Statistik Asas
| CIK | 1038773 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SmartFinancial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 20, 2025 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is dated as of August 20, 2025, and is made by and among SmartFinancial, Inc., a Tennessee corporation and registered bank holding company (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined bel |
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| August 20, 2025 |
Exhibit 99.1 1 Subordinated Debt Offering August 2025 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or future results, and that may be deemed to constitute forward-looking statements as defined under the Private Securities Litigation Reform Act of 1995. These statements on SmartFinancial Inc.’s |
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| August 20, 2025 |
SUBORDINATED NOTE PURCHASE AGREEMENT Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 20, 2025, and is made by and among SmartFinancial, Inc., a Tennessee corporation and registered bank holding company (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” |
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| August 20, 2025 |
Exhibit 4.1 SMARTFINANCIAL, INC. As Issuer, and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of August 20, 2025 7.25% Fixed-to-Floating Rate Subordinated Notes due 2035 Table of Contents ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE1 Section 101 Definitions.1 Section 102 Compliance Certificates and Opinions.10 Section 103 Form of Documents Delivered to Trus |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: August 20, 2025 SMARTFINANCIAL, INC. |
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| August 11, 2025 |
Form of Non-Employee Director Restricted Stock Award Certificate Exhibit 10.5 RESTRICTED STOCK AWARD CERTIFICATE Non-transferable GRANT TO (“Grantee”) by SmartFinancial, Inc. (the “Company”) of [] shares of Stock (the “Shares”) pursuant to the SmartFinancial, Inc. Omnibus Incentive Plan (the “Plan”) and to the terms and conditions set forth on the following pages (the “Terms and Conditions”). By accepting the Shares and signing below, Grantee shall be deemed to |
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| August 11, 2025 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| August 11, 2025 |
Form of Employee Restricted Stock Award Certificate Exhibit 10.4 RESTRICTED STOCK AWARD CERTIFICATE Non-transferable GRANT TO (“Grantee”) by SmartFinancial, Inc. (the “Company”) of [] shares of Stock (the “Shares”) pursuant to the SmartFinancial, Inc. Omnibus Incentive Plan (the “Plan”) and to the terms and conditions set forth on the following pages (the “Terms and Conditions”). By accepting the Shares and signing below, Grantee shall be deemed to |
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| July 24, 2025 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., July 24, 2025 – SmartFinancial, Inc. (“SmartFinancial”) (NYSE: SMBK), the parent company for SmartBank, announced that on July 24, 2025, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on August 25, 2025, to shareholders of rec |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 21, 2025 |
SmartFinancial Announces Results for the Second Quarter 2025 Exhibit 99.1 2Q 2025 SmartFinancial Announces Results for the Second Quarter 2025 KNOXVILLE, TN – July 21, 2025 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $11.7 million, or $0.69 per diluted common share, for the second quarter of 2025, compared to net income of $8.0 million, or $0.48 per diluted common share, for the second quarter of 202 |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: July 21, 2025 SMARTFINANCIAL, INC. |
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| July 21, 2025 |
Exhibit 99.2 1 INVESTOR CALL 2Q 2025 July 22, 2025, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 342904 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or |
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| May 30, 2025 |
Letter from Forvis Mazars, LLP, dated May 30, 2025. Exhibit 16.1 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated May 30, 2025 of SmartFinancial, Inc. and are in agreement with the statements contained therein with respect to our firm. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ Forvis Mazars, LLP Louisvi |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: May 29, 2025 SMARTFINANCIAL, INC. |
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| May 23, 2025 |
As filed with the Securities and Exchange Commission on May 23, 2025 As filed with the Securities and Exchange Commission on May 23, 2025 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee (State or other jurisdiction of incorporation or organization) 62-1173944 (I.R.S Employer Ide |
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| May 23, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) SmartFinancial, Inc. |
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| May 22, 2025 |
SMARTFINANCIAL, INC. Omnibus INCENTIVE PLAN Article 1 PURPOSE Exhibit 99.1 SMARTFINANCIAL, INC. Omnibus INCENTIVE PLAN Article 1 PURPOSE 1.1 GENERAL. The purpose of the SmartFinancial, Inc. Omnibus Incentive Plan (the “Plan”) is to promote the success, and enhance the value, of SmartFinancial, Inc. (the “Company”), by linking the personal interests of employees, officers, directors and consultants of the Company or any Affiliate (as defined below) to those o |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File |
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| May 12, 2025 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: May 1, 2025 SMARTFINANCIAL, INC. |
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| May 1, 2025 |
Exhibit 10.2 AMENDED AND RESTATED REVOLVING NOTE $35,000,000 Birmingham, Alabama May 1, 2025 FOR VALUE RECEIVED, SMARTFINANCIAL, INC., a corporation organized under the laws of the State of Tennessee (the “Borrower”), promises to pay to the order of SERVISFIRST BANK, an Alabama banking corporation (hereinafter called the “Lender” or, together with any other holder of this note, the “Holder”), the |
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| May 1, 2025 |
Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and dated as of May 1, 2025, between SMARTFINANCIAL, INC., a Tennessee banking corporation (the “Borrower”), and SERVISFIRST BANK, an Alabama banking corporation (the “Lender”). R E C I T A L S A.Borrower and Lender are parties to that certain Loan and Security |
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| April 21, 2025 |
Exhibit 99.2 1 INVESTOR CALL 1Q 2025 April 22, 2025, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 348422 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or |
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| April 21, 2025 |
SmartFinancial Announces Results for the First Quarter 2025 Regular Quarterly Cash Dividend Exhibit 99.1 1Q 2025 SmartFinancial Announces Results for the First Quarter 2025 Regular Quarterly Cash Dividend KNOXVILLE, TN – April 21, 2025 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $11.3 million, or $0.67 per diluted common share, for the first quarter of 2025, compared to net income of $9.4 million, or $0.55 per diluted common share |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 21, 2025 SMARTFINANCIAL, INC. |
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| April 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confiden |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, For Use of t |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 27, 2025 SMARTFINANCIAL, INC. |
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| March 27, 2025 |
Shomaker appointed to smartFINANCIAL board of directors Exhibit 99.1 Media Contact: Kelley Fowler, Senior Vice President Marketing & Public Relations Director [email protected] FOR IMMEDIATE RELEASE March 27, 2025 Shomaker appointed to smartFINANCIAL board of directors AUBURN, Ala. – KNOXVILLE, Tenn. – SmartBank, a subsidiary of SmartFinancial, Inc., proudly announces the appointment of Kelli Shomaker, a highly accomplished financial executiv |
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| March 17, 2025 |
SmartFinancial, Inc. Incentive Compensation Recovery Policy Exhibit 97.1 INCENTIVE COMPENSATION RECOVERY POLICY 1.0 General 1.1 SmartFinancial, Inc., together with its subsidiaries (collectively the “Company”) has adopted this Incentive Compensation Recovery Policy (the “Policy”) in accordance with the applicable listing standards of the New York Stock Exchange (“NYSE”) and Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act |
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| March 17, 2025 |
Description of SmartFinancial Capital Stock Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The material terms and provisions of the capital stock of SmartFinancial, Inc. (the “Company” or “SMBK”) are summarized as set forth below. The following summary is not intended to be relied upon as an exhaustive list or a detailed description of the provisions discussed and is qualified in its entirety by the Tennessee Business Corporation Act (the “TBCA”) |
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| March 17, 2025 |
SmartFinancial, Inc. List of Subsidiaries EXHIBIT 21.1 SmartFinancial, Inc. List of Subsidiaries Name of Subsidiary State of Incorporation SmartBank Tennessee Smart Investments Management, Inc. Tennessee SMBK Holding, Inc. Nevada SMBK Properties, Inc. Tennessee Smartholdings I, LLC Tennessee SBK Insurance, Inc. Tennessee Fountain Equipment Finance, LLC Tennessee |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number: 001-37661 (Exact name |
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| March 17, 2025 |
SmartFinancial, Inc Insider Trading Policy Exhibit 19.1 Insider Trading Policy Introduction The purpose of this Insider Trading Policy (the “Policy”) is to promote compliance with applicable securities laws by SmartFinancial, Inc., together with its subsidiaries (collectively, the “Company”) and all of its directors, officers and associates, in order to preserve the reputation and integrity of the Company as well as that of all persons aff |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 21, 2025 SMARTFINANCIAL, INC. |
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| January 24, 2025 |
Exhibit 10.1 January 21, 2025 Ron Gorczynski SmartFinancial, Inc. Re: SmartFinancial, Inc. Holding Company Loan Number: 42749 Dear Mr. Gorczynski, ServisFirst Bank has agreed to extend the terms of the above loan number, which will mature on February 1,2025. Accordingly, this letter shall constitute ServisFirst Bank's agreement and formal notice to you as follows: Extension: ServisFirst Bank hereb |
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| January 21, 2025 |
Exhibit 99.2 1 INVESTOR CALL 4Q 2024 January 22, 2025, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 994691 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events |
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| January 21, 2025 |
SmartFinancial Announces Results for the Fourth Quarter 2024 Exhibit 99.1 4Q 2024 SmartFinancial Announces Results for the Fourth Quarter 2024 KNOXVILLE, TN – January 21, 2025 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $9.6 million, or $0.57 per diluted common share, for the fourth quarter of 2024, compared to net income of $6.2 million, or $0.37 per diluted common share, for the fourth quarter of 2 |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 21, 2025 SMARTFINANCIAL, INC. |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 SMARTFINANCIAL, INC. |
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| November 12, 2024 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| October 28, 2024 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., October 28, 2024 – SmartFinancial, Inc. (“SmartFinancial”) (NYSE: SMBK), the parent company for SmartBank, announced that on October 25, 2024, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on November 27, 2024, to shareholder |
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| October 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2024 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| October 21, 2024 |
Exhibit 99.2 1 INVESTOR CALL 3Q 2024 October 22, 2024, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 599429 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 21, 2024 SMARTFINANCIAL, INC. |
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| October 21, 2024 |
SmartFinancial Announces Results for the Third Quarter 2024 Exhibit 99.1 3Q 2024 SmartFinancial Announces Results for the Third Quarter 2024 KNOXVILLE, TN – October 21, 2024 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $9.1 million, or $0.54 per diluted common share, for the third quarter of 2024, compared to net income of $2.1 million, or $0.12 per diluted common share, for the third quarter of 2023 |
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| August 9, 2024 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| July 25, 2024 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., July 25, 2024 – SmartFinancial, Inc. (“SmartFinancial”) (NYSE: SMBK), the parent company for SmartBank, announced that on July 25, 2024, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on August 26, 2024, to shareholders of rec |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 22, 2024 |
Exhibit 99.2 1 INVESTOR CALL 2Q 2024 July 23, 2024, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 533803 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or |
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| July 22, 2024 |
SmartFinancial Announces Results for the Second Quarter 2024 Exhibit 99.1 2Q 2024 SmartFinancial Announces Results for the Second Quarter 2024 KNOXVILLE, TN – July 22, 2024 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $8.0 million, or $0.48 per diluted common share, for the second quarter of 2024, compared to net income of $8.8 million, or $0.52 per diluted common share, for the second quarter of 2023 |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: July 22, 2024 SMARTFINANCIAL, INC. |
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| May 28, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| April 25, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 25, 2024 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., April 25, 2024 – SmartFinancial, Inc. (“SmartFinancial”) (NYSE: SMBK), the parent company for SmartBank, announced that on April 25, 2024, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on May 28, 2024, to shareholders of reco |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 22, 2024 SMARTFINANCIAL, INC. |
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| April 22, 2024 |
SmartFinancial Announces Results for the First Quarter 2024 Exhibit 99.1 1Q 2024 SmartFinancial Announces Results for the First Quarter 2024 KNOXVILLE, TN – April 22, 2024 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $9.4 million, or $0.55 per diluted common share, for the first quarter of 2024, compared to net income of $11.5 million, or $0.68 per diluted common share, for the first quarter of 2023, |
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| April 22, 2024 |
Exhibit 99.2 1 INVESTOR CALL 1Q 2024 April 23, 2024, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 060240 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of fu |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, For Use of t |
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| April 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confiden |
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| March 15, 2024 |
SmartFinancial, Inc. List of Subsidiaries EXHIBIT 21.1 SmartFinancial, Inc. List of Subsidiaries Name of Subsidiary State of Incorporation SmartBank Tennessee Smart Investments Management, Inc. Tennessee Smartholdings I, LLC Tennessee SBK Insurance, Inc. Tennessee Fountain Equipment Finance, LLC Tennessee |
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| March 15, 2024 |
Description of SmartFinancial Capital Stock Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The material terms and provisions of the capital stock of SmartFinancial, Inc. (the “Company” or “SMBK”) are summarized as set forth below. The following summary is not intended to be relied upon as an exhaustive list or a detailed description of the provisions discussed and is qualified in its entirety by the Tennessee Business Corporation Act (the “TBCA”) |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number: 001-37661 (Exact name |
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| March 15, 2024 |
SmartFinancial, Inc. Incentive Compensation Recovery Policy Exhibit 97.1 INCENTIVE COMPENSATION RECOVERY POLICY 1.0 General 1.1 SmartFinancial, Inc., together with its subsidiaries (collectively the “Company”) has adopted this Incentive Compensation Recovery Policy (the “Policy”) in accordance with the applicable listing standards of the New York Stock Exchange (“NYSE”) and Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act |
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| January 22, 2024 |
SmartFinancial Announces Results for the Fourth Quarter 2023 Exhibit 99.1 4Q 2023 SmartFinancial Announces Results for the Fourth Quarter 2023 KNOXVILLE, TN – January 22, 2024 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NYSE: SMBK), today announced net income of $6.2 million, or $0.37 per diluted common share, for the fourth quarter of 2023, compared to net income of $13.0 million, or $0.77 per diluted common share, for the fourth quarter of |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 22, 2024 SMARTFINANCIAL, INC. |
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| January 22, 2024 |
Exhibit 99.2 1 INVESTOR CALL 4Q 2023 January 23, 2024, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 197280 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-37661 SmartFinancial, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 5401 |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Iden |
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| November 28, 2023 |
SMARTFINANCIAL ANNOUNCES TRANSFER OF LISTING OF COMMON STOCK TO THE NEW YORK STOCK EXCHANGE Exhibit 99.1 SMARTFINANCIAL ANNOUNCES TRANSFER OF LISTING OF COMMON STOCK TO THE NEW YORK STOCK EXCHANGE KNOXVILLE, Tenn., November 28, 2023 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced today that it is transferring the listing of its common stock to the New York Stock Exchange (“NYSE”) from The Nasdaq Stock Market LLC (“Nasdaq”). SmartFinan |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 28, 2023 SMARTFINANCIAL, INC. |
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| November 9, 2023 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 9, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT THIS AGREEMENT (the “Agreement”) is entered into as of the Effective Date, as defined in Paragraph 6 hereof, by and between SmartFinancial, Inc. (the “Holding Company”), SmartBank (together with the Holding Company, the “Bank”) and Gregory L. Davis (“Employee”). Together, the Bank and Employee may be referred to hereinafter as the “Parties”. In consideration of th |
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| October 30, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| October 30, 2023 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., October 30, 2023 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on October 27, 2023, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on November 27, 2023, to sharehold |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 23, 2023 SMARTFINANCIAL, INC. |
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| October 23, 2023 |
SmartFinancial Announces Results for the Third Quarter 2023 Exhibit 99.1 3Q 2023 SmartFinancial Announces Results for the Third Quarter 2023 KNOXVILLE, TN – October 23, 2023 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $2.1 million, or $0.12 per diluted common share, for the third quarter of 2023, compared to net income of $11.5 million, or $0.68 per diluted common share, for the third quarter of 2 |
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| October 23, 2023 |
Exhibit 99.2 1 INVESTOR CALL 3Q 2023 October 24, 2023, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 071225 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: September 21, 2023 SMARTFINANCIAL, INC. |
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| August 9, 2023 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 27, 2023 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., July 27, 2023 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on July 27, 2023, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on August 28, 2023, to shareholders of r |
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| July 24, 2023 |
SmartFinancial Announces Results for the Second Quarter 2023 Exhibit 99.1 2Q 2023 SmartFinancial Announces Results for the Second Quarter 2023 Highlights for the Second Quarter of 2023 ● Operating earnings1 of $8.8 million, or $0.52 per diluted common share ● Net organic loan and lease growth of $56 million - 7% annualized quarter-over-quarter increase ● Credit quality remains solid with nonperforming assets to total assets of 0.12% ● Addition of seasoned w |
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| July 24, 2023 |
Exhibit 99.2 1 INVESTOR CALL 2Q 2023 July 25, 2023, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 194833 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of fut |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: July 24, 2023 SMARTFINANCIAL, INC. |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File |
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| May 22, 2023 |
SMARTFINANCIAL, INC. May 22, 2023 SMARTFINANCIAL, INC. May 22, 2023 VIA EDGAR FILING and E-MAIL: [email protected] U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Madeleine Mateo Re: SmartFinancial, Inc. Registration Statement on Form S-3 File No. 333-271849 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Ac |
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| May 11, 2023 |
Exhibit 4.7 SMARTFINANCIAL, INC. SENIOR DEBT INDENTURE DATED AS OF , 20 , AS TRUSTEE TABLE OF CONTENTS Page Number Article I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules Of Construction 4 Article II THE SECURITIES 5 Section 2.1 Issuable In Series 5 Se |
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| May 11, 2023 |
As filed with the Securities and Exchange Commission on May 11, 2023 As filed with the Securities and Exchange Commission on May 11, 2023 Registration No. |
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| May 11, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SmartFinancial, Inc. |
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| May 11, 2023 |
Form of Depositary Receipt (to be included in Exhibit 4.9).* Exhibit 4.9 SMARTFINANCIAL, INC. SUBORDINATED INDENTURE DATED AS OF , 20 , AS TRUSTEE TABLE OF CONTENTS Page Number Article I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 5 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules Of Construction 5 Article II THE SECURITIES 6 Section 2.1 Issuable In Series 6 Section 2. |
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| May 10, 2023 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 27, 2023 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., April 27, 2023 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on April 27, 2023, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on May 29, 2023, to shareholders of re |
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| April 24, 2023 |
Exhibit 99.2 1 INVESTOR CALL 1Q 2023 April 25, 2023, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 -833 -470 -1428 Access Code: 320998 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of fu |
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| April 24, 2023 |
SmartFinancial Announces Results for the First Quarter 2023 Exhibit 99.1 1Q 2023 SmartFinancial Announces Results for the First Quarter 2023 Highlights for the First Quarter of 2023 ● Operating earnings1 of $11.5 million, or $0.68 per diluted common share ● Operating earnings1 increase of 34% compared to the same prior year quarter ● Deposit growth of $152.4 million – 15% annualized quarter-over-quarter ● Net organic loan and lease growth of $53.0 million |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 24, 2023 SMARTFINANCIAL, INC. |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 16, 2023 |
SmartFinancial, Inc. List of Subsidiaries EXHIBIT 21.1 SmartFinancial, Inc. List of Subsidiaries Name of Subsidiary State of Incorporation SmartBank Tennessee Smart Investments Management, Inc. Tennessee Smartholdings I, LLC Tennessee Smartholdings II, LLC Tennessee Rains Agency, Inc. Tennessee Fountain Equipment Finance, LLC Tennessee |
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| March 16, 2023 |
Description of SmartFinancial Capital Stock Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The material terms and provisions of the capital stock of SmartFinancial, Inc. (the “Company” or “SMBK”) are summarized as set forth below. The following summary is not intended to be relied upon as an exhaustive list or a detailed description of the provisions discussed and is qualified in its entirety by the Tennessee Business Corporation Act (the “TBCA”) |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number: 001-37661 (Exact name |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 SMARTFINANCIAL, INC. |
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| February 6, 2023 |
Exhibit 10.2 AMENDED AND RESTATED REVOLVING NOTE $35,000,000Birmingham, Alabama February 1, 2023 FOR VALUE RECEIVED, SMARTFINANCIAL, INC., a corporation organized under the laws of the State of Tennessee (the “Borrower”), promises to pay to the order of SERVISFIRST BANK, an Alabama banking corporation (hereinafter called the “Lender” or, together with any other holder of this note, the “Holder”), |
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| February 6, 2023 |
Exhibit 10.1 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and dated as of February 1, 2023, between SMARTFINANCIAL, INC., a Tennessee banking corporation (the “Borrower”), and SERVISFIRST BANK, an Alabama banking corporation (the “Lender”). R E C I T A L S A.Borrower and Lender are parties to that certain Loan and S |
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| January 26, 2023 |
SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 14% Exhibit 99.1 SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 14% KNOXVILLE, Tenn., January 26, 2023 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on January 26, 2023, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock payable on February 27, 2023, to sharehold |
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| January 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| January 23, 2023 |
Exhibit 99.2 1 INVESTOR CALL 4Q 2022 January 24, 2023, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 - 844 - 200 - 6205 Access Code: 179408 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO D ISCLOSURES 2 Forward - Looking Statements This presentation may contain statements that are based on management’s current estimates or expectatio |
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| January 23, 2023 |
SmartFinancial Announces Results for the Fourth Quarter 2022 Exhibit 99.1 4Q 2022 SmartFinancial Announces Results for the Fourth Quarter 2022 Highlights for the Fourth Quarter of 2022 ● Operating earnings1 of $12.9 million, or $0.76 per diluted common share ● Operating earnings1 increase of 11% compared to the previous quarter and 48% compared to the same prior year quarter ● Net organic loan and lease growth of over $130.2 million - 17% annualized quarter |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 23, 2023 SMARTFINANCIAL, INC. |
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| November 9, 2022 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents ? . ? United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? (Mark One) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2022 ? ? ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from |
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| October 28, 2022 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND ? KNOXVILLE, Tenn., October 28, 2022 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on October 28, 2022, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.07 per share of SmartFinancial common stock payable on November 29, 2022, to shareho |
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| October 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| October 24, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: October 24, 2022 ? SMARTFINANCIAL, INC. |
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| October 24, 2022 |
SmartFinancial Announces Results for the Third Quarter 2022 Exhibit 99.1 ? ? 3Q 2022 ? SmartFinancial Announces Results for the Third Quarter 2022 ? Highlights for the Third Quarter of 2022 ? ? Operating earnings1 of $11.6 million, or $0.69 per diluted common share ? Operating earnings increase of 13% compared to the previous quarter and 17% compared to the same prior year quarter ? Net organic loan and lease growth of over $109.0 million - 15% annualized |
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| October 24, 2022 |
Exhibit 99.2 1 INVESTOR CALL 3Q 2022 October 25, 2022, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 - 833 - 927 - 1758 Access Code: 380946 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO D ISCLOSURES 2 Forward - Looking Statements This presentation may contain statements that are based on management?s current estimates or expectatio |
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| September 6, 2022 |
? ? Exhibit 2.1 ? 21260435v15 ASSET PURCHASE AGREEMENT ? This Asset Purchase Agreement (this ?Agreement?), dated as of September 1, 2022, is entered into by and among Sunbelt Group LLC, a Tennessee limited liability company (?Seller?), A. Mark Slater, Jr., a Tennessee resident (?Principal?), and Rains Agency Inc., a Tennessee corporation (?Buyer?). ? WHEREAS, Seller is engaged in the business of s |
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| September 6, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: September 1, 2022 ? SMARTFINANCIAL, INC. |
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| September 6, 2022 |
Rains insurance acquires sunbelt insurance Exhibit 99.1 ? ? ? ? ? ? For Immediate Release ? Rains insurance acquires sunbelt insurance ? KNOXVILLE and CHATTANOOGA, Tenn., September 6, 2022 ? Rains Insurance, Inc. (?Rains?), a wholly owned subsidiary of SmartBank, announced today that it has acquired the operating assets of Chattanooga, TN-based Sunbelt Group, LLC (?Sunbelt?). The transaction is effective September 1, 2022 and marks the fir |
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| August 9, 2022 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents ? . ? United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? (Mark One) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2022 ? ? ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to C |
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| July 28, 2022 |
Press Release issued by SmartFinancial, Inc., dated July 28, 2022 Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND ? KNOXVILLE, Tenn., July 28, 2022 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on July 28, 2022, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.07 per share of SmartFinancial common stock payable on August 29, 2022, to shareholders of |
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| July 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission F |
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| July 28, 2022 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND ? KNOXVILLE, Tenn., July 28, 2022 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on July 28, 2022, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.07 per share of SmartFinancial common stock payable on August 29, 2022, to shareholders of |
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| July 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission F |
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| July 25, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: July 25, 2022 ? SMARTFINANCIAL, INC. |
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| July 25, 2022 |
Exhibit 99.2 1 INVESTOR CALL 2Q 2022 July 26, 2022, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 - 844 - 200 - 6205 Access Code: 357084 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO D ISCLOSURES 2 Forward - Looking Statements This presentation may contain statements that are based on management?s current estimates or expectations |
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| July 25, 2022 |
SmartFinancial Announces Results for the Second Quarter 2022 Exhibit 99.1 ? ? 2Q 2022 ? SmartFinancial Announces Results for the Second Quarter 2022 ? Highlights for the Second Quarter of 2022 ? ? Operating earnings1 of $10.3 million, or $0.61 per diluted common share, for the second quarter of 2022 ? Net organic loan and lease growth of over $206.8 million - 30% annualized quarter-over-quarter increase ? Non-maturity deposit growth of over $128.1 million ? |
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| May 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File |
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| May 10, 2022 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents ? . ? United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? (Mark One) ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended March 31, 2022 ? ? ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to |
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| April 28, 2022 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND ? KNOXVILLE, Tenn., April 28, 2022 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on April 28, 2022, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.07 per share of SmartFinancial common stock payable on May 31, 2022, to shareholders of |
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| April 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| April 25, 2022 |
Exhibit 99.2 1 INVESTOR CALL 1Q 2022 April 26, 2022, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 - 844 - 200 - 6205 Access Code: 293033 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO D ISCLOSURES 2 Forward - Looking Statements This presentation may contain statements that are based on management?s current estimates or expectations |
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| April 25, 2022 |
SmartFinancial Announces Results for the First Quarter 2022 Exhibit 99.1 ? ? 1Q 2022 ? SmartFinancial Announces Results for the First Quarter 2022 ? Highlights for the First Quarter of 2022 ? ? Operating earnings1 of $8.6 million, or $0.51 per diluted common share, for the first quarter of 2022 ? Net organic loan and lease growth of over $136.9 million - 21% annualized quarter-over-quarter increase ? Non-time deposit growth of over $195.0 million ? 23% ann |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? ? ? Preliminary Proxy Statement ? ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definitive |
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| April 25, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: April 25, 2022 ? SMARTFINANCIAL, INC. |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? ? ? Preliminary Proxy Statement ? ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definitive |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 14, 2022 |
Description of SmartFinancial Capital Stock Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The material terms and provisions of the capital stock of SmartFinancial, Inc. (the ?Company? or ?SMBK?) are summarized as set forth below. The following summary is not intended to be relied upon as an exhaustive list or a detailed description of the provisions discussed and is qualified in its entirety by the Tennessee Business Corporation Act (the ?TBCA?) |
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| March 14, 2022 |
SmartFinancial, Inc. List of Subsidiaries EXHIBIT 21.1 SmartFinancial, Inc. List of Subsidiaries ? ? ? Name of Subsidiary State of Incorporation ? ? ? SmartBank ? Tennessee Smart Investments Management, Inc. ? Tennessee Smartholdings I, LLC ? Tennessee Smartholdings II, LLC ? Tennessee Rains Agency, Inc. ? Tennessee Fountain Equipment Finance, LLC ? Tennessee ? |
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| February 17, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: February 15, 2022 ? SMARTFINANCIAL, INC. |
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| January 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commissio |
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| January 28, 2022 |
SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 17% Exhibit 99.1 SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 17% ? KNOXVILLE, Tenn., January 28, 2022 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on January 27, 2022, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.07 per share of SmartFinancial common stock payable on February 28, 2022, to shareho |
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| January 24, 2022 |
Exhibit 99.2 1 INVESTOR CALL 4Q 2021 January 25, 2022, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1 - 844 - 200 - 6205 Access Code: 574606 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO D ISCLOSURES 2 Forward - Looking Statements This presentation may contain statements that are based on management?s current estimates or expectatio |
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| January 24, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: January 24, 2022 ? SMARTFINANCIAL, INC. |
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| January 24, 2022 |
SmartFinancial Announces Results for the Fourth Quarter 2021 Exhibit 99.1 ? ? 4Q 2021 ? SmartFinancial Announces Results for the Fourth Quarter 2021 ? Highlights for the Fourth Quarter of 2021 ? ? Operating earnings1 of $0.52 and $2.39 per diluted common share for the 2021 fourth quarter and year end, respectively ? 31% increase in year-over-year operating earnings1 per diluted common share ? Net organic loan growth of over $75 million, a 12% annualized qua |
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| November 29, 2021 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: November 29, 2021 ? SMARTFINANCIAL, INC. |
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| November 29, 2021 |
SmartBank Scales Presence in Nashville, Tennessee Exhibit 99.1 ? ? ? FOR IMMEDIATE RELEASE SmartBank Scales Presence in Nashville, Tennessee ? KNOXVILLE, TN ? November 29, 2021 ? SmartBank, a subsidiary of SmartFinancial, Inc. ("SmartFinancial? or the "Company"; NASDAQ: SMBK), announced the hiring of three experienced banking professionals, commercial relationship managers, Rachael Meurrier and Tony Graves and regional mortgage production manager |
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| November 17, 2021 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: November 16, 2021 ? SMARTFINANCIAL, INC. |
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| November 17, 2021 |
SmartBank Announces Gulf Coast Wealth Management Expansion Exhibit 99.1 ? ? ? FOR IMMEDIATE RELEASE SmartBank Announces Gulf Coast Wealth Management Expansion ? KNOXVILLE, TN ? November 16, 2021 ? SmartBank, a subsidiary of SmartFinancial, Inc. ("SmartFinancial? or the "Company"; NASDAQ: SMBK), announced the hiring of a six-person wealth management team to be based out of Mobile, Alabama. Thomas Montz, together with Amanda Montz and Nathan Novotny will le |
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| November 9, 2021 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents ? . ? United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? (Mark One) ? ? ? ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2021 ? ? ? ? ? ? TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to Commi |
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| October 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commissio |
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| October 29, 2021 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND ? KNOXVILLE, Tenn., October 29, 2021 ? SmartFinancial, Inc. (?SmartFinancial?) (Nasdaq: SMBK), the parent company for SmartBank, announced that on October 28, 2021, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.06 per share of SmartFinancial common stock payable on November 29, 2021 to sharehol |
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| October 19, 2021 |
Exhibit 99.2 1 INVESTOR CALL 3Q 2021 October 20, 2021, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 1-844-200-6205 Access Code: 289025 Miller Welborn Chairman of the Board Billy Carroll President & CEO Ron Gorczynski CFO DISCLOSURES Forward-Looking Statements This presentation may contain statements that are based on management?s current estimates or expectations of futur |
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| October 19, 2021 |
SmartFinancial Announces Results for the Third Quarter 2021 Exhibit 99.1 ? ? 3Q 2021 ? SmartFinancial Announces Results for the Third Quarter 2021 ? KNOXVILLE, TN ? October 19, 2021 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $9.6 million, or $0.61 per diluted common share, for the third quarter of 2021, compared to net income of $6.4 million, or $0.42 per diluted common share, for the third quart |
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| October 19, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: October 19, 2021 ? SMARTFINANCIAL, INC. |
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| September 30, 2021 |
SmartBank Expands in Tallahassee – Announces Expansion into Floor Plan Lending Exhibit 99.2 ? FOR IMMEDIATE RELEASE ? SmartBank Expands in Tallahassee ? Announces Expansion into Floor Plan Lending ? KNOXVILLE, TN ? September 30, 2021 ? SmartBank, a subsidiary of SmartFinancial, Inc. ("SmartFinancial? or the "Company"; NASDAQ: SMBK), announces the hiring of two commercial relationship managers, Eric Davis and Ryan Pool in its Tallahassee, Florida office. Following the recent |
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| September 30, 2021 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: September 30, 2021 ? SMARTFINANCIAL, INC. |
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| September 30, 2021 |
SmartBank Announces Sale of Richmond Assets to Virginia-based First Bank Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? SmartBank Announces Sale of Richmond Assets to Virginia-based First Bank KNOXVILLE, TN ? September 30, 2021 ? SmartBank (the ?Bank?), a subsidiary of SmartFinancial, Inc. ("SmartFinancial? or the "Company"; NASDAQ: SMBK), announced today that it has entered into a Purchase and Assumption Agreement, dated September 30, 2021, to sell a portfolio of loans and ce |
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| September 28, 2021 |
Exhibit 10.1 ? FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and dated as of September 23, 2021, between SMARTFINANCIAL, INC., a Tennessee banking corporation (the ?Borrower?), and SERVISFIRST BANK, an Alabama banking corporation (the ?Lender?). R E C I T A L S A.Borrower and Lender are parties to that certain Loan and |
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| September 28, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: September 23, 2021 ? SMARTFINANCIAL, INC. |
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| September 8, 2021 |
SmartBank Continues Alabama Expansion – Announces Plans for Montgomery, Dothan and Birmingham EX-99.1 2 smbk-20210908xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE SmartBank Continues Alabama Expansion – Announces Plans for Montgomery, Dothan and Birmingham KNOXVILLE, TN – September 8, 2021 – SmartBank, a subsidiary of SmartFinancial, Inc. ("SmartFinancial” or the "Company"; NASDAQ: SMBK), announces the hiring of several banker teams in the state of Alabama, continuing to capitaliz |
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| September 8, 2021 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: September 8, 2021 ? SMARTFINANCIAL, INC. |
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| September 1, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: September 1, 2021 ? SMARTFINANCIAL, INC. |
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| September 1, 2021 |
SmartFinancial, Inc. Completes Acquisition of Sevier County Bancshares, Inc. Exhibit 99.1 ? For Immediate Release ? SmartFinancial, Inc. Completes Acquisition of Sevier County Bancshares, Inc. ? KNOXVILLE, Tenn., September 1, 2021 ? SmartFinancial, Inc., Knoxville, Tennessee (?SmartFinancial?) (Nasdaq: SMBK), parent company of SmartBank, today announced the completion of its previously-announced acquisition of Sevier County Bancshares, Inc. (?SCB?), and SCB?s wholly owned |
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| August 9, 2021 |
. United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents ? . ? United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? (Mark One) ? ? ? ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2021 ? ? ? ? ? ? TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to Commission |
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| July 23, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission F |
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| July 23, 2021 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND EX-99.1 2 smbk-20210723xex99d1.htm EX-99.1 Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., July 23, 2021 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on July 22, 2021, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.06 per share of SmartFinancial common stock payab |
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| July 20, 2021 |
SmartFinancial Announces Results for the Second Quarter 2021 EX-99.1 2 smbk-20210720xex99d1.htm EX-99.1 Exhibit 99.1 2Q 2021 SmartFinancial Announces Results for the Second Quarter 2021 KNOXVILLE, TN – July 20, 2021 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $8.8 million, or $0.58 per diluted common share, for the second quarter of 2021, compared to net income of $6.2 million, or $0.41 per diluted |
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| July 20, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: July 20, 2021 ? SMARTFINANCIAL, INC. |
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| July 20, 2021 |
Exhibit 99.2 INVESTOR CALL 2Q 2021 July 21, 2021, 10:00 a.m. Webcast: www.smartbank.com (Investor Relations) Audio Only: (888) 317-6003 Confirmation #: 5194560 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management?s current estimates or expectations of future events or f |
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| June 29, 2021 |
TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration No. 333-256870? ? ? ? ? PROXY STATEMENT FOR THE SPECIAL MEETING OF SHAREHOLDERS OF SEVIER COUNTY BANCSHARES, INC. AND PROSPECTUS OF SMARTFINANCIAL, INC. MERGER PROPOSED???YOUR VOTE IS VERY IMPORTANT Dear Shareholder: The boards of directors of SmartFinancial, Inc., or SmartFinancial, and Sevier County Bancshares, Inc, or SCB, have |
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| June 28, 2021 |
SMARTFINANCIAL, INC. June 28, 2021 SMARTFINANCIAL, INC. June 28, 2021 VIA EDGAR FILING U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Sonia Bednarowski Re: SmartFinancial, Inc. Registration Statement on Form S-4 File No. 333-256870 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (t |
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| June 25, 2021 |
Consent of Performance Trust Capital Partners, LLC Exhibit 99.1 CONSENT OF PERFORMANCE TRUST CAPITAL PARTNERS We hereby consent to the use of our name and to the description of our opinion, dated April 12, 2021. under the caption "Opinion of SCB's Financial Advisor" in, and to the inclusion of our opinion letter as Annex B. to the proxy statement/prospectus of Sevier County Bancshares ("SCB") and SmartFinancial, Inc., which proxy statement/prospec |
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| June 25, 2021 |
SMARTFINANCIAL, INC. June 25, 2021 SMARTFINANCIAL, INC. June 25, 2021 VIA EDGAR FILING U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Sonia Bednarowski Re: SmartFinancial, Inc. Registration Statement on Form S-3 File No. 333-256870 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (t |
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| June 25, 2021 |
As filed with the Securities and Exchange Commission on June 25, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 25, 2021 Registration No. |
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| June 25, 2021 |
Form of Proxy of Sevier County Bancshares, Inc. EX-99.2 7 tm2118894d4ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 PROXY CARD REVOCABLE PROXY SEVIER COUNTY BANCSHARES, INC. Sevierville, Tennessee «Customername» «Additionalname1» «Additionalname2» «Addressline1» «Addressline2» «Citystatezip» Stockholder No: «Stockholdernumber» Book Entry Shs: «BookEntryShares» Certificate Shs: «CertificateShares» TOTAL SHARES: «Numberofshares» PROXY SOLICITED BY THE BOAR |
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| June 16, 2021 |
Letter from Dixon Hughes Goodman LLP, dated June 16, 2021. EX-16.1 2 tm2119914d1ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 June 16, 2021 Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated June 16, 2021 of SmartFinancial, Inc. and are in agreement with the statements contained therein with respect to our firm. We have no basis to agree or disagree with other statements of the r |
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| June 16, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 7, 2021 |
CONSENT OF PERFORMANCE TRUST CAPITAL PARTNERS EX-99.1 3 tm2118894d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CONSENT OF PERFORMANCE TRUST CAPITAL PARTNERS We hereby consent to the use of our name and to the description of our opinion, dated April 12, 2021. under the caption “Opinion of SCB's Financial Advisor” in, and to the inclusion of our opinion letter as Annex B. to the proxy statement/prospectus of Sevier County Bancshares ("SCB") and SmartF |
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| June 7, 2021 |
Power of Attorney (included on the signature page hereto).* TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 7, 2021 Registration No. |
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| May 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 10, 2021 |
Table of Contents . United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37661 ( |
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| May 5, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: May 3, 2021 ? SMARTFINANCIAL, INC. |
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| May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission File |
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| May 3, 2021 |
Exhibit 99.1 1 Forward - Looking Statements Statements in this presentation may not be based on historical facts and may be ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 . These forward - looking statements may be identified by reference to future period(s) or by the use of forward - looking terminology, such as ?anticipate,? ?estimate,? |
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| May 3, 2021 |
SmartFinancial, Inc. Announces Acquisition of Fountain Leasing, LLC Exhibit 99.1 SmartFinancial, Inc. Announces Acquisition of Fountain Leasing, LLC KNOXVILLE, Tenn., May 3, 2021 ? SmartBank, the banking subsidiary of SmartFinancial, Inc. (Nasdaq: SMBK) has announced it has entered into a definitive agreement to acquire Fountain Leasing, LLC (?Fountain?). Fountain, headquartered in Knoxville, TN and founded in 2006, had net lease investments of approximately $56 m |
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| May 3, 2021 |
EX-2.1 2 tm2114888d1ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Version PURCHASE AGREEMENT by and between WARREN PAYNE, G. PRICE COOPER, B. WADE WEST, CRAIG PHILLIPY, and SMARTBANK Dated as of May 2, 2021 TABLE OF CONTENTS Page ARTICLE I Definitions 1 1.01 Definitions 1 1.02 Interpretation 8 ARTICLE II Purchase and Sale, Purchase Price, Allocation and Other Related Matters 8 2.01 Purchase and Sale |
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| April 23, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) ? Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2021 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND EX-99.1 2 smbk-20210423xex99d1.htm EX-99.1 Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY CASH DIVIDEND KNOXVILLE, Tenn., April 23, 2021 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on April 22, 2021, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.06 per share of SmartFinancial common stock pay |
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| April 20, 2021 |
Exhibit 99.2 INVESTOR CALL 1Q 2021 April 21, 2021, 10:00am Webcast: www.smartbank.com (Investor Relations) Audio Only: 888-317-6003 Confirmation #: 6293687 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management?s current estimates or expectations of future events or futur |
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| April 20, 2021 |
SmartFinancial Announces Results for the First Quarter 2021 EX-99.1 2 smbk-20210420xex99d1.htm EX-99.1 Exhibit 99.1 1Q 2021 SmartFinancial Announces Results for the First Quarter 2021 KNOXVILLE, TN – April 20, 2021 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $9.8 million, or $0.65 per diluted common share, for the first quarter of 2021, compared to net income of $9.0 million, or $0.59 per diluted |
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| April 20, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of earliest event reported: April 20, 2021 ? SMARTFINANCIAL, INC. |
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| April 16, 2021 |
Definitive Proxy Statement on Schedule 14A for the 2021 Annual Meeting, filed on April 16, 2021; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? ? ? Preliminary Proxy Statement ? ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definitive |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorpora |
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| April 14, 2021 |
Exhibit 99.3 1 Acquisition of: April 14, 2021, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 888 - 317 - 6003 Confirmation #: 3063532 Miller Welborn Chairman of the Board Billy Carroll President & CEO SCB S EVIER C OUNTY B ANK 2 Forward - Looking Statements Certain statements in this communication may constitute ?forward - looking statements? within the meaning of the Priv |
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| April 14, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and between SMARTFINANCIAL, INC. and SEVIER COUNTY BANCSHARES, INC. Dated as of April 13, 2021 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Charter and Bylaws 2 Section 1.03 Bank Merger 2 Section 1.04 Directors and Officers 2 Section 1.05 Effective Time; Closing. 3 Section 1.06 Additional Actions 3 Sec |
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| April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorpora |
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| April 14, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and between SMARTFINANCIAL, INC. and SEVIER COUNTY BANCSHARES, INC. Dated as of April 13, 2021 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Charter and Bylaws 2 Section 1.03 Bank Merger 2 Section 1.04 Directors and Officers 2 Section 1.05 Effective Time; Closing. 3 Section 1.06 Additional Actions 3 Sec |
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| April 14, 2021 |
SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. EX-99.2 4 tm2112884d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. KNOXVILLE, Tenn., April 14, 2021 – SmartFinancial, Inc., (Nasdaq: SMBK) (“SmartFinancial”), parent company of SmartBank, and Sevier County Bancshares, Inc., (“SCB”), parent company of Sevier County Bank, jointly announced today their entry into an agreement and pla |
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| April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 14, 2021 |
SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. EX-99.1 3 tm2112884d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. KNOXVILLE, Tenn., April 14, 2021 – SmartFinancial, Inc., (Nasdaq: SMBK) (“SmartFinancial”), parent company of SmartBank, and Sevier County Bancshares, Inc., (“SCB”), parent company of Sevier County Bank, jointly announced today their entry into an agreement and pla |
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| April 14, 2021 |
Investor Presentation dated April 14, 2021 EX-99.3 2 tm2112982d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 |
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| April 14, 2021 |
Investor Presentation dated April 14, 2021 EX-99.3 2 tm2112982d2ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 |
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| April 14, 2021 |
SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. Exhibit 99.2 SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. KNOXVILLE, Tenn., April 14, 2021 ? SmartFinancial, Inc., (Nasdaq: SMBK) (?SmartFinancial?), parent company of SmartBank, and Sevier County Bancshares, Inc., (?SCB?), parent company of Sevier County Bank, jointly announced today their entry into an agreement and plan of merger pursuant to which SmartFinancial |
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| April 14, 2021 |
SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. Exhibit 99.1 SmartFinancial, Inc. Announces Acquisition of Sevier County Bancshares, Inc. KNOXVILLE, Tenn., April 14, 2021 ? SmartFinancial, Inc., (Nasdaq: SMBK) (?SmartFinancial?), parent company of SmartBank, and Sevier County Bancshares, Inc., (?SCB?), parent company of Sevier County Bank, jointly announced today their entry into an agreement and plan of merger pursuant to which SmartFinancial |
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| April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 14, 2021 |
Filed by SmartFinancial, Inc. (Commission File No. 001-37661) Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Sevier County Bancshares, Inc. Date: April 14, 2021 The following communication was provided to the employees of Sevier County Bancshares, Inc. * * * www.smartbank.com Welcome to the S |
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| April 14, 2021 |
EX-99.3 5 tm2112884d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 1 Acquisition of: April 14, 2021, 10:00am ET Webcast: www.smartbank.com (Investor Relations) Audio Only: 888 - 317 - 6003 Confirmation #: 3063532 Miller Welborn Chairman of the Board Billy Carroll President & CEO SCB S EVIER C OUNTY B ANK 2 Forward - Looking Statements Certain statements in this communication may constitute “forward - looki |
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| March 16, 2021 |
SmartFinancial, Inc. List of Subsidiaries EX-21.1 3 smbk-20201231xex21d1.htm EX-21.1 EXHIBIT 21.1 SmartFinancial, Inc. List of Subsidiaries Name of Subsidiary State of Incorporation SmartBank Tennessee Smart Investments Management, Inc. Tennessee Smartholdings I, LLC Tennessee Smartholdings II, LLC Tennessee Rains Agency, Inc. Tennessee |
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| March 16, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2021 |
Description of SmartFinancial Capital Stock EX-4.1 2 smbk-20201231xex4d1.htm EX-4.1 Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The material terms and provisions of the capital stock of SmartFinancial, Inc. (the “Company” or “SMBK”) are summarized as set forth below. The following summary is not intended to be relied upon as an exhaustive list or a detailed description of the provisions discussed and is qualified in its entirety by the Tenness |
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| January 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| January 28, 2021 |
SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 20% Exhibit 99.1 SMARTFINANCIAL INCREASES QUARTERLY CASH DIVIDEND BY 20% KNOXVILLE, Tenn., January 28, 2021 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on January 28, 2021, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.06 per share of SmartFinancial common stock payable on March 1, 2021 to shareholders o |
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| January 19, 2021 |
EX-99.2 3 smbk-20210119xex99d2.htm EX-99.2 Exhibit 99.2 INVESTOR CALL 4Q 2020 January 20, 2021, 10:00am Webcast: www.smartbank.com (Investor Relations) Audio Only: 888-317-6003 Confirmation #: 0205038 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estima |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 19, 2021 SMARTFINANCIAL, INC. |
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| January 19, 2021 |
SmartFinancial Announces Results for the Fourth Quarter 2020 EX-99.1 2 smbk-20210119xex99d1.htm EX-99.1 Exhibit 99.1 4Q 2020 SmartFinancial Announces Results for the Fourth Quarter 2020 KNOXVILLE, TN – January 19, 2021 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $9.0 million, or $0.59 per diluted common share, for the fourth quarter of 2020, compared to net income of $6.4 million, or $0.42 per dilu |
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| November 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2020 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37661 |
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| November 6, 2020 |
EX-99.1 2 smbk-20201106xex99d1.htm EX-99.1 Exhibit 99.1 Piper Sandler East Coast Financial Services Conference November 9-10, 2020 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or future results, and that may b |
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| October 27, 2020 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND & RESUMPTION OF STOCK REPURCHASE PLAN EX-99.1 2 smbk-20201023xex99d1.htm EX-99.1 Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND & RESUMPTION OF STOCK REPURCHASE PLAN KNOXVILLE, Tenn., October 27, 2020 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced that on October 23, 2020, the board of directors declared a quarterly cash dividend of $0.05 per share of SmartFinanci |
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| October 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2020 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| October 20, 2020 |
EX-99.2 3 smbk-20201020xex99d2.htm EX-99.2 Exhibit 99.2 INVESTOR CALL 3Q 2020 October 21, 2020, 10:00 am Webcast: www.smartbank.com (Investor Relations) Audio Only: 888-317-6003 Confirmation #: 9589795 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estim |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 20, 2020 SMARTFINANCIAL, INC. |
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| October 20, 2020 |
SmartFinancial Announces Results for the Third Quarter 2020 Exhibit 99.1 3Q 2020 SmartFinancial Announces Results for the Third Quarter 2020 KNOXVILLE, TN – October 20, 2020 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $6.4 million, or $0.42 per diluted common share, for the third quarter of 2020, compared to net income of $6.2 million, or $0.41 per diluted common share for the second quarter of 20 |
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| September 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission |
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| September 8, 2020 |
EX-99.1 2 smbk-20200908xex99d1.htm EX-99.1 Exhibit 99.1 Raymond James U.S. Bank Conference September 9-10, 2020 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or future results, and that may be deemed to constit |
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| August 10, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37661 (Exa |
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| July 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2020 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 24, 2020 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND Exhibit 99.1 SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND KNOXVILLE, Tenn., July 24, 2020 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced today that its board of directors has approved a regular quarterly dividend. On July 23, 2020, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.05 per share of SmartFina |
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| July 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: July 21, 2020 SMARTFINANCIAL, INC. |
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| July 21, 2020 |
EX-99.2 3 tmb-20200721xex99d2.htm EX-99.2 Exhibit 99.2 INVESTOR CALL 2Q 2020 July 22, 2020, 10:00am Webcast: www.smartbank.com (Investor Relations) Audio Only: 888-317-6003 Confirmation #: 5925756 Miller Welborn Chairman of the Board Billy Carroll President & CEO Legal Disclaimer 2 Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates |
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| July 21, 2020 |
SmartFinancial Announces Results for the Second Quarter 2020 EX-99.1 2 tmb-20200721xex99d1.htm EX-99.1 Exhibit 99.1 2Q 2020 SmartFinancial Announces Results for the Second Quarter 2020 KNOXVILLE, TN – July 21, 2020 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $6.2 million, or $0.41 per diluted common share, for the second quarter of 2020, compared to net income of $2.7 million, or $0.19 per diluted |
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| July 7, 2020 |
SMARTFINANCIAL, INC. July 7, 2020 VIA EDGAR FILING U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Tonya K. Aldave Re: SmartFinancial, Inc. Registration Statement on Form S-3 File No. 333-239479 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the |
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| June 26, 2020 |
Form of Subordinated Indenture.*** EX-4.9 3 tm2023388d1ex4-9.htm EXHIBIT 4.9 Exhibit 4.9 SMARTFINANCIAL, INC. SUBORDINATED INDENTURE DATED AS OF , 20 , AS TRUSTEE TABLE OF CONTENTS Page Number Article I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 5 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules Of Construction 6 Article II THE SECURITIES 6 S |
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| June 26, 2020 |
EX-4.7 2 tm2023388d1ex4-7.htm EXHIBIT 4.7 Exhibit 4.7 SMARTFINANCIAL, INC. SENIOR DEBT INDENTURE DATED AS OF , 20 , AS TRUSTEE TABLE OF CONTENTS Page Number Article I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions. 1 Section 1.2 Other Definitions. 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules Of Construction 4 Article II THE SECURITIES 5 |
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| June 26, 2020 |
As filed with the Securities and Exchange Commission on June 26, 2020 Registration No. |
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| May 29, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 28, 2020 SMARTFINANCIAL, INC. |
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| May 11, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37661 (Exact name of regist |
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| May 11, 2020 |
SMARTFINANCIAL, INC. PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT Exhibit 10.7 Restricted Stock Award Cliff Vesting Award Date: [DATE] SMARTFINANCIAL, INC. PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT THIS PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated [DATE] (the “Award Date”), is made by and between SmartFinancial, Inc., a Tennessee corporation (“Company”), and [NAME] (“Grantee”). WHEREAS, Company has adopted the SmartFinanc |
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| April 29, 2020 |
smartfinancial-1q20earni First Quarter 2020 Earnings Release April 29, 2020 Legal Disclaimer Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or future results, and that may be deemed to constitute forward- looking statements as defined under the Private Securities Litigation Reform Act of 1995. |
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| April 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| April 28, 2020 |
smartfinancial-1q20earni First Quarter 2020 Earnings Release April 29, 2020 Legal Disclaimer Forward-Looking Statements This presentation may contain statements that are based on management’s current estimates or expectations of future events or future results, and that may be deemed to constitute forward- looking statements as defined under the Private Securities Litigation Reform Act of 1995. |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 28, 2020 SMARTFINANCIAL, INC. |
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| April 28, 2020 |
SmartFinancial Announces Results for the First Quarter 2020 EX-99.1 2 a033120earningsexhibit.htm EX-99.1 Exhibit 99.1 1Q 2020 SmartFinancial Announces Results for the First Quarter 2020 KNOXVILLE, TN - April 28, 2020 - SmartFinancial, Inc. ("SmartFinancial" or the "Company"; NASDAQ: SMBK), today announced net income of $2.7 million, or $0.19 per diluted common share, for the first quarter of 2020, compared to net income of $6.7 million, or $0.48 per dilute |
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| April 24, 2020 |
SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND SMARTFINANCIAL APPROVES REGULAR QUARTERLY DIVIDEND KNOXVILLE, Tenn., April 24, 2020 – SmartFinancial, Inc. (“SmartFinancial”) (Nasdaq: SMBK), the parent company for SmartBank, announced today that its board of directors has approved a regular quarterly dividend. On April 23, 2020, the board of directors of SmartFinancial declared a quarterly cash dividend of $0.05 per share of SmartFinancial commo |
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| April 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 SMARTFINANCIAL, INC. (Exact name of registrant as specified in its charter) Tennessee 001-37661 62-1173944 (State or other jurisdiction of incorporation) (Commission Fi |
