GECC Insider Trading - Great Elm Capital Corp.

Saham Orang Dalam	4,893,739 shares
Jumlah Orang Dalam	24

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.

Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat dengan pengumpulan orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi

Skor Sentimen Pegawai

Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.

Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.

Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat yang mempunyai sentimen orang dalam tertinggi.

Lihat Saham Kedudukan Tertinggi

Metrik Orang Dalam Utama

Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.

Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).

Bilangan Bersih Pembelian Orang Dalam (Kedudukan)

0 ( )

5219 out of 11305

Bilangan Bersih Pembelian Orang Dalam ialah jumlah bilangan orang dalam yang membeli tolak jumlah orang dalam yang menjual dalam tempoh 90 hari terakhir. Kedudukan persentil ditunjukkan di sini (julat dari 0 hingga 100%).

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)

N/A

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.

Carta Dagangan Dalaman

Great Elm Capital Corp. dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.

Senarai Orang Dalam dan Metrik Keberuntungan

Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.

See our leaderboard of most profitable insider traders.

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
Mark C Biderman Director - [D]	10,074	6,847
Richard M Cohen Director - [D]	18,136	18,136
Eugene I Davis	0
Keri Davis CFO - [O]	19,392	19,392
Matthew A Drapkin Director - [D]	75,716	75,716
Great Elm Capital Group, Inc. 10% Owner - [10%]	0	0
Great Elm Group, Inc. 10% Owner - [10%]	1,438,079	1,438,079
Great Elm Strategic Partnership I, LLC 10% Owner - [10%]	1,647,782	1,647,782

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
Randall Revell Horsey Director - [D]	25,279	4,213
Matthew D Kaplan CEO and President - [O]	92,789	92,789
Adam M Kleinman CCO and Secretary - [O]	40,344	40,344
Mark Kuperschmid Director - [D]	3,000	3,000
Lenders Funding LLC /California 10% Owner - [10%]	3,397,436	566,239
Mast Capital Management, LLC 10% Owner - [10%]	1,015,508	690,207
Northern Right Capital Management, L.P. 10% Owner - [10%]	220,399	220,399
Chad Perry Director - [D]	1,850	1,850

Orang dalam	Saham Dimiliki	Berpecah Dilaraskan
Peter A Reed President and CEO, Director - [D] [O]	351,636	58,606
John Edward Stuart Director - [D]	1,034	172
Sell Michael J. See Remarks - [O]	1,700	1,155
Michael C Speller Director - [D]	36,559	6,093
Steinberg David J. 10% Owner - [10%]	1,015,508	690,207
Robert Wilson	0
John J Woods See Remarks - [O]	4,000	2,719
Robert A Zadek 10% Owner - [10%]	3,397,436	566,239

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Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam GECC / Great Elm Capital Corp.. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Orang dalam	Dilaporkan Saham	Dilaporkan harga	Dilaraskan Saham	Dilaraskan harga	Asas Kos	Hari ke Maks	Harga pada Maks	Maks Keuntungan ($)	Pulangan Maks (%)
2025-06-13	COHEN RICHARD M	36	11.0082	36	11.0082	396	84	11.2900	10	2.64
2025-06-12	COHEN RICHARD M	3,100	10.9500	3,100	10.9500	33,945
2025-06-11	COHEN RICHARD M	5,000	11.1817	5,000	11.1817	55,908
2025-06-10	COHEN RICHARD M	3,500	11.1304	3,500	11.1304	38,956
2025-06-09	COHEN RICHARD M	2,500	11.1212	2,500	11.1212	27,803
2025-06-09	COHEN RICHARD M	1,500	10.8267	1,500	10.8267	16,240
2025-06-06	COHEN RICHARD M	1,500	10.7410	1,500	10.7410	16,112
2025-06-06	COHEN RICHARD M	1,000	10.6381	1,000	10.6381	10,638
2025-06-04	Perry Chad	1,850	10.5800	1,850	10.5800	19,573

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

GECC / Great Elm Capital Corp. Insider Trades

Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam GECC / Great Elm Capital Corp.. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan	Orang dalam	Dilaporkan Saham	Dilaporkan harga	Dilaraskan Saham	Dilaraskan harga	Asas Kos	Hari ke Min	Harga pada Min	Kerugian Maks Dielakkan ($)	Kerugian Maks Dielakkan (%)
2025-08-26	Great Elm Strategic Partnership I, LLC	21,472	11.2000	21,472	11.2000	240,486	1	11.2400	859	0.36
2025-08-25	Great Elm Strategic Partnership I, LLC	25,711	11.2000	25,711	11.2000	287,963
2025-08-22	Great Elm Strategic Partnership I, LLC	17,956	11.2000	17,956	11.2000	201,107
2025-08-21	Great Elm Strategic Partnership I, LLC	26,705	11.2000	26,705	11.2000	299,096
2025-08-20	Great Elm Strategic Partnership I, LLC	7,793	11.2000	7,793	11.2000	87,282
2025-08-18	Great Elm Strategic Partnership I, LLC	363	11.2000	363	11.2000	4,066
2025-07-11	Great Elm Strategic Partnership I, LLC	38,793	10.9500	38,793	10.9500	424,783
2025-07-10	Great Elm Strategic Partnership I, LLC	8,661	10.9500	8,661	10.9500	94,838
2025-07-09	Great Elm Strategic Partnership I, LLC	3,129	10.9500	3,129	10.9500	34,263

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

Sejarah Transaksi

Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.

Fail Tarikh	Dagangan Tarikh	Borang	Orang dalam	Simbol Saham	Nama Sekuriti	Kod	Langsung	Harga Pelaksanaan	Harga Unit	Unit Berubah	Nilai Berubah (1K)	Baki Opsyen	Baki Saham
2025-08-27	2025-08-26	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-21,472	-240		1,647,782
2025-08-27	2025-08-25	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-25,711	-288		1,669,254
2025-08-22	2025-08-22	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-17,956	-201		1,694,965
2025-08-22	2025-08-21	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-26,705	-299		1,712,921
2025-08-20	2025-08-20	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-7,793	-87		1,739,626
2025-08-20	2025-08-18	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-363	-4		1,747,419
2025-07-14	2025-07-11	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-38,793	-425		1,747,782
2025-07-10	2025-07-10	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-8,661	-95		1,786,575
2025-07-10	2025-07-09	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-3,129	-34		1,795,236
2025-07-08	2025-07-08	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-3,218	-35		1,798,365
2025-07-08	2025-07-07	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-11,852	-130		1,801,583
2025-07-03	2025-07-03	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-11,021	-121		1,813,435
2025-07-03	2025-07-02	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9500	-13,324	-146		1,824,456
2025-07-03	2025-06-13	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.0000	-2,714	-30		1,837,780
2025-07-03	2025-06-12	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		10.9700	-7,288	-80		1,840,494
2025-07-03	2025-06-11	4	Great Elm Strategic Partnership I, LLC	GECC	Common Stock	S - Sale	D		11.2000	-2,642	-30		1,847,782
2025-06-13	2025-06-13	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		11.0082	36	0		18,136
2025-06-12	2025-06-12	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		10.9500	3,100	34		18,100
2025-06-12	2025-06-11	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		11.1817	5,000	56		15,000
2025-06-11	2025-06-10	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		11.1304	3,500	39		10,000
2025-06-11	2025-06-09	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		11.1212	2,500	28		6,500
2025-06-11	2025-06-09	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		10.8267	1,500	16		4,000
2025-06-11	2025-06-06	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		10.7410	1,500	16		2,500
2025-06-11	2025-06-06	4	COHEN RICHARD M	GECC	Common Stock	P - Purchase	D		10.6381	1,000	11		1,000
2025-06-05	2025-06-04	4	Perry Chad	GECC	Common Stock	P - Purchase	D		10.5800	1,850	20		1,850
2024-12-23	2024-12-23	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.2200	-2,643	-27		1,438,079
2024-09-27	2024-09-24	4/A	Kleinman Adam M	GECC	Common Stock	J - Other	D			2,093			40,344
2024-09-27	2024-09-20	4/A	Kleinman Adam M	GECC	Common Stock	J - Other	D			6,194			38,251
2024-09-27	2024-09-24	4/A	Davis Keri	GECC	Common Stock	J - Other	D			213			19,392
2024-09-27	2024-09-20	4/A	Davis Keri	GECC	Common Stock	J - Other	D			647			19,179
2024-09-25	2024-09-24	4/A	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-9,177	-93		1,440,722
2024-09-25	2024-09-20	4/A	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-25,573	-258		1,431,545
2024-09-24	2024-09-24	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-10,811	-109		1,429,911
2024-09-24	2024-09-24	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-14,977	-151		1,440,722
2024-09-24	2024-09-20	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-30,584	-309		1,455,699
2024-09-24	2024-09-20	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0900	-31,879	-322		1,486,283
2024-09-24	2024-09-24	4	Davis Keri	GECC	Common Stock	J - Other	D			781			19,313
2024-09-24	2024-09-20	4	Davis Keri	GECC	Common Stock	J - Other	D			3,717			18,532
2024-09-24	2024-09-24	4	Kleinman Adam M	GECC	Common Stock	J - Other	D			2,093			30,419
2024-09-24	2024-09-20	4	Kleinman Adam M	GECC	Common Stock	J - Other	D			6,194			28,326
2024-09-24	2024-09-20	4	Kaplan Matthew D	GECC	Common Stock	J - Other	D			42,121			92,789
2024-09-17	2024-09-16	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	D		9.9204	9,600	95		75,716
2024-08-21	2024-08-21	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	D		10.1200	1,310	13		66,116
2024-08-21	2024-08-20	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	D		10.0100	3,189	32		64,806
2024-03-04	2024-03-04	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.8200	-1,239	-13		1,516,932
2024-02-22	2024-02-15	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.6900	-2,389	-26		1,518,171
2024-02-13		3	Great Elm Strategic Partnership I, LLC	GECC	Common Stock		D						1,850,424
2023-11-21	2023-11-21	4	Great Elm Group, Inc.	GECC	Common Stock	P - Purchase	D		10.0500	27,000	271		1,520,560
2023-10-11	2023-10-10	4	Kaplan Matthew D	GECC	Common Stock	J - Other	D			38,668			50,668
2023-09-22	2023-09-20	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		9.3100	-26,360	-245		1,506,159
2023-09-22	2023-09-20	4	Davis Keri	GECC	Common Stock	J - Other	D			196			14,815
2023-09-22	2023-09-20	4	Davis Keri	GECC	Common Stock	J - Other	D			5,585			14,619
2023-08-16	2023-08-15	4	COHEN RICHARD M By Spouse	GECC	Common Stock	P - Purchase	I		9.4749	2,612	25		2,612
2023-05-23	2023-05-19	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D			-37,268			1,532,519
2023-05-16	2023-05-12	4	Kuperschmid Mark	GECC	Common Stock	P - Purchase	D		8.0199	2,700	22		3,000
2023-05-16	2023-05-12	4	Kuperschmid Mark	GECC	Common Stock	P - Purchase	D		8.0100	300	2		300
2023-05-16	2023-05-12	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.0100	2,000	16		13,972
2023-03-31	2022-09-24	4	Davis Keri	GECC	Common Stock	J - Other	D			23			9,034
2023-03-31	2022-09-20	4	Davis Keri	GECC	Common Stock	J - Other	D			5,894			9,011
2023-03-14	2023-03-10	4	Kaplan Matthew D	GECC	Common Stock	P - Purchase	D		9.2900	1,100	10		12,000
2023-03-09	2023-03-09	4	Kaplan Matthew D	GECC	Common Stock	P - Purchase	D		9.4100	1,679	16		10,900
2023-03-09	2023-03-08	4	Kaplan Matthew D	GECC	Common Stock	P - Purchase	D		9.4600	2,201	21		9,221
2023-03-09	2023-03-07	4	Kaplan Matthew D	GECC	Common Stock	P - Purchase	D		9.1300	5,020	46		7,020
2023-01-24	2022-12-22	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		8.3100	-1,866	-16		1,569,787
2023-01-24	2022-12-07	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.0000	-200,000	-2,000		1,571,653
2023-01-24	2022-09-26	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		8.6600	-10,116	-88		1,771,653
2023-01-24	2022-09-20	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		10.1800	-9,947	-101		1,781,769
2023-01-24	2022-08-30	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		12.1900	-50,000	-610		1,791,716
2023-01-03	2023-01-03	4	Great Elm Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	J - Other	I			-73,176			0
2023-01-03	2022-12-30	4	Great Elm Group, Inc. Forest Investments, Inc.	GECC	Common Stock	J - Other	I			-372,495			0
2022-06-27		3	BC Advisors LLC	GECC	Common Stock		I						220,399
2022-06-27		3	BC Advisors LLC	GECC	Common Stock		I						369,140
2022-06-27		3	BC Advisors LLC	GECC	Common Stock		I						208,932
2022-06-17	2022-06-15	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	M - Exercise	I		12.5000	5,986	75		11,972
2022-06-17	2022-06-15	4	Kleinman Adam M	GECC	Common Stock	M - Exercise	D		12.5000	4,000	50		20,558
2022-06-17	2022-06-15	4	Kaplan Matthew D	GECC	Common Stock	M - Exercise	D		12.5000	1,000	12		2,000
2022-06-17	2022-06-15	4	Great Elm Group, Inc. Forest Investments, Inc.	GECC	Common Stock	J - Other	I		12.5000	399,990	5,000		400,100
2022-06-17	2022-06-15	4	Great Elm Group, Inc. Forest Investments, Inc.	GECC	Common Stock	M - Exercise	I		12.5000	100	1		200
2022-06-17	2022-06-15	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		12.5000	185,889	2,324		1,814,111
2022-06-17	2022-06-15	4	Great Elm Group, Inc.	GECC	Common Stock	M - Exercise	D		12.5000	814,111	10,176		1,628,222
2022-06-17	2022-06-15	4	Drapkin Matthew A	GECC	Common Stock	J - Other	I		12.5000	40,000	500		40,309
2022-06-17	2022-06-15	4	Drapkin Matthew A	GECC	Common Stock	M - Exercise	D		12.5000	20,000	250		21,308
2022-06-17	2022-06-15	4	Drapkin Matthew A	GECC	Common Stock	M - Exercise	I		12.5000	320,000	4,000		369,140
2022-06-17	2022-06-15	4	Drapkin Matthew A	GECC	Common Stock	M - Exercise	I		12.5000	160,000	2,000		208,932
2022-06-17	2022-06-15	4	Drapkin Matthew A	GECC	Common Stock	M - Exercise	I		12.5000	84,000	1,050		220,399
2022-05-27	2022-05-25	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	I		12.4136	4,793	59		136,399
2022-05-27	2022-05-25	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	I		12.4136	1,597	20		48,932
2022-05-27	2022-05-25	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	I		12.4136	946	12		49,140
2022-05-12	2022-05-11	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D		12.5000	-100,000	-1,250		814,111
2022-03-11	2022-03-09	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	D		14.7000	1,000	15		1,617
2022-03-11	2022-03-09	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	I		14.7000	1,000	15		48,195
2022-03-11	2022-03-09	4	Drapkin Matthew A	GECC	Common Stock	P - Purchase	D		14.7000	617	9		617
2022-03-11		3	Drapkin Matthew A	GECC	Common Stock		I						131,606
2022-03-11		3	Drapkin Matthew A	GECC	Common Stock		I						47,195
2022-03-11		3	Drapkin Matthew A	GECC	Common Stock		I						47,335
2022-03-10	2022-03-08	4	Kaplan Matthew D	GECC	Common Stock	P - Purchase	D		14.0000	1,000	14		1,000
2021-10-13		3	Zadek Robert A	GECC	Common Stock		D						3,397,436
2021-09-28	2021-09-24	4	Davis Keri	GECC	Common Stock	J - Other	D			5,147			18,699
2021-09-28	2021-09-24	4	Reed Peter A	GECC	Common Stock	J - Other	D			87,132			351,636
2021-09-28	2021-09-24	4	Kleinman Adam M	GECC	Common Stock	J - Other	D			79,411			158,907
2021-09-28	2021-09-24	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D			-220,217			5,319,507
2021-02-09	2021-02-05	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D			-11,254			5,539,724
2021-02-09	2021-02-05	4	Davis Keri	GECC	Common Stock	A - Award	D			11,254			13,552
2021-01-26	2021-01-21	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			18			1,034
2021-01-26	2021-01-21	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			40			2,383
2021-01-26	2021-01-21	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			97			5,073
2021-01-26	2021-01-21	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			330			17,202
2021-01-26	2021-01-21	4	Speller Michael C	GECC	Common Stock	A - Award	D			614			36,559
2021-01-26	2021-01-21	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			603			35,917
2021-01-26	2021-01-21	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			572			25,279
2021-01-26	2021-01-21	4	Great Elm Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	J - Other	I			9,913			439,063
2021-01-26	2021-01-21	4	Great Elm Group, Inc.	GECC	Common Stock	J - Other	D			125,334			5,550,978
2021-01-26	2021-01-21	4	Reed Peter A	GECC	Common Stock	A - Award	D			5,969			264,504
2021-01-26	2021-01-21	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			1,795			79,496
2021-01-26	2021-01-21	4	Davis Keri	GECC	Common Stock	A - Award	D			52			2,298
2020-12-31		3	Great Elm Group, Inc.	GECC	Common Stock		I						429,150
2020-12-31		3	Great Elm Group, Inc.	GECC	Common Stock		D						5,425,644
2020-12-31	2020-12-29	4	Great Elm Capital Group, Inc. See Footnotes	GECC	Common Stock	J - Other	I			-429,150			0
2020-12-31	2020-12-29	4	Great Elm Capital Group, Inc.	GECC	Common Stock	J - Other	D			-5,425,644			0
2020-12-23	2020-12-21	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			19			1,016
2020-12-23	2020-12-21	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			42			2,343
2020-12-23	2020-12-21	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			96			4,976
2020-12-23	2020-12-21	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			324			16,872
2020-12-23	2020-12-21	4	Speller Michael C	GECC	Common Stock	A - Award	D			644			35,945
2020-12-23	2020-12-21	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			633			35,314
2020-12-23	2020-12-21	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			524			24,708
2020-12-23	2020-12-21	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	J - Other	I			9,089			429,150
2020-12-23	2020-12-21	4	Great Elm Capital Group, Inc.	GECC	Common Stock	J - Other	D			97,294			5,425,644
2020-12-23	2020-12-21	4	Reed Peter A	GECC	Common Stock	A - Award	D			5,473			258,535
2020-12-23	2020-12-21	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			1,646			77,701
2020-12-23	2020-12-21	4	Davis Keri	GECC	Common Stock	A - Award	D			48			2,246
2020-11-24	2020-11-20	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			24			997
2020-11-24	2020-11-20	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			53			2,301
2020-11-24	2020-11-20	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			128			4,880
2020-11-24	2020-11-20	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			432			16,548
2020-11-24	2020-11-20	4	Speller Michael C	GECC	Common Stock	A - Award	D			825			35,301
2020-11-24	2020-11-20	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			811			34,681
2020-11-24	2020-11-20	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			730			24,184
2020-11-24	2020-11-20	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	J - Other	I			12,652			420,061
2020-11-24	2020-11-20	4	Great Elm Capital Group, Inc.	GECC	Common Stock	J - Other	D			160,492			5,328,350
2020-11-24	2020-11-20	4	Reed Peter A	GECC	Common Stock	A - Award	D			7,619			253,062
2020-11-24	2020-11-20	4	Davis Keri	GECC	Common Stock	A - Award	D			66			2,199
2020-11-24	2020-11-20	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			2,291			76,056
2020-10-23	2020-10-21	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	J - Other	I			6,858			407,409
2020-10-23	2020-10-21	4	Great Elm Capital Group, Inc.	GECC	Common Stock	J - Other	D			59,089			5,167,858
2020-10-23	2020-10-21	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			20			973
2020-10-23	2020-10-21	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			46			2,248
2020-10-23	2020-10-21	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			111			4,752
2020-10-23	2020-10-21	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			245			16,116
2020-10-23	2020-10-21	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			453			33,870
2020-10-23	2020-10-21	4	Speller Michael C	GECC	Common Stock	A - Award	D			363			34,476
2020-10-23	2020-10-21	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			362			23,454
2020-10-23	2020-10-21	4	Reed Peter A	GECC	Common Stock	A - Award	D			2,592			245,443
2020-10-23	2020-10-21	4	Davis Keri	GECC	Common Stock	A - Award	D			18			2,132
2020-10-23	2020-10-21	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			1,011			73,765
2020-10-01	2020-10-01	4	Great Elm Capital Group, Inc.	GECC	Common Stock	J - Other	D		2.9500	863,337	2,547		5,108,769
2020-10-01	2020-09-28	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Subscription Rights	X - Other	I	2.95		-151,894		0
2020-10-01	2020-09-28	4	Great Elm Capital Group, Inc.	GECC	Subscription Rights	X - Other	D	2.95		-2,103,194		0
2020-10-01	2020-09-28	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	X - Other	I		2.9500	151,894	448		400,551
2020-10-01	2020-09-28	4	Great Elm Capital Group, Inc.	GECC	Common Stock	X - Other	D		2.9500	2,103,194	6,204		4,245,432
2020-10-01	2020-09-21	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	A - Award	I			4,532			248,657
2020-10-01	2020-09-21	4	Great Elm Capital Group, Inc.	GECC	Common Stock	A - Award	D			39,044			2,142,238
2020-10-01	2020-08-21	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	A - Award	I			4,337			244,125
2020-10-01	2020-08-21	4	Great Elm Capital Group, Inc.	GECC	Common Stock	A - Award	D			31,546			2,103,194
2020-10-01	2020-07-15	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	A - Award	I			4,641			239,788
2020-10-01	2020-07-15	4	Great Elm Capital Group, Inc.	GECC	Common Stock	A - Award	D			28,214			2,071,648
2020-10-01	2020-06-15	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	A - Award	I			4,447			235,147
2020-10-01	2020-06-15	4	Great Elm Capital Group, Inc.	GECC	Common Stock	A - Award	D			26,939			2,043,434
2020-10-01	2020-05-15	4	Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP	GECC	Common Stock	A - Award	I			5,700			230,700
2020-10-01	2020-05-15	4	Great Elm Capital Group, Inc.	GECC	Common Stock	A - Award	D			49,828			2,016,495
2020-10-01	2020-09-28	4	STUART JOHN EDWARD	GECC	Subscription Rights	X - Other	D	2.95		-5,773		0
2020-10-01	2020-09-28	4	STUART JOHN EDWARD	GECC	Common Stock	X - Other	D		2.9500	5,773	17		15,871
2020-10-01	2020-09-28	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Subscription Rights	X - Other	I	2.95		-12,000		0
2020-10-01	2020-09-28	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	X - Other	I		2.9500	12,000	35		33,417
2020-10-01	2020-09-28	4	Speller Michael C	GECC	Subscription Rights	X - Other	D	2.95		-16,937		0
2020-10-01	2020-09-28	4	Speller Michael C	GECC	Common Stock	X - Other	D		2.9500	16,937	50		34,113
2020-10-01	2020-10-01	4	Reed Peter A	GECC	Common Stock	J - Other	D		2.9500	56,239	166		242,851
2020-10-01	2020-09-28	4	Reed Peter A	GECC	Subscription Rights	X - Other	D	2.95		-92,448		0
2020-10-01	2020-09-28	4	Reed Peter A	GECC	Common Stock	X - Other	D		2.9500	92,448	273		186,612
2020-10-01	2020-09-28	4	Horsey Randall Revell	GECC	Subscription Rights	X - Other	D	2.95		-10,000		0
2020-10-01	2020-09-28	4	Horsey Randall Revell	GECC	Common Stock	X - Other	D		2.9500	10,000	30		23,092
2020-10-01	2020-10-01	4	Davis Keri	GECC	Common Stock	J - Other	D		2.9500	800	2		2,114
2020-10-01	2020-09-28	4	Davis Keri	GECC	Subscription Rights	X - Other	D	2.95		-651		0
2020-10-01	2020-09-28	4	Davis Keri	GECC	Common Stock	X - Other	D		2.9500	651	2		1,314
2020-10-01	2020-09-28	4	Kleinman Adam M	GECC	Subscription Rights	X - Other	D	2.95		-36,042		0
2020-10-01	2020-09-28	4	Kleinman Adam M	GECC	Common Stock	X - Other	D		2.9500	36,042	106		72,754
2020-09-23	2020-09-21	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			14			953
2020-09-23	2020-09-21	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			30			2,202
2020-09-23	2020-09-21	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			72			4,641
2020-09-23	2020-09-21	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			160			10,098
2020-09-23	2020-09-21	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			298			21,417
2020-09-23	2020-09-21	4	Speller Michael C	GECC	Common Stock	A - Award	D			239			17,176
2020-09-23	2020-09-21	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			239			13,092
2020-09-23	2020-09-21	4	Reed Peter A	GECC	Common Stock	A - Award	D			1,716			94,164
2020-09-23	2020-09-21	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			669			36,712
2020-09-23	2020-09-21	4	Davis Keri	GECC	Common Stock	A - Award	D			12			663
2020-08-25	2020-08-21	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			14			939
2020-08-25	2020-08-21	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			32			2,172
2020-08-25	2020-08-21	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			74			4,569
2020-08-25	2020-08-21	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			161			9,938
2020-08-25	2020-08-21	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			316			21,119
2020-08-25	2020-08-21	4	Speller Michael C	GECC	Common Stock	A - Award	D			254			16,937
2020-08-25	2020-08-21	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			193			12,853
2020-08-25	2020-08-21	4	Reed Peter A	GECC	Common Stock	A - Award	D			1,640			92,448
2020-08-25	2020-08-21	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			640			36,043
2020-08-25	2020-08-21	4	Davis Keri	GECC	Common Stock	A - Award	D			12			651
2020-07-23	2020-07-15	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			41			9,777
2020-07-17	2020-07-15	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			13			925
2020-07-17	2020-07-15	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			29			2,140
2020-07-17	2020-07-15	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			72			4,495
2020-07-17	2020-07-15	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			119			9,736
2020-07-17	2020-07-15	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			283			20,803
2020-07-17	2020-07-15	4	Speller Michael C	GECC	Common Stock	A - Award	D			227			16,683
2020-07-17	2020-07-15	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			245			12,660
2020-07-17	2020-07-15	4	Reed Peter A	GECC	Common Stock	A - Award	D			1,755			90,808
2020-07-17	2020-07-15	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			685			35,403
2020-07-17	2020-07-15	4	Davis Keri	GECC	Common Stock	A - Award	D			12			639
2020-06-17	2020-06-15	4	Davis Keri	GECC	Common Stock	A - Award	D			12			627
2020-06-17	2020-06-15	4	Reed Peter A	GECC	Common Stock	A - Award	D			1,682			89,053
2020-06-17	2020-06-15	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			657			34,717
2020-06-17	2020-06-15	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			235			12,415
2020-06-17	2020-06-15	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			12			912
2020-06-17	2020-06-15	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			27			2,111
2020-06-17	2020-06-15	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			69			4,423
2020-06-17	2020-06-15	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			152			9,617
2020-06-17	2020-06-15	4	Speller Michael C	GECC	Common Stock	A - Award	D			216			16,456
2020-06-17	2020-06-15	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			270			20,520
2020-05-19	2020-05-15	4	Speller Michael C	GECC	Common Stock	A - Award	D			240			16,240
2020-05-19	2020-05-15	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	A - Award	I			300			20,250
2020-05-19	2020-05-15	4	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock	A - Award	I			13			900
2020-05-19	2020-05-15	4	STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust	GECC	Common Stock	A - Award	I			30			2,084
2020-05-19	2020-05-15	4	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock	A - Award	I			83			4,354
2020-05-19	2020-05-15	4	STUART JOHN EDWARD	GECC	Common Stock	A - Award	D			185			9,465
2020-05-19	2020-05-15	4	Horsey Randall Revell	GECC	Common Stock	A - Award	D			180			12,180
2020-05-19	2020-05-15	4	Reed Peter A	GECC	Common Stock	A - Award	D			2,157			87,371
2020-05-19	2020-05-15	4	Kleinman Adam M	GECC	Common Stock	A - Award	D			842			34,061
2020-05-19	2020-05-15	4	Davis Keri	GECC	Common Stock	A - Award	D			15			615
2019-11-21	2019-11-20	4	Speller Michael C	GECC	Common Stock	P - Purchase	D		7.8000	5,000	39		16,000
2019-11-21	2019-11-20	4	Davis Keri	GECC	Common Stock	P - Purchase	D		7.9400	600	5		600
2019-11-21	2019-11-20	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		7.9000	7,500	59		33,219
2019-09-03	2019-08-30	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		8.2500	369	3		25,719
2019-09-03	2019-08-29	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		8.1700	350	3		25,350
2019-08-29	2019-08-27	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.3200	2,000	17		12,000
2019-08-28	2019-08-26	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.2500	3,000	25		85,214
2019-08-21	2019-08-19	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.2500	2,219	18		82,214
2019-06-07	2019-06-06	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.5000	3,143	27		79,995
2019-06-07	2019-06-05	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4812	-55,100	-467		1,015,508
2019-06-06	2019-06-04	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		8.5000	10,000	85		25,000
2019-06-04	2019-06-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4744	-5,700	-48		1,070,608
2019-06-04	2019-06-03	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4650	-7,400	-63		1,076,308
2019-06-04	2019-05-31	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.5991	-58,200	-500		1,083,708
2019-06-04	2019-05-31	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.5800	2,000	17		76,852
2019-05-30	2019-05-30	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.8616	-7,000	-62		1,141,908
2019-05-30	2019-05-29	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.9000	-5,300	-47		1,148,908
2019-05-30	2019-05-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.8812	-8,800	-78		1,154,208
2019-05-24	2019-05-24	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.8485	-10,500	-93		1,163,008
2019-05-24	2019-05-23	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.6028	-258,100	-2,220		1,173,508
2019-05-24	2019-05-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.7742	-5,400	-47		1,431,608
2019-05-21	2019-05-21	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.8485	-6,900	-61		1,437,008
2019-05-21	2019-05-20	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.8323	-6,200	-55		1,443,908
2019-05-21	2019-05-17	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.7221	-5,400	-47		1,450,108
2019-05-16	2019-05-16	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.6943	-134,700	-1,171		1,455,508
2019-05-16	2019-05-15	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.5580	-9,400	-80		1,590,208
2019-05-16	2019-05-14	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.5460	-4,900	-42		1,599,608
2019-05-13	2019-05-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4071	-5,000	-42		1,604,508
2019-05-13	2019-05-10	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4327	-2,100	-18		1,609,508
2019-05-13	2019-05-09	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3899	-1,700	-14		1,611,608
2019-04-29	2019-04-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3616	-13,300	-111		1,613,308
2019-04-24	2019-04-24	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4107	-20,500	-172		1,626,608
2019-04-24	2019-04-23	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3901	-16,200	-136		1,647,108
2019-04-24	2019-04-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3436	-11,300	-94		1,663,308
2019-04-18	2019-04-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3581	-13,000	-109		1,674,608
2019-04-18	2019-04-17	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3576	-7,400	-62		1,687,608
2019-04-18	2019-04-16	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3392	-16,700	-139		1,695,008
2019-04-01	2019-04-01	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2016	-102,900	-844		1,711,708
2019-04-01	2019-03-29	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2688	-5,900	-49		1,814,608
2019-04-01	2019-03-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2938	-6,400	-53		1,820,508
2019-03-27	2019-03-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3540	-16,000	-134		1,826,908
2019-03-27	2019-03-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2217	-205,200	-1,687		1,842,908
2019-03-22	2019-03-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2391	-16,000	-132		2,048,108
2019-03-22	2019-03-21	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3089	-4,300	-36		2,064,108
2019-03-22	2019-03-20	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3168	-3,700	-31		2,068,408
2019-03-19	2019-03-19	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2816	-9,500	-79		2,072,108
2019-03-19	2019-03-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1696	-4,800	-39		2,081,608
2019-03-19	2019-03-15	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1532	-18,009	-147		2,086,408
2019-03-14	2019-03-14	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0975	-10,400	-84		2,104,417
2019-03-14	2019-03-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1376	-35,900	-292		2,114,817
2019-03-14	2019-03-12	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2087	-17,700	-145		2,150,717
2019-03-11	2019-03-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1600	-9,800	-80		2,168,417
2019-03-11	2019-03-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0884	-8,400	-68		2,178,217
2019-03-11	2019-03-07	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1693	-17,600	-144		2,186,617
2019-03-06	2019-03-06	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2030	-6,300	-52		2,204,217
2019-03-06	2019-03-05	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1613	-14,500	-118		2,210,517
2019-03-06	2019-03-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2904	-16,700	-138		2,225,017
2019-03-01	2019-03-01	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4181	-40,000	-337		2,241,717
2019-03-01	2019-02-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3302	-11,400	-95		2,281,717
2019-03-01	2019-02-27	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3794	-10,000	-84		2,293,117
2019-02-26	2019-02-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.5034	-29,400	-250		2,307,791
2019-02-26	2019-02-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4790	-32,500	-276		2,337,191
2019-02-26	2019-02-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.4493	-15,700	-133		2,369,691
2019-02-21	2019-02-21	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3891	-6,400	-54		2,385,391
2019-02-21	2019-02-20	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3200	-11,600	-97		2,391,791
2019-02-21	2019-02-19	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3200	-20,900	-174		2,403,391
2019-02-15	2019-02-15	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.3054	-12,000	-100		2,424,291
2019-02-15	2019-02-14	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2848	-16,400	-136		2,436,291
2019-02-15	2019-02-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2648	-12,000	-99		2,452,691
2019-02-12	2019-02-12	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1626	-8,400	-69		2,464,691
2019-02-12	2019-02-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1330	-5,900	-48		2,473,091
2019-02-12	2019-02-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1475	-6,000	-49		2,478,991
2019-02-07	2019-02-07	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1372	-9,000	-73		2,484,991
2019-02-07	2019-02-06	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1374	-14,700	-120		2,493,991
2019-02-07	2019-02-05	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0759	-16,100	-130		2,508,691
2019-02-04	2019-02-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0128	-25,000	-200		2,524,791
2019-02-04	2019-02-01	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0003	-5,200	-42		2,549,791
2019-02-04	2019-01-31	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0053	-9,000	-72		2,554,991
2019-01-30	2019-01-30	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0049	-9,750	-78		2,563,991
2019-01-30	2019-01-29	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0076	-7,000	-56		2,573,741
2019-01-30	2019-01-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9882	-15,100	-121		25,807,417
2019-01-25	2019-01-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9513	-18,500	-147		2,595,841
2019-01-25	2019-01-24	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9521	-4,666	-37		2,614,341
2019-01-25	2019-01-23	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9510	-9,533	-76		2,619,007
2019-01-22	2019-01-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9553	-6,525	-52		2,628,540
2019-01-22	2019-01-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9515	-4,950	-39		2,635,065
2019-01-22	2019-01-17	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9500	-2,950	-23		2,640,015
2019-01-16	2019-01-16	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9608	-3,750	-30		2,642,965
2019-01-16	2019-01-15	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9504	-1,325	-11		2,646,715
2019-01-16	2019-01-14	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9500	-200	-2		2,648,040
2019-01-11	2019-01-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9515	-2,100	-17		2,648,240
2019-01-11	2019-01-10	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9559	-3,700	-29		2,650,340
2019-01-11	2019-01-09	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9508	-1,300	-10		2,654,040
2019-01-08	2019-01-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9507	-1,450	-12		2,655,340
2019-01-08	2019-01-07	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9559	-1,690	-13		2,656,790
2019-01-08	2019-01-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9012	-40,750	-322		2,658,480
2019-01-04	2019-01-03	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.9800	-475	-4		2,699,230
2019-01-04	2019-01-02	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0000	-750	-6		2,699,705
2019-01-02	2018-12-31	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0000	-250	-2		2,700,455
2019-01-02	2018-12-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.0066	-1,375	-11		2,700,705
2018-12-20	2018-12-18	4	Reed Peter A	GECC	Common Stock	J - Other	D		7.9000	2,145	17		74,852
2018-12-17	2018-12-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1603	-862	-7		2,702,080
2018-12-12	2018-12-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1909	-2,000	-16		2,704,774
2018-12-12	2018-12-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1500	-300	-2		2,706,774
2018-12-12	2018-12-10	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.1539	-2,800	-23		2,707,074
2018-12-10	2018-12-07	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.2455	-2,000	-16		2,709,874
2018-12-04	2018-11-29	4/A	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.3000	4,000	33		12,768
2018-12-04	2018-12-04	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.3500	7,000	58		19,950
2018-12-04	2018-12-03	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.3000	182	2		12,950
2018-12-04	2018-11-30	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.4000	3,000	25		72,707
2018-12-04	2018-11-30	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.3800	2,000	17		10,000
2018-12-03	2018-11-29	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.3000	7,364	61		16,132
2018-11-30	2018-11-28	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.3600	4,000	33		8,000
2018-11-29	2018-11-27	4	Reed Peter A	GECC	Common Stock	J - Other	D		8.3900	1,832	15		69,707
2018-11-27	2018-11-26	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.2500	2,368	20		67,875
2018-11-21	2018-11-20	4	Speller Michael C	GECC	Common Stock	P - Purchase	D		8.1200	6,000	49		11,000
2018-11-21	2018-11-20	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		8.0500	6,000	48		15,000
2018-11-21	2018-11-19	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.1400	1,000	8		8,768
2018-11-21	2018-11-20	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.0800	2,000	16		4,000
2018-11-21	2018-11-19	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.1000	1,000	8		2,000
2018-11-19	2018-11-16	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.0300	1,237	10		7,768
2018-11-19	2018-11-15	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		8.0600	4,531	37		6,531
2018-11-19	2018-05-29	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		9.3600	1,000	9		2,000
2018-11-19	2018-11-16	4	Horsey Randall Revell	GECC	Common Stock	P - Purchase	D		8.1400	1,000	8		1,000
2018-11-19	2018-11-19	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.0500	20,000	161		65,507
2018-11-19	2018-11-15	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		8.1000	41,500	336		45,507
2018-11-19	2018-11-15	4	Kleinman Adam M	GECC	Common Stock	P - Purchase	D		8.0600	9,000	73		9,000
2018-10-24	2018-10-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		7.5500	-2,276,279	-17,186		2,711,874
2018-09-14	2018-09-12	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.6773	-45,448	-440		4,988,153
2018-09-11		3	Great Elm Capital Group, Inc.	GECC	Common Stock		D						3,933,334
2018-09-11		3	Great Elm Capital Group, Inc.	GECC	Common Stock		D						3,933,334
2018-09-11		3	Great Elm Capital Group, Inc.	GECC	Common Stock		D						3,933,334
2018-06-08		3	Woods John J	GECC	Common Stock		D						4,000
2018-06-08		3	Woods John J	GECC	Common Stock		D						4,000
2018-06-08		3	Woods John J	GECC	Common Stock		D						4,000
2018-04-27	2018-04-27	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2358	-2,000	-18		5,033,601
2018-04-27	2018-04-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2676	-2,500	-23		5,035,601
2018-04-27	2018-04-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2309	-2,000	-18		5,038,101
2018-04-20	2018-04-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1979	-1,900	-17		5,040,101
2018-04-17	2018-04-17	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1724	-1,000	-9		5,042,001
2018-04-17	2018-04-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2500	-500	-5		5,043,001
2018-04-11	2018-04-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2081	-2,600	-24		5,043,501
2018-04-11	2018-04-10	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1724	-4,656	-43		5,046,101
2018-04-11	2018-04-09	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2500	-1,000	-9		5,050,757
2018-04-06	2018-04-06	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2438	-902	-8		5,051,757
2018-04-06	2018-04-05	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.3510	-864	-8		5,052,659
2018-04-06	2018-04-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.3964	-940	-9		5,053,523
2018-04-03	2018-04-03	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.3472	-180	-2		5,054,463
2018-04-03	2018-04-02	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2368	-900	-8		5,054,643
2018-04-03	2018-03-29	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.3442	-698	-7		5,055,543
2018-03-28	2018-03-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2176	-17,006	-157		5,056,241
2018-03-28	2018-03-27	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1864	-1,100	-10		5,073,247
2018-03-28	2018-03-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1680	-500	-5		5,074,347
2018-03-23	2018-03-23	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.2220	-500	-5		5,074,847
2018-03-23	2018-03-22	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		8.9780	-2,700	-24		5,075,347
2018-03-23	2018-03-21	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		9.1837	-3,945	-36		5,078,047
2017-11-29	2017-11-27	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		10.1000	200	2		4,007
2017-11-21	2017-11-17	4	Reed Peter A	GECC	Common Stock	P - Purchase	D		9.8500	3,807	37		3,807
2017-11-15	2017-11-13	4	Speller Michael C	GECC	Common Stock	P - Purchase	D		9.4000	5,000	47		5,000
2017-11-13	2017-11-10	4	Kuperschmid Mark By Benmark Investments LLC	GECC	Common Stock	P - Purchase	I		9.3600	1,000	9		1,000
2017-11-13	2017-11-10	4	Sell Michael J.	GECC	Common Stock	P - Purchase	D		9.4300	1,088	10		1,700
2017-11-03	2017-11-01	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1250	-200	-2		5,081,992
2017-10-31	2017-10-30	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1000	-200	-2		5,082,192
2017-10-31	2017-10-27	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2797	-201	-2		5,082,392
2017-10-26	2017-10-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2150	-200	-2		5,082,593
2017-10-26	2017-10-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2400	-200	-2		5,082,793
2017-10-26	2017-10-24	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2400	-200	-2		5,082,993
2017-10-23	2017-10-20	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2542	-1,569	-16		5,083,193
2017-10-19	2017-10-19	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1714	-2,500	-25		5,084,762
2017-10-19	2017-10-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1415	-16,702	-169		5,087,262
2017-10-19	2017-10-17	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.0904	-29,954	-302		5,103,964
2017-10-16	2017-10-16	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1554	-8,738	-89		5,133,918
2017-10-16	2017-10-13	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1048	-28,506	-288		5,142,656
2017-10-16	2017-10-12	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1165	-13,300	-135		51,711,623
2017-10-11	2017-10-11	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1537	-6,192	-63		5,184,462
2017-10-11	2017-10-10	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.1523	-5,700	-58		5,190,654
2017-10-10	2017-10-09	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.2099	-2,500	-26		5,196,354
2017-10-10	2017-10-06	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.3151	-13,445	-139		5,198,854
2017-10-10	2017-10-05	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.3344	-13,722	-142		5,212,299
2017-10-05		3	Kleinman Adam M By Mast Admiral Master Fund L.P.	GECC	Common Stock		I						8,144
2017-10-05		3	Kleinman Adam M By Mast Admiral Master Fund L.P.	GECC	Common Stock		I						8,144
2017-10-04	2017-10-04	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.3629	-4,340	-45		5,226,021
2017-10-04	2017-10-03	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.4036	-7,242	-75		5,230,361
2017-10-04	2017-10-02	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.4331	-7,023	-73		5,237,603
2017-10-04	2017-09-19	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.6611	-11,216	-120		5,404,305
2017-10-04	2017-09-18	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.7540	-25,000	-269		5,415,521
2017-09-29	2017-09-29	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.4691	-15,000	-157		5,244,626
2017-09-29	2017-09-28	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.4514	-54,504	-570		5,259,626
2017-09-29	2017-09-27	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.5542	-13,276	-140		5,314,130
2017-09-27	2017-09-26	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.5541	-6,432	-68		5,327,406
2017-09-27	2017-09-25	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.6000	-10,791	-114		5,333,838
2017-09-22	2017-09-21	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.6189	-42,348	-450		5,344,629
2017-09-22	2017-09-20	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.7307	-17,328	-186		5,386,977
2017-09-18	2017-09-15	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.7744	-12,461	-134		5,440,521
2017-09-18	2017-09-14	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.8617	-300	-3		5,452,982
2017-09-12	2017-09-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	S - Sale	I		10.9325	-600	-7		5,453,282
2017-05-19	2017-05-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	J - Other	I		11.5000	-17,030	-196		157,725
2017-05-19	2017-05-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	J - Other	I		11.5000	-302,543	-3,479		2,802,018
2017-05-19	2017-05-08	4	Mast Capital Management, LLC See footnotes	GECC	Common Stock	J - Other	I		11.5000	-162,345	-1,867		2,494,139
2016-12-09		3	BIDERMAN MARK C	GECC	Common Stock		D						10,074
2016-12-09		3	BIDERMAN MARK C	GECC	Common Stock		D						10,074
2016-12-09		3	Reed Peter A	GECC	Common Stock		D						20,344
2016-12-09		3	Reed Peter A	GECC	Common Stock		D						20,344
2016-12-09		3	Sell Michael J.	GECC	Common Stock		D						1,224
2016-12-09		3	Sell Michael J.	GECC	Common Stock		D						1,224
2016-12-09		3	STUART JOHN EDWARD By Full Circle Investments LLC	GECC	Common Stock		I						16,598
2016-12-09		3	STUART JOHN EDWARD	GECC	Common Stock		D						25,825
2016-12-09		3	STUART JOHN EDWARD	GECC	Common Stock		D						25,825
2016-12-09		3	STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust	GECC	Common Stock		I						18,599
2016-12-09		3	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock		I						20,816
2016-12-09		3	STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust	GECC	Common Stock		I						18,599
2016-12-09		3	STUART JOHN EDWARD By Full Circle Investments LLC	GECC	Common Stock		I						16,598
2016-12-09		3	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock		I						17,432
2016-12-09		3	STUART JOHN EDWARD By John E. Stuart GST Trust	GECC	Common Stock		I						20,816
2016-12-09		3	STUART JOHN EDWARD By Michele G. Stuart	GECC	Common Stock		I						17,432
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						8,592,284
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						6,110,555
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						9,040,361
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						8,592,284
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						6,110,555
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						9,040,361
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						8,592,284
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						6,110,555
2016-11-03		3	Steinberg David J.	GECC	Common Stock, par value $.01 per share		I						9,040,361

Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif

Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif

Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)

Penukaran derivatif

Penjualan atau pemindahan sekuriti kembali kepada syarikat

Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat

Hadiah sekuriti oleh atau kepada orang dalam

Swap ekuiti dan urus niaga lindung nilai yang serupa

Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)

Transaksi dilaporkan secara sukarela pada Borang 4

Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)

GECC / Great Elm Capital Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5