Statistik Asas
| CIK | 1422930 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PubMatic, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 11, 2025 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 11, 2025 |
EXHIBIT 99.1 PubMatic Announces Second Quarter 2025 Financial Results Delivered revenue and adjusted EBITDA ahead of guidance; Revenue from omnichannel video, including CTV, grew 34% year-over-year and was 41% of total revenue; CTV revenue grew over 50% year-over-year; Supply Path Optimization represented 55%+ of total activity; and Repurchased 3.5 million shares in Q2 2025, representing 7% of ful |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 30, 2025 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| May 8, 2025 |
EXHIBIT 99.1 PubMatic Announces First Quarter 2025 Financial Results; Board of Directors Authorizes $100M Expansion of Share Repurchase Program Delivered revenue and adjusted EBITDA ahead of guidance; Revenue from omnichannel video, including CTV, grew 20% and was 40% of total revenue; CTV revenue grew over 50% year-over-year; and Supply Path Optimization represented a record 55%+ of total activit |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2025 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 17, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| February 27, 2025 |
EXHIBIT 99.1 PubMatic Announces Fourth Quarter and Fiscal Year Ended 2024 Financial Results FY Revenue of $291.3 million, up 9% over 2023; Delivered FY 2024 net income of $12.5 million or 4% margin; FY adjusted EBITDA increased 23% over 2023 and was $92.3 million or 32% margin; Revenue in Q4 from CTV more than doubled year over year and represented 20% of total revenue; Supply Path Optimization re |
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| February 27, 2025 |
Policy Name: Insider Trading Policy Confidential: Internal Use Only Owner: Chief Financial Officer, General Counsel Policy applies to: All employees, independent contractors, and the PubMatic Board of Directors (collectively, “Service Providers” or “you”) Last Updated: October 29, 2024 PubMatic, Inc. |
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| February 27, 2025 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF PUBMATIC, INC. Name: Jurisdiction: PubMatic India Private Limited India PubMatic GmbH Germany PubMatic Limited United Kingdom PubMatic Software (Shanghai) Limited China PubMatic KK Japan PubMatic Pte Ltd Singapore |
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| February 27, 2025 |
Restated Certificate of Incorporation Delaware The First State Page 1 4249897 8100X Authentication: 203030465 SR# 20250765681 Date: 02-26-25 You may verify this certificate online at corp. |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 27, 2025 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Numbe |
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| February 27, 2025 |
Exhibit 10.11 2025 Executive Bonus Plan Overview This 2025 Executive Bonus Plan (“Plan”) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries ( “Company” or “PubMatic”) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change your target bonus. Ple |
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| February 27, 2025 |
Calculation of Filing Fee Tables S-8 PubMatic, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, $0.0001 par value per share Other 2,405,046 $ 14.45 $ 34,752,914.70 0.0001531 $ 5,320.67 2 Equit |
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| February 27, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 27, 2025 As filed with the U.S. Securities and Exchange Commission on February 27, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. E |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 12, 2024 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Numbe |
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| November 12, 2024 |
EXHIBIT 99.1 PubMatic Announces Third Quarter 2024 Financial Results Delivered Q3 results ahead of guidance Delivered revenue of $71.8 million, up 13% over Q3 2023; Revenue from omnichannel video up 25%; Gross profit was $46.3 million, up 23% over Q3 2023 Net loss of $(0.9) million or (1)% margin; Adjusted EBITDA of $18.5 million or 26% margin; Repurchased 3.6 million shares year to date, represen |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 20, 2024 |
PUBM / PubMatic, Inc. / Graham Holdings Co Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 74467Q103 (CUSIP Number) August 9, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 8, 2024 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2024 |
EXHIBIT 99.1 PubMatic Announces Second Quarter 2024 Financial Results Delivered revenue of $67.3 million, up 6% over Q2 2023; Revenue from omnichannel video up 19%; Gross profit was $42.1 million, up 10% over Q2 2023 Net income of $2.0 million or 3% margin; Adjusted EBITDA of $21.1 million or 31% margin; Monetized impressions grew 12% over Q2 2023 Supply Path Optimization represented more than 50% |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
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| June 5, 2024 |
Amendment to the Restated Certificate of Incorporation. CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF PUBMATIC, INC. |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 31, 2024 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 7, 2024 |
EXHIBIT 99.1 PubMatic Announces Record First Quarter 2024 Financial Results Revenue and adjusted EBITDA exceeded guidance; Delivered accelerated year-over-year revenue growth of 20%; Net loss of $(2.5) million or (4)% margin; Adjusted EBITDA of $15.1 million or 23% margin, more than double from Q1 2023; Supply Path Optimization represented 50% of total activity; Generated $24.3 million in cash fro |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2024 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 18, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 8, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| February 28, 2024 |
Exhibit 10.10 2024 Executive Bonus Plan Overview This 2024 Executive Bonus Plan (“Plan”) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries (“Company” or “PubMatic”) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change your target bonus. Plea |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) PubMatic, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.0001 pe |
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| February 28, 2024 |
As filed with the U.S. Securities and Exchange Commission on February 28, 2024 As filed with the U.S. Securities and Exchange Commission on February 28, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. E |
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| February 28, 2024 |
Exhibit 97.1 PubMatic, Inc. Compensation Recovery Policy (Adopted November 3, 2023) The Board has determined that it is in the best interests of the Company and its stockholders to adopt this Policy enabling the Company to recover from specified current and former Company executives certain incentive-based compensation in the event of an accounting restatement resulting from material noncompliance |
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| February 28, 2024 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF PUBMATIC, INC. Name: Jurisdiction: PubMatic India Private Limited India PubMatic GmbH Germany PubMatic Limited United Kingdom PubMatic Software (Shanghai) Limited China PubMatic KK Japan PubMatic Pte Ltd Singapore |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| February 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 26, 2024 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Numbe |
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| February 26, 2024 |
EXHIBIT 99.1 PubMatic Announces Record Fourth Quarter and Fiscal Year Ended 2023 Financial Results; Board of Directors Expands Share Repurchase Program by $100 million Q4 2023 revenue and adjusted EBITDA significantly exceeded guidance; Revenue growth accelerated to $84.6 million, up 14% over Q4 2022, delivered net income of $18.7 million or 22% margin, adjusted EBITDA of $38.9 million or 46% marg |
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| February 14, 2024 |
PUBM / PubMatic, Inc. / Goel Rajeev K. - AMENDMENT NO. 4 TO SCHEDULE 13G Passive Investment SC 13G/A 1 ea193393-13ga4goelpubmatic.htm AMENDMENT NO. 4 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2023 (Date of Event Which Req |
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| February 14, 2024 |
PUBM / PubMatic, Inc. / Goel Amar K. - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment SC 13G/A 1 ea193392-13ga3goelpubmatic.htm AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2023 (Date of Event Which Req |
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| February 13, 2024 |
PUBM / PubMatic, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01756-pubmaticincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: PubMatic, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 74467Q103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to des |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 11, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 12, 2023 |
PubMatic Announces Appointment of Nationwide CMO Ramon Jones to Board of Directors Exhibit 99.1 PubMatic Announces Appointment of Nationwide CMO Ramon Jones to Board of Directors NO-HEADQUARTERS/REDWOOD CITY, Calif., December 12, 2023 (GLOBE NEWSWIRE) – PubMatic, Inc. (Nasdaq: PUBM), an independent technology company delivering digital advertising’s supply chain of the future, today announced the appointment of Ramon Jones, Executive Vice President and Chief Marketing Officer of |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 8, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| November 8, 2023 |
EXHIBIT 99.1 PubMatic Announces Third Quarter 2023 Financial Results Revenue and adjusted EBITDA exceeded guidance; Delivered revenue of $63.7 million, net income of $1.8 million or 3% margin, adjusted EBITDA of $18.2 million or 29% margin; Generated $23.8 million in cash from operating activities and $17.2 million of free cash flow; Supply Path Optimization accelerated to 45% of total activity NO |
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| November 3, 2023 |
November 3, 2023 VIA EDGAR AND ELECTRONIC TRANSMISSION U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attn: Megan Akst, Senior Staff Accountant; Christine Dietz, Senior Staff Accountant Re: PubMatic, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Response dated October 11, 2023 File No. 001-39748 De |
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| October 11, 2023 |
October 11, 2023 VIA EDGAR AND ELECTRONIC TRANSMISSION U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attn: Megan Akst, Senior Staff Accountant; Christine Dietz, Senior Staff Accountant Re: PubMatic, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed on February 28, 203 Form 8-K Furnished on Augus |
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| September 26, 2023 |
902 Broadway 18th Floor New York, NY 10010-6035 212.430.2600 Fenwick.com September 26, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Megan Akst, Senior Staff Accountant Christine Dietz, Senior Staff Accountant Re: PubMatic, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Fi |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 28, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 30, 2023 |
PubMatic Announces Appointment of Two New Independent Directors Exhibit 99.1 PubMatic Announces Appointment of Two New Independent Directors Anton Hanebrink and Nick Mehta Join the Company’s Board of Directors NO-HEADQUARTERS/REDWOOD CITY, Calif., August 30, 2023 (GLOBE NEWSWIRE) – PubMatic, Inc. (Nasdaq: PUBM), an independent technology company delivering digital advertising’s supply chain of the future, today announced two new appointments to the company’s b |
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| August 8, 2023 |
EXHIBIT 99.1 PubMatic Announces Second Quarter 2023 Financial Results Delivered revenue of $63.3 million, ahead of guidance; Revenue from CTV grew over 30% year over year; Supply Path Optimization accelerated to 40%+ of total activity; Generated $15.8 million in cash from operating activities and $10.8 million of free cash flow NO-HEADQUARTERS/REDWOOD CITY, Calif., August 8, 2023 (GLOBE NEWSWIRE) |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 8, 2023 |
Offer Letter, effective as of June 5, 2023, by and between the Exhibit 10.1 May 12th, 2023 Lisa Gimbel (address redacted) Dear Lisa: PubMatic, Inc. (the “Company” or “PubMatic”), a Delaware corporation, is pleased to confirm our offer to you for the position of Chief Accounting Officer at our Redwood City office in the Finance department. Upon joining, you will initially report to Steve Pantelick, Chief Financial Officer. The terms of our offer and benefits c |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 8, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 5, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 6, 2023 |
PUBM / PubMatic Inc - Class A / Goel Rajeev K. - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per shares (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 31, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 9, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 9, 2023 |
Advisor Agreement between Jeffrey Hirsch and PubMatic, Inc. dated March 30, 2023 Exhibit 10.1 PUBMATIC STRATEGIC ADVISOR AGREEMENT This Agreement is between PubMatic, Inc. (“PubMatic” or the “Company”) and Jeffrey Hirsch (“the Strategic Advisor”). 1.Subject to the terms and conditions of this Agreement, PubMatic engages the Strategic Advisor as an independent contractor to perform the services set forth herein, and the Strategic Advisor hereby accepts such engagement. 2.Servic |
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| May 9, 2023 |
EXHIBIT 99.1 PubMatic Announces First Quarter 2023 Financial Results Delivered revenue of $55.4 million, ahead of guidance; Generated $5.9 million in GAAP net loss and non-GAAP net income of $0.9 million; Delivered $8.4 million in adjusted EBITDA, or 15% margin, ahead of guidance; Revenue from omnichannel video including CTV grew 13% year over year; Signed over 65 new publishers; Supply Path Optim |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| April 21, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 29, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 3, 2023 |
PUBM / PubMatic Inc - Class A / Goel Rajeev K. - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per shares (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| April 3, 2023 |
PUBM / PubMatic Inc - Class A / Goel Amar K. - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per shares (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 27, 2023 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Numbe |
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| February 28, 2023 |
Exhibit 10.9 2023 Executive Bonus Plan Overview This 2023 Executive Bonus Plan (“Plan”) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries (“Company” or “PubMatic”) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change your target bonus. Pleas |
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| February 28, 2023 |
Exhibit 3.2 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Amended and Restated on February 27, 2023 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS Table of Contents Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Qu |
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| February 28, 2023 |
Exhibit 3.1 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Amended and Restated on February 27, 2023 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS Table of Contents Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Qu |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| February 28, 2023 |
Exhibit 4.2 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Amended and Restated on February 27, 2023 PUBMATIC, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS Table of Contents Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Qu |
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| February 28, 2023 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF PUBMATIC, INC. Name: Jurisdiction: PubMatic India Private Limited 6th Floor, Amar Paradigm, Baner Road, near D-mart Pune, Maharashtra 411045, India India |
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| February 28, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) PubMatic, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.0001 pe |
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| February 28, 2023 |
As filed with the U.S. Securities and Exchange Commission on February 28, 2023 As filed with the U.S. Securities and Exchange Commission on February 28, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. E |
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| February 28, 2023 |
EXHIBIT 99.1 PubMatic Announces Fourth Quarter and Fiscal Year Ended 2022 Financial Results; Board of Directors authorized $75 million share repurchase program Revenue from omnichannel video, including CTV, grew 42% in 2022 over 2021; Delivered FY 2022 record revenue of $256.4 million, or 13% growth over 2021; GAAP net income margin of 11% and adjusted EBITDA margin of 38%; Generated $87.2 million |
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| February 15, 2023 |
EX-1 2 ex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing on behalf of each of them of all filings on any Form 3, Form 4, Form 5 or Schedule 13D or Schedule 13G, and any and all amendments thereto, and any other document relating thereto with respect to the shares of Class A Common Stock, par value $0.0001 per share, of PubMatic, Inc. pursuant to |
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| February 15, 2023 |
PUBM / PubMatic, Inc. Class A / CNH Capital Co Ltd - AMENDMENT NO. 2 Passive Investment SC 13G/A 1 d214231sc13ga2.htm AMENDMENT NO. 2 UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 10, 2023 |
PUBM / PubMatic, Inc. Class A / Helion Venture Partners LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235858d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pubmatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| February 9, 2023 |
PUBM / PubMatic, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01728-pubmaticincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: PubMatic Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 74467Q103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desi |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| November 8, 2022 |
EXHIBIT 99.1 PubMatic Announces Third Quarter 2022 Financial Results Delivered total revenue of $64.5 million, up 11% year over year, with omnichannel video growth of 45%; Generated $3.3 million in GAAP net income, or 5% margin; Delivered $25.3 million in adjusted EBITDA, or 39% margin; Generated cash from operations of $28.1 million NO-HEADQUARTERS/REDWOOD CITY, Calif., November 8, 2022 (GLOBE NE |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 8, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of Incorporation) (Commission File Number |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 17, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of incorporation) (Commission File Number |
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| October 17, 2022 |
Exhibit 10.1 SENIOR SECURED CREDIT FACILITIES CREDIT AGREEMENT dated as of October 17, 2022 among PUBMATIC, INC., as the Borrower, THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO, and SILICON VALLEY BANK, as Administrative Agent, Lead Arranger, Issuing Lender and Swingline Lender, Table of Contents Page SECTION 1 DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions. 36 1.3 Roundi |
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| September 14, 2022 |
PubMatic to Acquire Martin to Further Accelerate Supply Path Optimization Product Innovation Technology to Enhance Development Roadmap for Buy-Side Customers NO-HEADQUARTERS/REDWOOD CITY, Calif. |
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| September 14, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 14, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or other jurisdiction of incorporation) (Commission File Numb |
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| September 14, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among PubMatic Inc., a Delaware corporation, Marlin Acquisition Sub, Inc., a Delaware corporation, ConsultMates, Inc., a Delaware corporation, and Shareholder Representative Services LLC as the Holders? Agent Dated as of September 14, 2022 Exhibits Exhibit A - Definitions Exhibit B - Form of Stockholder Agreement Exhibit C - Form of Written Consent E |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 8, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2022 |
EXHIBIT 99.1 PubMatic Announces Second Quarter 2022 Financial Results Omnichannel and diversified business drives revenue and adjusted EBITDA above guidance Delivered revenue of $63.0 million, up 27% year over year; Generated $7.8 million in GAAP net income, or 12% margin; Delivered $23.0 million in adjusted EBITDA, or 37% margin; NO-HEADQUARTERS/REDWOOD CITY, Calif., August 8, 2022 (GLOBE NEWSWIR |
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| July 11, 2022 |
PUBM / PubMatic, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: PubMatic Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 74467Q103 Date of Event Which Requires Filing of this Statement: June 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 3, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 1, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 9, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 9, 2022 |
EXHIBIT 99.1 PubMatic Announces First Quarter 2022 Financial Results Delivered revenue of $54.6 million, up 25% year over year; Generated $4.8 million in GAAP net income, or 9% margin; Delivered $17.0 million in adjusted EBITDA, or 31% margin; Continued to invest in long-term growth and market share expansion NO-HEADQUARTERS/REDWOOD CITY, Calif., May 9, 2022 (GLOBE NEWSWIRE) - PubMatic, Inc. (Nasd |
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| April 22, 2022 |
DEFA14A 1 pubm-defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 24, 2022 |
PUBM / PubMatic, Inc. Class A / CNH Capital Co Ltd - AMENDMENT NO. 1 Passive Investment UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) January 21, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| March 24, 2022 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing on behalf of each of them of all filings on any Form 3, Form 4, Form 5 or Schedule 13D or Schedule 13G, and any and all amendments thereto, and any other document relating thereto with respect to the shares of Class A Common Stock, par value $0. |
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| March 23, 2022 |
PUBM / PubMatic, Inc. Class A / CNH Capital Co Ltd Passive Investment UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) January 21, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| March 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) PubMatic, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.0001 pe |
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| March 1, 2022 |
As filed with the U.S. Securities and Exchange Commission on March 1, 2022 As filed with the U.S. Securities and Exchange Commission on March 1, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo |
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| March 1, 2022 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF PUBMATIC, INC. Name: Jurisdiction: PubMatic India Private Limited 6th Floor, Amar Paradigm, Baner Road, near D-mart Pune, Maharashtra 411045, India India |
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| March 1, 2022 |
Exhibit 10.8 (***Portions of this exhibit have been redacted in compliance with Regulation S-K Item 601(b)(10). The omitted information is not material and is the type of information that the Company customarily and actually treats as private and confidential.) 2022 Executive Bonus Plan Overview This 2022 Executive Bonus Plan (?Plan?) specifies the terms and conditions under which eligible executi |
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| March 1, 2022 |
Retention Agreement, dated as of January 29, 2021, by and between the Registrant and Mukul Kumar. Exhibit 10.18 Retention Agreement This Retention Agreement (the ?Agreement?) is entered into as of January 29, 2021 (the ?Effective Date?) by and between Mukul Kumar (the ?Executive?) and PubMatic, Inc., a Delaware corporation (the ?Company?). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier of the third (3rd) anniversary |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PubMatic, Inc. |
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| February 28, 2022 |
EXHIBIT 99.1 PubMatic Announces Fourth Quarter and Fiscal Year Ended 2021 Financial Results Delivered record Q4 2021 revenue of $75.6 million, representing 34% growth, GAAP net income margin of 37% and adjusted EBITDA margin of 51% Full year record revenue of $226.9 million, representing 53% growth, GAAP net income margin of 25% and adjusted EBITDA margin of 42% NO-HEADQUARTERS/REDWOOD CITY, Calif |
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| February 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 28, 2022 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 15, 2022 |
PUBM / PubMatic, Inc. Class A / NEXUS INDIA CAPITAL I L P - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filin |
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| February 14, 2022 |
PUBM / PubMatic, Inc. Class A / Goel Rajeev K. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2022 |
PUBM / PubMatic, Inc. Class A / Schonfeld Strategic Advisors LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| February 14, 2022 |
to Schedule 13G Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of PubMatic, Inc. |
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| February 14, 2022 |
PUBM / PubMatic, Inc. Class A / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 PubMatic, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this |
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| February 14, 2022 |
Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 11, 2022 |
PUBM / PubMatic, Inc. Class A / Goel Amar K. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PubMatic, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 10, 2022 |
PUBM / PubMatic, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: PubMatic Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 74467Q103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ R |
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| February 10, 2022 |
PUBM / PubMatic, Inc. Class A / Helion Venture Partners LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pubmatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 12, 2022 |
PUBM / PubMatic, Inc. Class A / Draper Fisher Jurvetson Fund VIII L P - SC 13G/A Passive Investment SC 13G/A Securities and Exchange Commission Washington, DC 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| January 12, 2022 |
EX-99.1 Exhibit 99.1 CUSIP NUMBER 74467Q103 13G Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities and Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them. Dated: January 11, 2022 Draper Fisher Jurvetson |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 27, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| November 10, 2021 |
Exhibit 10.2 FIRST AMENDMENT TO SUBLEASE AGREEMENT This FIRST AMENDMENT TO SUBLEASE AGREEMENT dated as of November 8, 2021 (this ?Amendment?) is by and between CHAN ZUCKERBERG INITIATIVE, LLC, a Delaware limited liability company (?Sublandlord?) and PUBMATIC, INC., a Delaware corporation (?Subtenant?), with regard to the Sublease described below. RECITALS A. Sublandlord and Subtenant entered into |
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| November 10, 2021 |
Exhibit 10.1 Certain information marked by [***] has been excluded from this Exhibit because it is both not material and is the type that the Registrant treats as private or confidential. SUBLEASE AGREEMENT This SUBLEASE AGREEMENT dated as of October 20, 2021 (this ?Sublease?) is by and between CHAN ZUCKERBERG INITIATIVE, LLC, a Delaware limited liability company (?Sublandlord?) and PUBMATIC, INC. |
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| November 9, 2021 |
EXHIBIT 99.1 PubMatic Announces Third Quarter 2021 Financial Results Delivered record revenue of $58.1 million, generated $13.5 million in GAAP net income and $24.3 million in adjusted EBITDA; Fourth consecutive quarter of best-in-class organic revenue growth over 50%, net margin over 10% and adjusted EBITDA margin over 30%; Raising full year 2021 financial outlook NO-HEADQUARTERS/REDWOOD CITY, Ca |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 20, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| August 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 10, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 10, 2021 |
EX-99.1 2 q221pressrelease.htm EX-99.1 EXHIBIT 99.1 PubMatic Announces Second Quarter 2021 Financial Results Delivered revenue and adjusted EBITDA above guidance; Raises financial outlook Multiple growth drivers deliver year-over-year revenue growth of 88%, $9.9 million in GAAP net income and $18.6 million in adjusted EBITDA NO-HEADQUARTERS/REDWOOD CITY, Calif., August 10, 2021 (GLOBE NEWSWIRE) - |
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| June 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 4, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 8, 2021 |
Exhibit 10.1 FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Fourth Amendment to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into this 4th day of June, 2021, by and between SILICON VALLEY BANK (?Bank?) and PUBMATIC, INC., a Delaware corporation (?Borrower?) whose address is 3 Lagoon Dr., Suite 180, Redwood City, California 94 |
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| June 4, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 1, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 26, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PUBMATIC, INC. |
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| May 13, 2021 |
EXHIBIT 99.1 PubMatic Announces First Quarter 2021 Financial Results Delivered revenue and adjusted EBITDA above guidance; Raises 2021 financial outlook Multiple growth drivers deliver year over year revenue growth of 54% Delivered $4.9 million in net income and $14.5 million in adjusted EBITDA REDWOOD CITY, Calif., May. 13, 2021 (GLOBE NEWSWIRE) - PubMatic, Inc. (Nasdaq: PUBM), a sell-side platfo |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kmay132021.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 13, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporati |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 20, 2021 |
DEF 14A 1 pubm-proxystatement2021asm.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permit |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PubMatic Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| April 9, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Third Amendment to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into this 6th day of April, 2021, by and between SILICON VALLEY BANK (?Bank?) and PUBMATIC, INC., a Delaware corporation (?Borrower?) whose address is 3 Lagoon Dr., Suite 180, Redwood City, California 940 |
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| April 9, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 6, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Com |
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| March 26, 2021 |
Restated Certificate of Incorporation. Delaware The First State Page 1 4249897 8100 Authentication: 204294314 SR# 20208622147 Date: 12-11-20 You may verify this certificate online at corp. |
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| March 26, 2021 |
Description of the Registrant’s Securities Exhibit 4.3 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, PubMatic, Inc. (the ?Company,? ?we,? ?us,? and ?our?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our Class A common stock. DESCRIPTION OF CAPITAL STOCK |
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| March 26, 2021 |
As filed with the U.S. Securities and Exchange Commission on March 26, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. Empl |
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| March 26, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF PUBMATIC, INC. Name: Jurisdiction: PubMatic India Private Limited 6th Floor, Amar Paradigm, Baner Road, near D-mart Pune, Maharashtra 411045, India India |
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| March 26, 2021 |
Exhibit 10.4 2020 Executive Bonus Plan Overview This 2020 Executive Bonus Plan (?Plan?) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries (?Company? or ?PubMatic?) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change your target bonus. Pleas |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number: 001-39748 PubMatic, Inc. |
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| March 26, 2021 |
PUBMATIC, INC. (a Delaware corporation) RESTATED BYLAWS As Adopted on November 24, 2020 and As Effective on December 11, 2020 Exhibit 3.2 i PUBMATIC, INC. (a Delaware corporation) RESTATED BYLAWS TABLE OF CONTENTS Table of Contents Page ARTICLE I: STOCKHOLDERS ....................................................................................................1 Section 1.1: Annual Meetings ........ |
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| March 25, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Second Amendment to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into this 4th day of March, 2021, by and between SILICON VALLEY BANK (?Bank?) and PUBMATIC, INC., a Delaware corporation (?Borrower?) whose address is 3 Lagoon Dr., Suite 180, Redwood City, California 9 |
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| March 25, 2021 |
EX-10.6 7 exhibit106.htm EX-10.6 Exhibit 10.6 (***Portions of this exhibit have been redacted in compliance with Regulation S-K Item 601(b)(10). The omitted information is not material and is the type of information that the Company customarily and actually treats as private and confidential.) 2021 Executive Bonus Plan Overview This 2021 Executive Bonus Plan (“Plan”) specifies the terms and condit |
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| March 25, 2021 |
EX-10.4 5 exhibit104.htm EX-10.4 Exhibit 10.4 Retention Agreement This Retention Agreement (the “Agreement”) is entered into as of January 29, 2021 (the “Effective Date”) by and between Steve Pantelick (the “Executive”) and PubMatic, Inc., a Delaware corporation (the “Company”). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the ear |
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| March 25, 2021 |
Retention Agreement, dated as of January 29, 2021, by and between the Registrant and Jeffrey Hirsch. Exhibit 10.5 Retention Agreement This Retention Agreement (the ?Agreement?) is entered into as of January 29, 2021 (the ?Effective Date?) by and between Jeffrey Hirsch (the ?Executive?) and PubMatic, Inc., a Delaware corporation (the ?Company?). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier of the third (3rd) anniversar |
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| March 25, 2021 |
Retention Agreement, dated as of January 29, 2021, by and between the Registrant and Amar K. Goel. EX-10.3 4 exhibit103.htm EX-10.3 Exhibit 10.3 Retention Agreement This Retention Agreement (the “Agreement”) is entered into as of January 29, 2021 (the “Effective Date”) by and between Amar Goel (the “Executive”) and PubMatic, Inc., a Delaware corporation (the “Company”). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier o |
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| March 25, 2021 |
Retention Agreement, dated as of January 29, 2021, by and between the Registrant and Rajeev K. Goel. EX-10.2 3 exhibit102.htm EX-10.2 Exhibit 10.2 Retention Agreement This Retention Agreement (the “Agreement”) is entered into as of January 29, 2021 (the “Effective Date”) by and between Rajeev Goel (the “Executive”) and PubMatic, Inc., a Delaware corporation (the “Company”). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier |
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| March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 29, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 25, 2021 |
Executive Deferred Compensation Plan. EX-10.7 8 exhibit107.htm EX-10.7 Exhibit 10.7 PUBMATIC, INC. EXECUTIVE DEFERRED COMPENSATION PLAN PubMatic, Inc. (the “Company”) hereby establishes the PubMatic Executive Deferred Compensation Plan (the “Plan”), effective on the Effective Date (as defined below). The purpose of the Plan is to attract and retain designated key employees by providing such persons with an opportunity to defer receipt |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* PubMatic Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) February 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 23, 2021 |
EXHIBIT 99.1 PubMatic Announces Record Fourth Quarter and Full Year 2020 Financial Results Multiple growth drivers deliver record total revenue for Q4 2020 with year over year revenue growth of 64%, net income growth of 356% and Adjusted EBITDA growth of 190% REDWOOD CITY, Calif., Feb. 23, 2021 (GLOBE NEWSWIRE) - PubMatic, Inc. (Nasdaq: PUBM), a sell-side platform that delivers superior outcomes f |
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| February 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 23, 2021 PubMatic, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39748 20-5863224 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* PubMatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this |
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| February 16, 2021 |
EXHIBIT C JOINT FILING AGREEMENT Nexus India Capital I, L.P., Nexus India Management I, L.P. and Nexus India Master Management I, Ltd. (the “Filing Persons”), hereby agree to file jointly a Schedule 13G and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class which is registered pursuant to Section 12 of the Securities Ex |
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| February 16, 2021 |
EX-99.1 2 exhibita-groupmembersnexus.htm EX-99.1 EXHIBIT A Nexus India Capital I, L.P.* Nexus India Management I, L.P. Nexus India Master Management I, Ltd. *Entity beneficially owns 5% or greater of the outstanding shares of the security class being reported on this Schedule 13G. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.) Pubmatic, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) |
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| February 16, 2021 |
EX-99.2 3 exhibitb-poanexus.htm EX-99.2 EXHIBIT B POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitute and appoint Narendra Gupta the undersigned’s true and lawful attorney-in-fact and agent to: (1) Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the reports on Schedule 13G or 13D (including amendments thereto and joint fili |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 12, 2021 |
EX-99.I 2 d20147dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 12, 2021 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 PubMatic Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This |
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| February 12, 2021 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of PubMatic Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make a |
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| February 11, 2021 |
EX-99.1 CUSIP NUMBER 74467Q103 13G Exhibit 99.1 Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities and Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them. Dated: February 11, 2021 Draper Fisher Jurvetson |
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| February 11, 2021 |
SC 13G Securities and Exchange Commission Washington, DC 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| February 10, 2021 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d129318dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated Feburay 10, 2021 in connection with their beneficial ownership of PubMatic Inc. Each of Columbia Small Cap Growth Fund I and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc |
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| February 10, 2021 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 PubMatic Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 74467Q103 (CUSIP Number) January 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 10, 2021 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PubMatic Inc (Name of Issuer) Please enter the share class name (Title of Class of Securities) 74467Q103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| December 9, 2020 |
As filed with the U.S. Securities and Exchange Commission on December 9, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PubMatic, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5863224 (State or other jurisdiction of incorporation or organization) (I.R.S. Em |
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| December 9, 2020 |
5,900,000 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-250077 PROSPECTUS 5,900,000 Shares Class A Common Stock This is an initial public offering of shares of Class A common stock of PubMatic, Inc. We are offering 2,655,000 shares of our Class A common stock, and the selling stockholders are offering 3,245,000 shares of Class A common stock. We will not receive any proceeds from the sale of shares |
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| December 4, 2020 |
PubMatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City, California 94065 December 4, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Christine Dietz, Senior Staff Accountant Frank Knapp, Staff Accountant Re: PubMatic, Inc. Registration Stateme |
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| December 4, 2020 |
Jefferies LLC 520 Madison Avenue New York, New York 10022 RBC Capital Markets, LLC 200 Vesey Street, 9th Floor New York, New York 10281 December 4, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 30, 2020 |
801 California Street Mountain View, CA 94041 650.988.8500 Fewnwick.com JAMES D. EVANS November 30, 2020 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Christine Dietz, Senior Staff Accountant Frank K |
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| November 30, 2020 |
2020 Employee Stock Purchase Plan and form of subscription agreement. EX-10.6 9 exhibit106-sx1a1.htm EX-10.6 Exhibit 10.6 PUBMATIC, INC. 2020 EMPLOYEE STOCK PURCHASE PLAN 1.Establishment of Plan. PubMatic, Inc. a Delaware corporation (the “Company”), proposes to grant options to purchase shares of Common Stock to eligible employees of the Company and its Participating Corporations pursuant to this Plan. The Company intends this Plan to qualify as an “employee stock |
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| November 30, 2020 |
Exhibit 10.7 PubMatic May 10, 2017 Mr. Rajeev Goel 234 Stanford Avenue Menlo Park, CA 94024 Re: Amended and Restated Employment Agreement Dear Mr. Goel: You and PubMatic, Inc., a Delaware corporation (the “Company” or “PubMatic”), previously entered into that certain Amended and Restated Executive Employment Agreement dated effective as of December 18, 2007, as amended (the “Prior Agreement”). Thi |
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| November 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF l934 PubMatic, Inc. (Exact name of Registrant as specified in its charter) Delaware 20-5863224 (State of incorporation or organization) (I.R.S. Employer Identification No.) 3 Lagoon Drive, Suite 180 Red |
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| November 30, 2020 |
Form of Tier 1 Retention Agreement. Exhibit 10.20 RETENTION AGREEMENT This Retention Agreement (the “Agreement”) is entered into as of [Date] (the “Effective Date”) by and between [Name] (the “Executive”) and PubMatic, Inc., a Delaware corporation (the “Company”). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier of the third (3rd) anniversary of the Effectiv |
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| November 30, 2020 |
2020 Equity Incentive Plan and forms of award agreements. Exhibit 10.5 PUBMATIC, INC. 2020 EQUITY INCENTIVE PLAN (Adopted November 26, 2020) 1.PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries and Affiliates that exist now or in the future, by offering them an opportunity to partici |
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| November 30, 2020 |
Form of Class A Common Stock Certificate. Exhibit 4.1 THIS CERTIFIES THAT is the owner of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY-PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK OF PubMatic, Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properly endo |
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| November 30, 2020 |
Exhibit 3.2 PUBMATIC, INC. RESTATED CERTIFICATE OF INCORPORATION PubMatic, Inc., a Delaware corporation, hereby certifies as follows: 1.The name of this corporation is PubMatic, Inc. The date of the filing of its original Certificate of Incorporation with the Secretary of State was November 13, 2006 under the name Komli, Inc. 2.The Restated Certificate of Incorporation of this corporation attached |
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| November 30, 2020 |
Amended and Restated Certificate of Incorporation, as currently in effect. Exhibit 3.1 NINTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PUBMATlC, INC. PubMatic, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: A. The Certificate of Incorporation of this corporation was originally filed with the Secretary of State of Delaware on November 13, 2006 under the name of “Komli, Inc.” B. This Ninth |
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| November 30, 2020 |
As filed with the U.S. Securities and Exchange Commission on November 30, 2020. Registration No. 333-250077 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUBMATIC, INC. (Exact name of registrant as specified in its charter) Delaware 7370 20-5863224 (State or other jurisdiction of incorporati |
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| November 30, 2020 |
EX-3.4 5 exhibit34-sx1a1.htm EX-3.4 Exhibit 3.4 PUBMATIC, INC. (a Delaware corporation) RESTATED BYLAWS As Adopted on November 24, 2020 and As Effective on [●], 2020 PUBMATIC, INC. (a Delaware corporation) RESTATED BYLAWS TABLE OF CONTENTS Table of Contents Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: A |
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| November 30, 2020 |
by and between the Registrant and Amar K. Goel Exhibit 10.8 PubMatic August 24, 2016 Mr. Amar Goel California, USA Dear Amar: PubMatic, Inc. (the “Company” or “PubMatic”), a Delaware corporation, is pleased to confirm our offer to you for the position of Chairman at our Redwood City office as part of our leadership team. The terms of our offer and benefits currently provided by the Company are as follows: Start Date. Your anticipated start dat |
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| November 30, 2020 |
Form of Tier 2 Retention Agreement. Exhibit 10.21 RETENTION AGREEMENT This Retention Agreement (the “Agreement”) is entered into as of [Date] (the “Effective Date”) by and between [Name] (the “Executive”) and PubMatic, Inc., a Delaware corporation (the “Company”). 1.Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall terminate the earlier of the third (3rd) anniversary of the Effectiv |
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| November 30, 2020 |
Form of Underwriting Agreement. Exhibit 1.1 [●] Shares PubMatic, Inc. UNDERWRITING AGREEMENT [●], 2020 JEFFERIES LLC RBC CAPITAL MARKETS, LLC As Representatives of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 and c/o RBC CAPITAL MARKETS, LLC 200 Vesey Street, 9th Floor New York, New York 10281 Ladies and Gentlemen: Introductory. PubMatic, Inc., a Delaware corporation (the “Company”), pro |
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| November 30, 2020 |
Exhibit 10.9 PUBMATIC, INC. EMPLOYMENT AGREEMENT This Agreement is made by and between PubMatic, Inc., a Delaware corporation (the “Company”) and Steve Pantelick (“Employee”) effective as of November 7, 2011 (the “Effective Date”). 1.Employment and Duties. The Company agrees to employ and Employee agrees to serve as the Company’s Chief Financial Officer and will report in the Company’s Chief Execu |
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| November 25, 2020 |
801 California Street Mountain View, CA 94041 650.988.8500 Fewnwick.com JAMES D. EVANS November 25, 2020 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOL |
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| November 23, 2020 |
801 California Street Mountain View, CA 94041 650.988.8500 Fewnwick.com JAMES D. EVANS November 23, 2020 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOL |
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| November 18, 2020 |
James D. Evans November 18, 2020 Email [email protected] Direct Dial +1 (206) 389-4559 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOLLOWING PLACEHOLDER: “[*].” The OMITTED PORTIONS HAVE BEEN BRACKETED IN T |
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| November 13, 2020 |
Sub-sublease Agreement, dated August 7, 2020, by and between the Registrant and Ulab Systems, Inc. Exhibit 10.17 BASIC SUB-SUBLEASE TERMS Sub-Sublandlord: Ulab Systems, Inc., a Delaware corporation Sub-Subtenant: PubMatic, Inc., a Delaware corporation Sublandlord: Fronteo USA Inc., a Delaware corporation Master Landlord: Metropolitan Life Insurance Company, a New York Corporation Master Lease: That certain lease agreement dated September 28, 2011 as amended by that certain First Amendment to Le |
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| November 13, 2020 |
Power of Attorney (included in the signature page to this Registration Statement on Form S-1). As filed with the U.S. Securities and Exchange Commission on November 13, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUBMATIC, INC. (Exact name of registrant as specified in its charter) Delaware 7370 20-5863224 (State or other jurisdiction of incorporation or organization) (Prim |
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| November 13, 2020 |
Bylaws, as currently in effect. Exhibit 3.3 BYLAWS OF PUBMATIC, INC. (formerly Komli, Inc.) (Adopted on November 24, 2006) Table of Contents Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office. 1 1.2 Other Offices. 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings. 1 2.2 Annual Meeting. 1 2.3 Special Meeting. 1 2.4 Notice of Stockholders’ Meetings. 2 2.5 Manner of Giving Notice; Affidavit of Notice. 2 2.6 Quorum |
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| November 13, 2020 |
2006 Stock Option Plan, as amended. Exhibit 10.2 PUBMATIC, INC. 2006 STOCK OPTION PLAN Adopted by the Board on November 23, 2006 Approved by the Stockholders on November 24, 2006 Amended and Restated Effective as of November 25, 2008 Amended and Restated Effective as of March 26, 2010 Amended and Restated Effective as of May 17, 2011 Amended and Restated Effective as of October 11, 2011 Amended and Restated Effective as of January 6 |
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| November 13, 2020 |
Exhibit 10.10 SECURED NON-RECOURSE PROMISSORY NOTE $3,000,000.00 August 30, 2018 Redwood City, California FOR VALUE RECEIVED, the undersigned Borrower promises to repay to PubMatic, Inc., a Delaware corporation (the “Company”) the principal sum of Three Million Dollars ($3,000,000.00) (the “Original Principal”), together with interest from the date of this Note on the unpaid principal balance, upo |
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| November 13, 2020 |
Exhibit 10.15 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL PUBMATIC DEMAND PARTNER AGREEMENT These terms and conditions (the “T&Cs”), together with the attached Exhibits), create a binding contract (t |
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| November 13, 2020 |
Exhibit 10.19 LEAVE AND LICENSE AGREEMENT THIS LEAVE AND LICENSE AGREEMENT IS MADE THIS 23rd DAY OF FEBRUARY 2018 AT PUNE, BETWEEN HIS HOLINESS DR. SYEDNA TAHER SAIFUDDlN MEMORIAL FOUNDATION, a Public Trust registered with the Charity Commissioner at Mumbai bearing No. E-15771 (Mum) having its registered office at Amatullah Manzil, 1st Floor, 65 Perin Nariman Street, Fort, Mumbai 400001 and herein |
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| November 13, 2020 |
Exhibit 10.3 2019 Executive Bonus Plan Overview This 2019 Executive Bonus Plan (“Plan”) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries (“Company” or “PubMatic”) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change your target bonus. Pleas |
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| November 13, 2020 |
Exhibit 10.14 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL EXECUTION COPY GOOGLE EXCHANGE INTEGRATION AGREEMENT This GOOGLE EXCHANGE INTEGRATION AGREEMENT (“Agreement”) is entered into as of the Effec |
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| November 13, 2020 |
Exhibit 4.2 PUBMATIC, INC. SIXTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT October 1, 2020 PUBMATIC, INC. SIXTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT This Sixth Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made as of October 1, 2020, by and among PubMatic, Inc., a Delaware corporation (the “Company”), the persons and entities (each, an “Investor” and col |
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| November 13, 2020 |
Form of Indemnification Agreement. EX-10.1 5 exhibit101-sx1.htm EX-10.1 Exhibit 10.1 INDEMNITY AGREEMENT This Indemnity Agreement, dated as of , 2020 is made by and between PubMatic, Inc., a Delaware corporation (the “Company”), and , a director, officer or key employee of the Company or one of the Company’s subsidiaries or other service provider who satisfies the definition of Indemnifiable Person set forth below (“Indemnitee”). R |
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| November 13, 2020 |
2017 Equity Incentive Plan, as amended. Exhibit 10.4 PUBMATIC, INC. 2017 EQUITY INCENTIVE PLAN As Adopted on February 14, 2017 and Amended on March 5, 2018 1.PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons an opportunity to participate |
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| November 13, 2020 |
Exhibit 10.13 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of November 7, 2017 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and PUBMATIC, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repa |
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| November 13, 2020 |
EX-10.12 11 exhibit1012-sx1.htm EX-10.12 Exhibit 10.12 PUBMATIC, INC. STOCK REPURCHASE AGREEMENT This Stock Repurchase Agreement is entered into as of November 20, 2018, between PubMatic, Inc., a Delaware corporation (the “Company”) and Mukul Kumar (the “Holder”). A.Holder holds 310,000 shares of Common Stock of the Company represented by stock certificate #C-118. B.The Company desires to repurcha |
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| November 13, 2020 |
Promissory Note, dated as of August 30, 2018, by and between the Registrant and the Blue Rock Trust. Exhibit 10.11 SECURED NON-RECOURSE PROMISSORY NOTE $1,000,000.00 August 30, 2018 Redwood City, California FOR VALUE RECEIVED, the undersigned Borrower promises to repay to PubMatic, Inc., a Delaware corporation (the “Company”) the principal sum of One Million Dollars ($1,000,000.00) (the “Original Principal”), together with interest from the date of this Note on the unpaid principal balance, upon |
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| November 13, 2020 |
Office Lease Agreement, dated August 22, 2014, by and between the Registrant and BRE/NYT L.L.C. Exhibit 10.18 EXECUTION COPY 229 West 43rd Street NEW YORK, NEW YORK OFFICE LEASE AGREEMENT BETWEEN BRE/NYT L.L.C., as Landlord AND PUBMATIC, INC., as Tenant TABLE OF CONTENTS Page Article 1 BASIC LEASE INFORMATION AND CERTAIN DEFINITIONS 1 Article 2 LEASE GRANT 5 Article 3 ADJUSTMENT OF COMMENCEMENT DATE; POSSESSION; LANDLORD WORK 5 Article 4 RENT 7 Article 5 COMPLIANCE WITH LAWS; USE 7 Article 6 |
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| November 13, 2020 |
Eighth Amended and Restated Certificate of Incorporation, as currently in effect. Exhibit 3.1 EIGHTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PUBMATlC, INC. PubMatic, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: A.The Certificate of Incorporation of this corporation was originally filed with the Secretary of State of Delaware on November 13, 2006 under the name of “Komli, Inc.” B.This Eighth |
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| November 13, 2020 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of PubMatic, Inc. Name Jurisdiction PUBMATIC INDIA PRIVATE LIMITED 6th Floor, Amar Paradigm, Baner Road, near D-mart, Pune, Maharashtra 411045, India India |
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| November 13, 2020 |
Exhibit 10.16 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL 3333 W. Empire Avenue Burbank, CA 91504 818.524 3000 [email protected] Contact Number YAHOO AD EXCHANGE AGREEMENT - MEDIA BUYER The Company |
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| November 4, 2020 |
801 California Street Mountain View, CA 94041 650.988.8500 Fenwick.com JAMES D. EVANS November 4, 2020 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 VIA EDGAR AND OVERNIGHT DELIVERY U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Christine Dietz, Senior Sta |
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| October 19, 2020 |
EIGHTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PUBMATlC, INC. Exhibit 3.1 EIGHTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PUBMATlC, INC. PubMatic, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), certifies that: A.The Certificate of Incorporation of this corporation was originally filed with the Secretary of State of Delaware on November 13, 2006 under the name of ?Komli, Inc.? B.This Eighth |
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| October 19, 2020 |
Exhibit 10.17 BASIC SUB-SUBLEASE TERMS Sub-Sublandlord: Ulab Systems, Inc., a Delaware corporation Sub-Subtenant: PubMatic, Inc., a Delaware corporation Sublandlord: Fronteo USA Inc., a Delaware corporation Master Landlord: Metropolitan Life Insurance Company, a New York Corporation Master Lease: That certain lease agreement dated September 28, 2011 as amended by that certain First Amendment to Le |
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| October 19, 2020 |
EX-10.3 6 filename6.htm Exhibit 10.3 2019 Executive Bonus Plan Overview This 2019 Executive Bonus Plan (“Plan”) specifies the terms and conditions under which eligible executive employees of PubMatic, Inc. and/or its subsidiaries (“Company” or “PubMatic”) may receive bonuses from the Company and how the Plan will be administered. This Plan states how bonuses are calculated, but it does not change |
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| October 19, 2020 |
Subsidiaries of PubMatic, Inc. Exhibit 21.1 Subsidiaries of PubMatic, Inc. Name Jurisdiction PUBMATIC INDIA PRIVATE LIMITED 6th Floor, Amar Paradigm, Baner Road, near D-mart, Pune, Maharashtra 411045, India India |
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| October 19, 2020 |
EX-4.2 4 filename4.htm Exhibit 4.2 PUBMATIC, INC. SIXTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT October 1, 2020 PUBMATIC, INC. SIXTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT This Sixth Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made as of October 1, 2020, by and among PubMatic, Inc., a Delaware corporation (the “Company”), the persons and entities (each |
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| October 19, 2020 |
Exhibit 10.16 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL 3333 W. Empire Avenue Burbank, CA 91504 818.524 3000 [email protected] Contact Number YAHOO AD EXCHANGE AGREEMENT - MEDIA BUYER The Company |
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| October 19, 2020 |
EX-10.14 12 filename12.htm Exhibit 10.14 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL EXECUTION COPY GOOGLE EXCHANGE INTEGRATION AGREEMENT This GOOGLE EXCHANGE INTEGRATION AGREEMENT (“Agreement”) is e |
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| October 19, 2020 |
SECURED NON-RECOURSE PROMISSORY NOTE $1,000,000.00 August 30, 2018 Redwood City, California Exhibit 10.11 SECURED NON-RECOURSE PROMISSORY NOTE $1,000,000.00 August 30, 2018 Redwood City, California FOR VALUE RECEIVED, the undersigned Borrower promises to repay to PubMatic, Inc., a Delaware corporation (the ?Company?) the principal sum of One Million Dollars ($1,000,000.00) (the ?Original Principal?), together with interest from the date of this Note on the unpaid principal balance, upon |
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| October 19, 2020 |
EX-10.19 17 filename17.htm Exhibit 10.19 LEAVE AND LICENSE AGREEMENT THIS LEAVE AND LICENSE AGREEMENT IS MADE THIS 23rd DAY OF FEBRUARY 2018 AT PUNE, BETWEEN HIS HOLINESS DR. SYEDNA TAHER SAIFUDDlN MEMORIAL FOUNDATION, a Public Trust registered with the Charity Commissioner at Mumbai bearing No. E-15771 (Mum) having its registered office at Amatullah Manzil, 1st Floor, 65 Perin Nariman Street, For |
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| October 19, 2020 |
801 California Street Mountain View, CA 94041 650.988.8500 Fenwick.com JAMES D. EVANS October 19, 2020 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 VIA EDGAR AND OVERNIGHT DELIVERY U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Christine Dietz, Senior Sta |
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| October 19, 2020 |
PUBMATIC, INC. (formerly Komli, Inc.) (Adopted on November 24, 2006) Table of Contents Exhibit 3.3 BYLAWS OF PUBMATIC, INC. (formerly Komli, Inc.) (Adopted on November 24, 2006) Table of Contents Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office. 1 1.2 Other Offices. 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings. 1 2.2 Annual Meeting. 1 2.3 Special Meeting. 1 2.4 Notice of Stockholders? Meetings. 2 2.5 Manner of Giving Notice; Affidavit of Notice. 2 2.6 Quorum |
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| October 19, 2020 |
Confidential Draft No. 2 submitted on October 19, 2020. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUBMATIC, INC |
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| October 19, 2020 |
SECURED NON-RECOURSE PROMISSORY NOTE Exhibit 10.10 SECURED NON-RECOURSE PROMISSORY NOTE $3,000,000.00 August 30, 2018 Redwood City, California FOR VALUE RECEIVED, the undersigned Borrower promises to repay to PubMatic, Inc., a Delaware corporation (the “Company”) the principal sum of Three Million Dollars ($3,000,000.00) (the “Original Principal”), together with interest from the date of this Note on the unpaid principal balance, upo |
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| October 19, 2020 |
PUBMATIC, INC. STOCK REPURCHASE AGREEMENT Exhibit 10.12 PUBMATIC, INC. STOCK REPURCHASE AGREEMENT This Stock Repurchase Agreement is entered into as of November 20, 2018, between PubMatic, Inc., a Delaware corporation (the ?Company?) and Mukul Kumar (the ?Holder?). A.Holder holds 310,000 shares of Common Stock of the Company represented by stock certificate #C-118. B.The Company desires to repurchase from Holder, and the Holder desires to |
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| October 19, 2020 |
THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit 10.13 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of November 7, 2017 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and PUBMATIC, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repa |
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| October 19, 2020 |
Exhibit 10.18 EXECUTION COPY 229 West 43rd Street NEW YORK, NEW YORK OFFICE LEASE AGREEMENT BETWEEN BRE/NYT L.L.C., as Landlord AND PUBMATIC, INC., as Tenant TABLE OF CONTENTS Page Article 1 BASIC LEASE INFORMATION AND CERTAIN DEFINITIONS 1 Article 2 LEASE GRANT 5 Article 3 ADJUSTMENT OF COMMENCEMENT DATE; POSSESSION; LANDLORD WORK 5 Article 4 RENT 7 Article 5 COMPLIANCE WITH LAWS; USE 7 Article 6 |
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| October 19, 2020 |
Exhibit 10.4 PUBMATIC, INC. 2017 EQUITY INCENTIVE PLAN As Adopted on February 14, 2017 and Amended on March 5, 2018 1.PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons an opportunity to participate |
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| October 19, 2020 |
Exhibit 10.15 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO PUBMATIC, INC. IF PUBLICLY DISCLOSED. SUBJECT TO FED. R. EVID. 408 CONFIDENTIAL PUBMATIC DEMAND PARTNER AGREEMENT These terms and conditions (the ?T&Cs?), together with the attached Exhibits), create a binding contract (t |
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| October 19, 2020 |
Exhibit 10.2 PUBMATIC, INC. 2006 STOCK OPTION PLAN Adopted by the Board on November 23, 2006 Approved by the Stockholders on November 24, 2006 Amended and Restated Effective as of November 25, 2008 Amended and Restated Effective as of March 26, 2010 Amended and Restated Effective as of May 17, 2011 Amended and Restated Effective as of October 11, 2011 Amended and Restated Effective as of January 6 |
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| September 16, 2020 |
Confidential draft submitted on September 16, 2020. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUBMATIC, INC. (E |
