CSWC / Capital Southwest Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Capital Southwest Corporation
US ˙ NasdaqGS ˙ US1405011073

Saham Diterbitkan 55,628,458 shares
Saham Orang Dalam3,776,961 shares
Pemilikan Orang Dalam6.79 %
Jumlah Orang Dalam32
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mendapati syarikat dibeli oleh orang dalam korporat.

Ia adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat dengan tahap pengumpulan orang dalam yang paling tinggi. Model pemarkahan menggunakan gabungan bilangan bersih orang dalam yang membeli 90 hari sebelumnya, jumlah saham yang dibeli sebagai peratusan saham beredar, dan jumlah saham yang dimiliki oleh orang dalam. Nombor ini berjulat dari 0 hingga 100, dengan nombor yang lebih tinggi menunjukkan tahap pengumpulan yang lebih tinggi kepada rakannya, dan 50 adalah purata.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat dengan pengumpulan orang dalam tertinggi.

Skor Sentimen Pegawai

Skor Sentimen Pegawai mendapati syarikat dibeli oleh Pegawai Korporat.

Mengikut definisi Pegawai Korporat ialah Orang Dalam Korporat, tetapi tidak seperti beberapa Orang Dalam yang lain (10% Pemegang Saham dan Ahli Lembaga), Pegawai bekerja untuk syarikat tersebut setiap hari, dan mereka menggunakan wang mereka sendiri semasa berdagang . (10% Pemegang Saham dan Ahli Lembaga Pengarah selalunya pengurus dana yang menguruskan wang orang lain.) Oleh itu, dagangan orang dalam yang dibuat oleh Pegawai adalah lebih penting dan harus dilayan dengan sewajarnya.

Seperti Skor Sentimen Orang Dalam, Skor Sentimen Pegawai adalah hasil daripada model kuantitatif berbilang faktor yang canggih yang mengenal pasti syarikat yang mempunyai tahap pengumpulan pegawai tertinggi.

Kekerapan Kemas Kini: Harian

Lihat Pilihan Teratas Orang Dalam, yang menyediakan senarai syarikat yang mempunyai sentimen orang dalam tertinggi.

Metrik Orang Dalam Utama

Kad ini menunjukkan bagaimana kedudukan syarikat mengikut pelbagai metrik orang dalam. Kedudukan persentil menunjukkan cara syarikat ini dibandingkan dengan syarikat lain di pasaran AS. Kedudukan yang lebih tinggi menunjukkan keadaan yang lebih baik.

Sebagai contoh, adalah diterima umum bahawa pembelian orang dalam ialah penunjuk positif, jadi syarikat yang mempunyai lebih banyak pembelian orang dalam akan mendapat kedudukan lebih tinggi daripada syarikat yang kurang pembelian orang dalam (atau malah jualan orang dalam).

Bilangan Bersih Pembelian Orang Dalam (Kedudukan)

2 ( )

202 out of 11305

Bilangan Bersih Pembelian Orang Dalam ialah jumlah bilangan orang dalam yang membeli tolak jumlah orang dalam yang menjual dalam tempoh 90 hari terakhir. Kedudukan persentil ditunjukkan di sini (julat dari 0 hingga 100%).

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam (Kedudukan)

0.002 %( )

549 out of 11224

Peratusan Saham Beredar yang Dibeli oleh Orang Dalam ialah jumlah bilangan saham yang dibeli oleh orang dalam tolak jumlah bilangan saham yang dijual oleh orang dalam dalam tempoh 90 hari terakhir, dibahagikan dengan jumlah saham beredar dan didarab dengan 100.

Carta Dagangan Dalaman

Capital Southwest Corporation dagangan dalaman ditunjukkan dalam carta berikut. Orang dalam ialah pegawai, pengarah atau pelabur penting dalam syarikat. Secara umumnya adalah menyalahi undang-undang bagi orang dalam untuk membuat perdagangan dalam syarikat mereka berdasarkan maklumat material dan bukan awam. Ini tidak bermakna haram untuk mereka membuat sebarang perdagangan dalam syarikat mereka sendiri. Walau bagaimanapun, mereka mesti melaporkan semua dagangan kepada SEC melalui Borang 4.

Senarai Orang Dalam dan Metrik Keberuntungan

Jadual ini menunjukkan senarai orang dalam yang diketahui dan dijana secara automatik daripada pemfailan yang didedahkan kepada SEC. Sebagai tambahan kepada nama, gelaran terkini dan pengarah, pegawai, atau 10% jawatan pemilik, kami menyediakan pegangan yang didedahkan terkini. Selain itu, apabila boleh, kami menyediakan sejarah prestasi perdagangan untuk orang dalam. Sejarah prestasi perdagangan ialah purata wajaran prestasi transaksi pembelian pasaran terbuka sebenar yang dibuat oleh orang dalam. Untuk mendapatkan maklumat lanjut tentang cara ini dikira, tonton webinar YouTube ini.

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Orang dalam Purata Keuntungan (%) Saham
Dimiliki
Berpecah
Dilaraskan
William M Ashbaugh Sr. VP, Managing Director - [O] 48,068 48,068
Joseph B Armes Director - [D] 31,000 31,000
Christine Battist Director - [D] 19,896 19,896
Marquez D Bela Vice President - [O] 0 0
Donald W Burton Director - [D] 106,190 106,190
David R Brooks Director - [D] 40,944 40,944
Bowen S Diehl President and CEO, Director - [D] [O] 303,943 303,943
Jack D Furst Director - [D] 47,948 47,948
Henry James Gohlke Vice President - [O] 2,500 2,500
Matthew Bailey Golden Vice President - [O] 1,800 1,800
Orang dalam Purata Keuntungan (%) Saham
Dimiliki
Berpecah
Dilaraskan
Kelley Douglas M. Sr. VP, Managing Director - [O] 84,767 84,767
Samuel B Ligon Director - [D] 12,900 12,900
Gary L Martin Director - [D] 445,292 445,292
Christopher J Mudd Sr. VP of Operations - [O] 0 0
Moab Capital Partners LLC 10% Owner - [10%] 1,573,594 1,573,594
Moab GP LLC 10% Owner - [10%] 1,573,594 1,573,594
Moab Partners LP 10% Owner - [10%] 1,474,742 1,573,594
Thomas Duane Morgan Director - [D] 4,776 4,776
Morris Tracy L. CFO - [O] 200 200
Neblett Glenn M. Vice President - [O] 15,988 15,988
Jeffrey G Peterson Vice President - [O] 0 0
Orang dalam Purata Keuntungan (%) Saham
Dimiliki
Berpecah
Dilaraskan
Chris Rehberger Chief Financial Officer - [O] 149,151 149,151
Ramona Lynn Rogers-Windsor Director - [D] 20,828 20,828
Michael Rothenberg 10% Owner - [10%] 1,573,594 1,573,594
Schwertner Ray D. Vice President - [O] 8,600 8,600
Michael Scott Sarner President and CEO, Director - [D] [O] 470,460 470,460
Christopher Scott Shedd Vice President - [O] 750 750
Strup Richard F. Director - [D] 500 500
Kelly Tacke SVP and CFO - [O] 47,000 47,000
William R III Thomas Director - [D] 18,344 18,344
John H Wilson Director - [D] 20,000 20,000
Weinstein Joshua S. Senior Managing Director & CIO - [O] 301,522 301,522

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Rekod Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Dalam bahagian ini, kami menganalisis keuntungan setiap pembelian orang dalam pasaran terbuka yang tidak dirancang yang dibuat dalam CSWC / Capital Southwest Corporation. Analisis ini membantu untuk memahami sama ada orang dalam secara konsisten menjana pulangan tidak normal dan patut diikuti. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan pembelian pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham
Dilaporkan
harga
Dilaraskan
Saham
Dilaraskan
harga
Asas Kos Hari ke
Maks
Harga pada
Maks
Maks
Keuntungan ($)
Pulangan Maks (%)
2025-08-20 BATTIST CHRISTINE 667 22.4470 667 22.4470 14,972 15 23.0000 369 2.46
2025-06-23 Rogers-Windsor Ramona Lynn 471 21.1900 471 21.1900 9,980
2025-05-27 BATTIST CHRISTINE 476 20.8714 476 20.8714 9,935
2025-03-26 Rogers-Windsor Ramona Lynn 450 22.5193 450 22.5193 10,134
2024-12-12 Rogers-Windsor Ramona Lynn 250 22.6699 250 22.6699 5,667
2024-11-08 BATTIST CHRISTINE 256 23.1279 256 23.1279 5,921
2024-11-07 Rogers-Windsor Ramona Lynn 500 23.0667 500 23.0667 11,533
2024-09-16 Rogers-Windsor Ramona Lynn 250 25.0300 250 25.0300 6,258
2024-08-09 BATTIST CHRISTINE 406 23.9419 406 23.9419 9,720

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

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Rekod Jejak Jualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bahagian ini, kami menganalisis pengelakan kerugian jangka pendek bagi setiap jualan dalaman pasaran terbuka yang tidak dirancang yang dibuat dalam CSWC / Capital Southwest Corporation. Corak pengelakan kerugian yang konsisten mungkin mencadangkan bahawa urus niaga jualan masa hadapan mungkin meramalkan penurunan harga. Analisis ini adalah untuk satu tahun selepas setiap perdagangan, dan hasilnya adalah bersifat teori .

Jadual berikut menunjukkan jualan pasaran terbuka terkini yang bukan sebahagian daripada pelan dagangan automatik.

Tarikh Dagangan Orang dalam Dilaporkan
Saham
Dilaporkan
harga
Dilaraskan
Saham
Dilaraskan
harga
Asas Kos Hari ke
Min
Harga pada
Min
Kerugian Maks
Dielakkan ($)
Kerugian Maks
Dielakkan (%)
2021-09-09 Thomas William R III 4,000 27.6954 4,000 27.6954 110,782 280 17.9900 -38,821 -35.04
2017-08-28 Moab Capital Partners LLC 1,400 17.4000 1,400 17.4000 24,360
2017-08-28 Moab Partners LP 1,323 17.4000 1,323 17.4000 23,020
2017-08-25 Moab Capital Partners LLC 1,870 17.3327 1,870 17.3327 32,412
2017-08-25 Moab Capital Partners LLC 50,000 17.3000 50,000 17.3000 865,000
2017-08-25 Moab Partners LP 1,768 17.3327 1,768 17.3327 30,644
2017-08-25 Moab Partners LP 47,250 17.3000 47,250 17.3000 817,425
2017-04-10 Moab Partners LP 100 17.0200 100 17.0200 1,702
2017-04-10 Moab Capital Partners LLC 100 17.0200 100 17.0200 1,702

Harga Larasan ialah harga larasan berpecah. Saham Larasan ialah saham terlaras pecah.

CSWC / Capital Southwest Corporation Insider Trades
Sejarah Transaksi

Klik ikon pautan untuk melihat sejarah transaksi penuh. Transaksi yang dilaporkan sebagai sebahagian daripada pelan dagangan automatik 10b5-1 akan mempunyai X dalam lajur bertanda 10b-5.

Fail
Tarikh
Dagangan
Tarikh
Borang Orang dalam Simbol Saham Nama Sekuriti Kod 10b5-1 Langsung Harga
Pelaksanaan
Harga
Unit
Unit
Berubah
Nilai
Berubah (1K)
Baki
Opsyen
Baki
Saham
2025-08-21 2025-08-20 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 22.4470 667 15 12,615
2025-08-14 2025-08-12 4 FURST JACK D CSWC Common Stock A - Award D 2,193 47,948
2025-08-13 2025-08-12 4 Brooks David R CSWC Common Stock A - Award D 2,193 40,944
2025-08-13 2025-08-12 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2,193 20,828
2025-08-13 2025-08-12 4 BATTIST CHRISTINE CSWC Common Stock A - Award D 2,193 11,948
2025-08-13 2025-08-12 4 Thomas William R III CSWC Common Stock A - Award D 2,193 18,344
2025-06-23 2025-06-23 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 21.1900 471 10 18,092
2025-06-11 2025-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21.3500 -12,041 -257 301,522
2025-06-11 2025-06-09 4 Weinstein Joshua S. CSWC Common Stock A - Award D 65,000 313,563
2025-06-11 2025-06-09 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21.0600 -3,127 -66 248,563
2025-06-10 2025-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21.3500 -15,319 -327 470,460
2025-06-10 2025-06-09 4 Sarner Michael Scott CSWC Common Stock A - Award D 80,000 485,779
2025-06-10 2025-06-09 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21.0600 -3,648 -77 405,779
2025-06-10 2025-06-10 4 Rehberger Chris CSWC Common Stock F - Taxes D 21.3500 -3,041 -65 149,151
2025-06-10 2025-06-09 4 Rehberger Chris CSWC Common Stock A - Award D 45,000 152,192
2025-06-10 2025-06-09 4 Rehberger Chris CSWC Common Stock F - Taxes D 21.0600 -1,126 -24 107,192
2025-05-28 2025-05-27 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 20.8714 476 10 9,755
2025-03-26 2025-03-26 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 22.5193 450 10 17,238
2025-02-27 3 Rehberger Chris CSWC Common Stock D 108,318
2024-12-12 2024-12-12 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 22.6699 250 6 16,407
2024-11-08 2024-11-08 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 23.1279 256 6 9,279
2024-11-07 2024-11-07 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23.0667 500 12 16,157
2024-09-16 2024-09-16 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25.0300 250 6 15,363
2024-08-13 2024-08-09 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2,090 15,113
2024-08-13 2024-08-09 4 Thomas William R III CSWC Common Stock A - Award D 2,090 16,151
2024-08-12 2024-08-09 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2,090 7,281
2024-08-12 2024-08-09 4 FURST JACK D CSWC Common Stock A - Award D 2,090 45,755
2024-08-12 2024-08-09 4 Brooks David R CSWC Common Stock A - Award D 2,090 38,751
2024-08-09 2024-08-09 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 23.9419 406 10 9,023
2024-06-28 2024-06-28 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 26.1300 200 5 12,798
2024-06-24 2024-06-21 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24.9562 197 5 8,617
2024-06-11 2024-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 95,000 303,943
2024-06-11 2024-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 26.1300 -17,282 -452 208,943
2024-06-11 2024-06-09 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 26.1300 -8,422 -220 226,225
2024-06-11 2024-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 75,000 409,427
2024-06-11 2024-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 26.1300 -13,607 -356 334,427
2024-06-11 2024-06-09 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 26.1300 -4,723 -123 348,034
2024-06-11 2024-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 60,000 251,690
2024-06-11 2024-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 26.1300 -10,117 -264 191,690
2024-06-11 2024-06-09 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 26.1300 -3,560 -93 201,807
2024-06-04 2024-06-03 4 Thomas William R III CSWC Common Stock P - Purchase D 25.8659 9,400 243 14,061
2024-06-04 2024-06-03 4 Thomas William R III CSWC Common Stock G - Gift D -8,217 4,661
2024-05-30 2024-05-29 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 25.2500 192 5 8,420
2024-05-23 2024-05-23 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25.6500 500 13 12,598
2023-12-21 2023-12-21 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23.2900 500 12 11,664
2023-11-16 2023-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 22.1700 -2,213 -49 234,639
2023-11-16 2023-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 22.1700 -1,869 -41 352,757
2023-11-16 2023-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 22.1700 -1,131 -25 216,167
2023-11-02 2023-11-02 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 21.6700 500 11 11,164
2023-08-14 2023-08-10 4 FURST JACK D CSWC Common Stock A - Award D 2,240 43,665
2023-08-14 2023-08-10 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2,240 10,462
2023-08-11 2023-08-10 4 Brooks David R CSWC Common Stock A - Award D 2,240 36,661
2023-08-11 2023-08-10 4 Thomas William R III CSWC Common Stock A - Award D 2,240 12,878
2023-08-11 2023-08-10 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2,240 5,171
2023-06-13 2023-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 19.8600 -17,282 -343 236,852
2023-06-13 2023-06-09 4 DIEHL BOWEN S CSWC Common Stock A - Award D 85,612 254,134
2023-06-13 2023-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 19.8600 -12,527 -249 354,626
2023-06-13 2023-06-09 4 Sarner Michael Scott CSWC Common Stock A - Award D 59,928 367,153
2023-06-13 2023-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 19.8600 -8,084 -161 217,298
2023-06-13 2023-06-09 4 Weinstein Joshua S. CSWC Common Stock A - Award D 51,367 225,382
2023-02-06 2023-02-06 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 19.6852 500 10 7,907
2022-11-16 2022-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 19.0900 -7,230 -138 168,520
2022-11-16 2022-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 19.0900 -3,688 -70 174,015
2022-11-16 2022-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 19.0900 -6,138 -117 307,225
2022-11-04 2022-11-04 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 18.9700 500 9 7,262
2022-11-03 2022-11-03 4 BATTIST CHRISTINE By Trust CSWC Common Stock P - Purchase I 18.9899 510 10 2,931
2022-08-12 2022-08-10 4 BATTIST CHRISTINE By Trust CSWC Common Stock A - Award I 2,421 2,421
2022-08-12 2022-08-10 4 FURST JACK D CSWC Common Stock A - Award D 2,421 41,425
2022-08-12 2022-08-10 4 Thomas William R III CSWC Common Stock A - Award D 2,421 10,638
2022-08-12 2022-08-10 4 Rogers-Windsor Ramona Lynn CSWC Common Stock A - Award D 2,421 6,636
2022-08-12 2022-08-10 4 Brooks David R CSWC Common Stock A - Award D 2,421 34,421
2022-06-22 2022-06-22 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 18.5699 850 16 4,130
2022-06-10 2022-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 21.6200 -11,046 -239 190,258
2022-06-10 2022-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 63,397 201,304
2022-06-10 2022-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 21.6200 -7,945 -172 313,363
2022-06-10 2022-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 43,990 321,308
2022-06-10 2022-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 21.6200 -4,335 -94 177,703
2022-06-10 2022-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 37,473 182,038
2022-03-30 2022-03-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23.8147 750 18 3,230
2022-03-30 2022-03-29 4 Brooks David R CSWC Common Stock P - Purchase D 23.9290 2,000 48 32,000
2022-02-17 2022-02-17 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24.9974 389 10 8,248
2022-01-24 2021-12-29 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25.0500 800 20 2,480
2022-01-24 2021-09-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 25.5483 800 20 1,650
2022-01-24 2021-08-16 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 26.4000 200 5 850
2022-01-24 2021-06-30 4 Rogers-Windsor Ramona Lynn CSWC Common Stock P - Purchase D 23.5700 650 15 650
2021-12-20 2021-12-20 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 24.3500 400 10 7,859
2021-11-17 2021-11-15 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 27.3800 -11,833 -324 137,897
2021-11-17 2021-11-15 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 27.3800 -9,974 -273 277,318
2021-11-17 2021-11-15 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 27.3800 -5,364 -147 144,565
2021-11-09 2021-11-09 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 26.8280 3,355 90 287,292
2021-09-28 2021-09-28 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 25.4000 700 18 7,459
2021-09-10 2021-09-09 4 Thomas William R III Held by reporting person's son CSWC Common Stock P - Purchase I 27.7185 2,000 55 6,000
2021-09-10 2021-09-09 4 Thomas William R III Held by the reporting person's son CSWC Common Stock P - Purchase I 27.7209 2,000 55 6,000
2021-09-10 2021-09-09 4 Thomas William R III Held by the reporting person's daughter CSWC Common Stock S - Sale I 27.6954 -4,000 -111 0
2021-09-10 2021-09-09 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 27.7540 568 16 6,759
2021-08-31 2021-08-31 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 26.3900 381 10 4,776
2021-06-10 2021-06-10 4 Sarner Michael Scott CSWC Common Stock F - Taxes D 27.6500 -3,444 -95 283,937
2021-06-10 2021-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 38,818 287,381
2021-06-10 2021-06-10 4 DIEHL BOWEN S CSWC Common Stock F - Taxes D 27.6500 -5,886 -163 160,512
2021-06-10 2021-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 45,668 166,398
2021-06-10 2021-06-10 4 Weinstein Joshua S. CSWC Common Stock F - Taxes D 27.6500 -1,965 -54 149,929
2021-06-10 2021-06-10 4 Weinstein Joshua S. CSWC Common Stock A - Award D 33,109 151,894
2021-05-03 3 Weinstein Joshua S. Held by the reporting person's son CSWC Common Stock I 500
2021-05-03 3 Weinstein Joshua S. Held by the reporting person's daughter CSWC Common Stock I 400
2021-05-03 3 Weinstein Joshua S. Held by reporting person's son CSWC Common Stock I 650
2021-05-03 3 Weinstein Joshua S. CSWC Common Stock D 118,785
2021-04-01 3 Rogers-Windsor Ramona Lynn CSWC Common Stock D 0
2021-03-19 2021-03-19 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 21.4500 1,000 21 6,191
2021-02-11 2021-02-11 4 Brooks David R CSWC Common Stock P - Purchase D 20.5673 1,500 31 30,000
2020-06-11 2020-06-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 66,631 161,577
2020-06-11 2020-06-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 55,527 248,563
2020-03-23 2020-03-20 4 DIEHL BOWEN S By PHC Investments, LLC CSWC Common Stock P - Purchase I 9.4600 20,000 189 308,353
2020-03-20 2020-03-20 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 9.4000 21,500 202 193,036
2020-03-19 2020-03-18 4 FURST JACK D CSWC Common Stock P - Purchase D 8.8364 15,500 137 39,004
2020-03-19 2020-03-18 4 FURST JACK D FMAB Partners, LP CSWC Common Stock P - Purchase I 8.8364 39,000 345 39,000
2020-03-18 2020-03-18 4 Brooks David R CSWC Common Stock P - Purchase D 8.8990 4,000 36 28,500
2020-03-17 2020-03-17 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 10.3314 950 10 5,191
2020-03-02 2020-03-02 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 18.6100 537 10 4,241
2020-02-28 2020-02-28 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 18.1490 4,150 75 171,536
2020-02-24 2020-02-24 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 20.3514 1,000 20 3,704
2019-11-18 2019-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 22,500 141,923
2019-11-18 2019-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 19,000 167,386
2019-09-03 2019-08-30 4 Brooks David R CSWC Common Stock P - Purchase D 21.3690 2,500 53 24,500
2019-08-30 2019-08-28 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 21.8549 910 20 2,704
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.00 -3,123 0
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11.00 -2,852 0
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 3,123 34 126,398
2019-04-02 2019-03-29 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 2,852 31 123,275
2018-12-27 2018-12-26 4 FURST JACK D CSWC Common Stock P - Purchase D 18.7800 3,504 66 23,504
2018-12-27 2018-12-24 4 FURST JACK D CSWC Common Stock P - Purchase D 18.1600 2,900 53 20,000
2018-11-16 2018-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 51,000 154,655
2018-11-16 2018-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 43,400 148,386
2018-11-14 2018-11-12 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 19.5271 1,000 20 1,794
2018-08-22 2018-08-21 4 BATTIST CHRISTINE CSWC Common Stock P - Purchase D 19.0100 794 15 794
2018-08-17 2018-08-15 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.53 -50,000 0
2018-08-17 2018-08-15 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.5300 50,000 576 169,257
2018-08-06 3 BATTIST CHRISTINE CSWC Common Stock D 0
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.53 2,661 50,000
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.00 6,247 3,123
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11.00 5,705 2,852
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.5300 2,661 31 119,257
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 6,247 69 116,596
2018-07-16 2018-06-20 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 5,705 63 110,349
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.53 2,661 50,000
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.00 6,247 3,123
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11.00 5,705 2,852
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.5300 2,661 31 119,257
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 6,247 69 116,596
2018-06-21 2018-06-20 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 5,705 63 110,349
2018-03-26 2018-03-23 4 WILSON JOHN H CSWC Common Stock P - Purchase D 17.1000 3,000 51 20,000
2018-02-09 2018-02-08 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 16.3900 3,050 50 14,937
2018-02-09 2018-02-09 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 16.2400 700 11 104,986
2017-12-29 2017-12-28 4 Brooks David R CSWC Common Stock P - Purchase D 16.6630 2,000 33 22,000
2017-12-22 2017-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock F - Taxes D 16.9500 -1,368 -23 84,767
2017-12-22 2017-11-10 4 KELLEY DOUGLAS M. CSWC Common Stock F - Taxes D 16.9900 -1,641 -28 64,635
2017-12-22 2017-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock F - Taxes D 16.9500 -524 -9 48,068
2017-12-22 2017-11-10 4 ASHBAUGH WILLIAM M CSWC Common Stock F - Taxes D 16.9900 -1,049 -18 43,592
2017-11-21 2017-11-21 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 16.8690 380 6 85,147
2017-11-17 2017-11-15 4 Sarner Michael Scott CSWC Common Stock A - Award D 39,000 104,286
2017-11-17 2017-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock A - Award D 20,000 84,767
2017-11-17 2017-11-15 4 DIEHL BOWEN S CSWC Common Stock A - Award D 46,800 141,807
2017-11-17 2017-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 5,000 48,068
2017-11-14 2017-11-13 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 16.9973 1,500 25 66,135
2017-08-29 2017-08-28 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.4000 -1,400 -24 1,573,594
2017-08-29 2017-08-25 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.3327 -1,870 -32 1,574,994
2017-08-29 2017-08-25 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.3000 -50,000 -865 1,576,864
2017-08-29 2017-08-28 4 Moab Partners LP CSWC Common Stock S - Sale D 17.4000 -1,323 -23 1,474,742
2017-08-29 2017-08-25 4 Moab Partners LP CSWC Common Stock S - Sale D 17.3327 -1,768 -31 1,476,065
2017-08-29 2017-08-25 4 Moab Partners LP CSWC Common Stock S - Sale D 17.3000 -47,250 -817 1,477,833
2017-08-02 2017-07-31 4 Armes Joseph B CSWC Common Stock S - Sale D 16.3130 -500 -8 31,000
2017-07-24 2017-07-24 4 Armes Joseph B CSWC Common Stock S - Sale D 16.2700 -500 -8 31,500
2017-07-18 2017-07-17 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1360 -500 -8 32,000
2017-07-12 2017-07-10 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1850 -500 -8 32,500
2017-07-05 2017-07-03 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1500 -500 -8 33,000
2017-06-29 2017-06-28 4 WILSON JOHN H CSWC Common Stock P - Purchase D 16.3000 5,000 82 17,000
2017-06-27 2017-06-26 4 Armes Joseph B CSWC Common Stock S - Sale D 16.2170 -500 -8 33,500
2017-06-21 2017-06-19 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1380 -500 -8 34,000
2017-06-14 2017-06-12 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1000 -500 -8 34,500
2017-06-09 2017-06-07 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 16.2600 3,100 50 11,546
2017-06-07 2017-06-05 4 Armes Joseph B CSWC Common Stock S - Sale D 16.0300 -500 -8 35,000
2017-06-02 2017-06-01 4 Armes Joseph B CSWC Common Stock S - Sale D 16.0000 -1,000 -16 35,500
2017-05-16 2017-05-15 4 Armes Joseph B CSWC Common Stock S - Sale D 16.0000 -500 -8 36,500
2017-05-15 2016-06-17 5/A Moab Partners LP CSWC Put Option (Right to Sell) J - Other D 12.50 -939 0
2017-05-15 2016-06-17 5/A Moab Capital Partners LLC Performance Related Fees CSWC Put Option (Right to Sell) J - Other I 12.50 -1,000 0
2017-05-09 2017-05-08 4 Armes Joseph B CSWC Common Stock S - Sale D 16.0300 -500 -8 37,000
2017-05-02 2017-05-01 4 Armes Joseph B CSWC Common Stock S - Sale D 16.1500 -500 -8 37,500
2017-04-25 2017-04-24 4 Armes Joseph B CSWC Common Stock S - Sale D 16.0100 -500 -8 38,000
2017-04-12 2017-04-10 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.0200 -100 -2 1,626,864
2017-04-12 2017-04-10 4 Moab Partners LP CSWC Common Stock S - Sale D 17.0200 -100 -2 1,525,083
2017-04-05 2017-04-05 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.9500 -802 -14 1,626,964
2017-04-05 2017-04-05 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.9500 -700 -12 1,627,766
2017-04-05 2017-04-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.9175 -236 -4 1,628,466
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.8400 -1,400 -24 1,628,702
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.3350 -100 -2 1,630,102
2017-04-05 2017-04-03 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 17.1600 -50 -1 1,630,202
2017-04-05 2017-04-05 4 Moab Partners LP CSWC Common Stock S - Sale D 16.9500 -802 -14 1,525,183
2017-04-05 2017-04-05 4 Moab Partners LP CSWC Common Stock S - Sale D 16.9500 -700 -12 1,525,985
2017-04-05 2017-04-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16.9175 -236 -4 1,526,685
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 16.8400 -1,400 -24 1,526,921
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 17.3350 -100 -2 1,528,321
2017-04-05 2017-04-03 4 Moab Partners LP CSWC Common Stock S - Sale D 17.1600 -50 -1 1,528,421
2017-03-31 2017-03-31 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.8400 -400 -7 1,630,252
2017-03-31 2017-03-29 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.8400 -200 -3 1,630,652
2017-03-31 2017-03-31 4 Moab Partners LP CSWC Common Stock S - Sale D 16.8400 -400 -7 1,528,471
2017-03-31 2017-03-29 4 Moab Partners LP CSWC Common Stock S - Sale D 16.8400 -200 -3 1,528,871
2017-03-16 2017-03-14 4 Brooks David R CSWC Common Stock P - Purchase D 15.9824 10,400 166 20,000
2017-03-13 2017-03-10 4 Armes Joseph B CSWC Common Stock S - Sale D 16.5212 -800 -13 38,500
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.53 33,321 52,661
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.00 6,246 9,370
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11.00 5,704 8,557
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.5300 33,321 384 141,233
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 6,246 69 107,912
2017-03-10 2017-03-08 4/A DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 5,704 63 101,666
2017-03-10 2017-03-09 4 Armes Joseph B CSWC Common Stock S - Sale D 16.5007 5,200 86 39,300
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.53 33,321 52,661
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Non-qualified Stock Option M - Exercise D 11.00 6,246 9,370
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Incentive Stock Option M - Exercise D 11.00 5,704 8,557
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.5300 33,321 384 192,983
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 6,246 69 159,662
2017-03-09 2017-03-08 4 DIEHL BOWEN S CSWC Common Stock M - Exercise D 11.0000 5,704 63 153,416
2017-03-08 2016-12-08 4/A Armes Joseph B CSWC Common Stock G - Gift D -3,500 44,500
2017-03-06 2017-03-03 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock S - Sale I 16.5973 -8,502 -141 1,000
2017-02-14 2016-06-17 5 Moab Partners LP CSWC Put Option (Right to Sell) J - Other D 12.50 -939 0
2017-02-14 2016-06-17 5 Moab Capital Partners LLC Performance Related Fees CSWC Put Option (Right to Sell) J - Other I 12.50 -1,000 0
2017-01-18 2017-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.7300 -100 -2 1,630,852
2017-01-18 2017-01-13 4 Moab Partners LP CSWC Common Stock S - Sale D 16.7300 -100 -2 1,529,071
2017-01-10 2017-01-06 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.8021 -2,343 -39 1,630,952
2017-01-10 2017-01-06 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.8000 -3,100 -52 1,633,295
2017-01-10 2017-01-06 4 Moab Partners LP CSWC Common Stock S - Sale D 16.8021 -2,343 -39 1,529,171
2017-01-10 2017-01-06 4 Moab Partners LP CSWC Common Stock S - Sale D 16.8000 -3,100 -52 1,531,514
2017-01-06 2017-01-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.7400 -4,746 -79 1,636,395
2017-01-06 2017-01-04 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock S - Sale I 16.7462 -18,972 -318 1,641,141
2017-01-06 2017-01-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16.7400 -4,746 -79 1,534,614
2017-01-06 2017-01-04 4 Moab Partners LP CSWC Common Stock S - Sale D 16.7462 -18,972 -318 1,539,360
2016-12-16 2016-12-14 4 Brooks David R CSWC Common Stock P - Purchase D 15.8200 3,000 47 9,600
2016-12-12 2016-12-08 4 Armes Joseph B CSWC Common Stock G - Gift D -3,500 43,500
2016-11-17 2016-11-15 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 43,125 147,712
2016-11-17 2016-11-15 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 34,500 65,286
2016-11-17 2016-11-15 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 20,000 64,919
2016-11-17 2016-11-15 4 ASHBAUGH WILLIAM M CSWC Common Stock P - Purchase D 5,000 44,513
2016-11-16 2016-11-10 4/A Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 14.3500 7,100 102 8,350
2016-11-14 2016-11-10 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14.3500 7,100 102 11,495
2016-09-15 2016-09-15 4 FURST JACK D CSWC Common Stock P - Purchase D 14.9000 5,400 80 17,100
2016-09-15 2016-09-14 4 FURST JACK D CSWC Common Stock P - Purchase D 14.9000 900 13 11,700
2016-09-15 2016-09-13 4 FURST JACK D CSWC Common Stock P - Purchase D 14.9000 2,700 40 10,800
2016-09-09 2016-09-09 4 FURST JACK D CSWC Common Stock P - Purchase D 14.8900 2,600 39 8,600
2016-09-09 2016-09-08 4 FURST JACK D CSWC Common Stock P - Purchase D 14.8400 1,500 22 5,500
2016-09-09 2016-09-07 4 FURST JACK D CSWC Common Stock P - Purchase D 14.7800 1,900 28 4,000
2016-09-07 2016-09-07 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14.8900 102 2 44,905
2016-06-27 2016-06-24 4 Brooks David R CSWC Common Stock P - Purchase D 14.0000 4,000 56 6,600
2016-06-27 2016-06-23 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 14.1200 4,986 70 30,786
2016-06-27 2016-06-24 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 13.9200 1,775 25 44,803
2016-06-27 2016-06-24 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14.0300 1,000 14 4,395
2016-06-17 2016-06-17 4 Sarner Michael Scott CSWC Common Stock P - Purchase D 13.8500 1,800 25 25,800
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 7.36 -1,991 0
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 7.36 -3,983 0
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 7.3600 1,991 15 39,513
2016-03-23 2016-03-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 7.3600 3,983 29 37,522
2016-03-21 2016-03-18 4 WILSON JOHN H CSWC Common Stock P - Purchase D 14.0700 2,000 28 12,000
2016-02-22 2016-02-18 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14.0360 5,000 70 43,014
2016-02-12 2016-02-12 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 13.3400 950 13 3,395
2016-01-20 2016-01-15 4 Moab Partners LP CSWC Put Option (right to sell) P - Purchase D 12.50 1.0000 939 1 939
2016-01-20 2016-01-15 4 Moab Capital Partners LLC Performance related fees CSWC Put Option (Right to Sell) P - Purchase I 12.50 1.0000 1,000 1 1,000
2016-01-20 2016-01-15 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13.7200 1,100 15 1,660,113
2016-01-19 2016-01-14 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13.9100 5,700 79 1,659,013
2016-01-19 2016-01-14 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13.8900 1,000 14 1,653,313
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,116,664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,116,664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,116,664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,116,664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,116,664
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,120,170
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,120,170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1,565,344
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,120,170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1,565,344
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,120,170
2016-01-13 3 Rothenberg Michael By Moab Partners, L.P. CSWC Common Stock I 3,120,170
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1,565,344
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1,565,344
2016-01-13 3 Rothenberg Michael By Managed Account CSWC Common Stock I 1,565,344
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 13.9600 1,000 14 1,652,313
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.0300 14,453 203 1,651,313
2016-01-13 2016-01-13 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1000 43,733 617 1,636,860
2016-01-13 2016-01-12 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1600 22,416 317 1,593,127
2016-01-13 2016-01-12 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1900 2,573 37 1,570,711
2016-01-13 2016-01-11 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1200 500 7 1,568,138
2016-01-13 2016-01-08 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.2400 1,000 14 1,567,638
2016-01-13 2016-01-08 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.2400 700 10 1,566,638
2016-01-13 2016-01-07 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1700 3,000 43 1,565,938
2016-01-13 2016-01-07 4 Moab Capital Partners LLC Performance related fees CSWC Common Stock P - Purchase I 14.1300 1,100 16 1,562,938
2015-12-18 2015-12-17 4 WILSON JOHN H CSWC Common Stock P - Purchase D 14.1200 800 11 10,000
2015-12-16 2015-12-15 4 Brooks David R CSWC Common Stock P - Purchase D 14.1400 1,100 16 2,600
2015-12-14 2015-12-11 4 DIEHL BOWEN S CSWC Common Stock A - Award D 587 104,587
2015-11-23 2015-11-20 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 14.2800 7,000 100 38,014
2015-11-12 2015-11-10 4 KELLEY DOUGLAS M. CSWC Common Stock A - Award D 24,000 31,014
2015-11-12 2015-11-10 4 DIEHL BOWEN S CSWC Common Stock A - Award D 47,000 104,000
2015-11-12 2015-11-10 4 Sarner Michael Scott CSWC Common Stock A - Award D 24,000 24,000
2015-11-12 2015-11-12 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 14.6100 870 13 2,445
2015-11-12 2015-11-10 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 10,000 21,000
2015-10-16 2015-10-14 4/A DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11.53 -352 85,982
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11.53 -352 85,981
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11.66 -55 13,445
2015-10-16 2015-10-14 4 Armes Joseph B CSWC Stock Option D - Sale to Issuer D 11.66 -68 16,432
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option D - Sale to Issuer D 7.36 -17 3,983
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option D - Sale to Issuer D 7.36 -9 1,991
2015-10-16 2015-10-14 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option D - Sale to Issuer D 7.55 -82 19,918
2015-10-16 2015-10-14 4 DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11.53 -352 85,982
2015-10-16 2015-10-14 4 DIEHL BOWEN S CSWC Stock Options D - Sale to Issuer D 11.00 -123 29,877
2015-08-24 2015-08-24 4 WILSON JOHN H CSWC Common Stock P - Purchase D 45.0600 550 25 9,200
2015-08-12 2015-08-11 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock P - Purchase I 48.5076 1,000 49 9,502
2015-08-11 2015-08-11 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 48.1100 300 14 1,575
2015-07-21 3 Sarner Michael Scott CSWC No securities are beneficially owned D 0
2015-06-09 2015-06-05 4 Golden Matthew Bailey By Trust CSWC Common Stock S - Sale I 49.7500 -1,100 -55 1,800
2015-06-02 2015-05-29 4 KELLEY DOUGLAS M. CSWC Common Stock P - Purchase D 50.3460 14 1 7,014
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D -2,000 3,529
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D -4,000 5,529
2015-06-02 2015-05-29 4 Thomas William R III CSWC Common Stock G - Gift D -14,000 9,529
2015-06-01 2015-05-28 4 Golden Matthew Bailey By Trust CSWC Common Stock S - Sale I 50.5000 -100 -5 2,900
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19.18 -3,917 4,083
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23.37 -5,892 4,000
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.1086 -9,809 -501 11,000
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19.1800 3,917 75 20,809
2015-05-27 2015-05-21 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 5,892 138 18,892
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23.37 -2,108 9,892
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23.37 -2,000 2,000
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.5288 -4,108 -212 11,000
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 2,108 49 15,108
2015-05-27 2015-05-20 4/A ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 2,000 47 13,000
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19.18 -3,433 0
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.0262 -3,433 -175 11,000
2015-05-27 2015-05-26 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19.1800 3,433 66 14,433
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19.18 -650 3,433
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.0533 -650 -33 11,000
2015-05-27 2015-05-22 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19.1800 650 12 11,650
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Options M - Exercise D 19.18 -1,917 6,083
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23.37 -7,892 4,000
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.1086 -9,809 -501 11,000
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 19.1800 1,917 37 20,809
2015-05-22 2015-05-21 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 7,892 184 18,892
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 23.37 -108 11,892
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23.37 -4,000 0
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 51.5288 -4,108 -212 11,000
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 108 3 15,108
2015-05-22 2015-05-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 4,000 93 15,000
2015-05-18 2015-05-15 4 FURST JACK D CSWC Common Stock P - Purchase D 51.4330 2,100 108 2,100
2015-05-06 2015-05-06 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 47.8000 275 13 1,275
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 23.37 -2,000 4,000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 29.68 -1,700 0
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48.3367 -2,000 -97 11,000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 23.3700 2,000 47 13,000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48.3367 -1,700 -82 11,000
2015-03-23 2015-03-20 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 29.6800 1,700 50 12,700
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Non-qualified Stock Option M - Exercise D 29.68 -18,300 1,700
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48.6640 -1,000 -49 11,000
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 48.1881 -17,300 -834 12,000
2015-03-23 2015-03-19 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 29.6800 18,300 543 29,300
2015-03-03 2015-03-02 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 48.9790 220 11 12,900
2015-01-29 2015-01-27 4 Thomas William R III CSWC Common Stock S - Sale I 43.0380 -120,000 -5,165 571,939
2015-01-28 2015-01-27 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 42.7500 300 13 12,680
2015-01-27 3 KELLEY DOUGLAS M. CSWC Common Stock D 14,000
2015-01-27 3 KELLEY DOUGLAS M. CSWC Common Stock D 14,000
2015-01-13 3 MUDD CHRISTOPHER J CSWC Common Stock D 0
2014-12-19 2014-12-16 4 Thomas William R III CSWC Common Stock G - Gift D -6,414 23,529
2014-12-18 2014-12-16 4 WILSON JOHN H (CSWC) Common Stock P - Purchase D 39.5000 650 26 8,650
2014-12-17 2014-12-15 4 Morgan Thomas Duane By Morgan Family Trust CSWC Common Stock P - Purchase I 39.7060 1,250 50 1,250
2014-12-10 2014-12-08 4 Armes Joseph B JBA Family Partners, L.P. CSWC Common Stock P - Purchase I 38.7820 2,500 97 8,502
2014-12-09 2014-12-05 4 LIGON SAMUEL B CSWC Common Stock P - Purchase D 38.9990 380 15 12,380
2014-09-22 2014-09-18 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23.95 -3,200 6,600
2014-09-22 2014-09-18 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23.9500 3,200 77 8,600
2014-09-22 2014-08-06 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23.95 -1,000 9,800
2014-09-22 2014-08-06 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23.9500 1,000 24 5,400
2014-08-29 2014-08-28 4 TACKE KELLY CSWC Stock Options A - Award D 36.60 86,333 111,333
2014-08-29 2014-08-28 4 TACKE KELLY CSWC Common Stock A - Award D 43,000 47,000
2014-08-29 2014-08-28 4 DIEHL BOWEN S CSWC Stock Options A - Award D 36.60 86,334 116,334
2014-08-29 2014-08-28 4 DIEHL BOWEN S CSWC Common Stock A - Award D 42,000 57,000
2014-08-29 2014-08-28 4 Armes Joseph B CSWC Stock Options A - Award D 36.60 86,333 116,333
2014-08-29 2014-08-28 4 Armes Joseph B CSWC Common Stock A - Award D 42,000 47,000
2014-07-29 3 FURST JACK D CSWC Common Stock D 0
2014-06-24 2014-06-23 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 35.3100 -2,000 -71 4,400
2014-06-24 2014-06-23 4 Golden Matthew Bailey Trust CSWC Common Stock P - Purchase I 35.3600 1,500 53 1,500
2014-06-06 2014-06-05 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35.0000 353 12 6,002
2014-06-06 2014-06-05 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35.4900 847 30 5,649
2014-06-06 2014-06-04 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 35.2500 1,802 64 4,802
2014-05-22 2014-05-20 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35.0900 5,000 175 15,000
2014-03-26 2014-03-24 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35.4100 1,427 51 10,000
2014-03-25 2014-03-21 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 35.0600 1,473 52 8,573
2014-03-21 2014-03-19 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 34.8000 100 3 7,100
2014-03-21 2014-03-19 4 DIEHL BOWEN S CSWC Common Stock P - Purchase D 34.9000 1,000 35 7,000
2014-03-19 3 DIEHL BOWEN S CSWC Common Stock D 12,000
2014-03-19 3 DIEHL BOWEN S CSWC Common Stock D 12,000
2014-03-17 2014-03-14 4 SCHWERTNER RAY D. CSWC Stock options M - Exercise D 23.95 2,000 10,800
2014-03-17 2014-03-14 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 23.9500 2,000 48 6,400
2014-03-05 2014-03-03 4 NEBLETT GLENN M. CSWC Stock options M - Exercise D 22.05 14,388 0
2014-03-05 2014-03-03 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 22.0500 14,388 317 15,988
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Stock options M - Exercise D 23.95 24,000 100,000
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Stock options M - Exercise D 19.19 15,000 124,000
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Common Stock M - Exercise D 23.9500 24,000 575 445,292
2014-02-20 2014-02-19 4 MARTIN GARY L CSWC Common Stock M - Exercise D 19.1900 15,000 288 421,292
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 23,519 139,000
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Common Stock S - Sale D 34.2000 -23,519 -804 406,292
2014-02-19 2014-02-18 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 23,519 761 429,811
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 1,149 162,519
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Common Stock S - Sale D 33.8600 -1,149 -39 406,292
2014-02-18 2014-02-14 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 1,149 37 407,411
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 34,942 167,278
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Common Stock S - Sale D 33.7600 -34,942 -1,180 406,292
2014-02-14 2014-02-12 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 34,942 1,131 441,234
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 3,610 163,668
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Common Stock S - Sale D 33.8900 -3,610 -122 406,292
2014-02-14 2014-02-13 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 3,610 117 409,902
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 5,106 202,220
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock S - Sale D 34.0000 -106 -4 406,292
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 106 3 406,398
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock S - Sale D 33.9000 -5,000 -170 406,292
2014-02-13 2014-02-11 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 5,000 162 411,292
2014-02-13 2014-02-11 4 Thomas William R III CSWC Common Stock G - Gift D -1,470 29,943
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 1,174 208,500
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Common Stock S - Sale D 34.0200 -1,174 -40 406,292
2014-02-10 2014-02-06 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 1,174 38 407,466
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Stock options M - Exercise D 32.37 500 239,500
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Common Stock S - Sale D 34.0400 -500 -17 406,292
2014-02-07 2014-02-05 4 MARTIN GARY L CSWC Common Stock M - Exercise D 32.3700 500 16 406,792
2014-02-04 2014-02-03 4 Armes Joseph B JBA Family Partners, LP CSWC Common Stock P - Purchase I 34.3700 3,000 103 3,000
2014-01-31 2014-01-31 4 Brooks David R CSWC Common Stock P - Purchase D 35.1100 1,500 53 1,500
2014-01-29 2013-07-15 4/A Armes Joseph B CSWC Stock options A - Award D 37.02 30,000 30,000
2014-01-29 2013-07-15 4/A Armes Joseph B CSWC Common Stock A - Award D 5,000 5,000
2014-01-28 3 Thomas William R III CSWC Common Stock D 31,413
2014-01-28 3 Thomas William R III Note 1 CSWC Common Stock I 703,939
2014-01-28 3 Brooks David R CSWC Common Stock D 0
2014-01-27 2014-01-20 4 TACKE KELLY CSWC Stock Option A - Award D 33.52 25,000 25,000
2014-01-27 2014-01-20 4 TACKE KELLY CSWC Common Stock A - Award D 4,000 4,000
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 1,000 96 3,600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock P - Purchase D 95.7900 1,000 96 3,600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34.8400 -400 -14 2,600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34.8000 -600 -21 3,000
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34.7800 -500 -17 3,600
2013-12-19 2013-12-19 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 34.7500 -560 -19 4,100
2013-11-22 3 TACKE KELLY CSWC Common Stock D 0
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Non-Qulified Stock Options A - Award D 148.08 148.0800 1,250 185 8,750
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Non-Qualified Stock Options A - Award D 148.08 148.0800 4,125 611 7,500
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Incentive Stock Options A - Award D 148.08 148.0800 3,375 500 3,375
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148.0800 1,250 185 8,750
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148.0800 4,125 611 7,500
2013-07-17 2013-07-15 4 Armes Joseph B CSWC Common Stock A - Award D 148.0800 3,375 500 3,375
2013-06-20 2013-06-20 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 400 38 500
2013-06-20 2013-06-20 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95.7900 400 38 500
2013-06-17 3 Armes Joseph B CSWC Common Stock D 0
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93.49 93.4900 1,000 93 2,750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 200 19 1,950
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93.49 93.4900 22 2 1,772
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138.2400 -1,000 -138 1,750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 1,000 93 2,750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138.2400 -200 -28 1,750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 200 19 1,950
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 139.2000 -22 -3 1,750
2013-06-12 2013-06-10 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 22 2 1,772
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93.49 93.4900 384 36 2,134
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 139.6500 -384 -54 1,750
2013-06-12 2013-06-12 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 384 36 2,134
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93.49 93.4900 1,094 102 2,844
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 138.4700 -1,094 -151 1,750
2013-06-12 2013-06-11 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 1,094 102 2,844
2013-06-10 2013-06-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 142.5000 -125 -18 100
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 400 37 2,150
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 140.2300 -400 -56 1,750
2013-06-10 2013-06-07 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 400 37 2,150
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 1,400 131 3,150
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 140.9300 -1,400 -197 1,750
2013-06-10 2013-06-06 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 1,400 131 3,150
2013-06-06 2013-06-04 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 142.5000 -75 -11 225
2013-05-22 2013-05-20 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 137.1000 -200 -27 300
2013-05-08 2013-05-07 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 123.9400 -259 -32 500
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 123.4000 -16 -2 759
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 122.0000 -158 -19 775
2013-05-08 2013-05-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 122.8000 -225 -28 933
2013-05-06 2013-05-02 4 Morgan Thomas Duane CSWC Common Stock P - Purchase D 115.4500 250 29 250
2013-03-25 2013-03-21 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 119.2000 -200 -24 1,158
2013-03-21 2013-03-19 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 250 24 1,358
2013-03-21 2013-03-19 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95.7900 250 24 1,358
2013-03-12 2013-03-08 4 MARTIN GARY L CSWC Non-Qualified Stock Option M - Exercise D 76.74 76.7400 3,750 288 101,573
2013-03-12 2013-03-08 4 MARTIN GARY L CSWC Common Stock M - Exercise D 76.7400 3,750 288 101,573
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Incentive Stock Option M - Exercise D 88.20 88.2000 403 36 603
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 123.2100 -103 -13 200
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 123.9000 -300 -37 303
2013-03-12 2013-03-11 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 88.2000 403 36 603
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Non-Qualifying Stock Option M - Exercise D 93.49 93.4900 2,000 187 3,750
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 123.7900 -2,000 -248 1,750
2013-03-07 2013-03-05 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 2,000 187 3,750
2013-03-07 2013-03-06 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 124.0000 -200 -25 1,108
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 96.92 96.9200 220 21 1,420
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 76.74 76.7400 1,000 77 1,200
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock S - Sale D 124.0600 -1,220 -151 200
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock M - Exercise D 96.9200 220 21 1,420
2013-03-06 2013-03-05 4 Morris Tracy L. CSWC Common Stock M - Exercise D 76.7400 1,000 77 1,200
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 76.74 76.7400 1,000 77 2,750
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 124.0800 -1,000 -124 1,750
2013-03-06 2013-03-04 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 76.7400 1,000 77 2,750
2013-03-04 2013-03-01 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 300 29 300
2013-03-04 2013-03-01 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95.7900 300 29 1,308
2013-03-01 2013-02-28 4 SCHWERTNER RAY D. CSWC Common Stock S - Sale D 116.0000 -300 -35 1,008
2013-01-23 2013-01-22 4 Golden Matthew Bailey CSWC Common Stock A - Award D 750 750
2013-01-23 2013-01-22 4 Gohlke Henry James CSWC Common Stock A - Award D 500 2,500
2013-01-23 2013-01-22 4 Shedd Christopher Scott CSWC Common Stock A - Award D 750 750
2012-12-19 2012-12-18 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 107.5700 -718 -77 1,500
2012-12-19 2012-12-17 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 105.9900 -2,500 -265 2,218
2012-12-17 2012-12-14 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 105.7700 -1,000 -106 4,718
2012-11-07 2012-11-05 4/A Gohlke Henry James CSWC Common Stock P - Purchase D 108.0000 174 19 1,889
2012-11-07 2012-11-06 4 Gohlke Henry James CSWC Common Stock P - Purchase D 108.0000 49 5 2,000
2012-11-07 2012-11-06 4 Gohlke Henry James CSWC Common Stock P - Purchase D 107.9700 62 7 1,951
2012-11-06 2012-11-05 4 Gohlke Henry James CSWC Common Stock P - Purchase D 108.0000 174 19 174
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109.3600 200 22 500
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109.3600 100 11 300
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109.6500 76 8 200
2012-11-01 2012-10-31 4 Strup Richard F. CSWC Common Stock P - Purchase D 109.3400 24 3 124
2012-10-30 3 Shedd Christopher Scott CSWC Common Stock D 0
2012-10-29 2012-10-26 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 300 29 300
2012-10-29 2012-10-26 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95.7900 300 29 1,046
2012-09-04 3 Gohlke Henry James CSWC Common Stock D 1,715
2012-08-29 3 Golden Matthew Bailey CSWC Common Stock D 0
2012-07-20 3 Strup Richard F. CSWC Common Stock D 100
2012-07-20 3 Morgan Thomas Duane CSWC Common Stock D 0
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 102.4100 -1,602 -164 0
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 104.5500 -406 -42 1,602
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 104.0000 -300 -31 2,008
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 105.0800 -1,842 -194 2,308
2012-06-25 2012-06-22 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 105.8900 -350 -37 4,150
2012-06-20 2012-06-19 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 101.0000 -3,808 -385 5,718
2012-06-20 2012-06-18 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 101.3000 -1,692 -171 9,526
2012-06-19 2012-06-15 4 ASHBAUGH WILLIAM M CSWC Common Stock S - Sale D 102.7400 -500 -51 11,218
2012-06-15 2012-06-13 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 99.2100 -2,250 -223 4,500
2012-06-01 2012-05-30 4 Thomas William R III CSWC Common Stock S - Sale D 86.5000 -8,090 -700 6,768
2012-05-24 2012-05-23 4 Thomas William R III CSWC Incentive Stock Option M - Exercise D 98.44 98.4400 6,090 599 6,090
2012-05-24 2012-05-23 4 Thomas William R III CSWC Common Stock M - Exercise D 98.4400 6,090 599 14,858
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 76.74 76.7400 2,000 153 6,000
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 4,000 374 4,000
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 76.7400 2,000 153 11,718
2012-05-22 2012-05-18 4 ASHBAUGH WILLIAM M CSWC Common Stock M - Exercise D 93.4900 4,000 374 9,718
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Incentive Stock Option M - Exercise D 88.20 88.2000 2,000 176 2,000
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Common Stock S - Sale D 102.0000 -2,000 -204 0
2012-05-22 2012-05-21 4 NEBLETT GLENN M. CSWC Common Stock M - Exercise D 88.2000 2,000 176 2,000
2012-05-22 2012-05-18 4 MARTIN GARY L CSWC Non-Qualified Stock Option M - Exercise D 76.74 76.7400 7,500 576 7,500
2012-05-22 2012-05-18 4 MARTIN GARY L CSWC Common Stock M - Exercise D 76.7400 7,500 576 97,423
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Incentive Stock Option M - Exercise D 88.20 88.2000 1,000 88 1,000
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Common Stock S - Sale D 103.0200 -1,000 -103 0
2012-05-22 2012-05-21 4 BELA MARQUEZ D CSWC Common Stock M - Exercise D 88.2000 1,000 88 1,000
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Incentive Stock Option M - Exercise D 76.74 76.7400 2,000 153 2,000
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Common Stock S - Sale D 101.5800 -2,000 -203 0
2012-05-22 2012-05-18 4 Morris Tracy L. CSWC Common Stock M - Exercise D 76.7400 2,000 153 2,000
2012-05-22 2012-05-21 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 102.0000 -1,500 -153 6,750
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 4,500 421 8,000
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 93.49 93.4900 1,500 140 3,500
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Incentive Stock Option M - Exercise D 76.74 76.7400 2,000 153 2,000
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock S - Sale D 101.3800 -3,000 -304 8,250
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 93.4900 4,500 421 11,250
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 93.4900 1,500 140 6,750
2012-05-22 2012-05-18 4 PETERSON JEFFREY G CSWC Common Stock M - Exercise D 76.7400 2,000 153 5,250
2012-05-22 2012-05-21 4 SCHWERTNER RAY D. CSWC Incentive Stock Option M - Exercise D 95.79 95.7900 300 29 300
2012-05-22 2012-05-21 4 SCHWERTNER RAY D. CSWC Common Stock M - Exercise D 95.7900 300 29 746
2012-05-21 2012-05-17 4 Thomas William R III CSWC Non-Qualified Stock Option M - Exercise D 76.74 76.7400 2,000 153 2,000
2012-05-21 2012-05-17 4 Thomas William R III CSWC Common Stock M - Exercise D 76.7400 2,000 153 8,768
2012-02-16 2012-02-15 4 Thomas William R III CSWC Common Stock S - Sale I 90.7100 -2,224 -202 33,603
2012-02-16 2012-02-14 4 Thomas William R III CSWC Common Stock S - Sale I 91.0400 -7,776 -708 35,827
2012-02-10 2012-02-09 4 Thomas William R III CSWC Common Stock G - Gift D 91.6000 -1,084 -99 7,768
2012-01-18 2012-01-16 4 ASHBAUGH WILLIAM M CSWC Common Stock A - Award D 1,250 6,968
2012-01-18 2012-01-16 4 Morris Tracy L. CSWC Common Stock A - Award D 1,000 1,000
2012-01-18 2012-01-16 4 MARTIN GARY L CSWC Common Stock A - Award D 2,000 91,923
2012-01-18 2012-01-16 4 BELA MARQUEZ D CSWC Common Stock A - Award D 1,000 1,000
2012-01-18 2012-01-16 4 NEBLETT GLENN M. CSWC Common Stock A - Award D 1,000 1,000
2012-01-18 2012-01-16 4 PETERSON JEFFREY G CSWC Common Stock A - Award D 1,000 4,250
2012-01-18 2012-01-16 4 SCHWERTNER RAY D. CSWC Common Stock A - Award D 1,000 1,446
2012-01-18 2012-01-16 4 Thomas William R III CSWC Common Stock A - Award D 1,000 8,852
2012-01-09 2011-11-30 4 BURTON DONALD W CSWC Common Stock A - Award I 84.7000 462 39 106,190
2012-01-09 2011-11-30 4 BURTON DONALD W CSWC Common Stock A - Award I 84.7000 156 13 35,751
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock A - Award I 81.5500 487 40 105,728
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock A - Award I 81.5500 163 13 35,595
2012-01-03 2011-12-30 4 BURTON DONALD W CSWC Common Stock D - Sale to Issuer I 81.5500 -650 -53 0
P
Pasaran terbuka atau pembelian persendirian sekuriti bukan derivatif atau derivatif
S
Pasaran terbuka atau jualan persendirian sekuriti bukan derivatif atau derivatif
A
Pemberian, penganugerahan atau pemerolehan lain sekuriti daripada syarikat (seperti opsyen)
C
Penukaran derivatif
D
Penjualan atau pemindahan sekuriti kembali kepada syarikat
F
Pembayaran harga pelaksanaan atau liabiliti cukai menggunakan sebahagian daripada sekuriti yang diterima daripada syarikat
G
Hadiah sekuriti oleh atau kepada orang dalam
K
Swap ekuiti dan urus niaga lindung nilai yang serupa
M
Pelaksanaan atau penukaran sekuriti derivatif yang diterima daripada syarikat (seperti opsyen)
V
Transaksi dilaporkan secara sukarela pada Borang 4
J
Lain-lain (disertai dengan nota kaki yang menerangkan transaksi)
Other Listings
DE:SFW €19.83
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