Statistik Asas
| LEI | 529900D8M56422GK9O25 |
| CIK | 1299709 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Axos Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) De |
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| August 21, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Axos Nevada Holding, LLC Nevada Zenith Information Systems, Inc. California Axos Securities, LLC Nevada Axos Invest, Inc. Delaware Axos Invest LLC Delaware Axos Digital Assets LLC Delaware Axos Clearing LLC Delaware Axos Services, LLC Nevada Axos Business Center Corp. Philippines BofI Trust |
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| August 13, 2025 |
aug2025deck Axos Financial, Inc. Investor Presentation NYSE: AXAugust 12, 2025 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ab |
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| August 13, 2025 |
Axos Financial, Inc. Investor Presentation NYSE: AX August 12, 20252 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to con |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 30, 2025 |
Axos Financial, Inc. Reports Fiscal Year 2025 Results Axos Achieves Net Loan Growth of $856 million in the June Quarter LAS VEGAS, NV – (BUSINESS WIRE) – July 30, 2025 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the fourth fiscal quarter ended June 30, 2025. Net income was $110.7 million and diluted earnings per share (“EPS”) was $1.9 |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| July 30, 2025 |
AXOS FINANCIAL, INC. CONDENSED CONSOLIDATED BALANCE SHEETS At June 30, (Dollars in thousands, except par value) 2025 2024 ASSETS Cash and cash equivalents $ 1,933,845 $ 1,979,979 Restricted cash 242,509 205,797 Total cash, cash equivalents and restricted cash 2,176,354 2,185,776 Trading securities 649 353 Available-for-sale securities 66,008 141,611 Stock of regulatory agencies 35,163 21,957 Loans |
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| July 30, 2025 |
junesupplement Axos Q4 Fiscal 2025 Earnings Supplement NYSE: AXJuly 30, 2025 2 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial |
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| July 1, 2025 |
Axos Financial, Inc. to Announce Fourth Quarter Fiscal 2025 Results on July 30, 2025 Company Provides Update on Expected Financial Impact of Certain Income Tax Items LAS VEGAS, NV – (BUSINESS WIRE) – July 1, 2025 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the "Company”), holding company for Axos Bank, Axos Clearing LLC, and Axos Invest, Inc., announced today that it will host a conference call o |
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| July 1, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| May 12, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| May 12, 2025 |
Axos Financial, Inc. Announces $100 Million Increase to Stock Repurchase Program Axos Financial, Inc. Announces $100 Million Increase to Stock Repurchase Program LAS VEGAS, NV – (BUSINESS WIRE) – May 12, 2025 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced that its Board of Directors authorized an increase of $100 million to the Company’s existing common stock repurchase program announced on April 27, 2023. Approximately $48 million remains from the |
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| May 5, 2025 |
Axos Financial, Inc. Investor Presentation NYSE: AXMay 5, 2025 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continu |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| April 30, 2025 |
Axos Financial, Inc. Reports Third Quarter Fiscal Year 2025 Results Axos Financial, Inc. Reports Third Quarter Fiscal Year 2025 Results LAS VEGAS, NV – (BUSINESS WIRE) – April 30, 2025 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the third fiscal quarter ended March 31, 2025. Net income was $105.2 million and diluted earnings per share (“EPS”) was $1.81 for the quarter ended March 31, 2025. Net income |
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| April 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 30, 2025 |
Axos Q3 Fiscal 2025 Earnings Supplement NYSE: AXApril 30, 2025 2 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Loans Inc (Dec)Q2 FY25Q3 FY25 $ 56$ 3,641$ 3,697 (11)509498 (89)2,1482,059 (2)1,2831,281 705,3015,371 71914985 272,4922,519 2762,0412,317 2781,2771,555 25375400 24446 —11 $ 703$ 20,026$ 20,729 Lender Finance RE CRE Specialty Other Auto & Consumer 3 Commercial Real Estate Specialty1 Detail as of March 31, 2025 Non-Accrual Loans (mm)Weighted Avg. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specifi |
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| January 29, 2025 |
Axos Financial, Inc. Investor Presentation NYSE: AXJanuary 29, 2025 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to co |
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| January 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 28, 2025 |
Axos Financial, Inc. Reports Second Quarter Fiscal Year 2025 Results Axos Financial, Inc. Reports Second Quarter Fiscal Year 2025 Results LAS VEGAS, NV – (BUSINESS WIRE) – January 28, 2025 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the second fiscal quarter ended December 31, 2024. Net income was $104.7 million and diluted earnings per share (“EPS”) was $1.80 for the quarter ended December 31, 2024. N |
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| January 28, 2025 |
Up to $150,000,000 Axos Financial, Inc. Common Stock Table of Contents PROSPECTUS SUPPLEMENT (To Prospectus Dated February 29, 2024) Filed Pursuant to Rule 424(b)(5) Registration No. |
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| January 28, 2025 |
AXOS FINANCIAL, INC. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: January 28, 2025 US-LEGAL-13226288/2 181281-0001 i Table of Contents SECTION 1. Description of Placement Shares ............................................................................ 1 SECTION 2. Placements .............................................................................................................. 2 SEC |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spec |
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| January 28, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 28, 2025 |
Axos Q2 Fiscal 2025 Earnings Supplement NYSE: AXJanuary 28, 2025 2 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Loans Inc (Dec)Q1 FY25Q2 FY25 $ (166)$ 3,807$ 3,641 164345509 (215)2,3632,148 (1)1,2841,283 (77)5,3785,301 36878914 1612,3312,492 731,9682,041 2211,0561,277 2373375 24244 —11 $ 200$ 19,826$ 20,026 Lender Finance RE CRE Specialty Other Auto & Consumer 3 Commercial Real Estate Specialty1 Detail as of December 31, 2024 Non-Accrual Loans (mm)Weighted Avg. |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 28, 2025 |
EXHIBIT 107 Calculation of Filing Fee Tables 424(b)5 (Form Type) Axos Financial, Inc. (Exact Name of Registrant as Specified in its Charter) The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum aggregate offering price of this offering is $150,000,000. |
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| November 15, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| November 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| November 5, 2024 |
Axos Financial, Inc. Investor Presentation NYSE: AX November 5, 20242 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to co |
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| November 5, 2024 |
Axos Financial, Inc. Investor Presentation NYSE: AXNovember 5, 2024 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to co |
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| October 30, 2024 |
Axos Financial, Inc. Reports First Quarter Fiscal Year 2025 Results Axos Financial, Inc. Reports First Quarter Fiscal Year 2025 Results LAS VEGAS, NV – (BUSINESS WIRE) – October 30, 2024 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the first fiscal quarter ended September 30, 2024. Net income was $112.3 million, an increase of 35.9% from $82.6 million for the quarter ended September 30, 2023. Diluted e |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spe |
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| October 30, 2024 |
Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT (this “Amendment”), dated as of September 22, 2024, to that certain Amended and Restated Employment Agreement effective as of September 23, 2021 (the “Agreement”) by and between Andrew Micheletti, (“Executive”), Axos Financial, Inc. (“Company”) and Axos Bank (“Bank”; and together with Executive and the Company, the “Parties” |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| October 30, 2024 |
Axos Q1 Fiscal 2025 Earnings Supplement NYSE: AXOctober 30, 2024 2 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Loan |
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| October 30, 2024 |
Press Release Earnings Supplement PDF Axos Q1 Fiscal 2025 Earnings Supplement NYSE: AX October 30, 20242 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Loan |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| August 22, 2024 |
Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Axos Nevada Holding, LLC Nevada Zenith Information Systems, Inc. California Axos Securities, LLC Nevada Axos Invest, Inc. Delaware Axos Invest LLC Delaware Axos Securities Investments, LLC Nevada Axos Digital Assets LLC Delaware Axos Clearing LLC Delaware ASI Trust Delaware Axos Services, L |
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| August 22, 2024 |
Exhibit 19.1 AXOS FINANCIAL, INC. INSIDER TRADING POLICY Introduction This Insider Trading Policy provides guidelines to all personnel, including employees, officers and directors of Axos Financial, Inc. (the “Company”) and its subsidiaries, including Axos Bank, for transactions involving the Company’s securities and the handling of confidential information about the Company and the companies with |
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| August 22, 2024 |
Exhibit 97.1 AXOS FINANCIAL, INC. CLAWBACK POLICY (Effective October 2, 2023) Introduction The Board of Directors (the “Board”) of Axos Financial, Inc. (the “Company”) believes it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay for performance compensation philosophy to |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) De |
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| August 8, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 8, 2024 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation NYSE: AX August 8, 20242 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to cont |
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| August 8, 2024 |
Axos Financial, Inc. Investor Presentation NYSE: AXAugust 8, 2024 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to cont |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| July 30, 2024 |
AXOS FINANCIAL, INC. CONDENSED CONSOLIDATED BALANCE SHEETS At June 30, (Dollars in thousands, except par value) 2024 2023 ASSETS Cash and cash equivalents $ 1,979,979 $ 2,233,027 Restricted cash 205,797 149,059 Total cash, cash equivalents and restricted cash 2,185,776 2,382,086 Trading securities 353 758 Available-for-sale securities 141,611 232,350 Stock of regulatory agencies 21,957 21,510 Loan |
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| July 30, 2024 |
Press Release Earnings Supplement PDF Axos Q4 Fiscal 2024 Earnings Supplement NYSE: AX July 30, 20242 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Loans I |
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| July 30, 2024 |
junesupplement Axos Q4 Fiscal 2024 Earnings Supplement NYSE: AXJuly 30, 2024 2 Loan Growth by Category $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial |
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| July 30, 2024 |
Axos Financial, Inc. Reports Record Fiscal Year 2024 Results Axos Financial, Inc. Reports Record Fiscal Year 2024 Results LAS VEGAS, NV – (BUSINESS WIRE) – July 30, 2024 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the fourth fiscal quarter ended June 30, 2024. Net income was $104.9 million, an increase of 20.1% from $87.4 million for the quarter ended June 30, 2023. Diluted earnings per share ( |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| May 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| May 7, 2024 |
Axos Financial, Inc. Investor Presentation NYSE: AXMay 7, 2024 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continu |
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| May 7, 2024 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation NYSE: AX May 7, 20242 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continu |
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| April 30, 2024 |
Press Release Earnings Supplement PDF Axos Q3 Fiscal 2024 Earnings Supplement NYSE: AX April 30, 20242 Loan Growth by Category for Second Quarter Ended March 31, 2024 $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Esta |
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| April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 30, 2024 |
Axos Financial, Inc. Reports Third Quarter Fiscal 2024 Results Axos Financial, Inc. Reports Third Quarter Fiscal 2024 Results LAS VEGAS, NV – (BUSINESS WIRE) – April 30, 2024 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the third fiscal quarter ended March 31, 2024. Net income was $110.7 million, an increase of 38.7% from $79.9 million for the quarter ended March 31, 2023. Diluted earnings per sha |
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| April 30, 2024 |
AXOS FINANCIAL, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT THIS AGREEMENT made as of the Date of Grant (the “Grant Date”) as stated on the Restricted Stock Unit Grant Notice (the “Notice”), by and between Axos Financial, Inc. (the “Company”), and the participant (the “Awardee”) named on the Notice. WITNESSETH: WHEREAS, the Company has adopted and maintains |
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| April 30, 2024 |
Axos Q3 Fiscal 2024 Earnings Supplement NYSE: AXApril 30, 2024 2 Loan Growth by Category for Second Quarter Ended March 31, 2024 $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Esta |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specifi |
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| March 7, 2024 |
Filing Fee Table (filed herewith) Exhibit 107 Table 1: Newly Registered Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0. |
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| March 7, 2024 |
As filed with the Securities and Exchange Commission on March 7, 2024 As filed with the Securities and Exchange Commission on March 7, 2024 Registration No. |
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| February 29, 2024 |
Exhibit 4.13 Indenture INDENTURE BY AND BETWEEN AXOS FINANCIAL, INC. AND , AS TRUSTEE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES (Issuable in Series) Exhibit 4.13 Indenture TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 6 Section 1.1 Definitions. 6 Section 1.2 Incorporation by Reference of Trust Indenture Act. 12 Section 1.3 Compliance Certificates and |
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| February 29, 2024 |
As filed with the Securities and Exchange Commission on February 29, 2024 Table of Contents As filed with the Securities and Exchange Commission on February 29, 2024 Registration No. |
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| February 29, 2024 |
Exhibit 4.11 Indenture INDENTURE BY AND BETWEEN AXOS FINANCIAL, INC. AND , AS TRUSTEE DATED AS OF , 20 DEBT SECURITIES (Issuable in Series) Exhibit 4.11 Indenture TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 5 Section 1.1 Definitions. 5 Section 1.2 Incorporation by Reference of Trust Indenture Act. 11 Section 1.3 Compliance Certificates and Opinions. 11 |
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| February 29, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Axos Financial, Inc. |
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| February 13, 2024 |
AX / Axos Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0387-axosfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Axos Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 05465C100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designat |
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| February 12, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| February 12, 2024 |
Axos Financial, Inc. Announces New $100 Million Stock Repurchase Program Axos Financial, Inc. Announces New $100 Million Stock Repurchase Program LAS VEGAS, NV – (BUSINESSWIRE) – February 12, 2024 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced that its Board of Directors authorized a program to repurchase up to $100 million of its common stock. This new share repurchase authorization is in addition to the existing share repurchase plan appr |
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| January 31, 2024 |
Axos Financial, Inc. Investor Presentation January 31, 2024 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to c |
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| January 31, 2024 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation January 31, 2024 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to co |
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| January 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 30, 2024 |
Axos Financial, Inc. Reports Record Second Quarter Fiscal 2024 Results Axos Financial, Inc. Reports Record Second Quarter Fiscal 2024 Results LAS VEGAS, NV – (BUSINESS WIRE) – January 30, 2024 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the second fiscal quarter ended December 31, 2023. Net income was $151.8 million, an increase of 86.1% from $81.6 million for the quarter ended December 31, 2022. Diluted |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spec |
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| January 30, 2024 |
decsupplement Axos Q2 Fiscal 2024 Earnings Supplement NYSE: AXJanuary 30, 2024 2 Loan Growth by Category for Second Quarter Ended December 31, 2023 $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage* |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 30, 2024 |
Press Release Earnings Supplement PDF Axos Q2 Fiscal 2024 Earnings Supplement NYSE: AX January 30, 20242 Loan Growth by Category for Second Quarter Ended December 31, 2023 $ Millions SF Warehouse Lending Multifamily Small Balance Commercial Jumbo Mortgage Asset-Based and Cash Flow Lending Lender Finance Non-RE Capital Call Facilities Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage* Commercial Rea |
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| December 7, 2023 |
Axos Closes Purchase of Two Loan Portfolios from the FDIC Axos Acquired Two Loan Portfolios Having an Aggregate Unpaid Principal Balance of $1. |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| November 29, 2023 |
Axos Announces the Election of Sara Wardell-Smith as an Independent Member of the Board of Directors Axos Announces the Election of Sara Wardell-Smith as an Independent Member of the Board of Directors LAS VEGAS, NV – (BUSINESSWIRE) – November 29, 2023 – Axos Financial, Inc. |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| November 2, 2023 |
Axos Financial, Inc. Investor Presentation November 2, 2023 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to c |
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| November 2, 2023 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation November 2, 2023 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos Financial, Inc.’s (“Axos”) financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to co |
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| November 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| October 26, 2023 |
Axos Q1 Fiscal 2024 Earnings Supplement October 26, 2023 NYSE: AX 1 Loan Growth by Category for First Quarter Ended September 30, 2023 $ millions Inc (Dec)Q4 FY23Q1 FY24 95$3,924$4,019 45250295 )(1062,2362,130 )(14846832 1425,3465,488 )(173854681 1371,6961,833 )(9116107 ) 4418281,269 )(35476441 )(57065 )(8102 $510$16,652$17,162 Jumbo Mortgage SF Warehouse Lending Multifamily Small Balance Commercial CRE Specialty Lender Finance RE Lender Finance Non-RE Equipment Leasing Asset-Based Lending Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Auto & Consumer Other Loans CRE Specialty* Detail as of September 30, 2023 Non-Performing Loans (mm)Weighted Avg. |
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| October 26, 2023 |
Axos Financial, Inc. Reports First Quarter Fiscal 2024 Results Axos Financial, Inc. Reports First Quarter Fiscal 2024 Results LAS VEGAS, NV – (BUSINESS WIRE) – October 26, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”) today announced unaudited financial results for the first fiscal quarter ended September 30, 2023. Net income was $82.6 million, an increase of 41.5% from $58.4 million for the quarter ended September 30, 2022. Diluted earning |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spe |
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| October 26, 2023 |
Press Release Earnings Supplement PDF Axos Q1 Fiscal 2024 Earnings Supplement October 26, 2023 NYSE: AX1 Loan Growth by Category for First Quarter Ended September 30, 2023 $ millions Inc (Dec) Q4 FY23 Q1 FY24 95 $3,924 $4,019 45 250 295 ) (106 2,236 2,130 ) (14 846 832 142 5,346 5,488 ) (173 854 681 137 1,696 1,833 ) (9 116 107 ) 441 828 1,269 ) (35 476 441 ) (5 70 65 ) (8 10 2 $510 $16,652 $17,162 Jumbo Mortgage SF Warehouse Lending |
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| October 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| September 25, 2023 |
AX / Axos Financial Inc. / Hankey Don - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 24.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(a) (Amendment No. 1)* Axos Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05465C100 (CUSIP Number) Mr. Eugene Leydiker Hankey Group |
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| August 29, 2023 |
Exhibit 10.21 to the Annual Report on Form 10-K filed on August 29, 2023. leaseamendment Amendment to Lease – The Plaza – Axos 4365 Executive Drive 1 FIRST AMENDMENT TO LEASE I. |
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| August 29, 2023 |
Exhibit 10.19 to the Annual Report on Form 10-K filed on August 29, 2023. Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan Amendment to the Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement WHEREAS, Axos Financial, Inc. (the “Company”), pursuant to its Amended and Restated 2014 Stock Incentive Plan, as amended (the “Plan”), and the Restricted Stock Unit Agreement (the “Agreement”), previously granted to the Awardee named below Res |
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| August 29, 2023 |
Exhibit 10.20 to the Annual Report on Form 10-K filed on August 29, 2023. AXOS FINANCIAL, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT THIS AGREEMENT made as of the Date of Grant (the “Grant Date”) as stated on the Restricted Stock Unit Grant Notice (the “Notice”), by and between Axos Financial, Inc. (the “Company”), and the participant (the “Awardee”) named on the Notice. WITNESSETH: WHEREAS, the Company has adopted and maintains |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) De |
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| August 29, 2023 |
Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Axos Nevada Holding, LLC Nevada Zenith Information Systems, Inc. Axos Securities, LLC California Nevada Axos Invest, Inc. Delaware Axos Invest LLC Delaware Axos Securities Investments, LLC Nevada Axos Digital Assets LLC Delaware Axos Clearing LLC Delaware ASI Trust Delaware Axos Services, L |
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| August 3, 2023 |
Axos Financial, Inc. Investor Presentation August 3, 2023 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos’ financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continue to grow profitably a |
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| August 3, 2023 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation August 3, 2023 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos’ financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continue to grow profitably an |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 27, 2023 |
junesupplement Axos Q4 Fiscal 2023 Earnings Supplement July 27, 2023 NYSE: AX 1 Loan Growth by Category for Third Quarter Ended June 30, 2023 $ millions Q4 FY23 Q3 FY23 Inc (Dec) $3,924 $3,925 (1) 250 162 88 2,236 2,245 (9) 846 838 8 5,346 4,952 394 854 842 12 1,696 1,598 98 116 121 (5) 828 736 92 476 518 (42) 70 77 (7) 10 6 4 $16,652 $16,020 $632 Jumbo Mortgage SF Warehouse Lending Multifamily Sm |
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| July 27, 2023 |
Axos Financial, Inc. Announces 52% Growth in Diluted EPS to $1.46 Net Interest Income Increased 23% in Quarter Ended June 2023 LAS VEGAS, NV – (BUSINESS WIRE) – July 27, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced unaudited financial results for the fourth fiscal quarter and full fiscal year ended June 30, 2023. Net income for the quar |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| July 27, 2023 |
AXOS FINANCIAL, INC. CONSOLIDATED BALANCE SHEETS AXOS FINANCIAL, INC. CONSOLIDATED BALANCE SHEETS (Unaudited) At June 30, (Dollars in thousands, except par and stated value) 2023 2022 ASSETS Cash and cash equivalents $ 2,233,027 $ 1,202,587 Cash segregated for regulatory purposes 149,059 372,112 Total cash, cash equivalents, cash segregated 2,382,086 1,574,699 Securities: Trading 758 1,758 Available-for-sale 232,350 262,518 Stock of regulatory a |
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| July 27, 2023 |
Press Release Earnings Supplement PDF Axos Q4 Fiscal 2023 Earnings Supplement July 27, 2023 NYSE: AX1 Loan Growth by Category for Third Quarter Ended June 30, 2023 $ millions Q4 FY23 Q3 FY23 Inc (Dec) $3,924 $3,925 (1) 250 162 88 2,236 2,245 (9) 846 838 8 5,346 4,952 394 854 842 12 1,696 1,598 98 116 121 (5) 828 736 92 476 518 (42) 70 77 (7) 1064 $16,652 $16,020 $632 Jumbo Mortgage SF Warehouse Lending Multifamily Small Balance Commercial CRE Specialty Lender Finance RE Lender Finance Non-RE Equipment Leasing Asset-Based Lending Auto Unsecured/OD Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Commercial & Industrial Non-RE Auto & Consumer Other LoansCRE Specialty Detail as of June 30, 2023 Loan Type Balance (mm) Weighted Avg. |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| May 30, 2023 |
AMENDED AND RESTATED BYLAWS OF AXOS FINANCIAL, INC. (as amended and restated through February 25, 2021 May 25, 2023) ARTICLE I OFFICES Section 1. Registered Office. The initial registered office of the corporation shall be at such place as is designated in the Certificate of Incorporation (herein, as amended from time to time, so called), or thereafter the registered office may be at such other pl |
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| May 30, 2023 |
Exhibit 3.2 to the Current Report on Form 8-K filed on May 30, 2023. AMENDED AND RESTATED BYLAWS OF AXOS FINANCIAL, INC. (as amended and restated through May 25, 2023) ARTICLE I OFFICES Section 1. Registered Office. The initial registered office of the corporation shall be at such place as is designated in the Certificate of Incorporation (herein, as amended from time to time, so called), or thereafter the registered office may be at such other place as the Board o |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| May 4, 2023 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation May 4, 2023 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos’ financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continue to grow profitably and i |
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| May 4, 2023 |
may2023deck Axos Financial, Inc. Investor Presentation May 4, 2023 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements that involve risks and uncertainties, including without limitation statements relating to Axos’ financial prospects and other projections of its performance and asset quality, Axos’ deposit balances and capital ratios, Axos’ ability to continue to grow pro |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 27, 2023 |
marsupplement Axos Q3 Fiscal 2023 Earnings Supplement April 27, 2023 NYSE: AX 1 Loan Growth by Category for Third Quarter Ended March 31, 2023 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / O |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specifi |
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| April 27, 2023 |
Press Release Earnings Supplement PDF Axos Q3 Fiscal 2023 Earnings Supplement April 27, 2023 NYSE: AX1 Loan Growth by Category for Third Quarter Ended March 31, 2023 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipment Lea |
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| April 27, 2023 |
Axos Financial, Inc. Reports Fiscal Third Quarter 2023 Results Third Quarter Net Income Increased 29% LAS VEGAS, NV – (BUSINESS WIRE) – April 27, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos”), today announced unaudited financial results for the fiscal third quarter ended March 31, 2023. Net income was $79.9 million, an increase of 29% from $61.8 million for the quarter ended March 31, 2022. Dilu |
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| April 4, 2023 |
Axos Financial, Inc. to Announce Fiscal Third Quarter 2023 Results on April 27, 2023 Provides Certain Preliminary Financial Results for Fiscal Third Quarter 2023 LAS VEGAS, NV – (BUSINESSWIRE) – April 4, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”), parent of Axos Bank, announced today that it will host a conference call on Thursday, April 27, 2023 at 5:00 PM ET (2:00 PM PT) to |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| March 13, 2023 |
EX-99.1 2 pressrelease2023312.htm EX-99.1 Axos Financial, Inc. Provides Mid-Quarter Update Commercial and Consumer Average Deposits Grow 12% Annualized as of March 12, 2023 LAS VEGAS, NV – (BUSINESSWIRE) – March 12, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”), parent of Axos Bank, provided a mid-quarter business update for the third quarter ending March 31, 2023. Through March |
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| March 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 2, 2023 |
Axos Financial, Inc. 4350 La Jolla Village Drive, Suite 140 San Diego, CA 92122 CORRESP 1 filename1.htm Axos Financial, Inc. 4350 La Jolla Village Drive, Suite 140 San Diego, CA 92122 March 2, 2023 Via EDGAR Office of Finance Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: William Schroeder, Staff Accountant John Spitz, Staff Accountant Re: Axos Financial, Inc. Form 10-K for Fiscal Year Ended June 30, 202 |
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| February 9, 2023 |
AX / Axos Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0363-axosfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Axos Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 05465C100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designat |
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| January 31, 2023 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation January 31, 2023 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The use of future tense or words “future plans,” “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forw |
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| January 31, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 31, 2023 |
Axos Financial, Inc. Investor Presentation January 31, 2023 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The use of future tense or words “future plans,” “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute for |
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| January 26, 2023 |
Exhibit 3.1.10 to the Quarterly Report on Form 10-Q filed on January 26,2023. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AXOS FINANCIAL, INC. Axos Financial, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: Article VIII of the Certificate of Incorporation of this corporation is hereby amended and replaced to read in its entirety as follows:’ “To the fullest ex |
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| January 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 26, 2023 |
Axos Financial, Inc. Reports Record Fiscal Second Quarter 2023 Results Axos Financial, Inc. Reports Record Fiscal Second Quarter 2023 Results LAS VEGAS, NV – (BUSINESS WIRE) – January 26, 2023 – Axos Financial, Inc. (NYSE: AX) (“Axos”), today announced unaudited financial results for the fiscal second quarter ended December 31, 2022. Net income was $81.6 million, an increase of 34% from $60.8 million for the quarter ended December 31, 2021. Diluted earnings per share |
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| January 26, 2023 |
Axos Q2 Fiscal 2023 Earnings Supplement January 26, 2023 NYSE: AX 1 Loan Growth by Category for Second Quarter Ended December 31, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipm |
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| January 26, 2023 |
Press Release Earnings Supplement PDF Axos Q2 Fiscal 2023 Earnings Supplement January 26, 2023 NYSE: AX1 Loan Growth by Category for Second Quarter Ended December 31, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipme |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spec |
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| November 14, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| November 10, 2022 |
AX / Axos Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0023-axosfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Axos Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 05465C100 Date of Event Which Requires Filing of this Statement: October 31, 2022 Check the appropriate box to designate |
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| November 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| November 1, 2022 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation October 31, 2022 NYSE: AX2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The use of future tense or words “future plans,” “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forw |
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| November 1, 2022 |
Axos Financial, Inc. Investor Presentation October 31, 2022 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). The use of future tense or words ?future plans,? ?believe,? ?expect,? ?anticipate,? ?estimate,? ?project,? or the negation thereof or similar expressions constitute for |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spe |
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| October 27, 2022 |
Press Release Earnings Supplement PDF Axos Q1 Fiscal 2023 Earnings Supplement October 27, 2022 NYSE: AX1 Loan Growth by Category for First Quarter Ended September 30, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipme |
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| October 27, 2022 |
Axos Financial, Inc. Reports First Quarter Fiscal 2023 Results Axos Financial, Inc. Reports First Quarter Fiscal 2023 Results LAS VEGAS, NV ? (BUSINESS WIRE) ? October 27, 2022 ? Axos Financial, Inc. (NYSE: AX) (?Axos?), today announced unaudited financial results for the first fiscal quarter ended September 30, 2022. Net income was $58.4 million, a decrease of 3% from $60.2 million for the quarter ended September 30, 2021. Diluted earnings per share were $0. |
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| October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| October 27, 2022 |
Axos Q1 Fiscal 2023 Earnings Supplement October 27, 2022 NYSE: AX 1 Loan Growth by Category for First Quarter Ended September 30, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipm |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 16, 2022 |
PRE 14A 1 pre14a2022.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi |
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| September 8, 2022 |
Exhibit 10.18 to the Annual Report on Form 10-K filed on September 8, 2022. Axos Financial, Inc. ? Amended and Restated 2014 Stock Incentive Plan Restricted Stock Unit Agreement Page 1 of 3 AXOS FINANCIAL, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT THIS AGREEMENT made as of the Date of Grant (the ?Grant Date?) as stated on the Restricted Stock Unit Grant Notice (the ?Notice?), by and between Axos Financial, Inc. (the ?Company?), an |
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| September 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) De |
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| September 8, 2022 |
Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Axos Nevada Holding, LLC Nevada Axos Securities, LLC Nevada Axos Invest, Inc. Delaware Axos Invest LLC Delaware Axos Securities Investments, LLC Nevada Axos Digital Assets LLC Delaware Axos Clearing LLC Delaware ASI Trust Delaware Zenith Information Systems, Inc. California BofI Trust I Del |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37709 (Check one): ☒ Form 10-K ☐ Form N-CSR ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN For Period Ended: June 30, 2022 ☐ Transition Period on Form 10-K ☐ Transition Period on Form 20-F ☐ Transition Period on Form 11-K ☐ Transition Period on Form 10- |
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| August 24, 2022 |
Axos Announces the Election of Roque Santi as an Independent Member of the Board of Directors Axos Announces the Election of Roque Santi as an Independent Member of the Board of Directors LAS VEGAS, NV ? (BUSINESSWIRE) ? August 24, 2022 ? Axos Financial, Inc. |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 8, 2022 |
Axos Financial, Inc. Investor Presentation August 2022 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). The use of future tense or words ?future plans,? ?believe,? ?expect,? ?anticipate,? ?estimate,? ?project,? or the negation thereof or similar expressions constitute forward- |
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| August 8, 2022 | ||
| August 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 4, 2022 | ||
| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 4, 2022 |
Axos Q4 Fiscal 2022 Earnings Supplement August 4, 2022 NYSE: AX 1 Loan Growth by Category for Fourth Quarter Ended June 30, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Equipment Le |
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| August 4, 2022 |
EX-99.1 2 pressrelease20220630axosea.htm EX-99.1 Axos Financial, Inc. Announces Record Net Income of $240.7 million for Fiscal 2022 Net Interest Margin Expanded by 21 Basis Points to 4.13% in Fiscal 2022 LAS VEGAS, NV – (BUSINESS WIRE) – August 4, 2022 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced unaudited financial results for the fourth fi |
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| August 4, 2022 |
AXOS FINANCIAL, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS AXOS FINANCIAL, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (Unaudited) At June 30, (Dollars in thousands, except par and stated value) 2022 2021 ASSETS Cash and cash equivalents $ 1,202,587 $ 715,624 Cash segregated for regulatory purposes 372,112 322,153 Total cash, cash equivalents, cash segregated 1,574,699 1,037,777 Securities: Trading 1,758 1,983 Available-for-sale 262,518 187,335 Stoc |
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| May 4, 2022 | ||
| May 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| May 4, 2022 |
Axos Financial, Inc. Investor Presentation May 2022 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). The use of future tense or words ?future plans,? ?believe,? ?expect,? ?anticipate,? ?estimate,? ?project,? or the negation thereof or similar expressions constitute forward-loo |
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| April 28, 2022 |
EX-99.2 3 earnsuppmar.htm EX-99.2 Axos Q3 Fiscal 2022 Earnings Supplement April 28, 2022 NYSE: AX 1 Net Loan Growth by Category for Third Quarter Ended March 31, 2022 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE |
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| April 28, 2022 | ||
| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specifi |
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| April 28, 2022 |
EX-99.1 2 pressrelease20220331axearn.htm EX-99.1 Axos Financial, Inc. Reports Record Third Quarter Fiscal 2022 Results Diluted Earnings Per Share in Third Quarter 2022 up 14.6% Year-Over-Year LAS VEGAS, NV – (BUSINESS WIRE) – April 28, 2022 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced unaudited financial results for the third fiscal quarter |
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| February 24, 2022 |
Exhibit 4.3 to the Current Report on 8-K filed on February 24, 2022. THIS SECURITY IS AN UNSECURED SUBORDINATED DEBT OBLIGATION OF AXOS FINANCIAL, INC. |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| February 24, 2022 |
Exhibit 4.1 to the Current Report on 8-K filed on February 24, 2022. Exhibit 4.1 Indenture INDENTURE BY AND BETWEEN AXOS FINANCIAL, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF FEBRUARY 24, 2022 SUBORDINATED DEBT SECURITIES (Issuable in Series) i Exhibit 4.1 Indenture TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 1.1 Definitions. Section 1.2 Incorporation by Reference of Trust In |
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| February 24, 2022 |
Exhibit 4.2 to the Current Report on 8-K filed on February 24, 2022. FIRST SUPPLEMENTAL INDENTURE between AXOS FINANCIAL, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION DATED AS OF FEBRUARY 24, 2022 SMRH:4879-3962-7020.2 -1- FIRST SUPPLEMENTAL INDENTURE, dated as of February 24, 2022 (this ?First Supplemental Indenture?), by and between AXOS FINANCIAL, INC., a Delaware corporation (the ?Company?), and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a nationa |
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| February 17, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| February 17, 2022 |
EX-1.1 2 uwagreementfeb2022b.htm EX-1.1 $150,000,000 Axos Financial, Inc. 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENT February 16, 2022 KEEFE, BRUYETTE & WOODS, INC. 787 Seventh Avenue, 4th Floor New York, New York 10019 As representative of the Underwriters listed in Schedule A hereto Ladies and Gentlemen: Axos Financial, Inc., a Delaware corporation (the “Comp |
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| February 17, 2022 |
$150,000,000 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 Filed pursuant to Rule 424(b)(5) Registration No. 333-253797 Prospectus Supplement (To Prospectus dated March 2, 2021) $150,000,000 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 We are offering $150,000,000 aggregate principal amount of 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032, which we refer to as the ?subordinated notes?. The subordinated notes will mature on March 1, |
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| February 17, 2022 |
Axos Financial, Inc. Announces Issuance of Subordinated Notes Offering $150 Million Offering Provides Additional Capital for Axos Financial LAS VEGAS, NV ? (BUSINESSWIRE) ? February 17, 2022 ? Axos Financial, Inc. (NYSE: AX) (?Axos? or the ?Company?), parent of Axos Bank (the ?Bank?), announced today the pricing of a public offering of $150 million in aggregate principal amount of the Company?s 4. |
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| February 16, 2022 |
Subject to completion dated February , 2022 Filed pursuant to Rule 424(b)(5) Registration No. 333-253797 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting an offer to buy these securities, in any state or other jurisdiction where the offer or sale is not permi |
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| February 16, 2022 | ||
| February 16, 2022 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. |
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| February 16, 2022 |
Axos Financial, Inc. Fixed Income Investor Presentation February 2022 NYSE: AX Filed Pursuant to Rule 433 Registration No. 333-253797 Issuer Free Writing Prospectus Dated February 16, 2022 Relating to Preliminary Prospectus Supplement dated February 16, 2022 and Prospectus dated March 2, 2021 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Secu |
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| February 10, 2022 | ||
| February 10, 2022 |
Axos Financial, Inc. Investor Presentation February 2022 NYSE: AX 2 Safe Harbor This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). The use of future tense or words ?future plans,? ?believe,? ?expect,? ?anticipate,? ?estimate,? ?project,? or the negation thereof or similar expressions constitute forwar |
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| February 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| February 9, 2022 |
AX / Axos Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0364-axosfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Axos Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 05465C100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designat |
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| February 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| February 1, 2022 |
Axos Financial, Inc. Investor Presentation February 2022 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). The use of future tense or words ?future plans,? ?believe,? ?expect,? ?anticipate,? ?estimate,? ?project,? or the negation thereof or similar expressions constitute forwar |
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| February 1, 2022 | ||
| January 27, 2022 |
EX-10.1 2 exh101restated.htm EX-10.1 AXOS FINANCIAL, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan (the “Plan”) is to benefit Axos Financial, Inc., a Delaware corporation (the “Company”), and its stockholders, by assisting the Company to attract, retain and provide incentives to key mana |
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| January 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as spec |
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| January 27, 2022 |
Axos Financial, Inc. Reports Record Second Quarter Fiscal 2022 Results Diluted Earnings Per Share in Second Quarter 2022 up 10% Year-Over-Year LAS VEGAS, NV ? (BUSINESS WIRE) ? January 27, 2022 ? Axos Financial, Inc. (NYSE: AX) (?Axos?), parent company of Axos Bank (the ?Bank?), today announced unaudited financial results for the second fiscal quarter ended December 31, 2021. Net income was $60.8 |
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| January 27, 2022 | ||
| January 27, 2022 |
Axos Q2 Fiscal 2022 Earnings Supplement January 27, 2022 NYSE: AX 1 Net Loan Growth by Category for Second Quarter Ended December 31, 2021 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending Asset-Based Lending Auto CRE Specialty Unsecured / OD Eq |
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| January 3, 2022 |
investor2022 Axos Financial, Inc. Investor Presentation December 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The use of future tense or words “future plans,” “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions cons |
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| January 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2022 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 3, 2022 | ||
| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| November 5, 2021 |
As filed with the Securities and Exchange Commission on November 5, 2021 As filed with the Securities and Exchange Commission on November 5, 2021 Registration No. |
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| November 4, 2021 | ||
| November 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| November 4, 2021 |
EX-99.1 2 investornovm21.htm EX-99.1 Axos Financial, Inc. Investor Presentation November 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The use of future tense or words “future plans,” “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| October 28, 2021 |
Exhibit 10.3 to the Current Report on Form 8-K filed on October 28, 2021. EX-10.3 4 exh103-andyagreement202109.htm EX-10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into as of September 23, 2021 (the “Effective Date”), by and between Axos Bank, a federal savings bank (“Bank’) and Andrew Micheletti (“Executive”) Bank and Executive are sometimes collectively referred to in this Agreement as the “P |
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| October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| October 28, 2021 |
Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on October 28, 2021. September 23, 2021 Mr. Derrick K. Walsh This letter is to confirm the terms of your employment at Axos Financial, Inc. (the ?Company?) as EVP and Chief Financial Officer. Your compensation plan includes the following components: 1.Base compensation: $300,000 per year, reviewed annually. 2.Initial one-time grant of 10,000 RSUs 3.Eligibility for a discretionary semi-annual incentive compensation pla |
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| October 28, 2021 | ||
| October 28, 2021 |
Exhibit 10.2 to the Quarterly Report on Form 10-Q filed on October 28, 2021. EX-10.2 3 exh102-walshseverance20210.htm EX-10.2 Axos Financial, Inc. and Axos Bank CHANGE OF CONTROL SEVERANCE AGREEMENT This Change of Control Severance Agreement (the "Agreement") is made and entered into by and between Derrick Walsh ("Executive"), Axos Financial, Inc. (“Axos Financial”) and Axos Bank (the "Bank" together with Axos Financial, the “Company”), effective as of September 23, 2021 ( |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in it |
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| October 28, 2021 |
EX-99.2 3 earnsupfin0921.htm EX-99.2 Axos Q1 Fiscal 2022 Earnings Supplement NYSE: AX 1 Net Loan Growth by Category for First Quarter Ended September 30, 2021 Loans Single Family Mortgage & Warehouse Multifamily & Commercial Mortgage Commercial Real Estate Auto & Consumer Jumbo Mortgage Multifamily Small Balance Commercial Lender Finance RE SF Warehouse Lending SBLOC & Other Auto CRE Specialty Uns |
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| October 28, 2021 |
EX-99.1 2 pressrelease20210930axearn.htm EX-99.1 Axos Financial, Inc. Reports Record First Quarter Fiscal 2022 Results Diluted Earnings Per Share in First Quarter 2022 up 12.5% Year-Over-Year SAN DIEGO, CA – (BUSINESS WIRE) – October 28, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced unaudited financial results for the first quarter ended |
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| October 22, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission F |
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| September 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
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| September 29, 2021 |
Axos Announces Chief Financial Officer Transition Axos Announces Chief Financial Officer Transition SAN DIEGO, CA ? (BUSINESSWIRE) ? September 27, 2021 ? Axos Financial, Inc. |
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| September 8, 2021 |
Amended and Restated 2014 Stock Incentive Plan of Axos Financial, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| September 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 1, 2021 |
Axos Announces the Election of Stefani Carter as an Independent Member of the Board of Directors EX-99.1 2 pressrelease20210831newdir.htm EX-99.1 Axos Announces the Election of Stefani Carter as an Independent Member of the Board of Directors SAN DIEGO, CA – (BUSINESSWIRE) – September 1, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the “Company”), parent of Axos Bank (the “Bank”), announced the election of Stefani Carter as an independent director of the Board of Directors of the Company |
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| August 26, 2021 |
Exhibit 4.2 to the Annual Report on Form 10-K filed August 26, 2021. EX-4.2 2 ex422021063010-kexhibitq4.htm EX-4.2 Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of August 25, 2021, Axos Financial, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock. DESCRIPTION OF |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) De |
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| August 16, 2021 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation August 2021 NYSE: AXSafe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The words “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forward-looking statements within the meaning of |
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| August 16, 2021 |
EX-99.1 2 auginvestor.htm EX-99.1 Axos Financial, Inc. Investor Presentation August 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The words “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forward-looki |
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| August 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 2, 2021 |
Axos Financial, Inc. Closes E*TRADE Advisor Services Acquisition EX-99.1 2 pressrelease20210802closin.htm EX-99.1 Axos Financial, Inc. Closes E*TRADE Advisor Services Acquisition SAN DIEGO, CA – (BUSINESSWIRE) – August 2, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the "Company”), parent of Axos Bank, announced today that it has closed its acquisition of E*TRADE Advisor Services (“EAS”), the registered investment advisor (“RIA”) custody business Morgan St |
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| July 29, 2021 | ||
| July 29, 2021 |
Axos Q4 2021 Earnings Supplement July 29, 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the ?Reform Act?). |
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| July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File |
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| July 29, 2021 |
EX-99.1 2 pressrelease20210630axosea.htm EX-99.1 Axos Financial, Inc. Announces Record Net Income of $215.7 million for Fiscal 2021 Earnings Per Share for the Fourth Quarter of Fiscal 2021 up 20.0% Year-over-Year SAN DIEGO, CA – (BUSINESS WIRE) – July 29, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced unaudited financial results for the f |
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| July 29, 2021 |
AXOS FINANCIAL, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS AXOS FINANCIAL, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (Unaudited) At June 30, (Dollars in thousands, except par and stated value) 2021 2020 ASSETS Cash and due from banks $ 715,624 $ 1,756,477 Cash segregated for regulatory purposes 322,153 194,042 Total cash, cash equivalents, cash segregated 1,037,777 1,950,519 Securities: Trading 1,983 105 Available-for-sale 187,335 187,627 Stock of |
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| May 5, 2021 |
Axos Financial, Inc. Presentation PDF Axos Financial, Inc. Investor Presentation May 2021 NYSE: AXSafe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The words “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forward-looking statements within the meaning of th |
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| May 5, 2021 |
investormay Axos Financial, Inc. Investor Presentation May 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The words “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forward-looking statements within the |
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| May 5, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission File N |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 29, 2021 |
EX-99.2 3 earnsupmarch.htm EX-99.2 Axos Q3 2021 Earnings Supplement April 29, 2021 NYSE: AX Safe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). The words “believe,” “expect,” “anticipate,” “estimate,” “project,” or the negation thereof or similar expressions constitute forward-looking sta |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-37709 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its ch |
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| April 29, 2021 |
EX-99.1 2 pressrelease20210331axearn.htm EX-99.1 Axos Financial, Inc. Reports Fiscal Third Quarter 2021 Results Net Interest Margin Improved to 3.96% from 3.94% in the Second Quarter of 2021 SAN DIEGO, CA – (BUSINESS WIRE) – April 29, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos”), parent company of Axos Bank (the “Bank”), today announced financial results for the third fiscal quarter ended March |
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| April 29, 2021 |
Press Release Earnings Supplement PDF Axos Q3 2021 Earnings Supplement April 29, 2021 NYSE: AXSafe Harbor 1 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”). |
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| April 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 20, 2021 |
EX-99.1 2 pressrelease20210419acquis.htm EX-99.1 Axos Financial, Inc. to Acquire E*TRADE Advisor Services RIA Custodian Acquisition includes approximately $23 billion of Assets under Custody and $1.2 billion of Client Cash Deposits SAN DIEGO, CA – (BUSINESSWIRE) – April 20, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the "Company”), parent of Axos Bank, announced today that its wholly-owned |
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| March 31, 2021 |
Axos Financial, Inc. Completes Redemption of Subordinated Notes 6.25% Notes due February 28, 2026 redeemed on March 31, 2021 SAN DIEGO, CA – (BUSINESSWIRE) – March 31, 2021 – Axos Financial, Inc. (NYSE: AX) (“Axos” or the "Company”), parent of Axos Bank (the “Bank”), announced today that the Company redeemed (the “Redemption”) all of the issued and outstanding 6.25% Subordinated Notes due February |
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| March 31, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 12, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 31, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 2, 2021 |
EX-4.8 2 exh48.htm EX-4.8 Exhibit 4.8 Indenture INDENTURE BY AND BETWEEN AXOS FINANCIAL, INC. AND , AS TRUSTEE DATED AS OF , 20 DEBT SECURITIES (Issuable in Series) Exhibit 4.8 Indenture TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions. 1 Section 1.2 Incorporation by Reference of Trust Indenture Act. 7 Section 1.3 Compliance Certifi |
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| March 2, 2021 |
EX-4.10 3 exh410.htm EX-4.10 Exhibit 4.10 Indenture INDENTURE BY AND BETWEEN AXOS FINANCIAL, INC. AND , AS TRUSTEE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES (Issuable in Series) Exhibit 4.10 Indenture TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions. 1 Section 1.2 Incorporation by Reference of Trust Indenture Act. 7 Section 1.3 |
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| March 2, 2021 |
As filed with the Securities and Exchange Commission on March 2, 2021 Registration No. |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of incorporation) (Commission |
