and Roanoke Gas Company (incorporated herein by reference to Exhibit 10(s)(s)(s)(s) on Form 10-K for the year ended September 30, 2021)

EX-10.SSSS 13 ex309676.htm EXHIBIT 10 (S)(S)(S)(S) Exhibit 10(s)(s)(s)(s) 1 2 3 4 5 6 7 8 9

Gas Transportation Agreement, for use under FT-A rate schedule, between Tennessee Gas Pipeline Company and Roanoke Gas Company originally dated November 1, 1993 as amended (incorporated herein by reference to Exhibit 10(j) on Form 10-K for the year ended September 30, 2021)

EX-10.J 11 ex309458.htm EXHIBIT 10.(J) Exhibit 10(j) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 BY: /s/ TGP Agent and Attorney-in-Fact BY: /s/ Roger L. Baumgardner TITLE: VP/ Sec & Treas. DATE: 9/21/98 16 17

Guaranty by RGC Resources, Inc. with Pinnacle Bank, dated as of September 24, 2021.

EX-10.RRRR 12 ex309470.htm EXHIBIT 10 (R)(R)(R)(R) Exhibit 10(r)(r)(r)(r) GUARANTY AGREEMENT THIS GUARANTY AGREEMENT (this "Guaranty") is made as of September 24, 2021, by RGC RESOURCES, INC., a Virginia corporation ("Guarantor"), to and for the benefit of PINNACLE BANK ("Bank"), and its successors and assigns. WHEREAS, pursuant to that certain Loan Agreement of even date herewith by and among ROA

Gas Transportation Agreement, for use under FT-A rate schedule, between Tennessee Gas Pipeline Company and Roanoke Gas Company originally dated November 1, 1993 as amended (incorporated herein by reference to Exhibit 10(g) on Form 10-K for the year ended September 30, 2021)

EX-10.G 9 ex309451.htm EXHIBIT 10 (G) Exhibit 10(g) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Annual Proxy

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Gas Storage Contract under rate schedule FS between Tennessee Gas Pipeline Company and Roanoke Gas Company originally dated November 1, 1993 as amended (incorporated herein by reference to Exhibit 10(i) on Form 10-K for the year ended September 30, 2021)

Exhibit 10(i) 1 2 Service Package No.: 3974 Amendment No.: 0 GAS STORAGE CONTRACT This Contract is made as of the 1st day of November, 1993, by and between TENNESSEE GAS PIPELINE COMPANY, A Delaware corporation herein called ?Transporter?, and ROANOKE GAS COMPANY, a public service corporation of the State of Virginia, herein called ?Shipper?. Transporter and Shipper collectively shall be referred

Annual Report

EX-13 2 ex286836.htm EXHIBIT 13 Exhibit 13

Subsidiaries of the Company

EX-21 3 ex286838.htm EXHIBIT 21 Exhibit 21 RGC Resources, Inc. Subsidiaries of Registrant Roanoke Gas Company Diversified Energy Company RGC Midstream, LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-26591 RGC Resources, Inc. (Exact name of Registrant as

RGC RESOURCES, INC. REPORTS 2021 EARNINGS

EX-99.1 2 ex286812.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: November 15, 2021 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES, INC. REPORTS 2021 EARNINGS ROANOKE, Va. (November 15, 2021)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $10,102,062 or $1.22 per share for the fiscal year ended September

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 15, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 1, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

Swap Agreement by and between RGC Midstream, LLC and Atlantic Union Bank, executed on November 1, 2021 (incorporated herein by reference to Exhibit 10.3 on Form 8-K as filed November 4, 2021)

EX-10.3 4 ex300656.htm SWAP AGREEMENT Exhibit 10.3 November 1, 2021 RGC Midstream, LLC 519 Kimball Ave, NE PO Box 13007 Roanoke, VA 24030-3007 Attn: Paul W. Nester Phone: 540-777-3837 Email: [email protected] Reference: MX302482 USI: 1010000236DTCC20201119D13340810226107249 The purpose of this letter agreement is to confirm the terms and conditions of the Interest Rate Swap transaction (

Guaranty by RGC Resources, Inc. with Atlantic Union Bank, dated as of November 1, 2021 (incorporated herein by reference to Exhibit 10.4 on Form 8-K as filed November 4, 2021)

EX-10.4 5 ex301739.htm GUARANTY Exhibit 10.4 GUARANTY This GUARANTY (this “Guaranty”), dated as of November 1, 2021, by and between RGC RESOURCES, INC., a Virginia corporation (“Guarantor”), and ATLANTIC UNION BANK (“Lender”). WHEREAS, RGC Midstream, LLC (the “Borrower”) and Lender are parties to a Loan Agreement dated the date of this Guaranty (the “Loan Agreement”); WHEREAS, Borrower is the dire

Promissory Note in the principal amount of $8,000,000 by RGC Midstream, LLC with Atlantic Union Bank, dated as of November 1, 2021 (incorporated herein by reference to Exhibit 10.1 on Form 8-K as filed November 4, 2021)

Exhibit 10.1 PROMISSORY NOTE Lender: Atlantic Union Bank 111 Franklin Road, Suite 110 Roanoke, VA 24011 Attention: Commercial Banking Roanoke Valley Principal Amount: $8,000,000.00 Date of Note: November 1, 2021 PROMISE TO PAY. RGC MIDSTREAM, LLC (?Borrower?) promises to pay, without offset, to ATLANTIC UNION BANK (?Lender?), or order, in lawful money of the United States of America, the principal

Loan Agreement by and between RGC Midstream, LLC and Atlantic Union Bank, dated as of November 1, 2021 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed November 4, 2021)

EX-10.2 3 ex300655.htm LOAN AGREEMENT Exhibit 10.2 LOAN AGREEMENT THIS LOAN AGREEMENT (this “Agreement”) is entered into as of November 1, 2021, between: RGC MIDSTREAM, LLC (“Borrower”), and ATLANTIC UNION BANK (“Lender”). Borrower has requested that Lender provide a term loan, and Lender is willing to do so on the terms and conditions set forth herein. In consideration of the mutual covenants and

Swap Agreement by and between Roanoke Gas Company and Pinnacle Bank, executed on September 24, 2021

EX-10.3 4 ex286235.htm SWAP AGREEMENT Exhibit 10.3 PINNACLE BANK CONFIRMATION To: Roanoke Gas Company 519 Kimball Ave NE Roanoke, VA 24016-2103 Attn: Paul Nester Email: [email protected] From: Pinnacle Bank Date: 24th September, 2021 Our Ref: 53587 The purpose of this letter agreement is to set forth the terms and conditions of the Swap Transaction entered into between Pinnacle Bank and

Loan Agreement by and between Roanoke Gas Company and Pinnacle Bank, dated as of September 24, 2021

EX-10.2 3 ex286234.htm LOAN AGREEMENT Exhibit 10.2 LOAN AGREEMENT THIS LOAN AGREEMENT (this “Agreement”), dated as of September 24, 2021, is made by and between ROANOKE GAS COMPANY, a Virginia corporation (the “Borrower”) and PINNACLE BANK (“Bank”). RECITALS: Bank has agreed to extend the Loan (as hereinafter defined) to Borrower, on and subject to the terms, provisions and conditions contained he

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 24, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission

Promissory Note in the principal amount of $10,000,000 by Roanoke Gas Company with Pinnacle Bank, dated as of September 24, 2021

EX-10.1 2 ex286233.htm PROMISSORY NOTE Exhibit 10.1 PROMISSORY NOTE $10,000,000.00 September 24, 2021 FOR VALUE RECEIVED, the undersigned, ROANOKE GAS COMPANY, a Virginia corporation (“Borrower”) unconditionally promises to pay to the order of PINNACLE BANK (the “Bank”), without offset or deduction at 202 Campbell Avenue SE, Roanoke, Virginia 24013 or such other address as Bank shall designate, in

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 10, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

Sixth Amendment to Credit Agreement by and between Roanoke Gas Company and Wells Fargo Bank, N.A., including Guarantor's Consent and Reaffirmation, dated as of August 20, 2021 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed August 26, 2021)

Exhibit 10.2 SIXTH AMENDMENT TO CREDIT AGREEMENT THIS AMENDMENT TO CREDIT AGREEMENT (this "Amendment") dated August 20, 2021, is entered into by and between ROANOKE GAS COMPANY, a Virginia corporation ("Borrower"), and WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank"). RECITALS WHEREAS, Borrower is currently indebted to Bank pursuant to the terms and conditions of that certain Credit Agreement betwe

Delayed Draw Term Note in the principal amount of $15,000,000 by Roanoke Gas Company with Wells Fargo Bank, N.A. dated as of August 20, 2021 (incorporated by reference to Exhibit 10.1 on Form 8-K as filed August 26, 2021)

Exhibit 10.1 DELAYED DRAW TERM NOTE $15,000,000.00 Roanoke, Virginia August 20, 2021 FOR VALUE RECEIVED, the undersigned ROANOKE GAS COMPANY ("Borrower") promises to pay to the order of WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank") at its office at MAC: R4046-080, 10 South Jefferson Street, 8th Floor, Roanoke, Virginia 24011 or at such other place as the holder hereof may designate, in lawful mo

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 20, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fil

Swap Agreement by and between Roanoke Gas Company and Wells Fargo Bank, N.A., executed on August 20, 2021 (incorporated herein by reference to Exhibit 10.3 on Form 8-K as filed August 26, 2021)

EX-10.3 4 ex277769.htm SWAP AGREEMENT Exhibit 10.3 CONFIRMATION OF SWAP TRANSACTION To: Roanoke Gas Company (“Counterparty”) Legal Entity Identifier (LEI): 549300GO68EPQLQ7MK06 Attention: Paul W. Nester & Tommy Oliver Email: [email protected]; [email protected] From: Wells Fargo Bank, N.A. (“Wells Fargo”) Legal Entity Identifier (LEI): KB1H1DSPRFMYMCUFXT09 Phone: 704-410-5111

RGC Resources, Inc. third quarter fiscal 2021 earnings webcast presentation

EX-99.1 2 ex269892.htm EXHIBIT 99.1 Q3 2021 EARNINGS CALL SLIDES Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 RGC Resources, Inc.

Amendment No. 2 to Natural Gas Asset Management Agreement dated August 5, 2021 by and between Roanoke Gas Company and Sequent Energy Management LP (incorporated herein by reference to Exhibit 10.1 on Form 10-Q as filed August 6, 2021

EX-10.1 2 ex267457.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 2 TO NATURAL GAS ASSET MANAGEMENT AGREEMENT THIS AMENDMENT NO. 2 TO NATURAL GAS ASSET MANAGEMENT AGREEMENT, dated August 5, 2021 (this “Amendment”), is by and between Roanoke Gas Company ("Counterparty"), a Virginia corporation, and Sequent Energy Management, L.P. (“Manager”), a Georgia limited partnership. Manager and Counterparty are

RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS

Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: August 4, 2021 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES, INC. REPORTS THIRD QUARTER EARNINGS ROANOKE, Va. (August 4, 2021)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $610,840 or $0.07 per diluted share for the quarter ended June 30, 2021. This compares to consolidat

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 4, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 26, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

RGC Resources, Inc. Investor Presentation

Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

RGC Resources, Inc. second quarter fiscal 2021 earnings webcast presentation

EX-99.1 2 ex249253.htm EXHIBIT 99.1 Q2 2021 EARNINGS CALL SLIDES Exhibit 99.1

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 14, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 RGC Resources, Inc

RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS

EX-99.1 2 ex239106.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: May 10, 2021 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 RGC RESOURCES, INC. REPORTS SECOND QUARTER EARNINGS ROANOKE, Va. (May 10, 2021)- RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $4,767,478 or $0.58 per share for the quarter ended March 31, 2021

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File N

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 6, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Revolving Line of Credit Note in the original principal amount of $40,000,000 by Roanoke Gas Company with Wells Fargo Bank, N.A. dated as of March 25, 2021

EX-10.1 2 ex238100.htm EXHIBIT 10.1 LOC NOTE Exhibit 10.1 REVOLVING LINE OF CREDIT NOTE (VARIABLE MAXIMUM) $40,000,000.00 Roanoke, Virginia March 25, 2021 FOR VALUE RECEIVED, the undersigned ROANOKE GAS COMPANY ("Borrower") promises to pay to the order of WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank") at its office at MAC: R4046-080, 10 South Jefferson Street, 8th Floor, Roanoke, Virginia 24011 o

Fifth Amendment to Credit Agreement by and between Roanoke Gas Company and Wells Fargo Bank, N.A., including Guarantor's Consent and Reaffirmation, dated as of March 25, 2021 (incorporated herein by reference to Exhibit 10.2 on Form 8-K as filed March 31, 2021)

EX-10.2 3 ex238101.htm EXHIBIT 10.2 NOTE AMENDMENT Exhibit 10.2 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS AMENDMENT TO CREDIT AGREEMENT (this "Amendment") dated March 25, 2021, is entered into by and between ROANOKE GAS COMPANY, a Virginia corporation ("Borrower"), and WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank"). RECITALS WHEREAS, Borrower is currently indebted to Bank pursuant to the terms and

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 25, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission File

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 22, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

First Modification to Promissory Note by and between Roanoke Gas Company and Wells Fargo Bank, N.A., dated as of March 1, 2021

EX-10.1 2 a202102ex101wffirstlocmodi.htm EX-10.1 Exhibit 10.1 Form 8K Filed: February 23, 2021 FIRST MODIFICATION TO PROMISSORY NOTE This modification to PROMISSORY NOTE (this “Modification”) dated March 1, 2021, is entered into by and between ROANOKE GAS COMPANY (“Borrower”), and Wells Fargo Bank, National Association (“Bank”). RECITALS WHEREAS, Borrower is currently indebted to Bank pursuant to

ROANOKE GAS COMPANY MARCH BILLS TO INCREASE DUE TO HIGHER NATURAL GAS COSTS

EX-99.1 3 a202102ex991commodityprice.htm EX-99.1 Exhibit 99.1 Form 8K Filed: February 23, 2021 NEWS RELEASE ROANOKE GAS COMPANY Release Date: February 23, 2021 Contact: Paul W. Nester President and CEO Telephone: 540-777-3837 ROANOKE GAS COMPANY MARCH BILLS TO INCREASE DUE TO HIGHER NATURAL GAS COSTS ROANOKE, Va. (February 23, 2021)— Beginning February 13, 2021 and continuing through February 20,

Q1 2021 Earnings Call February 12, 2021 Forward-Looking Statements The statements in this presentation by RGC Resources, Inc. (the "Company") that are not historical facts constitute “forward-looking statements” made pursuant to the safe harbor provi

EX-99.1 2 a202012q12021earningscal.htm EX-99.1 Q1 2021 Earnings Call February 12, 2021 Forward-Looking Statements The statements in this presentation by RGC Resources, Inc. (the "Company") that are not historical facts constitute “forward-looking statements” made pursuant to the safe harbor provision of the Private Securities Litigation Reform Act of 1995 that involve risks and uncertainties. Thes

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 12, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission F

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarterly Period Ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Transition Period From to Commission File Number 000-26591 RGC Resources,

Nonqualified Deferred Compensation Plan Document (incorporated herein by reference to Exhibit 10.1 on Form 10-Q as filed February 11, 2021)

EX-10.1 2 a2021q1exhibit101.htm EX-10.1 Exhibit 10.1 RGCO 10Q - Q1 2020 THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT THE NONQUALIFIED DEFERRED COMPENSATION PLAN Section 1. Purpose By execution of the Adoption Agreement, the Company has adopted the Plan set forth herein, and in the Adoption Agreement, to provide a means by which certain management Employees or Independent Contractors o

RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS

EX-99.1 2 a2021q1ex991earningsrelease.htm EX-99.1 Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 9, 2021 Contact: Randall P. Burton, II Vice President and CFO Telephone: 540-777-3997 RGC RESOURCES, INC. REPORTS FIRST QUARTER EARNINGS ROANOKE, Va. (February 9, 2021)-RGC Resources, Inc. (NASDAQ: RGCO) announced consolidated Company earnings of $4,723,263 or $0.58 per diluted sh

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: RGC Resources Inc. Title of Class of Securities: Common Stock CUSIP Number: 74955L103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 1, 2021 RGC RESOURCES, INC. (Exact name of Registrant as specified in its charter) Virginia 000-26591 54-1909697 (State or other jurisdiction of incorporation) (Commission Fi

RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING

EX-99.1 2 exhibit991annualshareholde.htm EX-99.1 Exhibit 99.1 NEWS RELEASE RGC RESOURCES, INC. Release Date: February 1, 2021 Contact: Randall P. Burton, II Vice President and CFO Telephone: 540-777-3997 RGC RESOURCES HOLDS ANNUAL SHAREHOLDERS MEETING ROANOKE, Va. (February 1, 2021)-RGC Resources, Inc. (NASDAQ: RGCO) announced the election of Directors at its shareholders meeting held on February

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) RGC Resources, Inc. (Name of Issuer) Common Stock, $5.00 par value per share (Title of Class of Securities) 74955 L 103 (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 843-744-5174 With a copy to

Fourth Quarter 2020 Earnings conference call December 4, 2020 Forward-Looking Statements The statements in this presentation by RGC Resources, Inc. (the "Company") that are not historical facts constitute “forward-looking statements” made pursuant to

EX-99.1 2 ex991202009q4earningscal.htm EX-99.1 Fourth Quarter 2020 Earnings conference call December 4, 2020 Forward-Looking Statements The statements in this presentation by RGC Resources, Inc. (the "Company") that are not historical facts constitute “forward-looking statements” made pursuant to the safe harbor provision of the Private Securities Litigation Reform Act of 1995 that involve risks a