Statistik Asas
| LEI | 254900XT937N1XUKWX63 |
| CIK | 1901637 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to USCB Financial Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 USCB FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction of incorporation) (Com |
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| September 5, 2025 |
EX-10.1 Exhibit 10.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of September 2, 2025 by and between USCB Financial Holdings, Inc., a Florida corporation (the “Company”) and [] (the “Selling Shareholder” or the “Selling Parties,” and each, a “Selling Party”). Each of the Company and the Selling Shareholder are sometimes individually referred to |
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| August 14, 2025 |
SUBORDINATED NOTE PURCHASE AGREEMENT EX-10.1 Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 14, 2025, and is made by and among USCB Financial Holdings, Inc., a Florida corporation and registered bank holding company (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (eac |
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| August 14, 2025 |
EX-4.1 Exhibit 4.1 USCB FINANCIAL HOLDINGS, INC. As Issuer, and WILMINGTON TRUST, NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of August 14, 2025 7.625% Fixed-to-Floating Rate Subordinated Notes due 2035 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions 1 Section 102 Compliance Certificates and Opinions 13 Section 103 Form of Documents Deli |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 USCB FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction of incorporation) (Commi |
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| August 14, 2025 |
EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is dated as of August 14, 2025, and is made by and among USCB Financial Holdings, Inc., a Florida corporation and registered bank holding company (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdin |
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| July 25, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 25, 2025 |
INVESTOR PRESENTATION SECOND QUARTER 2025 Exhibit 99.1 INVESTOR PRESENTATION SECOND QUARTER 2025 NASDAQ: USCB USBC FINANCIAL HOLDINGS FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking s |
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| July 24, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 24, 2025 |
EARNINGS PRESENTATION SECOND QUARTER 2025 Exhibit 99.2 EARNINGS PRESENTATION SECOND QUARTER 2025 NASDAQ: USCB USBC FINANCIAL HOLDINGS FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking s |
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| July 24, 2025 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Record Fully Diluted EPS of $0.40 for Q2 2025; ROAA of 1.22% and ROAE of 14.29% MIAMI, FL – July 24, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $8.1 million or $0.40 per fully diluted share for the three months ended June 30 |
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| July 21, 2025 |
USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Press Release MIAMI, FL – July 21, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank, announced today that its Board of Directors declared a regular quarterly cash dividend of $0.10 per share of Class A common stock, payable on September 5, 2025 to shareholder |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2025 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (I |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 27, 2025 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (IR |
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| May 20, 2025 |
USCB Financial Holdings, Inc. 2301 NW 87th Avenue Doral, Florida 33172 (305) 715-5200 May 20, 2025 CORRESP USCB Financial Holdings, Inc. 2301 NW 87th Avenue Doral, Florida 33172 (305) 715-5200 May 20, 2025 VIA EDGAR CORRESPONDENCE Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Madeleine Joy Mateo Re: USCB Financial Holdings, Inc. Registration Statement on Form S-3 (File No. 333-286940) Ladies and Gentlemen: Pursuant to |
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| May 9, 2025 |
Change in Control Agreement between U.S. Century Bank and Maricarmen Logrono.*,** Table of Contents 1 USCB Financial Holdings, Inc. Q1 2025 Form 10-Q Exhibit 10.1 CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (the "Agreement") is made as of the 25 th] day of Marc h 2025 by and between U.S. Century Bank, with Corporate Offices located at 2301 NW 87 th Ave., Doral, FL 33172 (hereinafter called the "Bank") and Ms. Maricarmen Logrono ("Executive"). WHEREAS, as consid |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdi |
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| May 2, 2025 |
Form of Subordinated Debt Indenture. EX-4.5 Exhibit 4.5 USCB FINANCIAL HOLDINGS, INC. AS ISSUER, AND [], AS TRUSTEE, SUBORDINATED INDENTURE DATED AS OF [, ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of . SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) |
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| May 2, 2025 |
EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) USCB FINANCIAL HOLDINGS, INC. |
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| May 2, 2025 |
Form of Senior Debt Indenture. Exhibit 4.4 USCB FINANCIAL HOLDINGS, INC. AS ISSUER, AND [ ], AS TRUSTEE, SENIOR INDENTURE DATED AS OF [ , ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of . SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) N |
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| May 2, 2025 |
As filed with the Securities and Exchange Commission on May 2, 2025. S-3 Table of Contents As filed with the Securities and Exchange Commission on May 2, 2025. |
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| April 24, 2025 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Record Fully Diluted EPS of $0.38 for Q1 2025, a 65% increase over same period last year; ROAA of 1.19% and ROAE of 14.15% MIAMI, FL – April 24, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $7.7 million or $0.38 per fully dilu |
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| April 24, 2025 |
EARNINGS PRESENTATION FIRST QUARTER Exhibit 99.2 EARNINGS PRESENTATION FIRST QUARTER 2025 NASDAQ: USCB USCB FINANCIAL HOLDINGS FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking st |
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| April 24, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2025 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) ( |
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| April 21, 2025 |
USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Press Release MIAMI, FL – April 21, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank, announced today that its Board of Directors declared a regular quarterly cash dividend of $0.10 per share of Class A common stock, payable on June 5, 2025, to s |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdings, |
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| March 14, 2025 |
Subsidiaries of USCB Financial Holdings, Inc. Exhibit 21.1 SUBSIDIARY LIST Subsidiary of USCB Financial Holdings, Inc.: U.S. Century Bank, a Florida chartered banking corporation. Subsidiary of U.S. Century Bank: Florida Peninsula Title LLC |
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| March 14, 2025 |
Change in Control Agreement between U.S. Century Bank and William Turner dated May 2, 2024*, ** Exhibit 10.6 CHANGE IN CONTROL AGREEMENT THIS CHANGE INCONTROL AGREEMENT ("CIC Agreement") is made by and between U.S. Century Bank, with Corporate Offices located at 2301 NW 87th Ave., Doral, FL 33172 (hereinafter called the "Bank" or the "Company"), its subsidiaries, divisions and associated and affiliated entities ("Affiliates") and William Turner ("Executive"). WHEREAS , as consideration for E |
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| March 14, 2025 |
Change in Control Agreement between U.S. Century Bank and Nicholas Bustle dated May 17, 2019*, ** Exhibit 10.5 CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT ("CIC Agreement") is made by and between U.S. Century Bank, with Corporate Offices located at 2301 NW 87 th Ave., Doral, FL 33172 (hereinafter called the "Bank" or the "Company"), its subsidiaries, divisions and associated and affiliated entities ("Affiliates") and Mr. Nicholas Bustle ("Executive"). WHEREAS, as consideration |
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| March 14, 2025 |
Insider Trading and Disclosure Policy** Exhibit 19.1 Insider Trading and Disclosure Policy [Legal Department] Effective as of: [01/21/2025] Page 1 of 18 Table of Contents Purpose .............................................................................................................................................. 2 Application of Policy .............................................................................................. |
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| January 24, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2025 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| January 24, 2025 |
INVESTOR PRESENTATION FOURTH QUARTER Exhibit 99.1 INVESTOR PRESENTATION FOURTH QUARTER 2024 NASDAQ: USCB USCB FINANCIAL HOLDINGS U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. |
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| January 23, 2025 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| January 23, 2025 |
EARNINGS PRESENTATION FOURTH QUARTER Exhibit 99.2 EARNINGS PRESENTATION FOURTH QUARTER 2024 NASDAQ: USCB USCB FINANCIAL HOLDINGS U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. |
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| January 23, 2025 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Fully Diluted EPS of $0.34 for Q4 2024 and doubles the quarterly dividend to $0.10 per share; ROAA of 1.08% and ROAE of 12.73% MIAMI, FL – January 23, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $6.9 million or $0.34 per full |
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| January 21, 2025 |
USCB FINANCIAL HOLDINGS, INC. INCREASES COMMON STOCK DIVIDEND 100% TO $0.10 Per Share Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. INCREASES COMMON STOCK DIVIDEND 100% TO $0.10 Per Share Press Release MIAMI, FL – January 21, 2025 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank, announced today that its Board of Directors declared a regular quarterly cash dividend of $0.10 per share of Class A common stock, which represents an |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2025 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 6, 2025 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| January 6, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 to the USCB FINANCIAL HOLDINGS, INC. EMPLOYMENT AGREEMENT BY AND AMONG U.S. CENTURY BANK, USCB FINANCIAL HOLDINGS, INC. AND ROBERT ANDERSON THIS AMENDMENT NO. 1 (the “Amendment”) to the Employment Agreement by and among U.S. Century Bank, a Florida‑chartered commercial bank (the “Bank”), USCB Financial Holdings, Inc., a Florida corporation (the “Compa |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial H |
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| November 6, 2024 |
INVESTOR PRESENTATION THIRD QUARTER Exhibit 99.1 INVESTOR PRESENTATION THIRD QUARTER 2024 NASDAQ: USCB USBC FINANCIAL HOLDINGS U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. |
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| November 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| October 31, 2024 |
EARNINGS PRESENTATION THIRD QUARTER 2024 Exhibit 99.2 EARNINGS PRESENTATION THIRD QUARTER 2024 NASDAQ: USCB USCB FINANCIAL HOLDING | U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. |
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| October 31, 2024 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| October 31, 2024 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Record Fully Diluted EPS of $0.35 for Q3 2024; ROAA of 1.11% and ROAE of 13.38% MIAMI, FL – October 31, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $6.9 million or $0.35 per fully diluted share for the three months ended Sept |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2024 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| October 28, 2024 |
USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Press Release MIAMI, FL – October 28, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank, announced today that its Board of Directors declared a regular quarterly cash dividend of $0.05 per share of Class A common stock, payable on December 5, 2024 |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdin |
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| July 29, 2024 |
INVESTOR PRESENTATION SECOND QUARTER 2024 Exhibit 99.1 INVESTOR PRESENTATION SECOND QUARTER 2024 NASDAQ: USCB USCB FINANCIAL HOLDINGS | U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amende |
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| July 29, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 25, 2024 |
EARNINGS PRESENTATION SECOND QUARTER 2024 Exhibit 99.2 EARNINGS PRESENTATION SECOND QUARTER 2024 NASDAQ: USCB USCB FINANCIAL HOLDINGS U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. |
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| July 25, 2024 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 25, 2024 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Record Fully Diluted EPS Since Going Public of $0.31 for Q2 2024 MIAMI, FL – July 25, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $6.2 million or $0.31 per fully diluted share for the three months ended June 30, 2024, compare |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2024 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (I |
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| July 22, 2024 |
USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Press Release MIAMI, FL – July 22, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank (the “Bank”), announced today that its Board of Directors declared a regular quarterly cash dividend of $0.05 per share of Class A common stock, payable on Septem |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 28, 2024 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (IR |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdi |
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| April 25, 2024 |
EARNINGS PRESENTATION FIRST QUARTER Exhibit 99.2 EARNINGS PRESENTATION FIRST QUARTER 2024 NASDAG: USCB USCB FINANCIAL HOLDINGS | U.S. CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended |
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| April 25, 2024 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Diluted EPS of $0.23 for Q1 2024 and announces adoption of new 500,000 share repurchase program MIAMI, FL – April 25, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $4.6 million or $0.23 per diluted share for the three months en |
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| April 25, 2024 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 23, 2024 |
USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. DECLARES QUARTERLY CASH DIVIDEND ON COMMON STOCK Press Release MIAMI, FL – April 23, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank (the “Bank”), announced today that its Board of Directors declared a regular quarterly cash dividend of $0.05 per share of Class A common stock, payable on June |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2024 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) ( |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 22, 2024 |
Exhibit 4.4 DESCRIPTION OF USCB FINANCIAL HOLDINGS, INC.’S SECURITIES As of December 31, 2021, USCB Financial Holdings, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended, namely its Class A common stock, $1.00 par value per share (“Class A Common Stock”). The following summary of the Class A Common Stock is based on and |
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| March 22, 2024 |
Subsidiaries of USCB Financial Holdings, Inc. Exhibit 21.1 SUBSIDIARY LIST Subsidiary of USCB Financial Holdings, Inc.: U.S. Century Bank, a Florida chartered banking corporation. Subsidiary of U.S. Century Bank: Florida Peninsula Title LLC |
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| March 22, 2024 |
Compensation Recovery Policy.** Compensation Recovery Policy Effective as of: 12/01/2023 Page 1 of 9 Exhibit 97.1 Table of Contents 1. Introduction/Overview ............................................................................................................. 2 2. Administration ......................................................................................................................... 2 3. Definitions ...... |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdings, |
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| February 14, 2024 |
USCB / USCB Financial Holdings, Inc. / ENDEAVOUR CAPITAL ADVISORS INC - SC 13G/A Passive Investment SC 13G/A 1 d928831dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 USCB Financial Holdings Inc. (Name of Issuer) Class A Common Stock, $1.00 par value per share (Title of Class of Securities) 90355N101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2024 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| January 29, 2024 |
Exhibit 99.1 USCB FINANCIAL HOLDINGS, INC. INITIATES QUARTERLY CASH DIVIDEND PROGRAM AND ANNOUNCES DECLARATION OF FIRST CASH DIVIDEND Press Release MIAMI, FL – January 29, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank (the “Bank”), announced today that its Board of Directors approved a cash dividend program under which the Company in |
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| January 25, 2024 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Diluted EPS of $0.14 for Q4 2023 MIAMI, FL – January 25, 2024 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $2.7 million or $0.14 per diluted share for the three months ended December 31, 2023, compared to net income of $4.4 million |
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| January 25, 2024 |
EARNINGS PRESENTATION FOURTH QUARTER 2023 NASDAQ: Exhibit 99.2 EARNINGS PRESENTATION FOURTH QUARTER 2023 NASDAQ: USCB USCB Financial Holdings US CENTURY BANK FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. F |
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| January 25, 2024 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 27, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| December 8, 2023 |
U.S. CENTURY BANK NAMES WILLIAM TURNER NEW EXECUTIVE VICE PRESIDENT AND CHIEF CREDIT OFFICER Exhibit 99.1 Contacts: Investor Relations [email protected] Martha Guerra-Kattou (305) 715-5141 [email protected] U.S. CENTURY BANK NAMES WILLIAM TURNER NEW EXECUTIVE VICE PRESIDENT AND CHIEF CREDIT OFFICER MIAMI – December 7, 2023 –USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB), the holding company for U.S. Century Bank (the “Bank”), announced today that William “B |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial H |
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| November 2, 2023 |
Exhibit 99.1 Contacts: Investor Relations [email protected] Martha Guerra-Kattou (305) 715-5141 [email protected] USCB FINANCIAL HOLDINGS, INC. ANNOUNCES RETIREMENT OF CHIEF CREDIT OFFICER, BENIGNO PAZOS; ANNOUNCES THE DEPARTURE OF JAY SHEHADEH, GENERAL COUNSEL; PROMOTES MARICARMEN LOGROÑO TO CHIEF RISK OFFICER MIAMI – November 2, 2023 – USCB Financial Holdings, Inc. (the “Compan |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| October 26, 2023 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Diluted EPS of $0.19 for Q3 2023 MIAMI, FL – October 26, 2023 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $3.8 million or $0.19 per diluted share for the three months ended September 30, 2023, compared with net income of $5.6 mill |
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| October 26, 2023 |
2023 NASDAQ: USCB USCB FINANCIAL HOLDINGS Exhibit 99.2 EARNINGS PRESENTATION THIRD QUARTER 2023 NASDAQ: USCB USCB FINANCIAL HOLDINGS FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking st |
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| October 26, 2023 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| August 11, 2023 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 USCB Financial Holdings Inc. (Name of Issuer) Class A Common Stock, $1.00 par value per share (Title of Class of Securities) 90355N101 (CUSIP Number) June 14, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdin |
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| August 11, 2023 |
Exhibit 3.1 ARTICLES OF INCORPORATION, AS AMENDED OF USCB FINANCIAL HOLDINGS, INC. The undersigned, being of legal age and desiring to form a corporation pursuant to the provisions of the Florida Business Corporation Act, as amended, executes the following Articles of Incorporation. ARTICLE I The name of the corporation (hereinafter called the "Corporation") is USCB Financial Holdings, Inc. The ad |
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| August 11, 2023 |
EX-99.1 Exhibit 1 AGREEMENT OF JOINT FILING Endeavour Capital Advisors Inc., Endeavour Regional Bank Opportunities Fund II L.P., Laurence M. Austin, Mitchell J. Katz and Jonah Marcus hereby agree that the Statement on Schedule 13G to which this agreement is attached as an exhibit as well as all future amendments to such Statement, shall be filed jointly on behalf of each of them. This agreement is |
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| August 7, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 7, 2023 |
USCB Financial Holdings Inc. NASDAQ: USCB USCB FINANCIAL HOLDINGS Exhibit 99.1 USCB Financial Holdings Inc. NASDAQ: USCB USCB FINANCIAL HOLDINGS Forward-Looking Statements This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are |
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| July 27, 2023 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 27, 2023 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports EPS of $0.21 for Q2 2023 MIAMI, FL – July 27, 2023 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $4.2 million or $0.21 per diluted share for the three months ended June 30, 2023, compared with net income of $5.3 million or $0.26 per |
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| July 27, 2023 |
EARNINGS PRESENTATION SECOND QUARTER 2023 Exhibit 99.2 EARNINGS PRESENTATION SECOND QUARTER 2023 NASDAQ: USCB FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are those that |
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| July 26, 2023 |
Exhibit 3.1 USCB FINANCIAL HOLDINGS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I Meetings of Shareholders Section 1.1. Annual Meeting. The regular annual meeting of the shareholders of USCB Financial Holdings, Inc. (the “Corporation”) for the election of directors and the transaction of whatever other business may properly come before the meeting, shall be held on such date, such time and at such p |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION -12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Num |
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| June 28, 2023 |
Exhibit 99.1 USCB Financial Holdings, Inc. President and Chief Executive Officer Appointed as Chairman of the Board, Strengthening Growth and Innovation MIAMI, June 28, 2023 (GLOBE NEWSWIRE) - USCB FINANCIAL HOLDINGS, INC. (the “Company”) (NASDAQ: USCB) and its wholly owned bank subsidiary, U.S. Century Bank (the “Bank”), announced today the appointment of Luis de la Aguilera to succeed Aida Levit |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (I |
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| May 30, 2023 |
Amendment to Paragraph A of Article III of the Articles of Incorporation Exhibit 3.1 TEXT OF AMENDED AND RESTATED PARAGRAPH A OF ARTICLE III OF THE ARTICLES OF INCORPORATION A. Common Stock The Common Stock shall consist of two classes of stock: (i) 45,000,000 shares of Class A Voting Common Stock, par value $1.00 per share (the "Voting Common Stock") and (ii) 8,000,000 shares of Class B Non-Voting Common Stock, par value $1.00 per share (the "Non-Voting Common Stock") |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (IR |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (IR |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdi |
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| April 27, 2023 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 27, 2023 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports EPS of $0.29 and ROAA of 1.11% for Q1 2023 MIAMI, FL – April 27, 2023 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $5.8 million or $0.29 per diluted share for the three months ended March 31, 2023, compared with net income of $4.9 |
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| April 27, 2023 |
2023 NASDAQ: USCB USBC FINANCIAL HOLDINGS Exhibit 99.2 Exhibit 99.2 EARNINGS PRESENTATION FIRST QUARTER 2023 NASDAQ: USCB USBC FINANCIAL HOLDINGS FORWARD-LOOKING STATEMENTS This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. Forwa |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdings, |
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| March 24, 2023 |
Employment Agreement between U.S. Century Bank and Jalal “Jay” Shehadeh dated as of September 28, Exhibit 10.5 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of September 28, 2020 (the "Effective Date"), between U.S. Century Bank, a Florida-chartered commercial bank (the "Bank" or the "Employer"), and Jalal "Jay" Shehadeh (the "Executive"). WITNESSETH WHEREAS, the Executive is presently the Senior Vice President and General Counsel of the Bank; WH |
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| March 24, 2023 |
Subsidiaries of USCB Financial Holdings, Inc. 1 Exhibit 21.1 SUBSIDIARY LIST U.S. Century Bank, a Florida chartered banking corporation. |
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| February 1, 2023 |
Exhibit 10.2 EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of January 29, 2023 (the “Effective Date”), by and among U.S. Century Bank, a Florida-chartered commercial bank (the “Bank”), USCB Financial Holdings, Inc., a Florida corporation (the “Company” and collectively with the Bank, the “Emplo |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2023 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) |
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| February 1, 2023 |
Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of January 29, 2023 (the “Effective Date”), by and among U.S. Century Bank, a Florida-chartered commercial bank (the “Bank”), USCB Financial Holdings, Inc., a Florida corporation (the “Company” and collectively with the Bank, the “Emplo |
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| January 26, 2023 |
USBC FINANCIAL HOLDINGS Fourth Quarter 2022 Earnings Presentation January Exhibit 99.2 USBC FINANCIAL HOLDINGS Fourth Quarter 2022 Earnings Presentation January 27, 2023 Forward-Looking Statements This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. The words “ma |
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| January 26, 2023 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| January 26, 2023 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports EPS of $0.22, Operating EPS of $0.29 for Q4 2022 MIAMI – January 26, 2023 – USCB Financial Holdings, Inc. (the “Company”) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the “Bank”), reported net income of $4.4 million or $0.22 per diluted share for the three months ended December 31, 2022, compared with net income o |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial H |
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| October 27, 2022 |
Exhibit 99.2 USBC FINANCIAL HOLDINGS Third Quarter 2022 Earnings Presentation October 28, 2022 Forward-Looking Statements This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. The words ?may |
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| October 27, 2022 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports ROAA of 1.09% and ROAE of 11.90% for 3Q2022 MIAMI ? October 27, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB) , the holding company for U.S. Century Bank (the ?Bank?), reported net income of $5.6 million or $0.28 per diluted Class A share for the three months ended September 30, 2022, compared with net inco |
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| October 27, 2022 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Numbe |
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| October 6, 2022 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of September 30, 2022 (the ?Effective Date?), by and among U.S. Century Bank, a Florida-chartered commercial bank (the ?Bank?), USCB Financial Holdings, Inc., a Florida corporation (the ?Company? and collectively with the Bank, the ?Employers?) and Lu |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdin |
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| August 1, 2022 |
Forward-Looking Statements This presentation may contain statements 1 Exhibit 99.1 U.S. CENTURY BANK 2 Forward-Looking Statements This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. The words ?may,? ?will,? ?anticipate,? ?should,? ?would,? ?believe,? ?cont |
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| August 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| July 28, 2022 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 28, 2022 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Second Quarter 2022 Results MIAMI ? July 28, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB) , the holding company for U.S. Century Bank, reported net income of $5.3 million or $0.26 per diluted share for the three months ended June 30, 2022, compared with net income of $4.1 million or $0.64 and $0.13 per dil |
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| July 28, 2022 |
2022 Earnings Presentation July 29, 2022 1 Exhibit 99.2 USBC FINANCIAL HOLDINGS Second Quarter 2022 Earnings Presentation July 29, 2022 1 Forward-Looking Statements This presentation may contain statements that are not historical in nature and are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. The words ?may |
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| June 9, 2022 |
As filed with the Securities and Exchange Commission on June 9, 2022 As filed with the Securities and Exchange Commission on June 9, 2022 Registration No. |
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| June 9, 2022 |
Exhibit 107 Calculation of Filing Fee Table S-8 (Form Type) USCB Financial Holdings, Inc. |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 31, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) (IR |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdi |
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| April 29, 2022 |
Exhibit 10.1 AMENDMENT NO. 3 to the U.S. CENTURY BANK EMPLOYMENT AGREEMENT THIS AMENDMENT NO. 3 (the ?Amendment?) to the Employment Agreement between U.S. Century Bank, a Florida?chartered commercial bank (the ?Bank? or the ?Employer?), and Luis de la Aguilera (the ?Executive?) dated April 16, 2016 (the ?Agreement?), is hereby effective as of April 25, 2022 (?Amendment Effective Date?). WHEREAS, t |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) ( |
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| April 28, 2022 |
2022Earnings PresentationApril 29, Exhibit 99.2USCB FINANCIAL HOLDINGSFirst Quarter 2022Earnings PresentationApril 29, 20221 Forward Looking Statements This presentation may contain statements that are not historical in nature are intended to be, and are hereby identified as, forward - looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amend ed. The words ?may,? ?wi |
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| April 28, 2022 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 USCB Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 28, 2022 |
1 Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports First Quarter 2022 Results MIAMI ? April 28, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB) , the holding company for U.S. Century Bank, reported net income of $4.9 million or $0.24 per diluted share for the three months ended March 31, 2022, compared with net income of $4.8 million or $0.78 and $0.16 per di |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) ( |
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| April 6, 2022 |
USCB FINANCIAL HOLDINGS, INC. APPOINTS MARIA C. ALONSO TO ITS BOARD OF DIRECTORS Exhibit 99.1 Contacts: Investor Relations [email protected] Media Relations Martha Guerra-Kattou [email protected] USCB FINANCIAL HOLDINGS, INC. APPOINTS MARIA C. ALONSO TO ITS BOARD OF DIRECTORS Miami, FL ? April 6, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB) and its wholly owned subsidiary, U.S. Century Bank (the ?Bank?), announced today the appointment |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number) ( |
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| April 1, 2022 |
USCB FINANCIAL HOLDINGS, INC. APPOINTS ROBERT E. KAFAFIAN TO ITS BOARD OF DIRECTORS Exhibit 99.1 Contacts: Martha Guerra-Kattou (305) 715-5141 [email protected] Aymee Zubizarreta, MBA (305) 799-0750 [email protected] USCB FINANCIAL HOLDINGS, INC. APPOINTS ROBERT E. KAFAFIAN TO ITS BOARD OF DIRECTORS Miami, FL ? April 1, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB) and its wholly owned subsidiary, U.S. Century Bank (the ?Bank?), announced |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41196 USCB Financial Holdings, |
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| March 24, 2022 |
Table of Contents A-1 Exhibit 10.4 AMENDMENT NO. 2 TO THE U.S. CENTURY BANK EMPLOYEE AGREEMENT THIS AMENDMENT NO.2 (the ?Amendment?) to the Employment Agreement between U.S. Century Bank, a Florida-chartered commercial bank (the ?Bank? or the ?Employer?), and Luis de la Aguilera (the ?Executive?) dated April 16, 2016 (the ?Agreement?), is hereby effective as of April 30, 2019 (?Amendment Effective |
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| March 24, 2022 |
Employment Agreement, dated April 16, 2016, between U.S. Century Bank and Luis de la Aguilera.*,** Table of Contents Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of the April 16, 2016 (the ?Effective Date?), between U.S. Century Bank, a Florida-chartered commercial bank (the ?Bank? or the ?Employer?), and Luis de la Aguilera (the ?Executive?). WITNESSETH WHEREAS, the Bank desires to employ the Executive as Chief Executive Officer; WH |
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| March 24, 2022 |
Subsidiaries of USCB Financial Holdings, Inc. Table of Contents Exhibit 21.1 SUBSIDIARY LIST U.S. Century Bank, a Florida chartered banking corporation. |
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| March 24, 2022 |
Table of Contents Exhibit 4.4 DESCRIPTION OF USCB FINANCIAL HOLDINGS, INC.?S SECURITIES As of December 31, 2021, USCB Financial Holdings, Inc. (the ?Company?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended, namely its Class A common stock, $1.00 par value per share (?Class A Common Stock?). The following summary of the Class A Common Stoc |
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| March 24, 2022 |
Table of Contents Exhibit 10.3 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (?Amendment?) is made by and between Luis de la Aguilera (?EMPLOYEE?) and U.S. Century Bank (?EMPLOYER?), as follows. EMPLOYEE and EMPLOYER are referred to collectively in this Amendment as the ?Parties.? Recitals: A. On April 16, 2016, EMPLOYEE and EMPLOYER entered into an Employmen |
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| March 24, 2022 |
Table of Contents Exhibit 10.6 CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (?CIC Agreement?) is made by and between U.S. Century Bank, with Corporate Offices located at 2301 NW 87 th Ave., Doral, FL 33172 (hereinafter called the ?Bank? or the ?Company?), its subsidiaries, divisions and associated and affiliated entities (?Affiliates?) and Benigno Pazos (?Executive?). WHEREAS, as c |
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| March 24, 2022 |
Employment Agreement, dated September 11, 2020, between U.S. Century Bank and Robert Anderson.*,** Table of Contents Exhibit 10.5 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of September 11, 2020 (the ?Effective Date?), between U.S. Century Bank, a Florida-chartered commercial bank (the ?Bank? or the ?Employer?), and Robert Anderson (the ?Executive?). WITNESSETH WHEREAS, the Bank desires to employ the Executive as Executive Vice President and Ch |
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| February 22, 2022 |
USCB Financial Holdings, Inc. Elects Ramon A. Rodriguez, CPA to its Board of Directors Exhibit 99.1 Contacts: Martha Guerra-Kattou (305) 715-5141 [email protected] Aymee Zubizarreta, MBA (305) 799-0750 [email protected] USCB Financial Holdings, Inc. Elects Ramon A. Rodriguez, CPA to its Board of Directors Miami, FL ? February 22, 2022 ? USCB Financial Holdings, Inc. (NASDAQ: USCB) and its subsidiary, U.S. Century Bank, announced today that Ramon A. Rodriguez, CPA |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 15, 2022 USCB Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Florida 001-41196 87-4070846 (State or other jurisdiction (Commission File Number |
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| January 27, 2022 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 USCB FINANCIAL HOLDINGS, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-41196 87-4070846 (State or Other Jurisdiction of Incorporation) (Co |
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| January 27, 2022 |
Exhibit 99.2 USCB FINANCIAL HOLDINGS Fourth Quarter 2021 Earnings Presentation January 28, 2022 Forward-Looking Statements Statements included in this presentation that are not historical in nature are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 21E of the Securities Exchange Act of 1934, as amended. The words ?may,? |
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| January 27, 2022 |
Exhibit 99.1 EARNINGS RELEASE USCB Financial Holdings, Inc. Reports Fourth Quarter 2021 Results and Announces Share Repurchase Program MIAMI ? January 27, 2022 ? USCB Financial Holdings, Inc. (the ?Company?) (NASDAQ: USCB), reported net income of $5.7 million or $0.30 per diluted share for the three months ended December 31, 2021, compared with net income of $4.2 million or $0.67 and $0.14 per dil |
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| January 6, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. |
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| January 6, 2022 |
Patriot Financial Partners II, L.P. - SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) USCB Financial Holdings, Inc. (Name of Issuer) Class A Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 90355N10 (CUSIP Number) W. Kirk Wycoff Patr |
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| January 6, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. |
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| January 6, 2022 |
USCB / U.S. Century Bank Class A / Priam Capital Fund II, L.P. - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )* USCB Financial Holdings, Inc. (Name of Issuer) Class A Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 90355N10 (CUSIP Number) Howard Feinglass |
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| December 30, 2021 |
U.S. Century Bank Amended and Restated 2015 Equity Incentive Plan. Exhibit 10.1 U.S. CENTURY BANK AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN (as amended and restated as of December 20, 2021) ARTICLE I ESTABLISHMENT OF THE PLAN U.S. Century Bank, a Florida banking corporation, hereby amends and restates its Amended and Restated 2015 Equity Incentive Plan, originally adopted in June 2015, and as amended and restated as of June 22, 2020, upon the terms and cond |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 USCB FINANCIAL HOLDINGS, INC. (Exact name of Registrant as Specified in Its Charter) Florida To be assigned* 87-4070846 (State or Other Jurisdiction of Incorporation |
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| December 30, 2021 |
Articles of Incorporation of USCB Financial Holdings, Inc. Exhibit 3.1 ARTICLES OF INCORPORATION OF USCB FINANCIAL HOLDINGS, INC. The undersigned, being of legal age and desiring to form a corporation pursuant to the provisions of the Florida Business Corporation Act, as amended, executes the following Articles of Incorporation. ARTICLE I The name of the corporation (hereinafter called the “Corporation”) is USCB Financial Holdings, Inc. The address of the |
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| December 30, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF SHARE EXCHANGE BETWEEN U.S. CENTURY BANK AND USCB FINANCIAL HOLDINGS, INC. TABLE OF CONTENTS Page ARTICLE I THE SHARE EXCHANGE 1 Section 1.1 Consummation of Share Exchange; Closing Date 1 Section 1.2 Effect of Share Exchange 2 Section 1.3 Directors and Officers 2 Section 1.4 Articles of Incorporation and Bylaws 2 ARTICLE II CONVERSION OF BANK SHARES 3 Section 2.1 |
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| December 30, 2021 |
EX-4.1 5 d628417dex41.htm EX-4.1 Exhibit 4.1 December 30, 2021 Priam Capital Fund II, LP c/o Priam Capital Associates, LLC 445 Park Avenue, Suite 1401 New York, NY 10022 Patriot Financial Partners II, L.P. Patriot Financial Partners Parallel II, L.P. c/o Patriot Financial Partners II, LP Four Radnor Corporate Center, Suite 210 100 Matsonford Road Radnor, PA 19087 Re: USCB Financial Holdings, Inc. |
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| December 30, 2021 |
EX-4.3 7 d628417dex43.htm EX-4.3 Exhibit 4.3 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption of Agreement (this “Agreement”) is made and entered into as of December 30, 2021 (the “Effective Date”), by and between U.S. Century Bank, a Florida banking corporation (“Assignor”), and USCB Financial Holdings, Inc., a Florida corporation (“Assignee”). BACKGROUND WHEREAS, Assignor is a |
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| December 30, 2021 |
Amended and Restated Bylaws of USCB Financial Holdings, Inc. Exhibit 3.2 USCB FINANCIAL HOLDINGS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I Meetings of Shareholders Section 1.1. Annual Meeting. The regular annual meeting of the shareholders of USCB Financial Holdings, Inc. (the ?Corporation?) for the election of directors and the transaction of whatever other business may properly come before the meeting, shall be held on such date and at such time and at |
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| December 30, 2021 |
Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of March 17, 2015 (the ?Effective Date?) is entered into by and among U.S. Century Bank, a Florida banking corporation (?USCB?), Priam Capital Fund II, LP (?Priam?), Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P. (together with Patriot Financial Partners II, |
