Statistik Asas
| CIK | 1645194 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Legg Mason ETF Investment Trust - Western Asset Total Return ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| May 27, 2025 |
SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 17, 2025 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2025 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 4, 2025 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 25, 2025 |
LEGG MASON ETF INVESTMENT TRUST 620 Eighth Avenue New York, NY 10018 LEGG MASON ETF INVESTMENT TRUST 620 Eighth Avenue New York, NY 10018 February 25, 2025 Filed via EDGAR (CIK # 0001645194) U. |
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| February 5, 2025 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| November 13, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 12, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 12, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 6, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 6, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 21, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 13, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| August 2, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 12, 2024 |
One Franklin Parkway San Mateo, CA 94403-1906 tel 800.632.2350 franklintempleton.com July 12, 2024 VIA EDGAR Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-8626 Subject: Legg Mason ETF Investment Trust (the “Trust”) Dear Ms. Fettig: On behalf of the Trust, the following are the responses to the comments of t |
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| April 4, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 4, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 4, 2024 Table of Contents As filed with the U.S. Securities and Exchange Commission on March 4, 2024 File No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes.) Legg Mason ETF Investment Trust (Exact Name of Reg |
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| March 4, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Legg Mason ETF Investment Trust of our reports dated May 17, 2023 relating to the financial statements and financial highlights, which appear in Clearbridge Large Cap Growth ESG ETF’s and Clearbridge All Cap Growth ESG ETF’s Annua |
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| March 4, 2024 |
EX-99.(11)(a) 100 LIGHT STREET BALTIMORE, MARYLAND 21202 PHONE: 410-685-1120 FAX: 410-547-0699 www.bakerdonelson.com March 4, 2024 Legg Mason ETF Investment Trust 620 Eighth Avenue New York, New York 10018 Re: Registration Statement on Form N-14 (the “Registration Statement”) Ladies and Gentlemen: We have acted as special Maryland counsel to Legg Mason ETF Investment Trust (the “Trust”), a |
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| March 4, 2024 |
EX-99.(16)(a) POWER OF ATTORNEY The undersigned officers and trustees of LEGG MASON ETF INVESTMENT TRUST, a Maryland statutory trust (the “Registrant”), hereby appoint MARGUERITE C. BATEMAN, BRUCE G. LETO, KRISTIN H. IVES, J. STEPHEN FEINOUR, AMY C. FITZSIMMONS, NAVID J. TOFIGH, ALISON E. BAUR, and HARRIS GOLDBLAT (with full power to each of them to act alone) his/her attorney-in-fact and agent, i |
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| July 17, 2023 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 15, 2023 |
ftsecsoxltr.htm - Generated by SEC Publisher for SEC Filing One Franklin Parkway San Mateo, CA 94403-1906 tel 800.632.2350 franklintempleton.com March 15, 2023 VIA EDGAR Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-8626 Subject: Franklin Templeton Funds (the “Funds”) (as listed on the attached Appendix) De |
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| February 28, 2023 |
See Notes to Schedules of Investments. Western Asset ETFs 2022 Quarterly Report 1 WESTERN ASSET SHORT DURATION INCOME ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 85. |
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| February 28, 2023 |
See Notes to Schedules of Investments. Western Asset ETFs 2022 Quarterly Report 1 NPORT-EX 2 478358LM123122.htm WESTERN ASSET SHORT DURATION INCOME ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 85.8% COMMUNICATION SERVICES - 7.5% Diversified Telecommunication Services - 2.0% AT&T Inc., Senior Notes 4.250 % 3/1/27 $ 30,000 $ 29,191 AT&T Inc., Senior N |
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| February 27, 2023 |
See Notes to Schedules of Investments. ClearBridge All Cap Growth ESG ETF 2022 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ESG ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 105. |
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| February 27, 2023 |
NPORT-EX 2 207744LM123122.htm FRANKLIN INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND INDEX ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99.4% COMMUNICATION SERVICES - 12.4% Diversified Telecommunication Services - 9.4% HKT Trust & HKT Ltd. 590,167 $ 723,630 Koninklijke KPN NV 916,794 2,827,718 Nippon Tele |
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| February 27, 2023 |
See Notes to Schedules of Investments. ClearBridge All Cap Growth ESG ETF 2022 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ESG ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 105. |
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| February 27, 2023 |
ROYCE QUANT SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| February 27, 2023 |
NPORT-EX 2 207747LM123122.htm FRANKLIN INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND INDEX ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99.4% COMMUNICATION SERVICES - 12.4% Diversified Telecommunication Services - 9.4% HKT Trust & HKT Ltd. 590,167 $ 723,630 Koninklijke KPN NV 916,794 2,827,718 Nippon Tele |
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| February 27, 2023 |
See Notes to Schedules of Investments. ClearBridge All Cap Growth ESG ETF 2022 Quarterly Report 1 NPORT-EX 2 207777LM123122.htm CLEARBRIDGE ALL CAP GROWTH ESG ETF Schedules of investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 105.8% COMMUNICATION SERVICES - 9.6% Entertainment - 3.4% Liberty Media Corp.-Liberty Formula One, Class A Shares 1,168 $ 62,406 * Liberty Media Corp.-Liberty Formula One, Class C Shares 1,800 107, |
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| August 25, 2022 |
NPORT-EX 2 478358LM063022.htm WESTERN ASSET SHORT DURATION INCOME ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 92.5% COMMUNICATION SERVICES - 8.5% Diversified Telecommunication Services - 1.9% AT&T Inc., Senior Notes 4.250 % 3/1/27 $ 50,000 $ 49,876 AT&T Inc., Senior Notes |
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| August 25, 2022 |
See Notes to Schedule of Investments. Western Asset Total Return ETF 2022 Quarterly Report 1 NPORT-EX 2 406425LM063022.htm WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) June 30, 2022 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 39.6% COMMUNICATION SERVICES - 5.4% Diversified Telecommunication Services - 1.8% AT&T Inc., Senior Notes 2.300 % 6/1/27 50,000 $ 45,642 AT&T Inc., Senior Notes 1.650 % 2/ |
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| August 25, 2022 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF 2022 Quarterly Report 1 NPORT-EX 2 207777LM063022.htm CLEARBRIDGE LARGE CAP GROWTH ESG ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 97.7% COMMUNICATION SERVICES - 7.8% Entertainment - 4.1% Netflix Inc. 12,978 $ 2,269,463 * Sea Ltd., ADR 21,518 1,438,693 * Walt Disney Co. 29,207 2,757,141 * Total Entertainment 6,465,297 Interactive |
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| August 25, 2022 |
ROYCE QUANT SMALL-CAP QUALITY VALUE ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| August 25, 2022 |
NPORT-EX 2 207744LM063022.htm FRANKLIN U.S. LOW VOLATILITY HIGH DIVIDEND INDEX ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.8% COMMUNICATION SERVICES - 7.4% Diversified Telecommunication Services - 5.4% AT&T Inc. 821,106 $ 17,210,382 Verizon Communications Inc. 293,447 14,892,435 Total Diversified Teleco |
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| August 25, 2022 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2022 Quarterly Report 1 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| August 25, 2022 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ESG ETF 2022 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ESG ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 96. |
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| August 25, 2022 |
NPORT-EX 2 207747LM063022.htm FRANKLIN INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND INDEX ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 95.7% COMMUNICATION SERVICES - 13.2% Diversified Telecommunication Services - 9.1% Deutsche Telekom AG, Registered Shares 150,900 $ 2,988,892 HKT Trust & HKT Ltd. 254,350 341, |
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| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp |
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| May 2, 2022 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| April 27, 2022 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF 2022 Quarterly Report 1 CLEARBRIDGE LARGE CAP GROWTH ESG ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) February 28, 2022 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| April 27, 2022 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2022 Quarterly Report 1 NPORT-EX 2 207767LM022822.htm CLEARBRIDGE DIVIDEND STRATEGY ESG ETF Schedule of investments (unaudited) February 28, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.0% COMMUNICATION SERVICES - 6.4% Diversified Telecommunication Services - 2.2% Verizon Communications Inc. 7,731 $ 414,923 Entertainment - 1.5% Walt Disney Co. 1,807 268,267 * Media - 2.7% Com |
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| March 25, 2022 |
NPORT-EX 2 207744LMLowVolatilityHiDiv.htm LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) (Percentages shown based on Fund net assets) January 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99.5% COMMUNICATION SERVICES - 4.8% Diversified Telecommunication Services - 2.4% Verizon Communications Inc. 367,530 $ 19,563,622 Media - 2.4% Interpublic Group of Cos. Inc. 284 |
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| March 25, 2022 |
NPORT-EX 2 207747LMIntlLowVolHiDiv.htm LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.5% COMMUNICATION SERVICES - 11.3% Diversified Telecommunication Services - 8.1% CITIC Telecom International Holdings Ltd. 143,574 $ 52,292 Deutsche Telekom AG, Regi |
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| February 25, 2022 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ESG ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) December 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| January 20, 2022 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| December 27, 2021 |
See Notes to Schedule of Investments. Legg Mason Small-Cap Quality Value ETF 2021 Quarterly Report 1 LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) October 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| December 27, 2021 |
WESTERN ASSET SHORT DURATION INCOME ETF Schedule of investments (unaudited) October 31, 2021 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 93. |
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| November 26, 2021 |
See Notes to Schedule of Investments. Western Asset Total Return ETF 2021 Quarterly Report 1 WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) September 30, 2021 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 32. |
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| October 27, 2021 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE LARGE CAP GROWTH ESG ETF Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| October 27, 2021 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 96. |
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| September 24, 2021 |
LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| September 24, 2021 |
LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| September 24, 2021 |
See Notes to Schedule of Investments. Legg Mason Global Infrastructure ETF 2021 Quarterly Report 1 HTML LEGG MASON GLOBAL INFRASTRUCTURE ETF (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| September 16, 2021 |
LEGG MASON ETF INVESTMENT TRUST 620 Eighth Avenue, 47th Floor New York, New York 10018 LEGG MASON ETF INVESTMENT TRUST 620 Eighth Avenue, 47th Floor New York, New York 10018 September 16, 2021 Filed Via EDGAR (CIK 0001645194) Filing Desk U. |
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| August 24, 2021 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ESG ETF Schedule of investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| June 28, 2021 |
See Notes to Schedule of Investments. Legg Mason Small-Cap Quality Value ETF 2021 Quarterly Report 1 LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of Investments (unaudited) April 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| June 28, 2021 |
WESTERN ASSET SHORT DURATION INCOME ETF Schedule of investments (unaudited) April 30, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 89. |
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| May 26, 2021 |
See Notes to Schedule of Investments. Western Asset Total Return ETF 2021 Quarterly Report 1 WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) March 31, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 34. |
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| April 23, 2021 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE LARGE CAP GROWTH ESG ETF Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| April 23, 2021 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2021 Quarterly Report 1 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES VALUE COMMON STOCKS - 94. |
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| March 25, 2021 |
See Notes to Schedule of Investments. Legg Mason Global Infrastructure ETF 2021 Quarterly Report 1 LEGG MASON GLOBAL INFRASTRUCTURE ETF Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| March 25, 2021 |
LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| March 25, 2021 |
LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| March 22, 2021 |
- LEGG MASON ETF INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 16, 2021 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 16, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 2, 2021 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 2, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| February 26, 2021 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ETF 2020 Quarterly Report 1 CLEARBRIDGE ALL CAP GROWTH ETF Schedule of Investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| December 23, 2020 |
HTML WESTERN ASSET SHORT DURATION INCOME ETF Schedule of investments (unaudited) October 31, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 88. |
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| December 23, 2020 |
See Notes to Schedule of Investments. Legg Mason Small-Cap Quality Value ETF 2020 Quarterly Report 1 HTML LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) October 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| November 25, 2020 |
See Notes to Schedule of Investments. Western Asset Total Return ETF 2020 Quarterly Report 1 HTML WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) September 30, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 36. |
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| October 27, 2020 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2020 Quarterly Report 1 HTML CLEARBRIDGE DIVIDEND STRATEGY ESG ETF Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 93. |
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| October 27, 2020 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF 2020 Quarterly Report 1 HTML CLEARBRIDGE LARGE CAP GROWTH ESG ETF Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| September 25, 2020 |
See Notes to Schedule of Investments. Legg Mason Global Infrastructure ETF 2020 Quarterly Report 1 HTML LEGG MASON GLOBAL INFRASTRUCTURE ETF Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| September 25, 2020 |
HTML LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98. |
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| September 25, 2020 |
HTML LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 102. |
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| August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| August 25, 2020 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ETF 2020 Quarterly Report 1 HTML CLEARBRIDGE ALL CAP GROWTH ETF Schedule of investments (unaudited) June 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| August 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| July 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| July 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| June 26, 2020 |
- LMP EQUITY FUND - LM_OE CHANGE OF LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 24, 2020 |
See Notes to Schedule of Investments. Legg Mason Small-Cap Quality Value ETF 2020 Quarterly Report 1 HTML LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) April 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| June 24, 2020 |
HTML WESTERN ASSET SHORT DURATION INCOME ETF Schedule of investments (unaudited) April 30, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 82. |
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| June 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 18, 2020 |
DEFA14A 1 f6161d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 16, 2020 |
DEFA14A 1 f6123d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 16, 2020 |
DEFA14A 1 f6126d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 15, 2020 |
DEFA14A 1 f6107d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 12, 2020 |
DEFA14A 1 f6093d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 11, 2020 |
DEFA14A 1 f6076d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted |
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| June 10, 2020 |
DEFA14A 1 f6054d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 8, 2020 |
DEFA14A 1 f6002d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| June 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| May 27, 2020 |
DEFA14A 1 f5856d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| May 26, 2020 |
See Notes to Schedule of Investments. Western Asset Total Return ETF 2020 Quarterly Report 1 HTML WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) March 31, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE MORTGAGE-BACKED SECURITIES - 37. |
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| May 22, 2020 |
DEFA14A 1 f5810d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| May 20, 2020 |
DEFA14A 1 f5762d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| May 20, 2020 |
DEFA14A 1 f5755d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr |
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| April 27, 2020 |
DEFA14A 1 f4778d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| April 24, 2020 |
See Notes to Schedule of Investments. ClearBridge Dividend Strategy ESG ETF 2020 Quarterly Report 1 HTML ClearBridge Dividend Strategy ESG ETF Schedule of investments (unaudited) February 29, 2020 Security Shares Value Common Stocks - 94. |
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| April 24, 2020 |
See Notes to Schedule of Investments. ClearBridge Large Cap Growth ESG ETF Schedule of investments (unaudited) February 29, 2020 SECURITY SHARES VALUE Common Stocks - 96. |
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| April 20, 2020 |
SBLGX / ClearBridge Large Cap Growth Fund DEFA14A - - LMP EQUITY BOARD DEFA14A 1 f4115d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| April 20, 2020 |
SBLGX / ClearBridge Large Cap Growth Fund DEFA14A - - LMP EQUITY BOARD DEFA14A 1 f3927d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte |
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| April 17, 2020 |
SBLGX / ClearBridge Large Cap Growth Fund DEFR14A - - LMP EQUITY BOARD DEFR14A 1 d877358ddefr14a.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| April 16, 2020 |
SBLGX / ClearBridge Large Cap Growth Fund DEF 14A - - LMP EQUITY BOARD LMP Equity Board UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 9, 2020 |
SEC Response Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 27, 2020 |
HTML LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| March 27, 2020 |
See Notes to Schedule of Investments. Legg Mason Global Infrastructure ETF 2020 Quarterly Report 1 HTML LEGG MASON GLOBAL INFRASTRUCTURE ETF Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| March 27, 2020 |
HTML LEGG MASON EMERGING MARKETS LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 94. |
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| March 27, 2020 |
HTML LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 25, 2020 |
LMP Equity Board UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 26, 2020 |
See Notes to Schedule of Investments. ClearBridge All Cap Growth ETF 2019 Quarterly Report 1 HTML CLEARBRIDGE ALL CAP GROWTH ETF Schedule of investments (unaudited) December 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| December 24, 2019 |
See Notes to Schedule of Investments. Western Asset Short Duration Income ETF 2019 Quarterly Report HTML WESTERN ASSET SHORT DURATION INCOME ETF Schedule of investments (unaudited) October 31, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 86. |
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| December 24, 2019 |
See Notes to Schedule of Investments. Legg Mason Small-Cap Quality Value ETF 2019 Quarterly Report HTML LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) October 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| November 27, 2019 |
Legg Mason Etf Investment Trust NPORT-EX - - HTML WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) September 30, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE MORTGAGE-BACKED SECURITIES - 39. |
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| October 25, 2019 |
EDBI / Legg Mason ETF Equity Tr NPORT-EX - - HTML CLEARBRIDGE DIVIDEND STRATEGY ESG ETF Schedule of investments (unaudited) August 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 94. |
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| October 1, 2019 |
Legg Mason Partners Income Trust CORRESP - - Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 26, 2019 |
EDBI / Legg Mason ETF Equity Tr NPORT-EX - - Legg Mason ETF Investment Trust LEGG MASON EMERGING MARKETS LOW VOLATILITY HIGH DIVIDEND ETF Schedule of investments (unaudited) July 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 95. |
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| August 29, 2019 |
Legg Mason Partners Income Trust CORRESP - - Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 27, 2019 |
EDBI / Legg Mason ETF Equity Tr NPORT-EX - - HTML CLEARBRIDGE ALL CAP GROWTH ETF Schedule of investments (unaudited) June 30, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97. |
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| June 25, 2019 |
EDBI / Legg Mason ETF Equity Tr NPORT-EX - - HTML LEGG MASON SMALL-CAP QUALITY VALUE ETF Schedule of investments (unaudited) April 30, 2019 SECURITY SHARES VALUE COMMON STOCKS - 99. |
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| May 29, 2019 |
EDBI / Legg Mason ETF Equity Tr NPORT-EX - - EX-LMETF WESTERN ASSET TOTAL RETURN ETF Schedule of investments (unaudited) March 31, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE MORTGAGE-BACKED SECURITIES - 33. |
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| May 10, 2019 |
EDBI / Legg Mason ETF Equity Tr 8-A12B LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 22, 2019 |
ClearBridge Large Cap Growth ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 22, 2019 |
EX-99.CERT 2 d717725dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Large Cap Growth ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| April 22, 2019 |
ClearBridge Dividend Strategy ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 22, 2019 |
EX-99.CERT 2 d717898dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Dividend Strategy ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| April 4, 2019 |
EDBI / Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust LEGG MASON ETF INVESTMENT TRUST 620 Eighth Avenue, 49th Floor New York, New York 10018 April 4, 2019 VIA EDGAR U. |
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| March 27, 2019 |
Legg Mason International Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2019 |
EX-99.CERT 2 d702636dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason International Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| March 27, 2019 |
Legg Mason US Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 27, 2019 |
EX-99.CERT 2 d702705dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| March 27, 2019 |
EX-99.CERT 2 d702703dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
|
| March 27, 2019 |
Legg Mason Emerging Markets Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 27, 2019 |
EX-99.CERT 2 d702701dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| March 27, 2019 |
Legg Mason Emerging Markets Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 27, 2019 |
EX-99.CERT 2 d702699dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Global Infrastructure ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| March 27, 2019 |
Legg Mason Global Infrastructure ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 25, 2019 |
EX-99.CERT 2 d702632dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Developed ex-US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
| March 25, 2019 |
Legg Mason Developed ex-US Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 25, 2019 |
Legg Mason Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 25, 2019 |
EX-99.CERT 2 d702702dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| February 25, 2019 |
ClearBridge All Cap Growth ETF (CACG) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 25, 2019 |
EX-99.CERT 2 d681491dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge All Cap Growth ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| January 9, 2019 |
EDBI / Legg Mason ETF Equity Tr CORRESP CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 January 9, 2019 VIA EDGAR CORRESPONDENCE Mr. Keith Gregory Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Western Asset Short Duration Income ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post- |
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| January 2, 2019 |
EDBI / Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 26, 2018 |
EX-99.CERT 2 d632332dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Small-Cap Quality Value ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
|
| December 26, 2018 |
Legg Mason Small-Cap Quality Value ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 16, 2018 |
EDBI / Legg Mason ETF Equity Tr CORRESP CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 November 16, 2018 VIA EDGAR CORRESPONDENCE Mr. Keith Gregory Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Western Asset Short Duration Income ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post-Effec |
|
| October 31, 2018 |
SEC Transmittal Letter 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 October 31, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason ETF Investment Trust Post-Effective Amendment No. 62 to Registration Statement on Form N-1A Securities Act File No. 333-206784 Investment Company Act File No. 811-23096 Ladies and |
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| October 26, 2018 |
N-Q 1 d614641dnq.htm CLEARBRIDGE DIVIDEND STRATEGY ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 100 |
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| October 26, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Dividend Strategy ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
|
| October 26, 2018 |
EX-99.CERT 2 d614257dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Large Cap Growth ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| October 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| October 4, 2018 |
CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 October 4, 2018 VIA EDGAR CORRESPONDENCE Mr. Keith Gregory Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: BrandywineGLOBAL - Global Total Return ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Po |
|
| September 27, 2018 |
Legg Mason US Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 27, 2018 |
EX-99.CERT 2 d559264dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| September 26, 2018 |
Legg Mason Emerging Markets Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 26, 2018 |
EX-99.CERT 2 d559411dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
|
| September 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| September 26, 2018 |
CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason International Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
|
| September 26, 2018 |
EX-99.CERT 2 d559196dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
| September 26, 2018 |
Legg Mason Emerging Markets Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 26, 2018 |
EX-99.CERT 2 d587693dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Developed ex-US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
| September 26, 2018 |
N-Q 1 d587693dnq.htm LEGG MASON DEVELOPED EX-US DIVERSIFIED CORE ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New Yo |
|
| September 24, 2018 |
EX-99.CERT 2 d559338dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| September 24, 2018 |
N-Q 1 d559338dnq.htm LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, |
|
| September 21, 2018 |
EX-99.CERT 2 d553748dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Global Infrastructure ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
|
| September 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| September 17, 2018 |
EDBI / Legg Mason ETF Equity Tr CORRESP SEC Correspondence 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 September 17, 2018 VIA EDGAR CORRESPONDENCE Mr. Keith Gregory Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Western Asset Total Return ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post-Effective A |
|
| September 10, 2018 |
EDBI / Legg Mason ETF Equity Tr CORRESP CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 September 10, 2018 VIA EDGAR CORRESPONDENCE Mr. Keith Gregory Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Western Asset Total Return ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post-Effect |
|
| September 10, 2018 |
SEC Transmittal Letter 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 September 10, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason ETF Investment Trust Post-Effective Amendment No. 56 to Registration Statement on Form N-1A Securities Act File No. 333-206784 Investment Company Act File No. 811-23096 Ladies an |
|
| September 10, 2018 |
EDBI / Legg Mason ETF Equity Tr CORRESP SEC Acceleration Letter [Legg Mason Letterhead] September 10, 2018 Securities and Exchange Commission 100 F Street, N. |
|
| August 23, 2018 |
ClearBridge All Cap Growth ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 23, 2018 |
EX-99.CERT 2 d547074dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge All Cap Growth ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| July 30, 2018 |
EDBI / Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 30, 2018 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 July 30, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason ETF Investment Trust Post-Effective Amendment No. 53 to Registration Statement on Form N-1A Securities Act File No. 333-206784 Investment Company Act File No. 811-23096 Ladies and Gentlemen: On behalf of Le |
|
| June 26, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Small-Cap Quality Value ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
|
| June 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| June 5, 2018 |
SEC Transmittal Letter 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 June 5, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason ETF Investment Trust Post-Effective Amendment No. 50 to Registration Statement on Form N-1A Securities Act File No. 333-206784 Investment Company Act File No. 811-23096 Ladies and Gent |
|
| April 23, 2018 |
ClearBridge Large Cap Growth ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 23, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Large Cap Growth ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
|
| April 23, 2018 |
ClearBridge Dividend Strategy ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 23, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Dividend Strategy ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
|
| March 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| March 28, 2018 |
EX-99.CERT 2 d500583dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
| March 26, 2018 |
CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Global Infrastructure ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
|
| March 26, 2018 |
N-Q 1 d514924dnq.htm LEGG MASON GLOBAL INFRASTRUCTURE ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 1001 |
|
| March 23, 2018 |
Legg Mason Emerging Markets Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 23, 2018 |
EX-99.CERT 2 d523031dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
|
| March 23, 2018 |
EX-99.CERT 2 d524747dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
|
| March 23, 2018 |
Legg Mason US Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 23, 2018 |
EX-99.CERT 2 d526134dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason International Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
|
| March 23, 2018 |
Legg Mason International Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 23, 2018 |
EX-99.CERT 2 d524100dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| March 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| March 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Robe |
|
| March 23, 2018 |
EX-99.CERT 2 d515515dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Developed ex-US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
|
| February 23, 2018 |
EX-99.CERT 2 d515354dex99cert.htm CERTIFICATION CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge All Cap Growth ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| February 23, 2018 |
Legg Mason Etf Investment Trust - CLEARBRIDGE ALL CAP GROWTH ETF ClearBridge All Cap Growth ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 14, 2018 |
EDBI / Legg Mason ETF Equity Tr WESTERN ASSET TOTAL RETURN ETF LEGG MASON PARTNERS FUND ADVISOR, LLC 620 Eighth Avenue, 49th Floor New York, New York 11018 February 14, 2018 VIA EDGAR U. |
|
| January 18, 2018 |
EDBI / Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 22, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust ? Legg Mason Small-Cap Quality Value ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
|
| December 22, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON SMALL-CAP QUALITY VALUE ETF Legg Mason Small-Cap Quality Value ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 26, 2017 |
Richard F. Sennett Principal Financial Officer EX-99.CERT 2 d376353dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Dividend Strategy ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li |
|
| October 26, 2017 |
Legg Mason Etf Investment Trust - CLEARBRIDGE LARGE CAP GROWTH ESG ETF ClearBridge Large Cap Growth ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 26, 2017 |
Legg Mason Etf Investment Trust - CLEARBRIDGE DIVIDEND STRATEGY ESG ETF ClearBridge Dividend Strategy ESG ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 26, 2017 |
EX-99.CERT 2 d376257dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge Large Cap Growth ESG ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
|
| September 26, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON DEVELOPED EX-US DIVERSIFIED CORE ETF N-Q 1 d422046dnq.htm LEGG MASON DEVELOPED EX-US DIVERSIFIED CORE ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New Yo |
|
| September 26, 2017 |
EX-99.CERT 2 d422046dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Developed ex-US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma |
|
| September 25, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust ? Legg Mason International Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
|
| September 25, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND ETF Legg Mason International Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 22, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Global Infrastructure ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 22, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON EMERGING MARKETS LOW VOLATILITY HIGH DIVIDEND ETF Legg Mason Emerging Markets Low Volatility High Dividend ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 22, 2017 |
EX-99.CERT 2 d430074dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Global Infrastructure ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
|
| September 22, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF N-Q 1 d440655dnq.htm LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, |
|
| September 22, 2017 |
EX-99.CERT 2 d440348dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Emerging Markets Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
|
| September 22, 2017 |
EX-99.CERT 2 d440655dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason Low Volatility High Dividend ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
|
| September 21, 2017 |
EX-99.CERT 2 d440677dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – Legg Mason US Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
|
| September 21, 2017 |
Legg Mason Etf Investment Trust - LEGG MASON EMERGING MARKETS DIVERSIFIED CORE ETF Legg Mason Emerging Markets Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 21, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust ? Legg Mason Emerging Markets Diversified Core ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| September 21, 2017 |
Legg Mason US Diversified Core ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 25, 2017 |
EX-99.CERT 2 d414857dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason ETF Investment Trust – ClearBridge All Cap Growth ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
|
| August 25, 2017 |
Legg Mason Etf Investment Trust - CLEARBRIDGE ALL CAP GROWTH ETF N-Q 1 d414857dnq.htm CLEARBRIDGE ALL CAP GROWTH ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23096 Legg Mason ETF Investment Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Add |
|
| June 30, 2017 |
SEC Correspondence Letter 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 June 30, 2017 VIA EDGAR CORRESPONDENCE Mr. |
|
| June 27, 2017 |
Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST Legg Mason ETF Investment Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 23, 2017 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 June 23, 2017 VIA EDGAR CORRESPONDENCE Mr. Jay Williamson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Legg Mason Small-Cap Quality Value ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post-Effec |
|
| May 10, 2017 |
Legg Mason ETF Equity Tr CLEARBRIDGE DIVIDEND STRATEGY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Legg Mason ETF Investment Trust (Exact name of registrant as specified in its charter) Maryland See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 620 Eighth Av |
|
| May 10, 2017 |
Legg Mason ETF Equity Tr CLEARBRIDGE LARGE CAP GROWTH ClearBridge Large Cap Growth UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 9, 2017 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 9, 2017 VIA EDGAR CORRESPONDENCE Ms. Deborah O’Neal-Johnson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ClearBridge Large Cap Growth ESG ETF (the “Fund”), a series of Legg Mason ETF Investment Trust (the “Trust”) Post-E |
|
| May 9, 2017 |
SEC CORRESPONDENCE 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 9, 2017 VIA EDGAR CORRESPONDENCE Ms. |
|
| April 17, 2017 |
SEC Transmittal Letter 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 April 17, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason ETF Investment Trust Post-Effective Amendment No. |
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| April 12, 2017 |
Legg Mason ETF Equity Tr LEGG MASON ETF INVESTMENT TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Legg Mason ETF Investment Trust (Exact name of registrant as specified in its charter) Maryland See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 620 Eighth Av |
