Statistik Asas
| LEI | 549300SW81JCMVZDDY09 |
| CIK | 1818874 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SoFi Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan senarai kronologi lengkap bagi Pemfailan SEC, tidak termasuk pemfailan pemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numbe |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techno |
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| July 31, 2025 |
71,942,450 Shares SOFI TECHNOLOGIES, INC. Common Stock Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-289046 Prospectus Supplement (To prospectus dated July 29, 2025) 71,942,450 Shares SOFI TECHNOLOGIES, INC. Common Stock We are offering 71,942,450 shares of our common stock (the “Offering”). This prospectus supplement updates, amends and supplements the prospectus dated July 29, 2025, which forms a part of our Registration Statement |
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| July 31, 2025 |
Exhibit 1.1 Execution Version SOFI TECHNOLOGIES, INC. (a Delaware corporation) 71,942,450 Shares of Common Stock UNDERWRITING AGREEMENT Dated: July 29, 2025 SoFi Technologies, Inc. (a Delaware corporation) 71,942,450 Shares of Common Stock UNDERWRITING AGREEMENT July 29, 2025 Goldman Sachs & Co. LLC Citigroup Global Markets Inc. Mizuho Securities USA LLC c/o Goldman Sachs & Co. LLC 200 West Street |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 31, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form 424B3 (Form Type) SoFi Technologies, Inc. |
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| July 30, 2025 |
SoFi Technologies, Inc. Announces Pricing of Public Offering of Common Stock Exhibit 99.2 SoFi Technologies, Inc. Announces Pricing of Public Offering of Common Stock SAN FRANCISCO, Calif. – (BUSINESS WIRE) – July 29, 2025 – SoFi Technologies, Inc. (NASDAQ: SOFI) (“SoFi” or the “Company”) today announced that it has priced its previously announced underwritten public offering of 71,942,450 shares of its common stock at a price of $20.85 per share, for total gross proceeds |
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| July 30, 2025 |
SoFi Technologies, Inc. Announces Public Offering of Common Stock Exhibit 99.1 SoFi Technologies, Inc. Announces Public Offering of Common Stock SAN FRANCISCO, Calif. – (BUSINESS WIRE) – July 29, 2025 – SoFi Technologies, Inc. (NASDAQ: SOFI) (“SoFi” or the “Company”) today announced an underwritten public offering of $1.5 billion of shares of its common stock. In connection with the offering, SoFi expects to grant the underwriter a 30-day option to purchase up t |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 29, 2025 |
SOFI TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●] Senior Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.01 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee’s Certificate Section 2.03 Denominations |
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| July 29, 2025 |
As filed with the Securities and Exchange Commission on July 29, 2025 As filed with the Securities and Exchange Commission on July 29, 2025 Registration No. |
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| July 29, 2025 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED July 29, 2025 SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED July 29, 2025 Filed pursuant to Rule 424(b)(3) Registration Statement No. |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 29, 2025 |
SoFi Reports Second Quarter 2025, Accelerates Net Revenue Growth to Record $855 Million, Record Member and Product Growth, and Net Income of $97 Million Adjusted Net Revenue up 44% to a record $858 million Adjusted EBITDA up 81% to a record $249 million Fee-based Revenue up 72% to a record $378 million Member growth up 34% to a record 11. |
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| July 29, 2025 |
Form of Subordinated Indenture SOFI TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●] Subordinated Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.01 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee’s Certificate Section 2.03 Denomin |
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| July 29, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) SoFi Technologies, Inc. |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| May 6, 2025 |
, by and between Social Finance, Exhibit 10.3 February 29, 2024 Stephen Simcock Anticipated Start Date: June 3, 2024 Position. You will start in a full-time position as General Counsel, and you will initially report to Anthony Noto – Chief Executive Officer. By signing this letter, you confirm with Social Finance, LLC (the "Company") that you are under no contractual or other legal obligations that would prohibit you from perform |
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| May 6, 2025 |
Exhibit 10.2 July 8, 2024 Eric Schuppenhauer Anticipated Start Date: August 12, 2024 Position. You will start in a full-time position as EVP, Group Business Unit Leader, Borrow, and you will initially report to Anthony Noto - Chief Executive Officer. By signing this letter, you confirm with (the "Company") that you are under no contractual or other legal obligations that would prohibit you from pe |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techn |
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| May 6, 2025 |
Exhibit 10.1 November 2, 2023 Arun Pinto Anticipated Start Date: December 11, 2023 Position. You will start in a full-time position as Chief Risk Officer, and you will initially report to Anthony Noto, Chief Executive Officer. By signing this letter, you confirm with Social Finance, Inc. (the "Company") that you are under no contractual or other legal obligations that would prohibit you from perfo |
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| April 29, 2025 |
SoFi Reports First Quarter 2025 with Record Net Revenue of $772 Million, Record Member and Product Growth, Net Income of $71 Million Adjusted Net Revenue up 33% year-over-year to a record $771 million Adjusted EBITDA up 46% to a record $210 million Fee-based Revenue up 67% to a record $315 million Member growth up 34% to a record 10. |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| April 15, 2025 |
sofinotice2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 27, 2025 |
PERFORMANCE STOCK UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED 2021 STOCK OPTION AND INCENTIVE PLAN FOR SOFI TECHNOLOGIES, INC. |
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| March 27, 2025 |
PERFORMANCE STOCK UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED 2021 STOCK OPTION AND INCENTIVE PLAN FOR SOFI TECHNOLOGIES, INC. |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| February 24, 2025 |
Securities Trading and Section 16 Compliance Policy Exhibit 19.1 SOFI TECHNOLOGIES, INC. Securities Trading and Section 16 Compliance Policy Adopted and Effective as of May 28, 2021 Amended and Restated as of December 11, 2024 The Board of Directors (the “Board”) of SoFi Technologies, Inc. and its subsidiaries (the “Company”) adopted this Securities Trading and Section 16 Compliance Policy (this “Policy”) effective as of the date set forth above. T |
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| February 24, 2025 |
Galileo Financial Technologies, LLC Exhibit 10.25 May 17th, 2021 Derek White Anticipated Start Date: May 31st, 2021 Position. You will start in a full-time position as CEO of Galileo and Head of SoFi International, and you will initially report to Anthony Noto, Chief Executive Officer. By signing this letter, you confirm with Galileo Financial Technologies, LLC. (the "Company") that you are under no contractual or other legal obliga |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Technologi |
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| February 24, 2025 |
List of Subsidiaries of the Registrant Exhibit 21 LIST OF SUBSIDIARIES OF THE REGISTRANT The following are the subsidiaries of SoFi Technologies, Inc. as of December 31, 2024, omitting certain subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary. Name State or Other Jurisdiction of Organization Social Finance Inc. DE SoFi Bank N.A. UT |
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| January 27, 2025 |
SoFi Technologies Reports Net Revenue of $734 Million and Net Income of $332 Million for Q4 2024, Demonstrating Durable Growth and Strong Returns Record Adjusted Net Revenue Grew 24% Driven by 52% Combined Growth in Financial Services and Tech Platform Segments, Representing 49% of Total Adjusted Net Revenue 34% Growth in Members and 32% Growth in Products in 2024 Remain Key Drivers of Growth Record Fee Based Revenue of $289 Million increased 63%, Reinforcing Strength of Increased Mix of Higher ROE Revenue Management Announces 2025 Guidance SAN FRANCISCO, Calif. |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2025 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numbe |
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| December 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| December 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| December 17, 2024 |
10 Million Members Now Getting Their Money Right with SoFi SoFi members have earned $1B in interest on savings, paid down $33B in credit card debt, borrowed $117B to fund their ambitions through September 30, 2024 SAN FRANCISCO – December 17, 2024 – SoFi Technologies, Inc. |
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| November 29, 2024 |
As filed with the Securities and Exchange Commission on November 29, 2024 As filed with the Securities and Exchange Commission on November 29, 2024 Registration No. |
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| November 29, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) SoFi Technologies, Inc. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi T |
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| November 7, 2024 |
Form of Offer Letter Amendment for Executive Officers Exhibit 10.1 [EXECUTIVE NAME] (“Executive”) VIA EMAIL TO Re: Amendment to Your Offer Letter Dated [date] Executive and Social Finance, LLC (the “Company”) (collectively, the “Parties”) agree to amend the offer letter entered into by the Parties as of [date] (the “Agreement”) as follows (the “Amendment”): 1.In consideration for the mutual promises set forth in the Agreement and this Amendment, the |
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| October 29, 2024 |
SoFi Technologies Reports Net Revenue of $697 Million and Net Income of $61 Million for Q3 2024, Demonstrating Durable Growth and Strong Returns Record Adjusted Net Revenue with Growth Accelerating to 30% Driven by 64% Combined Growth in Financial Services and Tech Platform Segments, representing 49% of Total Adjusted Net Revenue 35% Growth in Members and Strong Product Innovation Remain Key Drivers of Growth Company Recorded $174 Million in Capital Light, Fee-Based Revenue, Reinforcing Strength of Increased Mix of Higher ROE Revenue Management Raises FY24 Guidance SAN FRANCISCO, Calif. |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| October 3, 2024 |
Goodwin Procter LLP The New York Times Building 620 Eighth Avenue New York, New York 10018 goodwinlaw. |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techno |
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| August 6, 2024 |
, Inc. Executive Severance Plan Exhibit 10.1 SoFi Technologies, Inc. Executive Severance Plan 1. Establishment of Plan. SoFi Technologies, Inc., a Delaware corporation, is establishing this Executive Severance Plan (the “Plan”) that is intended to be a welfare benefit plan within the meaning of Section 3(1) of ERISA. The Plan is in effect for Covered Executives of the Company or the Applicable Subsidiary who experience a Covered |
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| July 30, 2024 |
SoFi Technologies Reports Net Revenue of $599 Million and Net Income of $17 Million for Q2 2024, Marking Third Consecutive Quarter of GAAP Profitability Record Adjusted Net Revenue Driven by 46% Combined Growth in Financial Services and Tech Platform Segments vs 5% Lending Growth Given Conservative Stance 41% Growth in Members and Strong Product Innovation Remain Key Drivers of Current and Future Growth Management Raises FY24 Guidance SAN FRANCISCO, Calif. |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| May 7, 2024 |
Exhibit 10.3 PERFORMANCE STOCK UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED 2021 STOCK OPTION AND INCENTIVE PLAN FOR SOFI TECHNOLOGIES, INC. Name of Grantee: Target No. of Performance Restricted Stock Units (the “PSUs”): Grant Date: Pursuant to the Amended and Restated 2021 Stock Option and Incentive Plan for SoFi Technologies, Inc., as amended through the date hereof (the “Plan”), SoFi Tec |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techn |
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| April 29, 2024 |
SoFi Technologies Reports Q1 2024 Net Revenue of $645 Million and Net Income of $88 Million, Marking Second Consecutive Quarter of GAAP Profitability 54% Combined Revenue Growth in Tech Platform and Financial Services Segments Drove 26% Growth in Total Adjusted Net Revenue Management Raises FY 24 Guidance SAN FRANCISCO, Calif. |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 8, 2024 |
sofinotice2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Com |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| March 8, 2024 |
EXECUTION VERSION SOFI TECHNOLOGIES, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of March 8, 2024 1.25% Convertible Senior Notes due 2029 |US-DOCS\148129245.6|| TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 11 Section 1.03. Rules of Construction. 11 Article 2. The Notes 1 |
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| March 8, 2024 |
Form of Confirmation for Capped Call Transactions Exhibit 10.1 Bidding Form [] 1 To: SoFi Technologies, Inc. 234 1st Street San Francisco, CA 94105 From: [] Re: [Base][Additional] Capped Call Transaction2,3 Ref. No: []4 Date: [], 2024 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the “Tr |
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| March 8, 2024 |
Exhibit 10.2 CAPPED CALL EARLY UNWIND AGREEMENT dated as of March [ • ], 2024 between SoFi Technologies, Inc. and [] THIS EARLY UNWIND AGREEMENT (this “Agreement”) with respect to the Capped Call Transactions (as defined below) is made as of March [ • ], 2024 between SoFi Technologies, Inc. (“Company”) and [] (“Dealer”). WHEREAS, in connection with the 0.00% Convertible Senior Notes due 2026 issue |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| March 6, 2024 |
SoFi Technologies, Inc. Prices $750 Million Convertible Senior Notes Offering Due 2029 Exhibit 99.1 SoFi Technologies, Inc. Prices $750 Million Convertible Senior Notes Offering Due 2029 SAN FRANCISCO, CALIFORNIA—(BUSINESS WIRE)—March 5, 2024—SoFi Technologies, Inc. (“SoFi”) (NASDAQ: SOFI) today announced that it priced its private offering of 1.25% convertible senior notes due 2029 (the “notes”) in an aggregate principal amount of $750 million. The notes will be sold in a private o |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| March 5, 2024 |
SoFi Technologies, Inc. Announces Proposed Convertible Senior Notes Offering Due 2029 Exhibit 99.1 SoFi Technologies, Inc. Announces Proposed Convertible Senior Notes Offering Due 2029 SAN FRANCISCO, CALIFORNIA—(BUSINESS WIRE)—March 5, 2024—SoFi Technologies, Inc. (“SoFi”) (NASDAQ: SOFI) today announced its intention to offer, subject to market and other conditions, $750 million aggregate principal amount of convertible senior notes due 2029 (the “notes”) in a private offering only |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Technologi |
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| February 27, 2024 |
Compensation Recovery Policy effective as of October 2, 2023 SOFI TECHNOLOGIES, INC. COMPENSATION RECOVERY POLICY Adopted as of October 2, 2023 SoFi Technologies, Inc., a Delaware corporation (the “Company”), has adopted a Compensation Recovery Policy (this “Policy”) as described below. 1. Overview The Policy sets forth the circumstances and procedures under which the Company shall recover Erroneously Awarded Compensation from Covered Persons (as defined be |
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| February 27, 2024 |
List of Subsidiaries of the Registrant Exhibit 21 LIST OF SUBSIDIARIES OF THE REGISTRANT The following are the subsidiaries of SoFi Technologies, Inc. |
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| February 13, 2024 |
SOFI / SoFi Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: SoFi Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 83406F102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| January 29, 2024 |
SOFI TECHNOLOGIES, INC. REPORTS FOURTH QUARTER AND FISCAL YEAR 2023 RESULTS Accelerating Revenue Growth, Expanding Margins and GAAP Profitability Fourth Quarter $615 Million GAAP Net Revenue Up 35% Year-over-Year; $594 Million Adjusted Net Revenue Up 34% Year-over-Year Record Fourth Quarter Adjusted EBITDA of $181 Million Up 159% Year-over-Year, 30% Target Margin Reached Fourth Quarter Positive GA |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2024 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi T |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| October 30, 2023 |
SOFI TECHNOLOGIES, INC. REPORTS THIRD QUARTER 2023 RESULTS Record GAAP and Adjusted Net Revenue for Third Quarter 2023 GAAP Net Revenue of $537 Million Up 27%; $531 Million Adjusted Net Revenue Up 27% Year-over-Year Record Adjusted EBITDA of $98 Million Up 121% Year-over-Year GAAP EPS Loss of $0.29; EPS Loss Excluding the Impact of Goodwill Impairment of $0.03 New Member Adds of Over 717,000; Quar |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techno |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 31, 2023 |
SOFI TECHNOLOGIES, INC. REPORTS SECOND QUARTER 2023 RESULTS Record GAAP and Adjusted Net Revenue for Second Quarter 2023 GAAP Net Revenue of $498 Million Up 37%; $489 Million Adjusted Net Revenue Up 37% Year-over-Year Record Adjusted EBITDA of $77 Million Up 278% Year-over-Year New Member Adds of Over 584,000; Quarter-End Total Members Up 44% Year-over-Year to Over 6.2 Million New Product Adds of |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techn |
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| May 10, 2023 |
Offer Letter, dated as of April 21, 2022, by and between Social Finance, Inc. and Jeremy Rishel Exhibit 10.4 April 21, 2022 Jeremy Rishel Anticipated Start Date: May 14th, 2022 Position. You will start in a full-time position as Chief Technology Officer at SoFi, and you will initially report to Anthony Noto - CEO. By signing this letter, you confirm with Social Finance that you are under no contractual or other legal obligations that would prohibit you from performing your duties with the Co |
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| May 10, 2023 |
Offer Letter, dated as of July 1, 2019, by and between Social Finance, Inc. and Aaron Webster Exhibit 10.5 Social Finance Inc. 234 1st St San Francisco, CA 94105 July 1, 2019 Aaron Webster Sent via email: [email protected] Dear Aaron, Social Finance Inc. , a Delaware corporation (the “ Company ”), is pleased to offer you employment with the Company on the terms described below. 1.Position. You will start in a full-time position as Chief Risk Officer with the additional responsib |
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| May 10, 2023 |
Offer Letter, dated as of June 22, 2021, by and between Social Finance, Inc. and Chad Borton Exhibit 10.3 June 22nd, 2021 Chad Borton Lewis Center, OH Anticipated Start Date: September 13th, 2021 Position. You will start in a full-time position as President, SoFi Bank, and you will initially report to Anthony Noto - Chief Executive Officer. By signing this letter, you confirm with Social Finance, Inc. (the "Company") that you are under no contractual or other legal obligations that would |
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| May 10, 2023 |
Exhibit 10.2 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT dated as of April 28, 2023 among SOFI TECHNOLOGIES, INC., as the Borrower, the Lenders party hereto, the Issuing Banks party hereto, and GOLDMAN SACHS BANK USA, as the Administrative Agent, GOLDMAN SACHS BANK USA and CITIBANK, N.A., as Joint Lead Arrangers and Joint Bookrunners TABLE OF CONTENTS ARTICLE I DEFINITIONS 5 Section 1.01 Defin |
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| May 10, 2023 |
Director Deferred Compensation Plan of SoFi Technologies, Inc., effective as of January 1, 2023 Exhibit 10.1 SOFI TECHNOLOGIES, INC. DIRECTOR DEFERRED COMPENSATION PLAN Effective January 1, 2023 SECTION 1 INTRODUCTION; DEFINITIONS 1.1.Name of Plan; History. This SoFi Technologies, Inc. Director Deferred Compensation Plan is a non-qualified, unfunded plan established for the purpose of allowing directors of the Company to defer the receipt of income. The Plan is intended to comply with Code s |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| May 1, 2023 |
SOFI TECHNOLOGIES, INC. REPORTS FIRST QUARTER 2023 RESULTS Record GAAP and Adjusted Net Revenue for First Quarter 2023 GAAP Net Revenue of $472 Million Up 43%; $460 Million Adjusted Net Revenue Up 43% Year-over-Year Record Adjusted EBITDA of $76 Million Up 772% Year-over-Year and Up 8% Sequentially New Member Adds of Over 433,000; Quarter-End Total Members Up 46% Year-over-Year to Nearly 5.7 Milli |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) 9 |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 28, 2023 |
sofinotice2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 17, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) SoFi Technologies, Inc. |
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| March 17, 2023 |
As filed with the Securities and Exchange Commission on March 17, 2023 As filed with the Securities and Exchange Commission on March 17, 2023 Registration No. |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| March 1, 2023 |
List of Subsidiaries of the Registrant Exhibit 21 LIST OF SUBSIDIARIES OF THE REGISTRANT The following are the subsidiaries of SoFi Technologies, Inc. |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Technologi |
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| February 9, 2023 |
SOFI / SoFi Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01922-sofitechnologiesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: SoFi Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 83406F102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to d |
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| January 30, 2023 |
SOFI TECHNOLOGIES, INC. REPORTS FOURTH QUARTER AND FISCAL YEAR 2022 RESULTS Record GAAP and Adjusted Net Revenue for Fourth Quarter and Full Year 2022 Fourth Quarter $457 Million GAAP Net Revenue Up 60% Year-over-Year; $443 Million Adjusted Net Revenue Up 58% Year-over-Year Record Fourth Quarter Adjusted EBITDA of $70 Million Up 15.3x Year-over-Year and Up 58% Sequentially Fourth Quarter $40 Milli |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi T |
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| November 9, 2022 |
First Amendment to Stadium Complex Cornerstone Naming Rights and Sponsorship Agreement Exhibit 10.2 FIRST AMENDMENT TO STADIUM COMPLEX CORNERSTONE NAMING RIGHTS AND SPONSORSHIP AGREEMENT This First Amendment to Stadium Complex Cornerstone Naming Rights and Sponsorship Agreement (this ?Amendment?) is made and entered into as of September 8, 2022 (the ?Execution Date?) by and between (i) Social Finance, Inc., a Delaware corporation (?Naming Rights Partner?), and (ii) Stadco LA, LLC, a |
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| November 9, 2022 |
Amended and Restated 2021 Stock Option and Incentive Plan and forms of agreement thereunder Exhibit 10.1 AMENDED AND RESTATED 2021 STOCK OPTION AND INCENTIVE PLAN FOR SOFI TECHNOLOGIES, INC. SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Amended and Restated 2021 Stock Option and Incentive Plan for SoFi Technologies, Inc. (the ?Plan?). The purpose of the Plan is to encourage and enable the officers, employees, Non-Employee Directors and Consultants of SoF |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| November 1, 2022 |
SOFI TECHNOLOGIES, INC. REPORTS THIRD QUARTER 2022 RESULTS Record GAAP and Adjusted Net Revenue for Third Quarter 2022 GAAP Net Revenue of $424 Million Up 56%; $419 Million Adjusted Net Revenue Up 51% Year-over-Year Record Adjusted EBITDA of $44 Million Up 332% Year-over-Year and Up 118% Sequentially New Member Adds of Nearly 424,000; Quarter-End Total Members Up 61% Year-over-Year to Over 4.7 Mil |
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| September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Nu |
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| September 12, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) SoFi Technologies, Inc. |
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| September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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| August 17, 2022 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Scott Lesmes, Esq. Morrison & Foerster LLP David P. Slotkin, Esq. Shin-Marunouchi Building, |
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| August 11, 2022 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Scott Lesmes, Esq. Morrison & Foerster LLP David P. Slotkin, Esq. Shin-Marunouchi Building, |
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| August 9, 2022 |
Amended and Restated 2021 Stock Option and Incentive Plan and forms of agreement thereunder Exhibit 10.1 AMENDED AND RESTATED 2021 STOCK OPTION AND INCENTIVE PLAN FOR SOFI TECHNOLOGIES, INC. SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Amended and Restated 2021 Stock Option and Incentive Plan for SoFi Technologies, Inc. (the ?Plan?). The purpose of the Plan is to encourage and enable the officers, employees, Non-Employee Directors and Consultants of SoF |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techno |
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| August 8, 2022 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Scott Lesmes, Esq. Morrison & Foerster LLP David P. Slotkin, Esq. Shin-Marunouchi Building, |
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| August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number |
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| August 2, 2022 |
SOFI TECHNOLOGIES, INC. REPORTS SECOND QUARTER 2022 RESULTS Record GAAP and Adjusted Net Revenue for Second Quarter 2022 GAAP Net Revenue of $363 Million Up 57%; $356 Million Record Adjusted Net Revenue Up 50% Year-over-Year Adjusted EBITDA of $20 Million Up 81% Year-over-Year New Member Adds of Over 450,000; Quarter-End Total Members Up 69% Year-over-Year to Over 4.3 Million New Product Adds of O |
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| July 22, 2022 |
July 22, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-3233 Attention: Eric Envall Re: SoFi Technologies, Inc. Registration Statement on Form S-3 (File No. 333-266180) Filed July 15, 2022 To whom it may concern: Pursuant to Rule 461 under the Securities Act of 1933, as amended, SoFi Technologies, Inc. hereby respectfully requests that the Securities a |
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| July 22, 2022 |
CORRESP 1 filename1.htm July 22, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-3233 Attention: Staff of the Securities and Exchange Commission (the “Staff”) Re: SoFi Technologies, Inc. Registration Statement on Form S-3 (File No. 333-266180) (the “Registration Statement”) Filed on July 15, 2022 To whom it may concern: The purpose of this letter is to |
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| July 15, 2022 |
As filed with the Securities and Exchange Commission on July 15, 2022 As filed with the Securities and Exchange Commission on July 15, 2022 Registration Nos. |
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| July 15, 2022 |
Form of Subordinated Indenture SOFI TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?] Subordinated Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.01 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee?s Certificate Section 2.03 Denomin |
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| July 15, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) SoFi Technologies, Inc. |
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| July 15, 2022 |
SOFI TECHNOLOGIES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?] Senior Debt Securities TABLE OF CONTENTS1 ARTICLE 1 DEFINITIONS Section 1.01 Definitions of Terms ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES Section 2.01 Designation and Terms of Securities Section 2.02 Form of Securities and Trustee?s Certificate Section 2.03 Denominations |
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| July 15, 2022 |
As filed with the Securities and Exchange Commission on July 15, 2022 As filed with the Securities and Exchange Commission on July 15, 2022 Registration No. |
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| July 15, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) SoFi Technologies, Inc. |
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| July 14, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| July 14, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-263277 Prospectus Supplement No. 5 (To Prospectus dated March 15, 2022) SOFI TECHNOLOGIES, INC. 501,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 10, 2022 |
SOFI TECHNOLOGIES, INC. REPORTS FIRST QUARTER 2022 RESULTS Record GAAP and Adjusted Net Revenue for First Quarter 2022 GAAP Net Revenue of $330 Million Up 69%; $322 Million Record Adjusted Net Revenue Up 49% Year-over-Year Adjusted EBITDA of $9 Million Positive for Seventh Straight Quarter New Member Adds of 408,000; Quarter-End Total Members Up 70% Year-over-Year to Nearly 3.9 Million New Product |
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| May 10, 2022 |
424B3 1 sofitechnologies-q12022.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-263277 Prospectus Supplement No. 4 (To Prospectus dated March 15, 2022) SOFI TECHNOLOGIES, INC. 501,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This |
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| May 10, 2022 |
SOFI TECHNOLOGIES, INC. REPORTS FIRST QUARTER 2022 RESULTS Record GAAP and Adjusted Net Revenue for First Quarter 2022 GAAP Net Revenue of $330 Million Up 69%; $322 Million Record Adjusted Net Revenue Up 49% Year-over-Year Adjusted EBITDA of $9 Million Positive for Seventh Straight Quarter New Member Adds of 408,000; Quarter-End Total Members Up 70% Year-over-Year to Nearly 3.9 Million New Product |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techn |
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| May 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-263277 Prospectus Supplement No. 3 (To Prospectus dated March 15, 2022) SOFI TECHNOLOGIES, INC. 501,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-396 |
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| May 2, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-263277 Prospectus Supplement No. 2 (To Prospectus dated March 15, 2022) SOFI TECHNOLOGIES, INC. 510,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and |
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| April 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| April 6, 2022 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Scott Lesmes, Esq. Morrison & Foerster LLP David P. Slotkin, Esq. Shin-Marunouchi Building, |
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| April 6, 2022 |
Exhibit 99.1 SoFi Updates 2022 Annual Guidance to Reflect Latest Extension of Federal Student Loan Payment Moratorium SAN FRANCISCO, Calif. - April 6, 2022 - SoFi Technologies, Inc. (NASDAQ: SOFI) today announced updated guidance for its anticipated full-year 2022 financial results following President Biden?s directive to extend the federal student loan payment moratorium from May 1, 2022 until Au |
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| April 6, 2022 |
Exhibit 99.1 SOFI ANNOUNCES CHANGES TO ITS BOARD OF DIRECTORS SAN FRANCISCO, Calif. - April 6, 2022 - SoFi Technologies, Inc. (NASDAQ: SOFI) announced that three members of its Board of Directors (?Board?) will be stepping down: Clay Wilkes, Founder of Galileo Financial Technologies, as well as SoftBank?s Michel Combes and Carlos Medeiros. ?On behalf of the Company, I want to thank Clay Wilkes, Mi |
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| April 6, 2022 |
SOFI ANNOUNCES CHANGES TO ITS BOARD OF DIRECTORS Exhibit 99.1 SOFI ANNOUNCES CHANGES TO ITS BOARD OF DIRECTORS SAN FRANCISCO, Calif. - April 6, 2022 - SoFi Technologies, Inc. (NASDAQ: SOFI) announced that three members of its Board of Directors (?Board?) will be stepping down: Clay Wilkes, Founder of Galileo Financial Technologies, as well as SoftBank?s Michel Combes and Carlos Medeiros. ?On behalf of the Company, I want to thank Clay Wilkes, Mi |
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| April 6, 2022 |
424B3 1 sofiform8-k412022.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-263277 Prospectus Supplement No. 1 (To Prospectus dated March 15, 2022) 501,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, |
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| March 16, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-263277 PROSPECTUS PROSPECTUS FOR 501,910,240 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 12,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 12,170,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS OF SOFI TECHNOLOGIES, INC. This prospectus relates to (i) the resale of 202,182,341 shares of common stock, par value $0 |
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| March 11, 2022 | ||
| March 4, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-1 (Form Type) SoFi Technologies, Inc. |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022 As filed with the Securities and Exchange Commission on March 4, 2022 Registration No. |
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| March 3, 2022 |
SoFi Completes Acquisition of Technisys EX-99.1 2 exhibit9918-k332022.htm EX-99.1 SoFi Completes Acquisition of Technisys SAN FRANCISCO, CALIF. - March 3, 2022 - SoFi Technologies, Inc. (“SoFi”), the digital personal finance company, today announced the completion of its acquisition of Technisys S.à.r.l. (“Technisys”), a leading cloud-native, digital multi-product core banking platform. Technisys adds a unique, strategic technology and |
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| March 3, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| March 1, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-396 |
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| March 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| March 1, 2022 |
SOFI TECHNOLOGIES REPORTS FOURTH QUARTER AND FISCAL YEAR 2021 RESULTS Record GAAP and Adjusted Revenue for Fourth Quarter and Full Year 2021 Fourth Quarter $286 Million GAAP Revenue Up 67%, $280 Million Adjusted Revenue Up 54% Year-over-Year Fourth Quarter Adjusted EBITDA of $5 Million Positive for 6th Straight Quarter Record 523,000 Quarterly New Member Adds Up 39% Sequentially Record 906,000 Quarterly New Product Adds Up 51% Sequentially SAN FRANCISCO, Calif. |
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| March 1, 2022 |
List of Subsidiaries of the Registrant Exhibit 21 LIST OF SUBSIDIARIES OF THE REGISTRANT The following are the subsidiaries of SoFi Technologies, Inc. |
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| March 1, 2022 |
Description of Registered Securities Exhibit 4.5 DESCRIPTION OF OUR SECURITIES Authorized Capitalization General The total amount of authorized capital stock of SoFi Technologies consists of 3,000,000,000 shares of voting common stock, par value $0.0001 per share, 100,000,000 shares of non-voting common stock, par value of $0.0001 per share, 100,000,000 shares of preferred stock, par value $0.0001 per share and 100,000,000 shares of |
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| February 24, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among SOFI TECHNOLOGIES, INC., TECHNISYS S.A., ATOM NEW DELAWARE, INC., ATOM MERGER SUB CORPORATION and FORTIS ADVISORS LLC, AS THE REPRESENTATIVE Dated as of February 19, 2022 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 6 Section 1.1. Certain Definitions 6 Section 1.2. Interpretation 21 Section 1.3. Additional Definitions |
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| February 24, 2022 |
Exhibit 10.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT, dated as of February 19, 2022 (this ?Agreement?), is made by and among SoFi Technologies, Inc., a Delaware corporation (?Parent?) and, on a several but not joint basis, each of the Persons set forth on Schedule 1 hereto under the caption ?Holder? (each, a ?Shareholder?). Capitalized terms used but not defined herein shall have the respective m |
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| February 24, 2022 |
Exhibit 10.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT, dated as of February 19, 2022 (this ?Agreement?), is made by and among SoFi Technologies, Inc., a Delaware corporation (?Parent?) and, on a several but not joint basis, each of the Persons set forth on Schedule 1 hereto under the caption ?Holder? (each, a ?Shareholder?). Capitalized terms used but not defined herein shall have the respective m |
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| February 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 18 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| February 24, 2022 |
Exhibit 10.2 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this ?Agreement?) is made and entered into as of February 19, 2022, by and between SoFi Technologies, Inc., a Delaware corporation (?Parent?), and, on a several but not joint basis, each of the Persons set forth on Schedule 1 hereto. The Persons set forth on Schedule 1 hereto and any Person who hereafter becomes a party to this Agreement pursu |
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| February 24, 2022 |
Exhibit 10.2 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this ?Agreement?) is made and entered into as of February 19, 2022, by and between SoFi Technologies, Inc., a Delaware corporation (?Parent?), and, on a several but not joint basis, each of the Persons set forth on Schedule 1 hereto. The Persons set forth on Schedule 1 hereto and any Person who hereafter becomes a party to this Agreement pursu |
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| February 24, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among SOFI TECHNOLOGIES, INC., TECHNISYS S.A., ATOM NEW DELAWARE, INC., ATOM MERGER SUB CORPORATION and FORTIS ADVISORS LLC, AS THE REPRESENTATIVE Dated as of February 19, 2022 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 6 Section 1.1. Certain Definitions 6 Section 1.2. Interpretation 21 Section 1.3. Additional Definitions |
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| February 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| February 22, 2022 |
SoFi Technologies, Inc. Announces Agreement to Acquire Technisys Acquisition Accelerates SoFi?s Development of a Unique Full-Stack, Multi-Product, Digital Banking Technology Platform Offering Best-of-Breed Financial Products and Services SAN FRANCISCO, California ? February 22, 2022 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi?), the digital personal finance company, today announced that it ha |
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| February 22, 2022 |
SoFi?s Acquisition of Technisys February 22, 2022 2? 2022 Social Finance, Inc. Advisory services offered through SoFi Wealth LLC. SoFi Money? is offered through SoFi Securities LLC. SoFi Lending Corp., CFL #6054612. NMLS #1121636. Forward Looking Statements Cautionary Statement Regarding Forward-Looking Statements This communication contains certain forward-looking statements, including, but not l |
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| February 22, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 17 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| February 10, 2022 |
SOFI / SoFi Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: SoFi Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 83406F102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ |
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| February 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| February 2, 2022 |
SoFi Completes Acquisition of Golden Pacific Bancorp, Inc. Plans to Officially Launch SoFi Checking and Savings with up to 1.00% APY in the Coming Weeks SAN FRANCISCO, CALIF. - February 2, 2022 - SoFi Technologies, Inc. (?SoFi?), the digital personal finance company, today announced the completion of its acquisition of Golden Pacific Bancorp, Inc. (OTCPK: GPBI) and its wholly owned subsidiary Gold |
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| February 2, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 16 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| February 2, 2022 |
SoFi Completes Acquisition of Golden Pacific Bancorp, Inc. Plans to Officially Launch SoFi Checking and Savings with up to 1.00% APY in the Coming Weeks SAN FRANCISCO, CALIF. - February 2, 2022 - SoFi Technologies, Inc. (?SoFi?), the digital personal finance company, today announced the completion of its acquisition of Golden Pacific Bancorp, Inc. (OTCPK: GPBI) and its wholly owned subsidiary Gold |
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| January 19, 2022 |
SoFi Receives Regulatory Approval to Become a National Bank SAN FRANCISCO, CALIF. - January 18, 2022 - SoFi Technologies, Inc. (?SoFi?), the digital personal finance company, today announced that the Office of the Comptroller of the Currency (OCC) and the Federal Reserve have approved its applications to become a Bank Holding Company through its proposed acquisition of Golden Pacific Bancorp, Inc. |
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| January 19, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 15 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2022 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| January 19, 2022 |
SoFi Receives Regulatory Approval to Become a National Bank SoFi Receives Regulatory Approval to Become a National Bank SAN FRANCISCO, CALIF. - January 18, 2022 - SoFi Technologies, Inc. (?SoFi?), the digital personal finance company, today announced that the Office of the Comptroller of the Currency (OCC) and the Federal Reserve have approved its applications to become a Bank Holding Company through its proposed acquisition of Golden Pacific Bancorp, Inc. |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 SoFi Technologies, Inc. (f/k/a Social Capital Hedosophia Holdings Corp. V) (Name of Issuer) Common Stock, par value $0.0001 per share (Titles of Class of Securities) 83406F102 (CUSIP Number) December 30, 2021 (Date of Event Which Requires Filing of this |
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| December 15, 2021 |
Press Release dated December 15, 2021 SoFi Technologies, Inc. Announces Completion of Redemption of Certain Outstanding Warrants SAN FRANCISCO, California ? December 15, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi? or ?the Company?), a leading digital personal finance company, today announced the completion of the redemption of the outstanding warrants (the ?Public Warrants?) to purchase shares of the Company?s common stock, |
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| December 15, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 14 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| December 15, 2021 |
SoFi Technologies, Inc. Announces Completion of Redemption of Certain Outstanding Warrants SoFi Technologies, Inc. Announces Completion of Redemption of Certain Outstanding Warrants SAN FRANCISCO, California ? December 15, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi? or ?the Company?), a leading digital personal finance company, today announced the completion of the redemption of the outstanding warrants (the ?Public Warrants?) to purchase shares of the Company?s common stock, |
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| December 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 24, 2021 |
SOFI / SoFi Technologies, Inc. / Red Crow Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F 102 (CUSIP Number) Red Crow Capital, LLC c/o Dorsey & Whitney LLP 111 S. Main Street, Suite 2100 Salt Lake City, Utah 84111 with cop |
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| November 22, 2021 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13DA Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Scott Lesmes, Esq. Morrison & Foerster LLP David P. Slotkin, Esq. Shin-Marunouchi Building, |
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| November 19, 2021 |
NOTICE OF ?REDEMPTION FAIR MARKET VALUE? TO THE HOLDERS OF SOFI TECHNOLOGIES, INC. |
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| November 19, 2021 |
Notice of Redemption Fair Market Value dated November 19, 2021 NOTICE OF ?REDEMPTION FAIR MARKET VALUE? TO THE HOLDERS OF SOFI TECHNOLOGIES, INC. |
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| November 19, 2021 |
EX-99.1 2 ex991.htm EX-99.1 SoFi Technologies, Inc. Announces “Redemption Fair Market Value” in Connection With Redemption of its Outstanding Warrants SAN FRANCISCO, California – November 19, 2021 – SoFi Technologies, Inc. (NASDAQ: SOFI), (“SoFi” or “the Company”), a leading digital personal finance company, today announced the “Redemption Fair Market Value” in connection with its previously annou |
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| November 19, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 13 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| November 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 19, 2021 |
SoFi Technologies, Inc. Announces ?Redemption Fair Market Value? in Connection With Redemption of its Outstanding Warrants SAN FRANCISCO, California ? November 19, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi? or ?the Company?), a leading digital personal finance company, today announced the ?Redemption Fair Market Value? in connection with its previously announced redemption of its outst |
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| November 18, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 18, 2021 |
Exhibit 1.1 SOFI TECHNOLOGIES, INC. (a Delaware corporation) 50,000,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: November 15, 2021 SoFi Technologies, Inc. (a Delaware corporation) 50,000,000 Shares of Common Stock UNDERWRITING AGREEMENT November 15, 2021 Barclays Capital Inc. as Representative of the Underwriters c/o Barclays Capital Inc. 745 7th Avenue New York, NY 10019 Ladies and Ge |
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| November 18, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 12 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| November 18, 2021 |
Exhibit 1.1 SOFI TECHNOLOGIES, INC. (a Delaware corporation) 50,000,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: November 15, 2021 SoFi Technologies, Inc. (a Delaware corporation) 50,000,000 Shares of Common Stock UNDERWRITING AGREEMENT November 15, 2021 Barclays Capital Inc. as Representative of the Underwriters c/o Barclays Capital Inc. 745 7th Avenue New York, NY 10019 Ladies and Ge |
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| November 17, 2021 |
50,000,000 Shares SOFI TECHNOLOGIES, INC. Common Stock Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 11 (To prospectus dated June 24, 2021) 50,000,000 Shares SOFI TECHNOLOGIES, INC. Common Stock The selling securityholders named in this prospectus supplement (the ?Selling Securityholders?) are offering 50,000,000 shares of our common stock (the ?Offering?). We are not selling any shares under this pro |
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| November 15, 2021 |
SoFi Technologies, Inc. Announces Secondary Offering of Common Stock by Selling Stockholders SAN FRANCISCO ? (BUSINESS WIRE) ? November 15, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI) (?SoFi? or the ?Company?) today announced a secondary offering of 50 million shares of its common stock by entities affiliated with SoftBank Group Corp., Silver Lake Partners, Qatar Investment Authority, Red Crow C |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi T |
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| November 15, 2021 |
SoFi Technologies, Inc. Announces Secondary Offering of Common Stock by Selling Stockholders SoFi Technologies, Inc. Announces Secondary Offering of Common Stock by Selling Stockholders SAN FRANCISCO ? (BUSINESS WIRE) ? November 15, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI) (?SoFi? or the ?Company?) today announced a secondary offering of 50 million shares of its common stock by entities affiliated with SoftBank Group Corp., Silver Lake Partners, Qatar Investment Authority, Red Crow C |
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| November 15, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 9 (To Prospectus dated June 24, 2021) SOFI TECHNOLOGIES, INC. 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and s |
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| November 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 15, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 10 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospect |
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| November 10, 2021 |
Press release, dated November 10, 2021 SOFI TECHNOLOGIES REPORTS THIRD QUARTER 2021 RESULTS Record GAAP and Adjusted Revenue and 5th Consecutive Quarter of Positive Adjusted EBITDA Total Year-over-Year Member Growth of 96% to 2. |
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| November 10, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 8 (To Prospectus dated June 24, 2021) SOFI TECHNOLOGIES, INC. 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and s |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Num |
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| November 10, 2021 |
SOFI TECHNOLOGIES REPORTS THIRD QUARTER 2021 RESULTS Record GAAP and Adjusted Revenue and 5th Consecutive Quarter of Positive Adjusted EBITDA Total Year-over-Year Member Growth of 96% to 2. |
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| November 5, 2021 |
424B3 1 sofiform8-k1142021.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 7 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, |
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| November 5, 2021 |
Press Release dated November 4, 2021 SoFi Technologies, Inc. Announces Redemption of All Outstanding Warrants SAN FRANCISCO, California ? November 4, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi? or ?the Company?), a leading digital personal finance company, today announced that the Company will redeem all of its outstanding warrants (the ?Public Warrants?) to purchase shares of the Company?s common stock, par value $0.0001 |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numb |
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| November 5, 2021 |
Notice of Redemption dated November 4, 2021 November 4, 2021 NOTICE OF REDEMPTION OF ALL OUTSTANDING PUBLIC WARRANTS (CUSIP 83406F 110) AND PRIVATE WARRANTS Dear Warrant Holder, SoFi Technologies, Inc. |
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| November 5, 2021 |
SoFi Technologies, Inc. Announces Redemption of All Outstanding Warrants SoFi Technologies, Inc. Announces Redemption of All Outstanding Warrants SAN FRANCISCO, California ? November 4, 2021 ? SoFi Technologies, Inc. (NASDAQ: SOFI), (?SoFi? or ?the Company?), a leading digital personal finance company, today announced that the Company will redeem all of its outstanding warrants (the ?Public Warrants?) to purchase shares of the Company?s common stock, par value $0.0001 |
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| November 5, 2021 |
NOTICE OF REDEMPTION OF ALL OUTSTANDING PUBLIC WARRANTS (CUSIP 83406F 110) AND PRIVATE WARRANTS November 4, 2021 NOTICE OF REDEMPTION OF ALL OUTSTANDING PUBLIC WARRANTS (CUSIP 83406F 110) AND PRIVATE WARRANTS Dear Warrant Holder, SoFi Technologies, Inc. |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numbe |
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| October 4, 2021 |
Form of Confirmation for Capped Call Transactions Execution Version To: SoFi Technologies, Inc. 234 1st Street San Francisco, CA 94105 From: [Dealer] Re: [Base][Additional] Capped Call Transaction Date: September [29][30], 2021 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the ?Transacti |
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| October 4, 2021 |
Execution Version SOFI TECHNOLOGIES, INC. and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of October 4, 2021 0.00% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 12 Section 1.03. Rules of Construction. 13 Article 2. The Notes 14 Section 2.01. Form, Dating and Den |
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| October 4, 2021 |
Execution Version SOFI TECHNOLOGIES, INC. and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of October 4, 2021 0.00% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 12 Section 1.03. Rules of Construction. 13 Article 2. The Notes 14 Section 2.01. Form, Dating and Den |
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| October 4, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 6 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospectu |
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| October 4, 2021 |
Form of Confirmation for Capped Call Transactions Execution Version To: SoFi Technologies, Inc. 234 1st Street San Francisco, CA 94105 From: [Dealer] Re: [Base][Additional] Capped Call Transaction Date: September [29][30], 2021 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the ?Transacti |
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| September 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Nu |
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| September 30, 2021 |
Press Release dated September 29, 2021 by SoFi Technologies, Inc. SoFi Technologies, Inc. Increases Size of Offering and Prices $1.1 Billion Convertible Senior Notes Offering Due 2026 SAN FRANCISCO, CALIFORNIA?(BUSINESS WIRE)?September 29, 2021?SoFi Technologies, Inc. (?SoFi?) (NASDAQ: SOFI) today announced that it priced its private offering of 0.00% convertible senior notes due 2026 (the ?notes?) and increased the aggregate principal amount of the offering to |
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| September 30, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 5 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospectu |
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| September 30, 2021 |
SoFi Technologies, Inc. Increases Size of Offering and Prices $1.1 Billion Convertible Senior Notes Offering Due 2026 SAN FRANCISCO, CALIFORNIA?(BUSINESS WIRE)?September 29, 2021?SoFi Technologies, Inc. (?SoFi?) (NASDAQ: SOFI) today announced that it priced its private offering of 0.00% convertible senior notes due 2026 (the ?notes?) and increased the aggregate principal amount of the offering to |
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| September 29, 2021 |
SoFi Technologies, Inc. Announces Proposed Convertible Senior Notes Offering Due 2026 SoFi Technologies, Inc. Announces Proposed Convertible Senior Notes Offering Due 2026 SAN FRANCISCO, CALIFORNIA?(BUSINESS WIRE)?September 29, 2021?SoFi Technologies, Inc. (?SoFi?) (NASDAQ: SOFI) today announced its intention to offer, subject to market and other conditions, $750 million aggregate principal amount of convertible senior notes due 2026 (the ?notes?) in a private offering only to pers |
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| September 29, 2021 |
Press Release dated September 29, 2021 by SoFi Technologies, Inc. SoFi Technologies, Inc. Announces Proposed Convertible Senior Notes Offering Due 2026 SAN FRANCISCO, CALIFORNIA?(BUSINESS WIRE)?September 29, 2021?SoFi Technologies, Inc. (?SoFi?) (NASDAQ: SOFI) today announced its intention to offer, subject to market and other conditions, $750 million aggregate principal amount of convertible senior notes due 2026 (the ?notes?) in a private offering only to pers |
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| September 29, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 4 (To Prospectus dated June 24, 2021) 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplements the prospectu |
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| September 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Nu |
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| August 16, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 3 (To Prospectus dated June 24, 2021) SOFI TECHNOLOGIES, INC. 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and s |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39606 SoFi Techno |
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| August 12, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 2 (To Prospectus dated June 24, 2021) SOFI TECHNOLOGIES, INC. 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and s |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Numbe |
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| August 12, 2021 |
SOFI TECHNOLOGIES REPORTS SECOND QUARTER 2021 RESULTS Total Year-over-Year Member Growth of 113% Accelerated for 8th Consecutive Quarter to 2. |
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| August 12, 2021 |
SOFI TECHNOLOGIES REPORTS SECOND QUARTER 2021 RESULTS Total Year-over-Year Member Growth of 113% Accelerated for 8th Consecutive Quarter to 2. |
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| August 6, 2021 |
As filed with the Securities and Exchange Commission on August 5, 2021 As filed with the Securities and Exchange Commission on August 5, 2021 Registration No. |
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| July 23, 2021 |
Exhibit 8 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement. |
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| July 23, 2021 |
SOFI / SoFi Technologies, Inc. / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F102 (CUSIP Number) Kenneth A. Siegel, Esq. Morrison & Foerster LLP Shin-Marunouchi Building, 29th Floor 5-1, Marunouchi 1-Chome Chiyoda |
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| July 15, 2021 |
SOFI / SoFi Technologies, Inc. / Red Crow Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) SoFi Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 83406F 102 (CUSIP Number) Red Crow Capital, LLC c/o Dorsey & Whitney LLP 111 S. Main Street, Suite 2100 Salt Lake City, Utah 84111 with cop |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2021 SoFi Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39606 (Commission File Number) |
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| June 30, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-257092 Prospectus Supplement No. 1 (To Prospectus dated June 24, 2021) PROSPECTUS FOR 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS This prospectus supplement updates, amends and supplement |
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| June 25, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-257092 PROSPECTUS PROSPECTUS FOR 470,681,133 SHARES OF COMMON STOCK 3,234,000 SHARES OF SERIES 1 PREFERRED STOCK 20,170,990 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AND 40,295,990 SHARES OF COMMON STOCK UNDERLYING WARRANTS OF SOFI TECHNOLOGIES, INC. This prospectus relates to (i) the resale of 263,378,239 shares of common stock, par value $0 |
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| June 22, 2021 |
As filed with the Securities and Exchange Commission on June 22, 2021 As filed with the Securities and Exchange Commission on June 22, 2021 Registration No. |
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| June 22, 2021 |
SOFI TECHNOLOGIES, INC. 234 1st Street San Francisco, California 94105 SOFI TECHNOLOGIES, INC. 234 1st Street San Francisco, California 94105 June 22, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: SoFi Technologies, Inc. Registration Statement on Form S-1 Filed June 14, 2021 File No. 333-257092 To whom it may concern: Pursuant to Rule 461(a) under the Securities Act of 1933, as amended, |
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| June 14, 2021 |
Exhibit 2.3 CONFIDENTIAL Execution Version AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG SOCIAL FINANCE, INC., SFI ACQUISITION CO., INC., SFI FINANCIAL TECHNOLOGIES LLC, GALILEO FINANCIAL TECHNOLOGIES, INC. and SHAREHOLDER REPRESENTATIVE SERVICES LLC as the STOCKHOLDERS? REPRESENTATIVE Dated as of April 6, 2020 Table of Contents ARTICLE I DEFINITIONS, TERMS AND INTERPRETIVE MATTERS |
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| June 14, 2021 |
Exhibit 10.13 Execution Version REVOLVING CREDIT AGREEMENT dated as of September 27, 2018 among SOCIAL FINANCE, INC., as the Borrower, the Lenders party hereto, the Issuing Banks party hereto, and GOLDMAN SACHS BANK USA, as the Administrative Agent, CITIBANK, N.A. and GOLDMAN SACHS BANK USA, as Joint Lead Arrangers and Joint Bookrunners TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.01 Define |
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| June 14, 2021 |
Offer Letter dated as of May 29, 2018 by and between Social Finance, Inc. and Christopher Lapointe Exhibit 10.17 SOCIAL FINANCE, INC. Letterman Digital Arts Center One Letterman Drive, Building A Suite 4700 San Francisco, CA 94129 May 29, 2018 Chris Lapointe Sent via email: Dear Chris, Social Finance, Inc., a Delaware corporation (the "Company"), is pleased to offer you employment with the Company on the terms described below. 1. Position. You will start in a full-time position as Vice Presiden |
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| June 14, 2021 |
Exhibit 10.12 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version STADIUM COMPLEX CORNERSTONE NAMING RIGHTS AND SPONSORSHIP AGREEMENT by and between STADCO LA, LLC and SOCI |
